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rival to two-dimensional semantics
Sacha Bourgeois-Gironde, Denis Bonnay
To cite this version:
Sacha Bourgeois-Gironde, Denis Bonnay. Are two Dimensions Too Many? - A one-dimensional rival to two-dimensional semantics. 2005. �ijn_00000659�
Manuscript Draft
Manuscript Number:
Title: Are Two Dimensions Too Many? A One-dimensional Rival to Two-Dimensional Semantics Article Type: Original Research
Section/Category:
Keywords: Two Dimensional Semantics, Semantics for Knowledge and Belief, Modal logic, Possibility, Conceivability, Impossible worlds, Theory of reference, Transworld Identity
Corresponding Author: Dr Sacha Bourgeois-Gironde, PhD Corresponding Author's Institution: Institut Jean Nicod / ENS LSH First Author: Sacha Bourgeois-Gironde, PhD
Order of Authors: Sacha Bourgeois-Gironde, PhD; Denis Bonnay, MD Manuscript Region of Origin:
Abstract: We discuss two interpretations of two-dimensional semantics (2DMS) of modality due to D. Chalmers and R. Stalnaker. The main problem
with both interpretations of the formal framework is the relinquishing of rigidity for terms. They are in this sense unfaithful to an agent's beliefs. We present alternative
principles to capture what we take to be agents' beliefs. These are the principles of hyper-rigidity and backward reference to actuality. We propose, then, to go back to a one-dimensional semantics which affords a satisfactory model of beliefs' reports.
Our proposal, like 2DMS, addresses typical problems of
We discuss two interpretations of two-dimensional semantics (2DMS) of modality due to D. Chalmers and R. Stalnaker. The main problem with both interpretations of the formal framework is the
relinquishing of rigidity for terms. They are in this sense unfaithful to an agent's beliefs. We present alternative
principles to capture what we take to be agents’ beliefs. These are the principles of hyper-rigidity and backward reference to actuality. We propose, then, to go back to a one-dimensional semantics which affords a satisfactory model of beliefs’ reports.
Our proposal, like 2DMS, addresses typical problems of representation for beliefs and epistemological difficulties related to modal knowledge.
Click here to download abstract: abstract2DMS.txt
Are Two Dimensions Too Many? A One-dimensional
Rival to Two-dimensional Semantics
Abstract. Wediscusstwointerpretationsoftwo-dimensionalsemantics(2DMS)
of modality dueto D. Chalmers and R. Stalnaker. The mainproblem withboth
interpretationsof the formal framework is the relinquishing of rigidity for terms.
Theyare inthissenseunfaithfultoanagent'sbeliefs.Wepresentalternativeprin-
ciples to capture what we take to be agents beliefs. These are the principles of
hyper-rigidityandbackwardreferencetoactuality.Wepropose,then,togobackto
a one-dimensionalsemanticswhich aords a satisfactory modelofbeliefs reports.
Our proposal, like 2DMS, addresses typical problemsof representationfor beliefs
andepistemologicaldiÆcultiesrelated tomodalknowledge.
Introduction
There are two basic stories concerning how the reference of proper
names is xed through possible worlds. The Hintikkean account as-
sociates names with individual concepts: each speaker associate with
names some modes of identicationthat determine reference inbelief
worlds. Thus, "Cicero", as used by a speaker with a poor knowledge
of ancient Rome, does not rigidly refer to Cicero, but, for example,
to whomever shemight take to be the mostfamous oratorof the last
years of the Republic. The Kripkean account has it that individuals,
rigidlydesignatedbythenamesweuseforthem,arethebasicbuilding
blocks of possible worlds: there is in fact no problem as to how the
reference of "Cicero" is xed, because it is precisely used to refer to
Cicero, whateverhis occupationinRomearound 50B.C.,includingor
notbeing afamousorator.
At rst sight, these two accounts seem incompatible. But one can
make them compatible if one takes them to deal with two dierent
kindsofpossibility,namely,fortherstone,epistemicpossibility,and,
forthe second one,metaphysical possibility.Theidea isthusthat two
coreferential terms can fail to corefer, rigidity notwithstanding, in a
belief world, just in case the agent is mistaken as to the reference of
these terms and does not know they do corefer. Starting with this
idea,proponentsoftwodimensionalmodalsemantics(2DMSforshort)
suggest to merge the two accounts into one and the same theory. In
2DMS, a sentence can be associated withtwo kinds of intensions, the
rstonealongKripkeanpossibleworlds,whichwillaccountforthefact
Click here to download Manuscript: aretwodimensionstoomany.tex
thatthesentenceexpressesanecessaryorcontingentpropostition,and
the second one along Hintikkean possible worlds, which will account
for failure of substitutivity in intensional contexts and for epistemic
propertiesof sentences.
