C OMPOSITIO M ATHEMATICA
C HARLES B ARTON
C. H. C LEMENS
A result on the integral chow ring of a generic principally polarized complex abelian variety of dimension four
Compositio Mathematica, tome 34, n
o1 (1977), p. 49-67
<http://www.numdam.org/item?id=CM_1977__34_1_49_0>
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49
A RESULT ON THE INTEGRAL CHOW RING OF A GENERIC PRINCIPALLY POLARIZED COMPLEX ABELIAN VARIETY OF DIMENSION FOUR
Charles Barton and C. H. Clemens
Noordhoff International Publishing Printed in the Netherlands
0. Introduction
In this paper, we wish to show that a certain
positive algebraic two-cycle
on ageneric
abelianvariety
of dimension four is not, ingeneral, represented by
aneffective algebraic subvariety.
Thisproblem
was
suggested by
the fact that thiscycle
iseffectively representable
ifthe abelian
variety
is the Jacobian of a curve or the intermediate Jacobian of a cubic threefold.The method of
proof
is via adegeneration
argument - we construct(in
somedetail)
the"generic" degeneration
of afamily
ofprincipally polarized
abelian varieties of dimensionfour,
then we see what the existence of the effectivetwo-cycle
wouldimply
in the limit.1. A
"generie" degeneration
Our purpose in this section is to construct a
"generic"
propermapping
of aholomorphic
manifold J onto the unit disc Lisuch that:
(i)
if z ~ 0, Jz= 03C0-l(Z)
is aprincipally polarized
abelianvariety [4;
Chapter 1]
of dimensionfour;
(ii)
Jo isnon-singular
except that it crosses itselftransversely along
M, aprincipally polarized
abelianvariety
of dimensionthree;
(iii) Jo,
the normalization of Jo, is a bundle over M with fibre Pi 1(complex projective one-space).
To
accomplish this,
webegin
with the setbe a
holomorphic mapping
of the unit disc into the group of invertible 3 x 3 matrices over thecomplex
numbers such that:(i) A(z)
issymmetric
for each zE L1 ;
(ii) (imaginary
part ofA(z))
ispositive
definite for each z G0394 Letbe the standard basis of R3 and
the columns of
A (z).
Letbe any
holomorphic mapping,
Using L(z)
andB(z)
we define anequivalence
relation on H asfollows. We put
if
Then K is a
complex
manifold and we have a naturalmapping
If
Z ~ 0,
K-1(z )
is a C*-bundle over aprincipally polarized
abelianvariety
of dimension three. K
-1(0)
is the union of two(mutually dual)
linebundles over M
=C3/L(0).
The idea now, of course, is to construct J as a
quotient
of K. On Kthen,
we definewhenever
Then "-Il generates an
equivalence
relation and we can defineClearly,
J is smooth and themapping
K in(1.5)
induces a propermapping
Of the assertions
(i)-(iii) following (1.1), (ii)
and(iii)
are clear for themapping
03C0 we havejust
constructed. Assertion(i) is,
infact, only
correct for
sufficiently
small values of z.We will check this last fact
by computing
theperiod
matrix forThen we can make a
mapping
which is well-defined modulo
integral
combinations of the vectors(See
conditions(ii)
and(iii)
for theequivalence
relationdefining K.)
Topass from we have introduced a second
equivalence
relation. Since z #
0,
ourequivalence
isgenerated by
the conditions1*1 1 ,
in other
words,
themapping (1.7)
induces amapping
which is well-defined modulo
integral
combinations of the vectors(1.8)
and the vectorSo Jz is
simply
thequotient
of C4by
thesubgroup generated by
thevectors
(1.8)
and(1.9).
If z issufficiently small,
the vector(1.9)
isclearly linearly independent (over R)
from theothers,
so(1.10)
Jz =complex
torus withperiod matrix f2 (z)
where
Also,
if z # 0 issufficiently small,
the matrixis
positive
definite. This means that Jz does indeed have the structure of aprincipally polarized
abelianvariety.
From here on, we assumethat we have
adjusted
the parameter z so that this is the case for allz E
(~ 2013{0}).
We call thefamily (1.1)
ageneric degeneration
since thevarieties Jo constructed as above make up the
"largest component"
ofa natural
compactification
of the moduli space ofprincipally polarized
abelian varieties of dimension four
[5].
