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Submitted on 1 Jan 1987

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INTERNAL FRICTION INVESTIGATION ON THE MOBILITY OF DISLOCATIONS IN III-V

COMPOUNDS

D. Quélard, P. Astié, J. Gauffier

To cite this version:

D. Quélard, P. Astié, J. Gauffier. INTERNAL FRICTION INVESTIGATION ON THE MOBILITY

OF DISLOCATIONS IN III-V COMPOUNDS. Journal de Physique Colloques, 1987, 48 (C8), pp.C8-

173-C8-178. �10.1051/jphyscol:1987823�. �jpa-00227127�

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INTERNAL FRICTION INVESTIGATION ON THE MOBILITY OF DISLOCATIONS IN 111-V COMPOUNDS

D.

QUELARD,

P. ASTIG and J.L. GAUFFIER

Laboratoire de Physique des S o l i d e s , a s s o c i e au C N R S . INSA, Avenue de Rangueil, F-31077 Toulouse Cedex, France

RESUME

La mobilitk des diffkrents types d e dislocations contrdlant l a deformation des compos6s 111-V a i t 6 Ctudide par des expkriences d e f r o t t e m e n t intgrieur e n t r e 0,l et 0,98 Tm sur des monocristaux d'InSb non dop6s. '

Les rksultats originaux o n t

6t6

obtenus

A

partir d e deux sous-structures d e dislocations distinctes rksultant d e l a dkformation plastique e n glissement simple deux tempkratures diff6rentes :

A

403 K o b l'on observe une population

A

c a r a c t k r e vis prgdominant ; 495 K o b I' on observe l a fois des dislocations vis, 60" et des dipdles coins. On a ainsi mis e n kvidence un pic d e relaxation dQ aux dislocations vis dont I'inergie d'activation 1,15 eV e s t t r & s proche d e celle attribuck aux mouvements des dislocations vis 5 partir d'autres techniques et d e l a ddformation plastique notamment.

ABSTRACT

The mobility of t h e different types of dislocations involved in t h e deformation of 111-V compounds h a s been studied with internal friction experiments from 0.1 t o 0.98 Tm in undoped InSb single crystals.

Original results have been achieved with two distinct dislocations substructures established by single glide plastic deformation a t t w o different temperatures : 403 K, which leads t o a screw dislocation predominance ; 495 K, which leads t o a mixed 60°, screw, and e d g e dipoles substructure. We have got a relaxation peak due t o screw dislocations, with a n activation energy 1.15 eV, very close t o t h a t ascribed t o screw dislocations movement by other techniques (plastic deformation).

INTRODUCTION

The reduction of t h e initial dislocation density in t h e wafers of 111-V compounds semiconductors a s GaAs or InP used a s substrates in optoelectronics devices is one chief problem of semiconductor industry.

For t h e purpose of solving such problems, i t seems necessary t o answer t w o questions :

i) Which mechanisms a r e involved in dislocation nucleation during t h e crystal growth, generally assumed by t h e LEC technique ( 1 ) ?

ii) In which way d o t h e dislocations move under t h e strong thermal stresses involved during t h e growth ?

Therefore, t h e study of t h e dislocation mobility in covalent crystals constitutes a n important point f o r t h e technology of semiconductors. I t c a n b e also full of interest from a fundamental point of view in t h e c a s e of 111-V compounds.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1987823

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C8-174 JOURNAL DE PHYSIQUE

The second point has been studied extensively with local techniques a s individual dislocation velocities e s t i m a t e d by double etching, o r with global techniques a s plastic deformation a t a constant strain r a t e [2].

More recently, t h e use of different local techniques a s "in situ"

TEM

[3, 41, and SEM observations [5], or X-ray topography [6] has brought o u t interesting informations about t w o points which a r e still r a t h e r obscure:

-

t h e differences of mobilities between screw, 60' type, and 60° type dislocations

-

t h e role of t h e 2nd kind Peierls potential in t h e dislocation displacement : this potential seems t o be important in a l l covalent crystals [7].

With t h e study of t h e internal friction versus temperature of such deformed materials, w e should be able t o realize a n energy spectroscopy of t h e movement of t h e different types of dislocations and t o distinguish between t h e two mechanisms : double kink nucleation and geometrical kink migration [8]. In f a c t , in covalent crystals t h e activation energies of both mechanisms s e e m t o be very close [9]. Then, such a technique may b e a very promising way t o study in detail t h e dislocation mobility in 111-V compounds.

Internal friction experiments have previously been performed on Si [ l o ] , G e [9, 111 and InSb [111, by different authors essentially at high frequencies (KHz, MHz), o r a t low frequencies (Hz) and low temperatures (77 K

-

300 K) ; w e have investigated a t I H z a larger t e m p e r a t u r e range 177 K

-

1000 K]. We present in this paper t h e f i r s t results obtained on undoped lnSb deformed in single slip a t t w o different temperatures.

EXPERIMENTAL METHOD

The characteristics of t h e undoped InSb single crystals used in this work a r e shown in Table I.