1
Two-dimensionalmodalsemantics is therefore an attractive frame-
work: it makes it possibleto give a possible world analysis of content
compatible with Kripke's analysis of rigidity. But this synthesis rests
on an equivocation. The mere gluing of the two approaches does not
accountforthespeaker'sintuitionasdescribedbyKripke.Ifrigiddes-
ignation,and individualspickedthroughit, isallwhat possibleworlds
are about, and if the content of the sentence expressed by a speaker
is to be a set of possibleworlds, these possibleworlds shouldbe built
on the very basis supplied by rigid designation, since it is the only
basis on which we have an intuitive access to possibleworlds. IfI can
consistently believe that Hesperus and Phosphorus are not the same
thing, it should be justbecause I can consistently of Hesperus and of
Phosporusthattheyarenotthesame thing.Unfortunately,thisisnot
allowedinthe2DMSframework,sinceitrepresentsthepossibilitythat
they are not the same by resorting to a world in which Hesperus or
Phosphorus or both do not refer to what they actually refer to. But
as far as it is possible for me to have de re beliefs about Hespherus
and Phosporus,anyaccountrelyingonthiskindoftrickmisrepresents
what happenswhen I entertain the possibilitythat they are dierent,
since it represents it by two other objects which are in fact dierent,
while Hesperus and Phosphorus on which the agent's thought bears
areactuallyidentical.Ouraimisthustorepresentonthecontrarythis
possibilitythatI might entertain asthe possibilitythat Hesperus and
Phosphorus { the two objects in the sky that I can rigidly refer to {
aredierent,evenifthispossibilityisnotametaphysicalpossibility(if
one grantsthatidentityisnecessary).
2DMS was preciselyconceived as a theory whose ideal was to rec-
oncile rst-person intuitionsaboutmeaningand content and "oÆcial"
semanticcontent. Sometimesthetwocoincide, butinmostinteresting
cases there is a conict between intuitions and actual content. It is
solvedby2-dimensionalistintermsoftheoreticallyprescribedKripkean
content onone side, andFregean content,on theother side,thelatter
meant to reect the agent's intuitions about meaning. However, the
agent may resist this explanation and be convinced of her mentally
having a rm grip on a Kripkean content. One basic critical point is
that2DMSisinsomeimportantrespectcognitivelyinadequatebecause
it too soon departs from possible Kripkean intuitions the agent may
want to preserve incontexts in which 2DMSintends to make senseof
the agent's beliefs by reinstatingFregean semantics.
One reasonwhywe wishintuitionsto supportoursemantic theory
isthatinonemajorareaof applicationsof2DMSwehavenothingbut
intuitions,namelymodalones,toaccountfor.Theagenthassomeintu-
itionaboutwhatcouldbethecase.Shemayhavesome furtherspecic
intuition about the way she uses the terms that shape up her modal
intuition.But infact ouronlyaccess to theagent's modalintuition is
throughthewayshethinkssheuses herterms andherreportthatshe
useditrigidlyordescriptively.Incontextsofthatsort,inordertomake
correct predictions about what modal judgements are expressed,it is
crucialthatourtheoryts thesesemantic intuitions. Unlike2DMSwe
claim that in most cases modal intuitions are supported by Kripkean
intuitionsconcerningthesemanticsoftherelevantterms,whichmeans
that theiruseisintendedto berigid.Fregean contentswerereinstated
by2DMS theoreticiansinorder to make senseof seeminglycontradic-
toryorirrationalmodalbeliefsliketheoneswhichimplyaviolationof
the identityof referredto individuals.
Wedefendanalternativewaytoconnectmodalityandrationalityby
keepingallalong onesingle kindofsemantic content andsubsequently
bydefusingthesystematictransitionbetweenintuition andpossibility
Fregeancontentsweresupposedtoallowbackinthehandsof2DMSists.
