A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
F. A CQUISTAPACE
F. B ROGLIA
A. T OGNOLI
An embedding theorem for real analytic spaces
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 6, n
o3 (1979), p. 415-426
<http://www.numdam.org/item?id=ASNSP_1979_4_6_3_415_0>
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Embedding Analytic Spaces
F.
ACQUISTAPACE (**) -
F. BROGLIA(**) -
A. TOGNOLI(**)
Introduction.Let TT be a real
analytic, paracompact
connected manifold of dimension n.H. Grauert has
proved (see [4])
that V isisomorphic
to a closed sub- manifold of R2n+1.If
(X, (9x)
is aparacompact
connected coherent realanalytic
space andN = sup dim zx, N > n,
where 7:ae
is the Zariskitangent
space, then(X, C9g)
xc-X
can be embedded in Rn+N
(i.e.
isisomorphic
to a closed realanalytic
sub-space of
Rn+N) (see [16]).
The purpose of this paper is to prove that if
(X, 19x)
is a(reduced)
realanalytic
space,paracompact
and connected and if N = sup dim T+
o0x EX
then
(X,l9x)
can be embedded in an euclidean space Ra.Using
the above result one can prove that theembeddings
X - Rn+Nare dense in the space of the 000 maps of X into Rn+N.
1. - Definitions and
preliminary
remarks.In this
paragraph
we shall recall some definitions and well known facts that we shall.use in thefollowing.
DEFINITION 1. Let
(X, 19x)
be aringed
space,(X, 19x)
is called a real(complex)
coherentanalytic
space ifflocally (X,l9x)
isisomorphic
to a localmodel
(8,l9u/eØ)
where U is open inR,(Cn) 7 (9u
= sheaf of germs ofanalytic
functions
(holomorphic functions),
, f is a coherent ideal sheaf of(9u
suchthat =
support
of(9ulf.
(*) This paper was written while the authors were members of G.N.S.A.G.A.
(**)
Istituto di Matematica, Universita di Pisa.Pervenuto alla Redazione 1’ll
Aprile
1978.DEFINITION 2. Let
(X, (9X)
be aringed
space,(X, 9x)
is called a reduced real(complex) analytic
space ifflocally (X, (9x)
isisomorphic
to a localmodel
(8,l9u/.ø)
whereU, 19u
are asabove, S
is ananalytic
closed subset of U and f is the subsheaf of19u
of the germs of all theanalytic
functionsthat are zero on S.
In the
following
theanalytic
spaces are considered asringed
spaces, themorphisms
ofringed
spaces are often calledanalytic (or holomorphic)
maps.It is well known that any reduced
complex analytic
space is a coherentcomplex analytic
space, but there exist reduced realanalytic
spaces thatare not coherent.
Let
(X, Ox)
be a reduced realanalytic
space, we shall say that X is coherent in thepoint x
if there exists an open set U 9 x such that( U, (QXIU)
is a coherent real
analytic
space.Let
(X,l9x)
be a realanalytic
reduced space and let us suppose there exists a coherent realanalytic
space(X’, (9x,)
such that(X,l9x)
is the re-duced space associated to
(X’,l9x,).
In thishypothesis
we have(see [11]):
:i)
the setSx
of thesingular points
of X is contained in a proper realanalytic subspace
ofX,,
.ii)
the set of thepoints
where X is not coherent is asemianalytic
subset
(contained
inSx)
of codimension at least two in X.DEFINITION 3. Let
(X, 19x)
be a coherent realanalytic
space and(X, 19xJ
a
complex analytic
space.We shall say that
(X, 19i)
is acomplexification
of(X, (9x)
if(X, (9X)
isa closed real
analytic subspace
of the realanalytic
space associatedto X
and for any x E X we have:
(9.i,x - (9x,xo
C(if
F is a sheaf-9--x
means thestalk of IF at
x).
RIn the
following
all the real orcomplex analytic
spaces we shall considerare
paracompact
and hence metric spaces.We remember that for a connected reduced real
analytic
space(X, 49x)
such that sup dim ir
+
oo, where Tx is the Zariskitangent
space, thex EX
°
following
statements areequivalent (see [15]):
a) (X,l9x)
is the reducedanalytic
space associated to a coherent realanalytic
space(X’, 19x’)
such that sup dim -r,,+
00.xc-X’
b) (X, dx)
isisomorphic
to a closed realanalytic subspace
Y of some R"and Y has
global equations
in Rn.c)
there exists a Steinspace ?
c C" suchthat Y
n Rn isisomorphic
to X.
