A NNALES DE L ’I. H. P., SECTION C
J. M AVA -U N
Forced second order conservative systems with periodic nonlinearity
Annales de l’I. H. P., section C, tome S6 (1989), p. 415-434
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WITH PERIODIC NONLINEARITY
J. MAVA-UN
Université
deLouvain,
InstitutMathématique, B-1348 Louvain-la-Neuve, Belgique
1. Introduction
We consider the problem
where M : is a continuous
mapping
in the space ofsymmetric
real (nxn)-matrices such that, for some p > 0 and all(t,v)
E[0,T]
A E S
( Rn,
F :[0,T] ]
is continuous and bounded andD F : [0,T] ]
exists, is continuous and is bounded, and h EThe
special
case where M(t) = Id and A = 0 has been considered in[11,16]
and was motivatedby
thestudy
of the forcedpendulum
equa- tion[10].
Our motivations for (1) are the equationdescribing
the periodic motions of a satellite, withrespect
to its center of mass, which takeplace
in theplane
of its orbit around the direction of theradius vector
((1+e cos + (1+e
cos tla
sin u = 4e sin t(1+e cos t) (2)1)
(see
e.g.[1]),
theequations
oflinearly coupled pendulum
(see e.g.
[7]),
and thesystem
ofequations arising
in thetheory
ofJosephson multipoint junctions (see
e.g.[6])
where
and feu) =
(a
sinu1,...,an
sinun).
The existence of the
periodic
solutions of(2)
has beenstudied, using
various methods ( see e.g. the references in[8])
and the most recent contributions are those ofPetryshyn-Yu [14],
Nawhin[8]
andDang
Dinh Hai[3].
The best conditions of existence are those of[8]
and
[3] which’ require only lei
1 and are obtainedrespectively by using
thesymmetry
of theequation
and Schauder fixedpoint
theoremand
by minimizing
the associated action.Moreover, [8]
proves the existence of a secondperiodic
solution whenlei using
upperand lower solutions and
degree techniques.
The results of thepresent
paper will
provide
the existence of two solutions for(2)
when 1. Thesystem
(31 was studiedby
Marlin[7]
when h satisfiessome
symmetry
conditions andby
Drabek-Invernizzi[4]
for moregeneral
h, The same authors have also considered
(4)
and usetopological degree type techniques
which allow the presence of friction terms in (3) and (4) butprovide
existence conditions which are rather invol- ved andrequire
some smallness restrictions on h.In this paper, we shall
study
the existence andmultiplicity
ofthe solutions of
(1] using
various methods of criticalpoint theory.
~ Of course, if the "linearized"
problem
has
only
the trivialsolution,
then(1)
has at least one solution as shownimmediately by
a directapplication
of Schauder’s fixedpoint
theorem
(and
thegradient
structure of thenonlinearity
is not neces-sary ) .
The next case to consider inincreasing
order ofcomplexity
seems to be the situation where
( 5 )
admitsonly
constant non-trivial solutions which will be necessary the elements of thenull-space N(Al
of A. That was the case in the
special
caseM(t) =
Id and A = 0 of[11]
where the existence of at least two solutions wasproved
under aperiodicity
condition on Ffor all
(t.u)
E[0. T]
and someT~
> 0(1 j n).
»( the
e
arethe elements of the canonical basis
in f I
and a zero-mean value condition on hThis is also the case in
equation (2),
whichcorresponds
to A = 0and to a
forcing
termhaving
mean value zero, and this was assumed in[4]
for(3)
and (4) with the further restriction that dimN(A) =
1.If
/’{0}
andN(A) =
some 1 ~ m n, weshall
study (1)
under thegeneralized
condition(6)
for all
(t,u)
E[O,T]
and some T. > 0(1 j
m) and thegeneral
Jized condition (7)
The existence of at least one solution will be
proved
in Theorem 1 and the existence of more solutions will be obtained in Theorems2,
3 and 4 under further conditions. In a further paper, we shall use moresophisticated algebraic topological
tools to avoid those further conditions2. The
assumptions
and the Palais-Smale conditionLet M : :
[0, T] ~ Fn)
be a continuousmapping
in the space S( JRn, Fn)
ofsymmetric
( nxn ) -real matrices such thatfor some n > 0 and all
(t,v)
E[0,T]
j. with(vlw)
the usual inn-er
product
of v and winn
andIvl
thecorresponding
norm. LetA E
S( n, n)
and let us assume that thefollowing
condition holds(H1)
dim N(A) = m > 1 and M and A are such thatif and
only
if u is constant and u EN(A).
An easy consequence of
(H1)
is that the nonhomogeneous
corres-ponding problem
has a solution if and
only
if h satisfies thefollowing
conditionfor each v E
N(A).