Finally
we will need afamily
of theta-functions on the varieties Jz.We define these as functions on H
(see (1.2)),
but for z # 0they
willjust give
the usual theta functions of characteristicon Jz. Let N be a
positive integer
and letbe a
triple
ofintegers
such thatdefine
where A
(z )
is as in(1.3).
Then for 0:5 noN,
and(u ; 0’, ’T)
E H(see (1.2)),
definewhere
B (z)
is as in(1.4).
From the definitionitself, nothing
isclear,
noteven the convergence of the series. Assume absolute convergence uniform on compact subsets of H. Then on the subset of H
given by
UT = 0, the series in
(1.12)
reduces toNow, to check convergence, we use the relations UT = z and
U =
e2’7TiUo,
which allow us to rewrite(1.12)
as follows:where
and
Now on a set
the series
(1.14)
isabsolutely
anduniformly convergent - this
is animmediate
corollary
of theproof
of the uniform and absolute con-vergence of the Fourier series of N-th order theta-functions
[2;
page96].
So the series(1.12)
convergesabsolutely
anduniformly
on sets(1.15)
and so on any compact subset of H.Indeed,
in the formation(1.14),
the functionsfor uT = z # 0
give
a basis for the N-th order theta-functions on JZ with characteristicAlso these functions are invariant under the substitution
thus the zero set of the function
(1.12)
onis invariant with respect to the identifications used to define
as a
quotient
space of(1.16).
Also from the formulas(1.13)
it is clearthat the zero set of a function
(1.12)
in H issimply
the closure of itszero set in
(1.16).
These two factsimply
that the zero set of(1.12)
in H is invariant with respect to the identifications used to define J as aquotient
space of H and so defines a divisoron J. The linear system
spanned by
the divisors(1.17)
hasprojective
dimension
The rest of this section will be devoted to the
study
of this linear system, which we denoteby
First of
all,
the formulas(1.13) immediately imply
thatfor any D E DN and any z EEA. Thus the
algebraic cycle (with multiplicity)
always
makes sense and for any z OE àin
H6(J ; Z). Also, by [1; §5-6],
thesemi-group [0,1]
x R acts on J insuch a way that
(i) 1T«r, 0) . x)
=re2mB1T(x)
for all x E J and(r, 0)
E[0, 1]
xR ; (ii) (r, 0) .
x = x whenever x E Jo.So in
H6(J ; Z)
=H6(JO; Z):
and therefore
by (1.19)
But we can
explicitly
compute theright-hand-side
of(1.20).
To dothis,
notice that the real coordinatesgive
a set of coordinates for Jz via themapping
where
and
f2i = (j
+1)-st
column of theperiod
matrixD(z).
Let y; be the element ofH1(Jz; Z)
definedby fixing 03BEk
fork # j
and all the Tlk andletting ei
run from 0 to 1.Similarly define 03B4i
EH1(Jz; Z) by letting
nirun from 0 to 1. Then
is a basis for
H1(Jz; Z).
From the classicaltheory
of theta-functions wehave that if D OE ÉDN and z # 0:
where "X" denotes
Pontriagin product
in thetopological
group Jz and"""
means "delete."
Next let
jo =
(normalization
ofJo).
We then have a P1-bundle
with fibre coordinate 03C3
(see (1 .5)-(1.6».
Thebundle 1£
has distin-guished
sectionswhich are identified
(via
translationby
B(o))
under the normalizationmapping
Their common
image,
which we will denotesimply by M,
is the doublevariety
of Jo.Topologically,
for z # 0and the
"collapsing"
mapis
given by fixing
0 E 03B4o andcollapsing
to
{u}
c M for eachpoint
u E M. Sousing (1.20)
and(1.22),
we canexplicitly
describeas follows.
Abusing notation,
letdenote the standard basis of
H1(M; Z)
with respect to theperiod
matrix
A (0).
Thenby (1.22)
and ourdescription
of thecollapsing
map,we have that
is
given
inH6(JO; Z) by
So
by (1.20)
the class of(D - Jo)
for D E DN must begiven by
the sameformula. If P denotes a fibre of IL, then
by (1.28)
we havewhich agrees with the formulas
(1.13). (In (1.13)
we can, forexample,
set T = 0 and use a as the fibre coordinate
of j£ : Jo ~ M.)
