R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
V. D E F ILIPPIS
O. M. D I V INCENZO
On the generalized hypercentralizer of a Lie ideal in a prime ring
Rendiconti del Seminario Matematico della Università di Padova, tome 100 (1998), p. 283-295
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of
aLie Ideal in
aPrime Ring (*).
V. DE
FILIPPIS (**) -
O. M. DIVINCENZO (***)
SUMMARY - Let R be an associative
ring,
Z(R ) its center andHR(U) =
[a, 0, n = n(a, u) ;1, ~n = m(a, u) ;1, all whereU is a non-central Lie ideal of R. We prove that if R is a
prime ring
without nilright
ideals, then eitherHR ( U)
= Z(R) or R is an order in asimple algebra
ofdimension at most 4 over its center.
The aim of this paper is to extend some results about the
hypercenter
of a
ring
to thehypercentralizer
of a Lie ideal in aprime
associativering.
Let R be a
given
associativering
and let n be apositive integer.
Then-th commutator
of x ,
y ER,
denotedby [x,
is definedinductively
asfollows:
for is the commutator of x and y
for
In
[2],
the n-thhypercenter
of R is defined to be the set for each x E R there exists aninteger
m = m(a, x) ;
1 such that[a,
(*) Research
supported by
a grant from M.U.R.S.T.(**) Indirizzo dell’A.:
Dipartimento
di Matematica, Universita di Messina, C/daPapardo
salitaSperone
31, 98166 Messina,Italy.
(***) Indirizzo dell’A. :
Dipartimento
di Matematica, Universita della Basili- cata, Via N. Sauro 85, 85100 Potenza,Italy.
and,
moreover, thegeneralized hypercenter
of R is the setH(R ) = ( a e R :
for each there existintegers
and 1 , such that
The classical
hypercenter
theoremproved by
I. N. Herstein[8]
as-serts that the
hypercenter, .Hi(7X),
of aring
without non-zero nil two-sid- ed idealsalways
coincides with its center.More
recentely Chuang
and Linproved
that if l~ is aring
withoutnon-zero nil two-sided ideals then
Hn (R )
coincides with the centerof R, Z(R).
They
alsoproved
that if R is aring
without non-zero nilright
idealsthen the
generalized hypercenter, H(R),
coincides with the center(see
Theorem 2 and Theorem 4 of[2]).
In this paper we will
study
a moregeneral
situation. Moreprecisely
let S be a subset of
R,
we say that an element a E R is in the n-thhyper-
centralizer of
,S, Hn, R (S),
if andonly
if for each s there exists an inte- ger m =m( a , s ) ;
1 such that[ a ,
= 0.In the same way we define the
generalized hypercentralizer
of S tobe the set
for each there exist
integers
and such that
[a,
Of course if S = R then
Hn, R (S)
ismerely
the n-thhypercenter
of Rand
HR (R )
coincides with thegeneralized hypercenter
of R. We remark that in[6]
Giambruno and Felzenszwalb studied our firsthypercentraliz-
er in the case when ,S
= f(R)
is the subset of all valutationsflr1, ... , rd )
of a multilinear
polynomial f ( xl , ... , Xd)
on aprime ring
R.They proved
that if R is without non-zero nilright
ideals then eitheror the
polynomial f ( xl , ... , xd )
is power central valued and R satisfies the standardidentity S d + 2 (Xl’ ... , xd + 2 ).
As a consequence of this result it is
proved
in[1]
that if U is a non central Lie ideal of aprime ring R,
without non-zero nilright ideals,
then either or R satisfies the standard
identity S4(xl, ... , x4).
Our main result has the same flavour:
THEOREM. Let R be a
prime ring
without non-zero nilright
idealsand let U be a non central Lie ideal
of R,
then eitherHR ( U)
=Z(R )
or Rsatisfies
the standardidentity ,S4 (xl , X4)-
Preliminar results.
Here we summarize some basic
properties
of n-th commutators.These
simple
facts will be usedimplicitly troughout
all theproofs
of thispaper.