Thisneedsnotbetakenasanempiricalpointaboutthenatureofmodal
intuitions but as an important conceptual possibility that may make
empiricaland intuitivesense.To putitbluntly:IfIbelievethat water
couldhaveachemicalstructuredierentfromH2O,whatImaysimply
meanisthatIbelieveofH2Othatitcouldbesomethingdierentfrom
H2O.I maywellbelieve animpossibilityaboutH2O and water rather
thanapossibilityaboutsomethingIdidnotobviouslyintendedtorefer
to.Wepreferatheorywhichpredictsthiskindofsemanticlucidityand
modal(really modal) illusions to one which attributes to the subjects
an unintendedchangeintheuseoftheirterms.We tryto presentsuch
a theoryand its comparative advantages andcosts with2DMS.
Werstpresentthe2DMSsetting,emphasizinghowtheadditionof
a newdimensioncan helptosolvetheproblemof puttingtogetherthe
Kripkean account of proper names and the possible world account of
content.Thispointisabittrickybecauseof thevariousinterpretation
oftheformalsettingof2DMS:Stalnaker'smetasemanticinterpretation
seems immuneto someof thecriticismsaimedat Chalmers'ssemantic
interpretation. But we see in the second section that the objections
we direct at 2DMS bear on both interpretations. Our main point is
that one should remain faithful in hostile contexts to Kripkean intu-
itionsofrigiditywhichwethinkcontinuetoadequatelycharacterizethe
semantic behavior of singular terms and natural substances terms in
suchcontexts. When we dealwith thesame problems that2DMS was
introducedtosolve,wedonotsaythatthesubjectisnotmistakeninbe-
lievingwhatshebelieves,butwe atleastsupposethatsheknowswhat
she believes. This epistemic candor carries over to the semantic level
by keeping aoat intuitions of rigidity in those places where Fregean
contentswere reinstatedby2DMS.We areconsequentlyledto extend
the principle of transworld identity to worlds guring in the content
of beliefs deemed contradictory; hence an enrichment of modal space
withaspeciesofimpossibleworlds,whichweprefertoitsduplicationby
2DMS.Theformalismisintroducedinthethirdsection.Wespellouta
fewsemanticrequirementsandourvisionofmodalspaceinparagraphs
3.2and3.3.Itisremarkablethatourone-dimensionalmodalsemantics
(1DMS) both accommodates traditional objections (paragraphs 2.1)
thatwereformulatedagainst2DMSaswellasourown.Aswesaid,our
particularobjections{inparagraphs2.2and2.3{hintbacktotheidea
that semantic predictions must be subjectively adequate to the sub-
ject. Wethinkthat ordinarymodalintuitionsare better dealt withby
incorporatingin oursemanticsso-called requirementsof hyperrigidity
andbackwardreferencetoactuality.Thoseprinciplesstaterespectively
that thesubjectkeeps thereferenceof herterms,oncerigidlyxed,in
every context and that sheremains lucidaboutthe kindof departure
fromactualityherintuitionsmayimpart.Wecaneasilytranslatethose
requirements in our model, which in one case (hyperrigidity) 2DMS
refuses to do by principle, so to speak, and in the other (backward
reference to actuality) it simply cannot do, as we show below. This
mono-dimensionalist approach is not free lunch. The mainhypothesis
supporting its implementation is that propernames are directly used
to refer to individuals in possible situations. Each name comes with
a witness for it, and though it will generally be the case that such a
witness is identical in a certain world with certain objects, no such
thing is necessary from the point of view of the subject. This implies
thatweallowforimpossiblevariationoftheidentityrelationsincertain
worlds, i.e. we allow for some impossible worlds in order to complete
thepictureof themodalspace.Butitwillbearguedinparagraph3.4.
that our reliance on impossible worlds is relatively immune to usual
criticismsagainst impossibleworlds.
1. Aims and scope of two-dimensional modal semantics
1.1. The formal apparatus of 2DMS
Two-dimensionalmodal semantics is a modal semantics according to
whichexpressionsareevaluatedwithrespectto pairsofworldsinstead
of worldssimpliciter.The ideais thatis trueat (w
1
;w
2
) i itwould
be true in w
2
, considered as counterfactual, had w
1
been the actual
world.Let'sconsiderthefollowingstatements:
() Hesperusappears intheeveningsky.
( ) Hesperus isPhosphorus.