Now if N = 1, then DN contains a
unique divisor,
which we will callFor z ~ 0,
(@ . Jz )
is called the theta-divisor of Jz.THEOREM 1.31:
If
themappings
A and B in(1.3)
and(1.4)
are chosengenerically,
0 is smooth in aneighborhood of
its intersection with Jo.Also
for
z near0,
0 meets Jztransversely.
PROOF: Let
be such that
V(@o)=(@ J°). By elementary properties
ofanalytic varieties,
the theorem will beproved
if we can show thatO°
is asmooth
subvariety (of multiplicity one)
injo
which intersects M° and Mootransversely. By (1.13) (i), (0 - Jo)
isgiven by
the zero set ofis
given by setting
T = 0 in(1.32)
andlooking
at the zero set of theresulting
function. If(u’, u ’)
is asingular point
of this zero set, thenand for
If
A (0)
is chosengenerically,
there is no common zero ofO(u)
and(iJO/iJUj)(u), j
=1, 2,
3.Otherwise,
forexample,
the Riemannsing-
ularities theorem would
imply
that every curve of genus three ishyperelliptic. So,
forgeneral A (0),
the Gauss mapis a
morphism
and issurjective (recall
that M is aJacobian).
But thenone computes
immediately
thatis a
subvariety
of dimension z5 2. If we chooseB(0)
outside thissubvariety (and A (0)
asabove)
then(i)
and(ii)
have no commonsolutions
(u’, 03C3)
E(Jo- M°°).
Alsoby (1.32) (with
T ~0), éo
meets M°tranversely
wheneverO(u)
and the(aO /aUj )(u)
have no common zeros.Putting (r=0
in(1.32),
theanalogous
argument works for(6,, n (jo - M°)).
This proves the first statement of Theorem 1.31. The second statement then follows from the fact that(e
nJZ )
isgiven locally by
the
equation o,
= z orby
theequation
UT = z.THEOREM 1.33:
Suppose
N >3 andB (0) # 0 in
M. Letbe the
mapping defined by
the linear system 2N in(1.18).
The system DN has nobasepoints
so that FN is aregular mapping.
Infact,
themapping
is an
embedding.
PROOF:
Except along
Jo this is a standard classical theorem. Thesame classical theorem says that the linear system
spanned by
thedivisors of the functions
(1.12)
in Mzgives
anembedding
of Mz.Applying
this for z = 0 and the formulas(1.13) (i),
it is clear that FN embeds M C Jo in P(N4_l). To show that GN is also an immersion atpoints
of M CJ,
it suffices to notethat, given
u’ E M, there existsby (1.13) (ii)
a divisor in 2N which is smooth and tangent to{(u;
U,T ) :
u =0}
at u’ and which containsM,
as well as a divisor which is smooth and tangent to{(u; o-,,r):,r
=0}
at u’ and which contains M.(We
useagain
that N >
3.) Next,
recall that tostudy
the linear system cut outby
*Non
(Jo - M)
we can set T = 0 in(1.13)
and use OE as the fibre coordinate of the C*-bundleSo, by (1.13) (ii),
*N has nofix-points
on(Jo - M)
andand, considering
the casesno = 2
and n, = 1,so that
Finally,
to show that GN is an immersion at apoint
of(Jo - M),
it suces to show thatis an immersion. But this follows
immediately
from(1.13)
and the facts:(i)
the linear systemspanned by
the divisors of the functions(1.12) (in
the case z =0)
embedsM;
(ii) given (u’ ; u’)
E(Jo - M),
there exists a vectorsuch that
but
(see (1.13) (i)).
Notice that(ii)
follows from the fact that B(0) 0
0 in M whichimplies
that the vectorsare not
proportional.
Notice that the argument in Theorem 1.31 can be
applied inductively
to show that a
generic principally polarized
abelianvariety
of dimen-sion k has
non-singular
theta-divisor. Theproof
of Theorem 1.33 alsoapplies,
of course, inhigher
dimensions.2. The
"generic"
Chowring
On a
complex
torus JI of dimensionfour,
aprincipal polarization
isgiven by
an elementsuch that
(i)
lli is apositive
form of type(1,1)
in theHodge decomposition
ofH2(J1; C);
(ii) fli
is unimodular as a bilinear form onH1(J1; Z).
Given
(JI, f2,),
we can choose a basis(1.21)
forHi(Ji; Z)
which issympletic,
thatis,
If
where
{W)i}i =0,...,3
is a basis forH 1,0(J 1)
such thatwhere the
Ej
are the standard basis forC’,
then theimaginary
part ofis
positive
definite and the associated N-th order theta-functions(see (1.14))
have zero sets on JI whose associatedhomology
class is thePoincare dual of Nil1
(see (1.22)).