REMARK 1. Let x, y, z E R.
a)
If[ x , y ]n
= 0 for some n a 1 then[ x ,
= 0 for any m ~ 1 and= 0 for any
q ~
n.and
(here
weput [x,
=x).
As a consequence we also have REMARK 2.
b) Hn, R (S)
is an additivesubgroup
of R.c) HR (,S)
is asubring
of R.REMARK 3. Let cp be an
automorphism
of R such thatT(S)
cS,
thenand
cp(HR(S»)çHR(S).
1. - Some reductions.
We
begin
theproof
of our theorem with thefollowing
standard re-sults
(see
Lemmas11,
12 of[2]).
LEMMA 1.1.
If
R is aprime ring of
characteristic p > 0 thenHR (S)
=Hl, R (S).
PROOF. Let
aeHR(S).
Given s E S there existpositive integers
n =
n(a, s)
and m =m(a, s)
such that[a, S m In
= 0. For any x, y E R wehave
I
Hence,
for t > 1 such that we obtain0 = [ a ,
t = asmp -and so
LEMMA 1.2. Let R be a domain and let a, b
eH(S)
be such that a+b+ab=a+b+ba=0. Then a,PROOF. If the charateristic of R is a
prime
number thenby
Lem-ma 1.1 one has
HR (S)
= Hence we may assume that char R = 0.Given let h and k be the minimal
positive integers
such that[ a ,
= 0 and[ b ,
= 0 for some n ~ 1.Suppose
that h > 1 and k >1,
then h + k - 2 ~max ( h , k).
Hence[ a ,
=[b,
= o. Onthe other hand
Since R is a domain of characteristic
0,
we have[ a , s n )n -1= 0
or[ b , s n )k -1=
0. This contradicts with theminimality
of h and k. Henceone of h and k must be
1, say h
= 1. Then 0 =[ a
+ b +ab ,
=[b,
++
a[b, s"] = (1
+a)[b, s"].
Hence[b, s"] = (1
+b)(1
+a)[b, s"]
= 0(Note
that the use of 1 ispurely formal).
Thus h = k = 1. Since this holdsfor any s e S we have a,
LEMMA 1.3. Let R be a
prime ring
and U a non-central Lie idealof
R. Then either there exists a non-zero ideal Iof
R such that 0 ~[I , R]
c U or char R = 2 and Rsatisfies S4 (xl,
... ,~4).
PROOF. See
[7,
pp.4-5], [4,
Lemma2, Proposition 1], [10,
Theo-rem
4]..
2. - The case R
= HR ( [I , I]).
In this section I will be a non-zero two-sided ideal of R.
[I , I]
will de-note the
subset {[a. b ] : a ,
Webegin
with an immediate conse-quence of Lemma 1.2.
LEMMA 2.1. Let R be a division
ring. If R
=HR ( [R , R])
then R sat-isfies ,S4 ( xl , ... , ~4).
PROOF. Let - 1 ;é a E R. Let b =
(1 + a) -1 - 1,
then a + b + ab = a ++ b + ba = 0
and, by
Lemma1.2,
a EHl, R ( [R , R ] ).
On the otherhand, by
Lemma 1 of
[6],
we have either77i([72. R ] ) = Z(R )
or =N 2
where N-2. In any case R satisfies the standardidentity
... ,
~4). *
LEMMA 2.2. Let R be a domain with non-zero Jacobson’s radical
J(R). If HR ( [I , I])
= R then Rsatisfies 84(X1, ..., x4 ).
PROOF. As R is a
prime ring V = I n J(R )
is a non-zero two-sided ideal of R.By
Lemma 1.2and,
afortiori,
V==
Hl, v([V, V]). Therefore, by
Lemma 7 of[6],
V satisfies the standardidentity S4 (x1, ... , ~4).
Since V is a non-zero ideal ofR, S4 (xl , ... , x4 )
is apolynomial identity
for R too.Notice that in the next Lemma we do not
assume
that R == HR([I, I]).