H. Cartan has
proved (see [12])
that not any real reducedcompact analytic
space satisfies one of theequivalent
conditionsa), b), c).
The aimof this paper is to prove that also these
« patological »
real reducedanalytic
spaces can be embedded in the euclidean space.
Let
(X, tPx)
be acomplex
reducedanalytic
space and (1: C --> C the usualconjugation.
A functionf :
X - C is calledantiholomorphic
ifaof
isholomorphic.
If
(Xj, (gx,) i = 1, 2
are twocomplex, reduced, analytic
spaces and cp :X, ----> X2
is a continuous mapthen Q
is said to beantiholomorphic
iflocally
99 is describedby antiholomorphic
functions(for
the details see[15]).
Let
(X, QX)
be acomplex analytic
space. Then a map a: X - X is called an antiinvoZution if:1)
aoa = id.2)
a isantiholomorphic.
DEFINITION 4. Let
(X, tPx)
be acomplex, reduced, analytic
space andJ : X - X an antiinvolution.
The
couple {(X, (9,), o-}
is called acomplex, reduced, analytic
spacedefined
on the real numbers
(briefly
defined onR).
Given two
complex, reduced, analytic
spaces defined on the real numbers{(Xi, (9x,), ail
and amorphism
(p:(Xl, QY) -+ (X2, (f)x2)
we shall saythat Q
is
defined
on R iff : a2°f{J = Qgoorl.If
f (X, C9g), o’}
is as above the setX6
=fx
EXla(x)
=s)
has a naturalstructure of reduced real
analytic
space.Xa
is called the realpart
of X.Clearly
if Q:(Xl, Ox,)
-->(X2, (!)x2)
is defined on R then Q induces amorphism
qj :X10, --->- X2Q .
2. -
Preliminary
results.In this
paragraph
we shall expose some facts that are necessary to prove the main result.These lemmata can be
found,
in a similarform,
in[1], [2].
LEMMA 1. Let
Vi, i == 1,
2 be two realanalytic,
closedsubmanifolds of
theopen sets
Ai of
Rn.Let p :
Vi
-->V2
be a realanalytic isomorphism
and let U8 suppose Rn canon-ically
embedded in Rn+qfor
any q.In these
hypotheses
there exist two openneighbourhoods A.2 of V,
in Rn+nsuch that q can be extended to an
analytic isomorphism q’: A1 -+ .A.2 .
PROOF. Let
F # V2
be a vectorbundle,
then we shall denoteby q;*(F) # V,
the inverseimage
of F.It is well known that if F is an
analytic
vector bundle the same is true forq;*(F)
and we have thefollowing
commutativediagram:
where
is ananalytic isomorphism
of vector bundles.In the
following
we shall denoteby TVi’ NVi
thetangent
and the normal bundle ofVi
cAi, i
=1,
2.It is known
(see [9])
that the zero section ofNv,
has aneighbourhood analytitically isomorphic
to aneighbourhood Uvt
ofVi
inA i .
In the
following Uv,
is called a tubularneighbourhood.
We have the relations
(see [9]) :
(we
remember that if twoanalytic
vector bundles are C-isomorphic
thenthey
are alsoanalytically isomorphic,
see[10]).
In thefollowing --
shallmean
analytically isomorphic (as
vectorbundles,
asmanifolds,
asanalytic spaces... ).
Let us consider the commutative
diagram:
From
(2)
we deduce the commutativediagram:
Now we remark
that Q
is ananalytic isomorphism
henceTv1= q;*(Tv,)
~TVl
and
Nvs r-J q;*(Nvs)
and theisomorphism V
defined in(3) gives:
The relation
(4)
can be writtenRelation
(5)
and the existence of the tubularneighbourhood
prove the assertion of the lemma.Let X be a real
analytic
space and X =XI
U.X2
an opencovering.
Suppose Qi: Xi c.¿. Ai, i = 1, 2
are two properembeddings
ofXZ
intoopen subsets
A
i of Rn.Then we have the
diagram:
that defines the
analytic isomorphism
q =ozoog : Y1 -+ Y2 .
LEMMA 2..Let us suppose
that cp: Yi - Y2
can be extended to ananalytic isomorphism q3: Ql -¿. Q2 of a neighborhood o f Y1 in Al
onto aneighbourhood Q2 o f Y2 in A2.
Then the realanalytic space X
=Xi U .X’2
can be embeddedin a euclidean space Rq.