Nowletw
0
betheactualworld,andw
1
apossibleworldinwhichthe
morningstarisstillVenusbutinwhichtheobjectappearinginthesky
on theevening isSiriusinsteadofVenus. In(w
0 ,w
0
), referenceisxed
intheactualworld,and sentencesareevaluatedintheactualworld as
well, so that and are both true in (w
0 ,w
0
). In (w
0 ,w
1
), reference
isstillxedintheactualworld,sothat "Hesperus" and"Phosphorus"
bothrefer to Venus, butthecircumstances ofevaluationsare given by
thecounterfactualworld w
1
.Becausereferencexinghasnotchanged,
is still true, and because facts are dierent, is false. In (w
1 ,w
1 ),
reference is xed in w
1
, therefore "Hesperus" refersto Sirius,whereas
"Phosphorus" refers to Venus as before. As a consequence, will be
false,butasthecircumstancesofevaluation aregiven byw
1
,istrue,
sincew
1
ispossibleworld inwhich Siriusappears intheevening sky.
Statementsare thusinterpretedbya functionwith two arguments,
this isStalnaker'snotionof propositional concept (Stalnaker1978). A
propositionalconcept f(x
1
;x
2
)can expresstwo distinguished proposi-
tions:
i) rst the horizontal one, f(w
0
;x), corresponding to the propo-
sition usually associated to the statement, all reference xing takes
place considering the actual world as actual. To x terminology, this
is Chalmers's secondary intension (Chalmers 1996) and Jackson's C-
intension(Jackson 1998).
ii) The other propositionof special interest is f(x;x), the diagonal
proposition, which gives the truth value of the statement in a world,
that world being considered as actual. This is Chalmers's primary
intensionand Jackson's A-intension.
1.2. Expected Advantages
This formaldevice hopesto solve two kindsof intricate problems.
representation problem Rigiddesignationgeneratesvariousseman-
ticpuzzles.Moreprecisely,theproblemistomakeKripkeanrigid-
ityand facts aboutcontent compatiblewith interpreting proposi-
tionsassets ofpossibleworlds.Onespecialaspectofthisproblem
concerns identity statements: if Kripke is right, all true identity
statements 'a=b' are necessarily true. They have therefore the
same truth value in every possible world, and hence the same
propositional content, and this content is trivial. The notion of
propositional content does not seem to give then an adequate
representationof theinformative content of these statements.
Another side of the problem concerns beliefs: as long as 'a' and
'b' have thesame referent,the propositionalcontent of '(a)'and
'(b)'willbethesame,nevertheless,itseemsperfectlyrationalfor
anagenttobelieveboth(a)and:(b)incasehedoesnotbelieve
that a=b.Howthen can we representthiskindof belief?
epistemological problem Thisis is thelooser problemof providing
abetterunderstandingofthepost-Kripkeaninterplaybetweenthe
distinctions a priori / a posteriori (epistemic) and necessary /
contingent (metaphysical). On the traditional view of epistemic
logic,epistemicalternativesforanagent arerepresentedassetsof
possible worlds, and possible worlds are the metaphysically pos-
sible worlds ( what else?). How then could it be that something
necessary isnota prioriknownorat least knowable?
In anutshell,2DMSsolvestherepresentationproblem by resorting
to primary intensions. "Hesperus is Phosphorus" does not lead to a
necessary diagonal proposition, just because in (w
1 ,w
1
), the object
which is the evening star and the object which is the morning star
according to w
1
are dierent. The same idea works with belief: "Hes-
perus is a planet" and "Phosphorus is a planet" are interpreted by
dierent diagonal propositions. In the world w
1
discussed above, the
morning star happens to be Venus; 'Hesperus is a planet' is false in
(w
1 ,w
1
) whereas'Phosphorusisa planet' turnsout to be true.
Given that a single statement expresses two dierent propositions,
horizontal and diagonal ones, we have two notions of being true ev-
erywhere.Necessityisinterpretedasusualasnecessityofthehorizon-
tal proposition. Epistemically, one must rst grant that the diagonal
proposition is determined by the descriptive content of terms - rigid
ornot. Theidea isthatone determinesthereferent of'Hesperus'inw
consideredasactualbyaskingwhichobjectistheeveningstarinw.The
presuppositionis that 'Hesperus' has as descriptive content 'the rst
heavenlybodyappearingintheeveningsky' andthat'swhy'Hesperus
appears intheevening sky' istrue inevery (w,w). 'Hesperusappears
in the evening sky' is a priori. More generally, always true diagonal
propositionsare true invirtue of thedescriptive content, ormeanings
of theterms.Therefore, these propositionsare apriori.