LEMMA 2.3. Let R be a
primitive ring. If
R is not a divisionring
then either
HR ( [I , I])
=Z(R)
or R =F2,
thering of 2
x 2 matrices overa
field
F.PROOF. Let V be a faithful irreducible
right
R-module with endo-morphisms ring D,
a divisionring.
Since I is a non-zero two-sided ideal of R then R and I are both densesubrings
of D-linear transformations onV.
Suppose
thatdimD
V ~ 3. We claim that in this caseHR ( [I , I ] )
==
Z(R).
In
fact,
let a ~ 0 be inHR ( [I , I])
and assume that for some v E V thevectors v and va are
linearly independent
over D.By
ourassumption
there exists a vector w such that v , va , w are
linearly independent
over D. As I acts
densely
on V there existelements r,
s E I such thatvr=0, (va)r=w,
wr=0 andvs=0, (va)s=0,
ws=va.Hence
v[r, s]
= 0 andva[r, sl’
= va for any m ;1. Since a eE HR ( [I , I])
there existpositive integers
n , m such that[ a , [r,
= 0.Thus we have:
a contradiction.
Hence, given v E V, v
and va arelinearly dependent
over D. It is well known that in this case a must be central(see,
foristance,
theproof
ofLemma 2 in
[8]).
Hence we may assume that
dimD
V ~ 2 and so,by
ourhypotesis,
R === D2 ,
thering
of 2 x 2 matrices over the divisionring
D. Thus R is asimple ring
with a non-trivialidempotent
and I coincides with R.Moreover, by
Remarks 2 and
3, HR ( [R , R ] )
is asubring
of R which is invariant under all theautomorphisms
of R. If R is not thering
of 2 x 2 matrices overGF(2), then, by [7,
theorem1.15],
eitherHR ( [R , R ] ) = Z(R )
orHR ( [R , R ] ) = R.
In the last case we haveHD2 ( [D2 , D2 ] ) = D2
andwe claim that D is commutative.
Let eij
be the matrix unit with 1 in(i, j ) entry
and 0 elsewhere. Letr = a(e12 + e22 )
and s =b(e12
+e22 )
where a,
b E D;
hence forSince
HD2 ( [D2 , D2 ] ) = D2
there existpositive integers
n , m such that[el2, [r,
= 0. Since[el2, [r,
=[el2, [a,
+e22)] =
=
[a, b]m e12, we obtain 0
=[el2, [r,
=[a, b]mn e12,
andso[a, b]mn
= 0in D. Hence
[a, b ]
= 0 for all a, be D,
that is D is commutative and we are done. 0As an immediate consequence of Lemmas 2.1 and 2.3 we obtain LEMMA 2.4. Let R be a
primitive ring. If R
=HR ( [I , I])
then R sat-isfies ,S4 (xl , ... , ~4).
PROOF. It is suffices to recall that
F2
satisfies the standardidentity
~4(~1, .... X4) (see Example
3 page 12 of[9]). *
LEMMA 2.5. Let R be a domain.
If R = HR ( [I , I])
then Rsatisfies
~4(~1, ...,~4).
PROOF. If
J(R ) ~ (0)
then the result followsby
Lemma 2.2. Now weassume
J(R ) _ (0).
So that R is a subdirectproduct
ofprimitive rings R , yer.
Let
P.
be aprimitive
ideal of R such thatRy = RIP)"
We consider and in addition letIi = npy,
for y e
r i ,
9 i =1, 2.
Since R issemisimple n I2 = (0).
Since R is a domain we must have either
h
=(0)
or12
=( ).
IfI,
== ( )
then/c7i
=(0),
a contradiction. Hence12
=(0)
and so R is a subdi- rectproduct
ofprimitive rings
such that Of courseIY
== is a non-zero two-sided ideal of
R.,
and we also haveR, = I,]) -
Therefore, by
Lemma2.4, 84 (Xl’ X4)
is apolinomial identity
forRY ,
for each and so R satisfies 9 ... ,~4).