Table I

The samples used f o r compression experiments were parallelepipedic (dimensions 20 x 6 x 6 mm 3 ). The compression axis was parallel t o <123> with lateral faces (11 1) aria (541) in order t o favour a single slip with activation of t h e (111) [ l ~ i ] primary slip system. We have proceeded t o t h e preferential abrasion of a lateral f a c e (541) for t h e purpose of favouring t h e activation of 60° type dislocation sources (soft mode) [14].

Resistivity CR.cm)

Carrier Conductivity concentration type

( ~ m - ~ )

5.9 t o 4.6.10 l 3 n

1.5 10 14 n 1st crystal

high

T

strained

2nd crystal low T strained

L

0.2

-

0.143

0.065

Deformation mode

single deformation

double deformation

Deformation temperature

(K)

495

523 + 403

Axial plastic strain

(96) 0.3 2 5

0.5 0.4

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t o generate distinct dislocation substructures for t h e internal friction experiments.

All t h e samples have been strained under controlled a t m o s here (helium gas) by

P

I

uniaxial compression, a t a constant strain r a t e & =1.6 10- s-

.

The compression apparatus h a s been described elsewhere [ 133

.

A f t e r plastic deformation, t h e samples were c u t in slices by a wire saw ; t h e internal friction samples (dimensions rV 20 x 2 x 0.8 mm3) with long axis parallel t o (123) (large l a t e r a l f a c e s

//

(54l)), were then gained by mechanical polishing, a subsequent chemical polishing allows to remove t h e s u r f a c e damaged by mechanical polishing.

The internal friction and elastic modulus measurements have been performed on a torsional pendulum working in f r e e decay a t 1 Hz, from 77 K t o 790 K, t h e temperature rise being assumed a t a constant r a t e of 2 K/mn. The measurement amplitudes ( i s maximum shear strain) ranged from 2 t o 6.5 lom6 [15].

Moreover, w e have controlled systematically by TEM observations t h e dislocation substructures a f t e r plastic deformation and their evolution a f t e r internal friction experiments.

EXPERIMENTAL RESULTS

Fig. 1 and fig. 2 show t h e typical shape of internal friction s p e c t r a carried o u t during t h e f i r s t temperature rise from 77 K t o 790 K for t h e t w o kinds of deformation ("high" and "low" temperature deformations).

In comparison, t h e internal friction spectrum typical of a n undeformed sample of t h e s a m e orientation has been reported under these curves. The values of Q-I measured a t low temperatures a r e r a t h e r low ( z 4 10 -4 ) and constant (this part is not reported on t h e curves); then i t increases from 500 K in t h e deformed samples, t o give rise t o a broad peak (fig. 1) or t o two peaks ffig. 2) superimposed in both cases o n t h e high temperature background of t h e type Q; = A exp ( - H ~ / ~ T ) [16].

Fig. 3 a and 4 a represent t h e variation of t h e internal friction versus T-I a f t e r substraction of t h e background. For t h e "high temperature" deformed samples, fig. 3 a shows t h e evolution versus strain of a broad peak (60 t o 80.10-~) with two components : one at low temperature (& 640 K) and t h e other a t high temperature (& 725 K). The low temperature component, preponderant in t h e c a s e of microplastic deformation (before LYP), is reduced in t h e case of macroplastic deformation, t o give way t o a n enlarged peak centered a t 690 K.

Fig. 4 a , relative t o "low temperature" deformed InSb, presents a rather different shape : t w o well $fined peaks appear, clearly separated, a t 570 K and 725 K , of lower amplitude (25 10 and 1 5 respectively) than t h e broad peak observed in "high temperature" deformed InSb.

Fig. 3 b and 4 b show t h e variation of t h e differentiated modulus versus T-I. On fig. 3 b, t w o minima appear a t t h e s a m e temperatures a s t h e t w o components of Q-I already invoked. These minima become less definite in macro l a s t i c range. Fig. 4 b

- P

c a r r i e s out t h e t w o minima corresponding t o t h e observed Q peaks with a n e x t r a minimum a t 650 K probably related t o a dislocation-point-defect interaction [17].

DISCUSSION

In order t o analyse the experimental results, we will t a k e into account t h e dislocation substructure observed by TEM.

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C8-176 JOURNAL DE PHYSIQUE

The first deformation, realized a t 495 K, i.e. above t h e athermal temperature Ta f 430 K f o r InSb [14]) gives rise t o a heterogeneous substructure with high density a r e a s with a l o t of e d g e dipoles and low density a r e a s with straight 60° and screw dislocations.

When getting from microplastic t o macroplastic range, t h e substructure becomes more homogeneous, t h e proportion of e d g e dipoles regularly rising, t h e amount of debris and loops increasing too.

This is in good agreement with t h e observed decrease of 60° type dislocation density, which c a n recombine t o form edge dipoles.

These points had previously been observed on undoped GaAs deformed in similar conditions [ 131.

The 2nd deformation at 403 K, i.e. below Ta, gives rise t o a much more simple substructure, with essentially straight screw dislocations (90 %) and some 60' dislocations (10 1).