PROOF. It is
enough
to prove that X can be embedded in aparacompact
real
analytic
manifold(any
such manifold isisomorphic
to a closed sub- manifold of some Rq(see [4])).
The
space X
isparacompact;
hence there exists an opencovering
X =
Xi U X2
such thatXZ
cXi
and thereforeXl , n X2
cXl
nX2.
Let
Ai
cA.i, i == 1, 2
be open sets of Rn such that:X = Ai
nXi,
X = Ai n Xj
and let us denoteYi(
=ei(XI n X2 ) .
By hypothesis cp
can be extended toq3: Ql -+> Q2
whereQl
is open and containsYI.
Let
QI
cQI
be an open set such that:QI
r1YI
=YI, 8i
r1Yl
=YI, Szi
cQ I .
We have theanalytic isomorphism q3: Q§ - §5(Q§) © Q§ .
By
the factthat §3
is anomeomorphism
we obtain:Q§
r1Y2
=Y2 .
Let
now A§ U A2
be thedisjoint
union ofh§
andA2
and*§3
theequiv-
alence
relation s - y
> x EAi, y E A2 and y = §3(z) .
We claim that the
quotient
space1( U 1§j9#-
=X’ is
Hausdorff be-cause the
gluing map Q
is defined on closed setsof Az . Let x, y
bepoints
of
X’
and let us denoteby p : h§ U h§ - 8’
the canonicalprojection.
If there don’t exist open,
disjoint neighbourhoods Uae 3
x,U" 3 Y
itmeans that we may
construct xn -+x’, Yn -+y’,
Xn, Yn,x’, y’ E .El l U A2
suchthat: p(x’)
= x,p(y’)
== Y,p(xn)
=P(Yn), Sn #
Yn .From the fact that the
homeomorphism q3
is defined on a closed set wededuce that
§3(s’) = y’
and hence x = y. So we haveproved
that0l’
isT2.
Now we remark that if we take a subset A c
A§ U A2
then thetopology
of
A/PJlIA
=A
is finer than thetopology
inducedby X’
onp(A). Hence A
is a Hausdorff space.
By
the above remark it follows that is a Hausdorff space.From the fact
that q
is anhomeomorphism
and theA z
are open it fol- lows that theequivalence
relationMIA,]LIA,
is open andhence X
is ananalytic
Hausdorff manifoldcontaining canonically
X.Clearly
theA have
a countable base of opensets, hence X
has the sameproperty
and therefore isparacompact.
The lemma is nowproved.
LEMMA 3. Let X be a real
analytic
space and X =Xi
UX2
be an opencovering.
Let us suppose there exist two
analytic embeddings
(!i:Xi -> A i , Ai
i open setof Rnt, (!(Xi)
closed inAi.
Let us suppose
Q,Oel = 99: o1(X1
nX2) -¿. A2
can be extended to anembedding Q: Ql -> A2 o f
an openneighbourhood ill of (!1(Xl
nX2)
inA,
into the open set
Å2.
In these
hypotheses
the space X can be embedded in an euclidean space.PROOF.
Using
lemma 1 we prove that the conditions of lemma 2 aresatisfied and hence the thesis follows.
DEFINITION 5. Let X =
Xi
VX2
be an opencovering
of a reduced realanalytic
space. We shall say that thecovering
has the extensionproperty
if there exist twoembeddings ei: Xi ---> Ai c R", satisfing
the condition of the lemma 3.Lemma 3 can now be written: if X =
Xl
UX2
has the extension pro-perty
then the realanalytic
reducedspace X
can be embedded in aneuclidean space RN.
3. - The
embedding
theorem.To prove the
embedding
theorem we need some criteria to ensure thata
covering X
=X,
UX2
of a reduced realanalytic
space has the extensionproperty (see
definition5).
PROPOSITION 1. Let
(X, C9g)
be areal, reduced, analytic
space and X =-- X1
UX2
an opencovering of
X.Everyone of
thefollowing
conditions issufficient
to ensure that thecovering
X =
X 1
uX 2
has the extensionproperty:
(I)
there exist twoembeddings (2i:.L>
i -¿.A i , Ai
i open setof Rni,
i =1,
2and
(Xl n X2, (9xlx, nX2)
is a reduced coherent realanalytic
space.(II)
there exist twoembeddings
(!i:Xi --> Ai, Ai
i op en seto f
RniCCny,
twoStein spaces
Yi
cA
i contained in two open setsA
C cni anddefined
on R with
respect
to the antiinvolutions ai igiven by
the usualconjuga-
tion
of Cni,
such that:i) i
n Rni =(!i(Xl
UX2);
ii)
theisomorphism
’P =Q2oQl 1: (!1(X1
UX2) -+> O2(X1
UX2)
can be ex-tended to an
isomorphism
cp :Yi
->Y2 de f ined
on Rof
two open.
neighbourhoods Yi o f (2i(X1
UX2)
inYi.