0LEMMA 2.6. Let R be a
prime ring satisfying
apolynomial
identi-ty. If R = HR ( [R , R])
then Rsatisfies S4 (Xl
9 ... ,X4).
PROOF. Since R is a P.I.
ring, by
Posner’stheorem,
thering
of cen-tral
quotients of R,
i.e. the 0 ~ z is a finitedimensional central
simple algebra.
Ofcourse Q
=HQ ( [ ~ , ~ ] ),
henceby
Lemma
2.4 Q
mustsatisfy ~4(~1, .... x4 )
and we are done.LEMMA 2.7. Let R be a
prime ring
without non-zero nilright
ide-als.
If R = HR ( [R , R])
then Rsatisfies S4 (Xl
... ,x4 ).
PROOF.
Let Q
be a non-zeroright
ideal ofR;
we claim thatif e
satis-fies a
polynomial identity then e
satisfies,S4 (xl , ... , r4)
x5 .In fact let E R : xo =
0}
the left annihilator of Q. Then thequotient ring g
=()1(1(Q)
no)
is also aprime
P.I.ring
such that=
o. Hence, by
Lemma2.6,
9 ... ,X4)
is apolynomial
iden-tity of o,
that is84 (r1,
... ,~4)e~(p),
for all and so o satisfiesS4 (Xl
9 ... ,X4)
x5, asrequired.
Now if R is a domain then our result follows
by
Lemma 2.5.Suppose
that R is not a domain and let ab = 0 for some non-zeroelements Then and so there exists r E R such that c = bra is a non-zero square-zero element of R.
Let Q
=cR,
and,
as above let its left annihilator. We consider theprime ring
= nQ)
which is without non-zero nilright
ideals.Let r1, r2
E R,
since cE HR ( [R , R ] )
there existpositive integers
n , msuch that 0 =
[ c , [ crl ,
Hence[ cal,
sincec~ = 0.
In other words thepolynomial
is nilon Ki,
and so,by
Theorem 1 of[3], o
iscommutative,
that is[rl, r2 ] r3
=0,
for all ri EO. Therefore R con-tains non-zero
right
idealssatisfying
apolynomial identity; thus, by
firstpart
of theproof, they
mustsatisfy S 4 (Xl’ ... , X4)
x5 .Hence, by
Zorn’sLemma,
there exists a non-zeroright
idealQ’
whichis maximal with
respect
to theproperty
that itsatisfy ~4(~1, .... x4 ) x5 .
Now let r E R and
81, 82, 83, 84, 85 E (}’, then,
since each wehave
This says that the
right
idealro ’
satisfies theidentity
~4(~1, .... X4) X5.
Since bothe’
andrQ’ satisfy
apolynomial identity then, by
a theorem of Rowen[11], Q’
+rQ’
also satisfies someidentity.
Therefore,
as we showedabove, o ’ + r~o ’
satisfies,S4 ( xl ,
... ,x4 ) x5 . By
themaximality
ofQ’
we haverQ’g Q’,
for all r ER,
that isQ’
is a non-zero two-sided ideal of R.
Hence, by
Lemma 1 of[4],
R is a P.I.ring
andby
Lemma 2.6 it satisfies~4(~1, ..., x4 ).
3. - Some results on invariant
subrings.
As we said in remark
3, HR (S)
is asubring
of R which is invariant un-der any
automorphism
q? of R such that c S. This fact isenough
tofocus our attention on invariant
subrings
A of R. In this section we will consider thefollowing
situation:R will be a
prime ring
with non-zero Jacobson’s radicalJ(R)
and A will be asubring
of R which is invariant under theautomorphisms
of Rwhich are induced
by
all the elementsof J(R ).
Moreprecisely,
let a be aquasi-regular
element of R withquasi-inverse a ’ ,
that is a + a ’ + aa ’ -=a’a+a’ +a=0.