From these observations, i t is allowed t o advance t h e following exploration scheme f o r t h e observed peaks [ 191 :

-

The 570 K peak (fig.3 b), only observed a f t e r low t e m p e r a t u r e deformation, c a n be referred t o s e w dislocations. The activation energy, estimated from t h e peak position (with TeCIO-fr s, which seems reasonable, taken into account t h e observed dislocations f r e e lengths), is about 1,15 eV. This value is very close t o t h a t estimated with plastic deformation results f141. So i t seems reasonable t o propose t h e s a m e mechanism of double kink nucleation o n screw dislocations, proposed by Karmouda [ I @ ] .

-

The low temperature component (C'/ 640 K) observed a f t e r 'high temperature'' deformation, c a n be due t o 60° dislocations. As a m a t t e r of f a c t , t h e peak amplitude decreases a s t h e 60° dislocations amount when t h e strain is increased. The activation energy estimated in t h e s a m e way a s before, is about 1.3 eV. This is close t o t h e value 1.2 eV previously measured from 600 6-type dislocation velocities by double etching ( 1 8 j ; w e may then ascribe this component t o 6 0 ~ k - t ~ ~ e dislocations.

-

The high temperature component ( h ' 7 2 5 K), observed in all t h e deformation temperatures and strains, wouidnvt be related t o t h e dislocation type. I t could be ascribed t o a climb process connected with t h e intrinsic d e f e c t migration which takes place in t h e crystal at such high temperatures.

Finally, t h e discussed minima of t h e differentiated modulus which correspond t o t h e observed internal friction peaks, seem t o suggest t h e relaxation origin of these peaks.

CONCLUSION

The f i r s t results of low frequency internal friction achieved from 0.1 t o 0.98 Tm on undoped InSb single crystals, strained at 0.5 Tm (below t h e a t h e r m a l temperature), give rise t o a peak related to screw dislocations, The maximum t e m p e r a t u r e of 0.7 Tm would g i ~ e a n activation energy of 1.15 eV, very close t o t h e value estimated from plastic deformation results by other authors. Further experiments a r e required t o identify t h e different components of t h e enlarged peak observed a f t e r deformation at 0.6 T, (above t h e athermal temperature), which gives use t o a much m o r e complex dislocation substructure.

ACKNOWLEDGMENTS

The authors would like t o thank J.J. Couderc and P. Chomel, Laboratoire d e Physique des Solides d e Toulouse, for TEM observations and constructive discussions.

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1 Jacob G., Farges J.P., Schemali C., Duseaux M., Hallais 3.P., Bartels W.J., Rosknoer J ,

J. Crystal Growth, 54, (1982) 245.

2 Louchet F., George A.,

J. de Physique, Coll. C4 (1983) 51.

3 Louchet F ,

Phil. Mag., 43, (1981) 1289.

4 Fnaiech M., Reynaud F., Couret A., Caillard D., Phil. Mag. (1987) t o be published.

5 Maeda K., Takeuchi S., J. de Physique, C 4 (1983) 375.

6 George A., Michot G.,

J. Appl. Cryst., 15, (1982) 412.

7 Jones R.

J. de Physique C4 (1983) 61.

8 Fantozzi G., Esnouf C., Benoit W., Ritchie E.G., Progress in Mat. Sci., 27, (1982) 311.

9 Moller H.J., Jendrich U.,

Communication personnelle (1985).

10 Southgate P.D., Mendelson K.S., J. Appl. Ph., 36, 9, (1965) 2685.

11 Ohori K., Sumino K.,

Phys. Stat. Sol. (a), 9, (1972) 151.

12 Ohori K., Sumino K.,

Phys. Stat. Sol. (a), 21, (1974) 217.

13 Asti6 P., Couderc J.J., Chomel P., Qudlard D., Duseaux M., Phys. Stat. Sol. (a), 96, (1986) 225.

14 Karmouda M., Thkse, Lille (1984).

15 Asti6 P.,

Thkse, Toulouse (1981).

16 Woirgard J.,

Thsse, Poitiers (1974).

17 Liicke K., Schnell A., Sokolowski G., I1 Nuovo Cimento, 33 B, (1976) 167.

18 Mihura M., Ninomiya T.,

Phys. Stat. Sol. (a), 32, (1975) 43.

19 Qu6lard D.,

Thkse, Toulouse (1987).

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JOURNAL D E PHYSIQUE

Fig. I Fig. 2

- - -

U n d e f o r m e d lnSb

- -

-Undeformed lnSb InSb d e f o r m e d a t 4 9 5 K InSb d e f o r m e d

-

& = 0.3 %

-

0.5 % at 523 K + 0.4 % at 403 K

- - - - -

& 2 2 %

-

& = 5 %

I ( < ) T ( K 1

R::? 7C.: :,::, * z i I ! ; M, :YX, 600 5Cfi

.01

Fig. 3 a (top) Fig. 3 b (top)

4

Q-' = Q-l

-

Q-l (background) 1 1 1

F Q- = Q-

-

Q-, (background)

v e r s u s T-I. Versus T- I

Fig. 4 b ( b o t t o m ) Fig. 4 a (bottom)

D i f f e r e n t i a t e d modulus Versus T-l

S a m e symbols.

D i f f e r e n t i a t e d modulus Versus T- I

S a m e symbols.

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