PROOF:
(I)
Let oi :Xl -+ A
i c Rni be theembeddings given by
thehypotheses
and let us denote 99 == (22
O1 1: (!1(X1
r1X2) -¿. O2(Xl
nX2).
We may supposen2 >
2nl +
1(otherwise
we takeRl-’
= Rnz xRII).
From a result of H.Whitney
(see [13])
we have that ’P can be extended to a 000embedding if;: (!1(Xl
nX2) -+ A2
c Rns where(!1(Xl
nX2)
is an openneighbourhood
of(!1(Xl
nX2)
in
AI.
From the fact that
X’1
r’1X2
is a coherent realanalytic
space wededuce, using
the results of[14], that if;
can beapproached by
ananalytic
em-bedding cp : Q,(Xl
nX2)
-->-A2
C Rn:a and we maysuppose 13
extends ’P.Part
(I)
is nowproved.
(II)
In[3 ]
thefollowing
result isproved:
Let
(X, Ox)
be a reduced Stein space, Y a closedanalytic subspace
andcp: Y -
C’
anembedding.
Let us supposel >
2n+ 1,
n = dim X. Then the set of allanalytic
maps 1p: X -->C’
that are proper, one to one,regular
on the
regular points
of X and extend 99 are dense in the space of theanalytic
maps that extend 99.If we suppose that
((X, (9X), a)
is defined onR, 0’( Y)
= Y and ’P is amorphism
defined on R then we have: the proper, one to one,regular
inthe
regular points,
extension of 99 defined on R are dense in the space of the extensions of ’P defined on R.Going
back to theproof
of this result one checks that if ’P is an em-bedding,
notnecessarily
proper, then the one to one,regular
in theregular points, analytic
extensionsV: X --> C’
are dense in the extensions of 99.The same result is true for
mapping
defined on R.Now we can
apply
these results to our case.’ We can suppose
n2>2nl + 1,
then there exists anembedding
1jJ:Ai -- A2
of a
neighbourhood A1
ofY1
in cn1 into cn2 and hence intoA2
thatextends Q (if Y’:.jf -> C"
is an extensionof 99
we take 1jJ =y’],-> zj».
We may suppose
that y
is defined on R andhence
defines anembedding
of a
neighbourhood
of!?1(Xl n X2)
inA1
into Rn2. Theproposition
is nowproved.
Now we can prove the main results:
THEOREM 1. Let
(X, (9x)
be areal, reduced,
connectedanalytic
space and let us suppose sup dim rx,-E--
00, 2x = Zariskitangent
spacee at x.xEX
In these
hypotheses (X, (9o)
isisomorphic
to a closed realanalytic subspace of
some euclidean space Rq.PROOF:
i)
We wish to prove thefollowing topological
fact: let us supposen =
topological
dimension ofX, & == I Uilic,
be an opencovering
of X.In this
hypothesis
there exists an open refinement v’== tviijej of W
such that:
a)
Y’ islocally finite;
b)
J is thedisjoint
union ofn + 1
subsetJ.
...,Jn+1
such thatany connected
component
of Vk =U Vi
is contained insome Ui,
,k == 1, ..., n + 1.
i eJkThe space X is metric and has a countable base of open sets hence the usual definitions of
topological
dimension coincide on X(see [6]).
The
space X
isparacompact
of dimension n hence we can suppose,eventually refining &,
that ó/t== {UiliSI is locally
finite and that anyz E X is
contained,
atmost,
in n+ 1
open setsUi.
From the fact that X has a countable base of open sets we may also suppose I = N.Let
{ai:
X -->Rlic-N
be a continuouspartition
of theunity
associatedto U
== {U i} ieN .
Let us state:
We have from the above construction:
The families
give
therequired decomposition
of the refinementgiven by
The assertion is now
proved.
ii)
From the above result there exists an opencovering
such that: i=i
1)
forany i
=1,
..., n+ 1
there exists anembedding
o, :Xi -->- A
i whereA
i is an open set of Rnt and(2i(Xi)
is a closedanalytic
subset of
A i ;
2)
there exist open setsÃi
of Cni and Stein closedsubspace X c Ãi
isuch that:
A
n Rni =Ai, ii
nAi - X and
theii
i are definedon R.