Notice that if R has a unit element 1 then 1 + a is invertible and
(1 + a)-1 = 1 + a’.
Let be the map defined
by
CP a is an
automorphism
ofR,
we write( 1
+a)
+ and wesay that a is
formally
invertible. As in theproof
of Lemma1.2 ,
we alsowrite
r( 1 + a)
for r + ra and(1 + a) r
for r + ar.Some of the
following
results areimplicitly
contained in[6].
We in- clude these statement in this form for the sake of clearness andcompleteness.
Let
R ,
A be as described in thebeginning
of thissection;
wehave
LEMMA 3.1. Let I be a non-zero two-sided ideal
of
R then eitherA c Z(R )
PROOF. Since R is a
prime ring
V = I nJ(R)
is a non-zero two-sidedideal of R. Since the centralizer of a non-zero two-sided ideal in a
prime ring
isequal
to the center of thering
then either A cZ(R )
or there exista E A , r E V
such that that is a + ra + ar’ + + rar ’ ~ a.Since a + ra + ar’ + rar’ is an element of A then 0 # ra + ar’ +
+ rar’ E A n I.
LEMMA 3.2.
If A
has no non-zeronilpotent
elements then any non- zero elementsof A is regular
in R andZ(A )
cZ(R).
PROOF. See
[6]
page423,
rows 10-30.We remark that the same
argument
used in theprevious
Lemma(of
course instead of «x E
J(R)»)
shows thefollowing
result
LEMMA. 3.3. Let R be a division
ring. If A
is asubring of
R whichis invariant under all inner
automorphisms of R
thenZ(A)
gZ(R).
In the next Lemma we will use the
following
definition:Let R be a
prime ring
with non-zero Jacobson’s radicalJ(R),
then weput
x E=- J(R) :
ax =0 }. Clearly
is aright
ideal of R which is theright
annihilator of a inJ(R).
LEMMA 3.4.
If A
does not contain a non-zero two-sided idealof R,
then a is
linearly ordered,
that is:for
all a , b E A eitherQagQb or
PROOF. See
[6]
page424,
rows 10-24.We conclude this section
by proving
thefollowing
result:LEMMA 3.5. Let A be a domain such that
Z(R) çA; if A satisfies
apolynomial identity
then either A =Z(R)
orQ,
thering of
central quo-tient
of R, is
asimpLe ring
with 1.PROOF. Since A is a P.I. domain then
by
Posner’s theorem its centerZ(A)
is non-zero and any non-zero element of A is invertible inQ(A) =
- ~ az -1: a E A , 0 ~eZ(A)}. Moreover, by
Lemma3.2, Z(A )
=Z(R),
hence is a subdivision
ring
ofQ,
thering
of centralquotients
ofR,
and it has the same unit element of R. Assume now that A
~Z(R )
and letV be a non-zero two-sided ideal of
Q.
Then V n R is a non-zero two-sided ideal of R and so,by
Lemma3.1,
A n( V n R ) ~ (0).
Therefore V contains an invertible element of A and so V =
Q.
4. - The
general
case.We
begin
with the case when R is a divisionring.
LEMMA 4.1. Let R be a division
ring
then eitherHR([R, R])
== Z(R )
or Rsatisfies
the standardidentity S4 ( x1, ... , x4 ).
PROOF. Let A =
HR ( [R , R]),
as we said above A is invariant under all theautomorphisms
of R. HenceZ(A )
gZ(R) by
Lemma 3.3 and soZ(A)
=Z(R).
Since
HA ([A, A]) = A, by
Lemma2.5,
we obtain that A satisfies the standardidentity ... , x4 ). By
Posner’s theorem thering
B =={~~’~:a~~4.,0~2:e Z(A)}
of centralquotients
of A is a finite dimen- sional centralsimple algebra
which satisfies84(X1, ..., ~4).
Of course Bis a subdivision
ring
ofR,
moreover it is invariant under all automor-phism
of R.Therefore, by
Brauer-Cartan-Huatheorem,
either B = R orB c Z(R ).