Let
H; = {u : [0/T] I
u isabsolutely
continuous onequipped
with the innerproduct
and the
corresponding
normBy (10L
6~u~
isequivalent
to the classical normand is a Hilbert space.
Now,
thequadratic
form q defined onH- 1
by
is such that
where the linear
self-adjoint operator
K : defined via Rieszrepresentation
theoremby
: is
compact
because of thecompact embedding
of intoC([O,T].
?n the other hand, the critical
points
of q onH~
coincide with the elements of NCI-K) and with the solutions of(11).
so that(if we
identify
constant functions with theirvalue).
By
classicalspectral theory,
we candecompose H;
into theorthogonal
direct sum of invariant
subspaces
for I-K,0 _
where H =
N(/B), H’
is finite dimensional (as K hasonly finitely
manyeigenvalues X.
withX.
> 1] and there exists6
> 0 such thatand
_
_ If
u o EH;. 0
weshall
writecorrespondingly
u = withu
E H ,
u EH , u
EH .
The
following
result characterizes the A for which dim H = 0.PROPOSITION 1.
If
M : :[ 0 , T ~ -+
S~n) l is continuous and positive.
and if
A ES(~n. then
d im H- = 0i f and only if
Ais semi=
negative de finite .
Proof..
If dim H- = 0 , then 0 for each u EH;
and inparticular
for each constant c; thusfor al l c E R" ‘ and A is
semi-negative
definite.Sufficiency.
If A issemi-negative
definite, thenWhen n is constant, the Morse
index of
q, i.e. dim H , can beeasily
obtainedthrough
theproperties
of !1 and A. t1 and Abeing symmetric
and Mpositive
definite,they
can besimultanously diago-
nalized
by
aunitary
matrice. Thus, without loss ofgenerality,
wecan assume
. M =
diag(mi ’
... j, A =diag(ai»
...~a )
with
m.
> 0 ( 1 ~i ~ n]
and m of theai
areequal
to zero. Therefore,writing,
for u EH1T,
u . - ,[1 j n),
we findand hence
In
particular,
dim H is the number ofpositive eigenvalues
of A if~2 > a./m,
for all 1j
n.J J
Now let F :
[O~T] ]
xI?
-~ IRbe
a continuous bounded function such that D F :[0,T] ]
xJRn
~Rn
exists and is continuous and bounded.We shall assume that F satisfies the
following
condition.(H3)
There exista. J E Rn
andTj > 0 [1 j m)
such thatN(A) =
span(03B11, ..., am)
andfor all
(t,u]
E[O.T] ]
Now, let h E
L1 (0. T; satisfying (13).
Then, the function r.defined over
H by
T .
is of class
C~,
~ withgradient given by
The
compact imbedding
ofH
intoC([ 0, T], ]Rn) implies
thatFinally,
a classical result of the calculus of variations ( see e . g .[ 12]) implies
that the solutions of(1)
aregiven by
thecritical
points
of the function f defined onH 1 by
We shall show that f satisfies a weak form of a Palais-Smale condition.
PROPOSITION 2. Assume
that
Mand
Asatisfy (H1)’ that DuF is bounded and that
h EL 1 (0 , T ; ~n ) . Then each
sequence( u k ) in H ~ T such that
(uk) is bounded and
contains
aconvergent subsequence.
Proof. Let
(uk)
I be such a sequence; then(Vf(uk))
is bounded andhence there exists
C1
> 0 with~~f(uk) ~ C1
for all k E 3N. °Then, using (13)
and(14),
we havewhere
C2 depends only
on the bound on and ofI) h 11
1
Thus, there exists
C~
> 0 such thatand hence
tuk)
is bounded.Going
i-f necessary to asubsequence,
we canassume that
u k --
u inHT
anduk -
u inC([O,T], ~Rn ) .
Now
and the left-hand member as well as the two last terms of the
right-
hand member tend to zero if k -+- 00.
Consequently II uk-u II
-+- 0 and theproof
iscomplete.
PROPOSITION 3. Assume
that
Mand
Asatisfy (H1), that
hsatisfies (H2)
and that
Fsatisfies (H3). Then each
c ~ Rfor which
asequence
exists with
as k -~ ~,
is
acritical value of
f.Proof . Let c and
(uk) satisfy ( 1 S ) ;
if we writethere will exist k. E 2Z and c . E
[ 0,T . [
such thatJ J J
Set
uk - u _ +
F so thatuk - uk, uk - uk
andj=1
J Jo m
ûk
- 03A3ê.a.
is bounded. Now, asûk-uk
E we haveOn the other
hand, by (H2)
andand
similary,
Thus
as
by Proposition 2, going
if necessary to asubsequence,
we have
Therefore,
i.e. c is a critical value for f.
3. The existence of critical
points
for fThe
following geometrical properties
of f will be useful.PROPOSITION 4.