It is sufficient to choose a
covering 4Y by
localmodels,
to construct Y’ and then to takeLet us define:
is not coherent in the
point x}.
It is know
(see § 1)
that T is contained in a properanalytic subspace
of
X, (and
ofX2 ) .
If we consider
Xl
UX2 - T
= X 1 then thisanalytic
reduced space is coveredby X1
andX2 - T
and thehypothesis (I)
ofproposition
1 is satisfied.Following
the construction of theprevious
lemmata we obtain a realanalytic
manifoldFrom the construction we see that we may suppose that if
A2
is openin
Rni
then thereexists,
in an open set ofCn$,
a Stein space defined on Risomorphic
to aneighbourhood
ofX2 - T
inX2 .
In fact
A2
contains anembedding
of an open subset ofA2
and this em-bedding
can be extended to an open set ofCn2..
Let us consider the real reduced
analytic
spaceXl U X2
coveredby Vi
andX2.
The charts
A2
andX2
cA2
are now in thehypothesis (II)
ofproposition
1and hence we can construct an
analytic
manifold W that containsXl
UX2.
We can now
repeat
thearguments taking Xl U X2
andX3
and afterPn+l
steps
we have embedded X into a realanalytic
manifold.The theorem is now
proved.
Let
(X, (9x)
be a real reducedanalytic
space, we shall denoteby C°° (X, Rq), (C’(X, Rq))
the spaces of the000, (analytic)
maps of X into Rq endowed with the usual C°°topology.
We have
THEOREM 2. Let
(X, (9x) be a
realreduced, paracompact, connected, analytic
space
of
dimension n such that: N = supdim zx +
00, 2x = Zariski tan-x EX
gent
space,N 0
n. In thesehypotheses
we have:(I)
The setof
proper,analytic,
one to onemaps q : X
---> R2n+1 that areregular
in the
regular points of
X is dense inOoo(X, R2n+1) .
(II)
The setof
the properembeddings
qJ: X C- Rn+N is dense inC°°(X, RntN).
PROOF. Let us suppose that X is a real
analytic subspace
of RP.We remark that any 000 map
99: X
---> R, can be extended to a C°° mapRp --> Rs and Q;
can beapproached by analytic
maps y: Rp -->- Rs.It follows that it is
enough
to prove the theorem for the space ofanalytic
maps q : X -+ R2n+l
(or qJ:
X -+Rn+N)
that are restrictions ofanalytic
maps defined on RP.From theorem
1,
the above remark and the fact that the cubes areRunge’s
sets in CP it follows that the theorem isproved by
PROPOSITION 2. Let
(X, (9,)
be areduced,
realanalytic subspace o f
Rp c Cpsatisfying
thehypotheses of
theorem 2.Then the
holomorphic
mapsip:
Cp --* C’2n+1(§5:
Cp -->.Cn+N) de f ined
on Rand such that:
iplx is
proper, one to one,regular
in theregular points of
X(an embedding)
are dense in the space
of
theholomorphic
maps 1p: CP ->. C’2n+1(1p:
Cp --->Cn+N) def ined
on R.PROOF. The
proof
is the same as in[7].
We write here some remarks to
simplify
theadaptation
of Narasimhan’sproof
to our case.1)
The admissiblesystems
definedin § 2
of[7]
can be constructedtaking
thecomplement
of alocally
finitefamily
ofhyperplanes
of Cp.2 ) n + I
admissiblesystems
of CP areenough,
if wellchosen,
to cover X.3) X,
ingeneral,
has nogood decomposition
into irreducible com-ponents.
Hence theargument
oftaking
apoint
on any irreducible com-ponent
of X(or
of ananalytic subspace)
must bereplaced
in thefollowing
way: take a stratification of X and a
point
on any connectedcomponent
of the strata of maximal dimension.
4)
All the constructions of[7]
can beadapted
toholomorphic
maps defined on R(for
the details see[16]).
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unospazio
analitico reale, Boll. Un. Mat. Ital., 9 (1974), pp. 44-50.
[2] F. ACQUISTAPACE - F. BROGLIA - A. TOGNOLI,
Questioni
diimmergibilità
edequazioni globali,
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theoremfor
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