Thequestion
we wish to treat is thefollowing:
(2.4)
Which elements ofH *(J¡; Z)
arealways representable by
effectivealgebraic cycles (i.e. subvarieties)
in Jl?From what we have said so
far,
the duals ofare all
representable by
subvarieties. In terms of asympletic
basis(1.21)
forH1(J1; Z),
we can write thesehomology
classes in the formIt is a theorem of Matsusaka
[3]
andHoyt
that 1 yi x Si isrepresentable by
analgebraic
curve if andonly
if(Ji, nI)
is the Jacobianvariety
ofthat
(possibly reducible)
curve. So since not allprincipally polarized
abelian varieties of dimension four are
(products of) Jacobians,
thecycle ~j3=o
Yj x6j
is not ingeneral representable by
asubvariety.
LEMMA 2.6
(Mattuck):
There existprincipally polarized
abelianvarieties
(J,, 03A91) of
dimensionfour
such that any elementof H*(J1; Z)
which is
representable by
analgebraic subvariety
is apositive
rationalmultiple of
oneof
thecycles (2.5).
PROOF: For elements of
H6(J1; Z),
the lemma issimply
the classicalfact that the Picard number of a
generic principally polarized
abelianvariety
is one.By duality, therefore,
the lemma is also true for elements ofH2(Jl; Z).
We mustonly
examineH4(J1; Z). Suppose
thelemma is false. Then for each
family (1.1)
there will exist an elementfor each z # 0 and a three-dimensional closed
analytic subvariety
such that:
represents the
homology class a ; (ii) a
is not anintegral multiple
of(This
is because of Theorem 1.33 and the fact that the set ofalgebraic cycles
in P (N4_1) of fixeddegree
forms a finite union of irreduciblealgebraic
families ofcycles.)
Thenjust
as in(1.19)-(1.29),
we canconclude that there exists a finite set of
cycles
and
positive integers
such that:(ii)
each ai isrepresented by
an irreduciblealgebraic subvariety
(see (1 .25».
If M has Picard number 1, then underSi must go to an
algebraic cycle
whosehomology
class is apositive multiple
ofWe can therefore conclude that
for some ri ± 0, and so
by (i)
above and thetopological description
ofthe
degeneration a ~ (0, 0) .
agiven
in(1.19)-(1.29),
we have thatfor some 13 E
H3(Jz; Z)
and some r > 0. Now we can arrange so that for some zo # 0, theperiod
matrix forJzo
isgiven by
where each entry in f2’ has small absolute value and each entry in
has small absolute value. Therefore for
each j
=1,
2,3, Jzo
fits into afamily (1.1)
in which M has Picard number one and y;plays
the role of yo. Thereforeby elementary algebra
This
completes
theproof
of Lemma 2.6.The above lemma reduces the search for the answer to the
question
posed
in(2.4)
to thehomology
classesWe have seen
that,
if r = 1, thecycle (2.7) (i) is,
ingeneral,
notrepresentable by
asubvariety. By
an as yetunpublished
result of A.Beauville,
everyprincipally polarized
abelianvariety
of dimension four is thePrym variety
associated to a two-sheetedcovering
of a(possibly singular) algebraic
curve. Theimage
of this two-sheeted cover in itsPrym variety
hashomology
class(2.7) (i)
where r = 2. Thus theonly cycles (2.7) (i)
which remain in doubt are those for which r is odd and greater than 1.Similarly,
since f2 A f2, 1 has as its dual thecycle (2.7) (ii)
with s =
2,
theonly cycles (2.7) (ii)
which remain in doubt are those for which s is odd. Our nextproject
is to eliminate thepossibility
s = 1.Suppose
is
representable by
asubvariety
for allprincipally polarized
abelianvarieties of dimension four. Then in
general
therepresenting
subvari- ety must be irreducible since no element in fourthhomology
which is nota
positive integral multiple
of r isgenerically representable. Therefore, by
thegeneral theory
of the Chowring
of P(N4-i),[6],
there must existfor each
sufficiently general family (1.1)
aclosed, irreducible,
three- dimensionalanalytic subvariety
such that:
where each
SZ(j)
represents thehomology
classT,
(ii)
for almost all z, the varietiesSZ(j)
are all distinct and irreducible.For such a
general family (1.1),
consider the setThe
topological
closure S’ of S’ intersects Jo in a unionof irreducible
analytic
subvarieties of dimension two. Just as in(1.19)-(1.29),
ifS(i)
is asubvariety
ofjo
such that(counting
multi-plicities)
and if
S(i)
hashomology
class ai, thenfor some mi > 0. If the double locus M of Jo is chosen
suitably generally,
then foreach i,
thehomology
class of(Mo. 8(i»
is anon-negative multiple
of~3j =1
yj x6j
and thehomology
class of03BC(S(i))
is a
non-negative multiple of 03A31jk3
y; x6j
x yk x sk. Then theonly possibilities
in(2.11)
are:(i)
r = 1 and m, = 1;(ii) r
=2,
rn 1 = m2 = 1 andAssume that
possibility (ii)
holds for ageneral family (1.1).