I f
Mand
Asatisfy
hSatisfie8 and
F~s bounded, then
fis bounded below
onH°
@H+ .
Proof. If u =
u°+u~
EH°
0H+,
thenPROPOS IT ION 5.
If
Mand
Asatisfy (H1)’
Fis bo~ded and
dim H- ~ 1 ,then
Proof. If u E H , I then
and the result follows.
We can now prove our first existence theorem for
(1).
THEOREM
1
.. Assumethat
Mand
Asatis fies
hsatis fies
and h satisfies t H3 ) .
°has
at oneu 1
with critical value
= ft u 1 ) l characterized
asfollows.
a) if
Ais semi-negative definite, c1 =
inf fb) if
Ais
notsemi-negative de finite, then
where
R > 0is such that
Proof.
If A issemi-negative definite, then, by Proposition 1,
dim H =
0,
and hence f is bounded below on Hby Proposition
4. Conse-quently,
the result follows from Ekeland’s variationalprinciple [5] ]
and
Proposition
3 with c = inf f. If A is notsemi-negative
definite,_ H
then dim H > 1 and the result follows from the version of Rabinowitz saddle
point theorem t 15] ] given
in[9] ]
(see also[12~ ]
] andProposi-
tion 3 with c
given by (16).
When dim H’ = 0, we can extend to the above situation the result of Mawhin-Wil lem
[
11]
about the existence of a secondgeometrically distinct
solutionu2
t i . e . a solution distinct fromm
the
"equivalent"
solutionsu1
+ ~ k.T.a... k. E 2Z 1by adapting
the~ J
argument
of[ 11 ]
based on the mountain pass lemma. The details are left to the reader.THEOREM 2. Assume
that
Mand
Asatisfy ( H 1 ) ,
Ais semi-negative defi- nite,
hsatisfies and
Fsatisfies ( H3 ) . Then ( 1 ) has
asolution u2
such that
The result however can be
improved using
Lusternik-Schnirelmanncategory [13] .
. Since feu + T =f C u)
[u E 1j m) ,
it isJ J
natural to define f on the Riemannian manifold
where
T
is the m-dimensional torus,by
the relationm
- ..L - ..L
with c.a.. Of course, distinct critical
points
of f on Ti=1 ~ ~
will
correspond
togeometrically
distinct solutions of[1).
THEOREM 3.
Under the assumptions of Theorem 2, C 13 has
atleast
m+1geometrically distinct solutions.
Proof.
Proposition
2implies
that f satisfies the usual Palais-Smale condition on T andProposition
4implies
that f is bounded below on T.Then,
by
a classical result[13],
f has at least cat T criticalpoints,
where cat T denotes the Lusternik-Schnirelmann
category
of T (seee.g.
[13]
for the definitions]. Now, thefollowing equalities
areeasily
verifiedand the result follows from the classical result
A better estimate can be obtained,
using
Morsetheory,
under theassumptions
that all the criticalpoints
arenon-degenerate.
The result is modelled on the onegiven
in[12] ] (in
the case whereMCt) =
I and A = 0) to which we refer,together
with[ 2] ,
j, for theterminology
andtools of norse
theory.
THEOREM 4.
Under the assumptions of Theorem 2, if 02F exists and is continuous
onand if the
set Sof solutions o f C 1 ) is finite,
{u1’ u2 ,
...,then there Q(t)
with nonnegative integer coefficients such that
where denotes the kth critical
groupof u.. Moreover, i f all
the solutions of ( 13
arenon-degenerate,
(1)has
atleast 2m solutions.
Proof.
By
a classical result ofalgebraic topology
the Poincarépoly-
nomial of T
(where H K (T)
denotes thekth singular homology
group ofT)
isgiven by
On the other hand,
Proposition
2 shows that f satisfies the Palais-Smale condition onT.
Therefore,by
Morsetheory [2. 12] .
, there willexist
a
polynomial
withinteger nonnegative
coefficients such that the Morsepolynomial
satisfies the relation
M(t,T,~1 -
which proves the- first
part
of the theorem.The second
part
is trivial if f hasinfinitely
many criticalpoints
so that we can assume that it has
only
a finite number,namely
u
... ,u . Now
if all theu.
arenondegenerate,
we havewhere M. is the Morse index of
02f(u.J.
But then1 i
and the
proof
iscomplete.
Remark. Theorems 3 and 4 still hold without the
assumption
that A issemi-negative
definite, but thecorresponding proofs require
more deli- catealgebraic topological arguments
and will begiven
in asubsequent
paper.
4. The
satellite-type equation
If m :
[0, T] ~
]R is a continuous andpositive function.