2
1.3. Semantic vs metasemanticinterpretations
Even though 2DMS is a valuable tool in providing the formal setting
to solve these problems, it must be recognized that the validity of its
solution is highly dependent upon non-trivial theses about meaning
and belief. Theformalisminand of itself isbyno meansan argument
for these theses. In particular,there is a persistingdisagreement over
theclaimsof2DMStomodelandexplainaprioriknowledge:Stalnaker
(Stalnaker 2001) has proposed to label semantic the interpretation of
2DMS according to which the diagonal propositionis a component of
meaning and metasemantic the interpretation according to which the
diagonalpropositiononlyrepresentsthepossiblevariationsofmeanings
dependingon thefacts.
The semantic view, defendedbyChalmersand Jackson, rests upon
a commitment to descriptivism: to determine the value of 'Hespe-
rus' along the diagonal line, one appeals to the descriptive content
of thename."Descriptivecontent" hereistantamount tosome kindof
Fregean sense. The existence of such a sense is a necessary condition
for truth everywhere along the diagonal line to be interpretable as a
priori truth. This new form of descriptivismhas recently come under
heavyattack:thecoreargumentisthattheotherkindofintensionsthe
semantic interpretation presupposes simply do not exist, because the
kindofknowledgetheyimplycannotbetiedtoknowledgeofmeanings.
Argumentsherearethesame oldonesasKripke's againstthedescrip-
tivetheoryofpropernames.Thecompetentuserofanamedoesnotin
general possess substantial identifying knowledge. The speaker might
fail to have such knowledge, by ignorance (many people do not know
enoughaboutCicerotobe ableto identifyhimuniquely)andbyerror
(while our beliefs about G
'odel's actions might be false, they would
not prevent us from referring to him). Therefore, mastering the use
of a name doesnot presuppose knowledge of some kindof identifying
meaning.
The metasemantic view isn't committed to such descriptivism. No
linkbetweenaprioritruthandtrutheverywherealongthediagonalline
is suggested. Moreover, there are no a priori truths, since if semantic
facts had been dierent, meanings could have been radicallydierent
sothat"Themeterstickisonemeterlong"couldhavemeant"Michael
Jacksonisvefeetteninchestall".Thesolutionoftheepistemological
problem is partial: on the metasemantic view 2DMS handles well a
posteriorinecessary statements, butitfallsshortof explainingapriori
contingentones.
2. Objections to two-dimensionalism
Werstconsidercriticismsof2DMSfoundintheliterature.Theybear
mainlyuponthesemanticinterpretation,butwewillarguethattheway
out suggested by the metasemantic interpretation is not as safe as it
seems.We proposesomenewcriticismofwhat's wrongingeneralwith
the 2DMS strategy: we introducetwo principles governing ourmodal
intuitions,hyperrigidityandbackwardreference toactuality.Weshow
then how 2DMSviolates them.
2.1. Descriptivism strikes back
At rst sight, objections against neo-descriptivism are aimed only at
the semantic interpretation. The specicity of the metasemantic in-
terpretation is that, though it uses the diagonal "line" to solve the
representation problem,it doesnotpresupposethat lineto be partof
meaning.But, ifthediagonal propositionis notpart of meaning,how
can it play a role in solving representation problems? This question
is twofold:if the diagonal propositionis not ingeneral the content of
thesentence,howcanitbesometimesthepropositionexpressed?How
canweattributetospeakersthenecessaryknowledgeto determinethis
horizontalline, iftheknowledge inquestionisn't semantical?
Stalnaker'sanswerto therstquestion(Stalnaker1978)isGricean.
"Undercertainconditions,thecontentofanassertionisnotthepropo-
sition determined by the ordinary semantic rule, but instead the di-
agonal propositionofthepropositionalconceptdetermined."Andthis
happenswhensome principlesaboutassertions areviolated:
3
Non-triviality: A proposition asserted is always true in some but
notall of thepossibleworldsinthecontext set.
4
Context-independence:Thesame propositionisexpressedrelative
to each possibleworldin thecontext set.
The diagonal propositioncomes into play because because some con-
versationalmaxims wouldbe violated,had thecontent beentheusual
one,sothatthecontenthastobereinterpretedalongthemetasemantic
line.
As to the second point, the determination of the diagonal propo-
sition seems to involve reexive semantic competence on behalf of