It isimpossible
thatS(1)
CM,
the doublelocus,
because themultiplicity
ofany component of
(S
nJo)
which lies in M must be greater than one.Thus
and so
This
implies
that the bundleis trivial when restricted to the theta-divisor 1 of
M,
since(up
totranslation)
and
in IL -1(L:).
Since themapping
is an
isomorphism
fornon-singular 1, possibility (ii)
is ruled out unlessJo
is the trivial bundle over M which is ingeneral
not the case. Thus wecan conclude that for our
general family:
(2.12)
So is irreducible and lifts to acycle So
inJo
withhomology
classUsing (2.12),
up to translationAlso the
homology
class ofin
H2(M ; Z)
isAlso we can suppose that
the Jacobian of a
non-singular, non-hyperelliptic curve C
of genusthree and that M has
endomorphism ring
Z. Also03BC(So ~ M°°)
andli
(So
nM°°)
arehomologous
in the secondsymmetric product
With the
help
of the theorem of Matsusaka mentionedpreviously,
wecan therefore conclude that there are
only
twopossibilities:
(i)
there exist Po, Poo E C such that(ii) there exist
’ such thatis a canonical divisor of C for some
Furthermore,
sincein li -1(~), So gives
ameromorphic
section of the line bundlewhose associated divisor is
However since the natural
mapping
is
bijective,
ourassumption
that thecycle
r in(2.8)
isalways representable by
asubvariety
forces a contradiction. For if we chooseB (0)
in(1.4) sufficiently generally,
the line bundlewill not restrict over 1 to a line bundle
belonging
to the two-parameterfamily
of line bundles whose associated divisor has the form(2.13).
Thus we have
proved
thefollowing
theorem.THEOREM 2.14: There exist
principally polarized
abelian varieties(J,, 03A91) of
dimensionfour
such that thecycle
r =~0jk3
Yi x 5j Xyk X 5k is not
representable by
asubvariety of
J,.Notice that the two
possibilities
for the families of divisors(2.13) correspond
to thedegenerations
ofD;2)
and -DZ(2) respectively
where Dzis a curve of genus four which
acquires
a doublepoint
as z H 0 and Jzis the Jacobian of Dz.
Left open is the very
intriguing question
as to the odd values of r ands > 1 in
(2.7)
for which thecorresponding homology
classes arealways
carried
by
subvarieties. Of course, if we find a value of r such that thecycle (2.7) (i)
is carriedby
analgebraic
curve D, thecycle (2.7) (ii)
withs = r2 will be carried
by
theimage
of D(2) in JI so therepresentability
ofthe
cycles (2.7) (i)
and thecycles (2.7) (ii)
are related. If it turns out, forexample,
that there exists an abelianvariety
JI on which no oddmultiple
ofY-’=o
y; xSi
isrepresentable by
asubvariety,
one wouldhave a new type of
counter-example
to the(false) Hodge conjecture
over Z, one that did not involve torsion
cycles.
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1956.
[3] MATSUSAKA, T.: On a characterization of a Jacobian variety. Memoirs Coll. Sci.
Kyoto, ser. A, no. 1 (1959) 1-19.
[4] MUMFORD, D.: Abelian Varieties. Oxford University Press, 1970.
[5] MUMFORD, D.: Curves and their Jacobians. Univ. of Michigan Press, 1975, 31-34.
[6] SHAFAREVICH, I. R.: Basic Algebraic Geometry. Springer-Verlag, 1974.
(Oblatum 29-X-1975) City College of the
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