Ih E and F :
[ O.TJ ]
x JR ~ ]R is continuous, D[ O.T ]
x 7R - -+- ~ exists and iscontinuous,
and iffor all
(t,u)
E[0,T] ]
x 1R and someT
>0,
let us consider theT-periodic problem
for thesatellite-type system
Condition (18) implies
that F andDuF
are boundedon [ 0,T ]
R andhence condition
(H )
is satisfied for M = m and A = 0. Condition(H2) I
becomes
: for all u E
H1T,
and hence dim H = 0. We deduce then from Theorem 1;
and 2 thefollowing
COROLLARY
1. I f . F satisfies i18), then the problem ( 19 ) has
atleast solutions
notdiffering from
amultiple of T1 for every
h Esatisfying ( 20 ) .
This will be the case in
particular
forequation (2)~
with T = 2Jr, under theonly
conditionthat lei
1. Thisimproves
the result of[8] ]
which
requires
in addition thatwhere
e = 0,2982...
is thepositive
root of theequation
Let us notice that, in the
special
case ofequation (2),
the existence of a second solution followseasily
from the existence of an oddperiodic
solutiongiven
in[8] ]
and thesymmetry
of theequation, by
the
following argument
of C.Fabry (personal communication). Equation (2)
has the formwhere c
(tJ =
1 + e cos t is such that c(t) =
ce e -e
Let
v
be the odd2~-periodic
solution of121 -a ) (so
thatwhose existence is
proved
in[
8],
and letso that
u3
is2~-periodic
and does not differby
from tnesolution
u~
of(21,
a) as 0 and Tr. Now, for eacht E B .
and
u3
is a2~-periodic
solution of (21).Of course,
Corollary
1 will conclude to the existence of at leasi two distinctT-periodic
solutions for theequation
c(tJu"(tJ + 2c’(t)u’(t)
+g(u(tn = 2c’(t)
for every
T-periodic
andpositive C 1
function c and every continuousT1-periodic
g with mean value zero.5. The
linearly coupled pendulums equation
We consider now the forced
linearly coupled pendulums equation,
which can be written ( see[ 7 ]
]* ~ * ~
where
ml
> 0 ande. i
ELi(O,T) (i -
1, 2). HenceM(t) = diag (m1, m2) ,
A - -’1 1 ,F(t,
u) --a1
cosu1 - a2
cosu2.
Thus,
and
(Av v) = (v1-v2)2
0, so that wealways
have dim H- 1.Condition
(H1)
will be satisfied if andonly if,
with 03C9 =203C0/T,
for all k E
{0}.
i . e . if andonly
iffor all k E ]BJ B Condition
(H2)
is hereand condition
(H3)
holds witha1 - (1,
1 ) andT1 =
We have there- fore thefollowing
COROLLARY 2.
If condition
(23)holds, the problem
(22)has
atleast
one
solution for’each
e E~2 ) such that
(24)is satisfied.
If
e1
ande2
are oddT-periodic
functions such thateiCO) =
=
e.(T/2) =
0 and if condition (23) holds, it is easy to show,by
Schauder’s fixed
point
theorem, that(22)
has at least one oddT-periodic
solutionû(t)
for eacha
] E~2,
which vanishes atkT/2,
k ~ 2Z . Denoteby
vCt) thecorresponding
solution ofand set
Then
and
similarly
for the secondequation.
Thus u is a secondT-periodic
solution of
(22)
which do not differby
amultiple
ofCorollary
2improves substantially
the result of Drabek-Invernizzi[4]
whorequire,
besides(24)
that other conditions like restrictionson
andII e II
00are satisfied. Notice however that their result is also valid in the presence of friction terms, and that
[4] ]
deals also with some situations where(24)
does not hold.6. The
Josephson multipoint system
As another
application,
let us consider theproblem
where D is the
symmetric
( n x n] matrixe E
~n), g(u) = (a.
sinu~,
...,an
sinun),
which occurs inthe
theory
ofmultipoint Josephson
functions or in the space discreti- zation of someboundary
valueproblems
for the sine-Gordonequation
(see e.g.
[6]). Equation (25)
is aspecial
case of(1 )
with M =I,
A =n 2 D. FCt.u) = - E
a. cos u. and asi=1 J
Jsee that dim = 1 and = :
v1
=v2
= ... =VnI
== span
Q1
with.Q1
=(1~ 1~
...~1).
ispositive
and condition ] will be satisfied if and
only
iffor all k E Condition
CH2)
isequivalent
toand condition
(H3)
is verified withT1 =
27r.We have therefore the
following
result for(25).
COROLLARY
3 .If condition t 26 ) holds, then ( 25 ) has
atleast
onefor each
e EL1(0,T; Rn) verifying 1271.
Corollary
3significantly generalizes,
in the variational situa- tion, the results of Drabek-Invernizzi[4] .
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1985.[3]
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Periodic solutions forsystems
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