In the latter case
HR ( [R , R ] )
= A = B= Z(R ),
while in the first case R satisfies the standardidentity S4 (Xl, - - X4)..
LEMMA 4.2. Let R be a
prime ring
with no non-zero nilright
ideals and
J(R) #
0. Let I be a non-zero two-sided idealof
R.If
HR ( [I , R ] ) = A
does not contain a non-zero two-sided idealof
Rthen
HR ( CI , R ] ) = Z(R ).
PROOF. Since A does not contain a non-zero two-sided ideal of
R, then, by
Lemma3.4,
for all a, b E A we must have either orpb C pa.
We claim that A does not contain non-zero
nilpotent
elements. Leta E A be such that
a 2
= 0 and 0.If a annihilates on the left every square-zero element of A then
Hence,
sincea 2
=0,
we haveaJ(R ) a
=(0)
and so a =0,
a contradic- tion.Thus there exists b E A with
b 2 = 0
and ab ~ 0. Then 0 ~abJ(R)
g c ao b , so Hence inparticular
we have:Since
R ] ),
for anyr E I,
there existpositive integers
n , m such that 0 =[a, [r,
And so, sincea 2
=b 2
= ba =0,
we obtain0 =
[ a , [r ,
= that is abI is a nilright
ideal of R.Hence abI =
(0)
and so ab= 0,
a contradictionagain.
Therefore A
= HR ( [I , R ] )
does not contain non-zeronilpotent
ele-ments
and, by
Lemma3.2,
we obtain that any non-zero element of A isregular
in R andZ(A)
=Z(R ).
Inparticular
A is adomain,
moreover ifA
4Z(R)
then A n I;e(0), by
Lemma 3.1.Therefore A n I is a non-zero two-sided ideal of A and we also have
Hence, by
Lemma2.5,
A satisfies,S4 (xl , ... , x4 ).
Since A
4Z(R), Q,
thering
of centralquotients
ofI~,
is asimple ring
with1
(see
Lemma3.5),
and so it is aprimitive ring.
Of course A =
HR ( [I , R ] ) gHQ([Q, ~ ] ). But, by
Lemmas 2.3 and4.1,
eitherHQ ( [ Q , Q]) = Z(Q)
orQ
satisfies~4(~1, .... ~4).
In the first case we obtain which contradicts with our last
assumption.
In the lastcase Q
is asimple algebra
which is at most 4-di- mensional over its center.Therefore Q
mustsatisfy
all thepolynomial
identities of 2 x 2 matri-ces over its center
(see [9]),
hence[xl , X3 ]2 ] is
apolynomial identity for RcQ.
In other words A
= HR ( [I , R ] ) = l~,
that is A contains a non-zero two-sided ideal ofR,
and this is a contradictionagain.
Hence
A c Z(R )
and we are done.A
special
case of our final result is thefollowing
PROPOSITION 4.1. Let R be a
prime ring
without non-zero niLright
ideals. Let I be a non-zero two-sided ideals
of R
and Let A =HR ([I, R]).
Then either A =
Z(R)
or Rsatisfies 84 (Xl’ ... , X4)
and A = R.PROOF.
Suppose
R issemisimple. Then,
as in theproof
of Lemma2.5,
R is a subdirect
product
ofprimitive rings Ry
=R/PY ,
such thatI ~Py ,
foreach y in the set F of indeces.
For each y E
r,
letAY
andI.
be theimages
inRy
of A and Irespect- ively. Then,
sinceA. c HR, ( [IY , Ry ] ), by
Lemmas 2.3 and4.1,
eitherAy
çg Z(Ry)
orRY
satisfies84(X1, ..., ~4).
Now,
let andThen Let
7i= YEET,
1 andI2 = f1 PY,
So
(0)=J(72)=7iD72,
moreover ify E r2
then72y
satisfies... ,
x4).
Since R is
prime
andI1 I2 c I1
n12
=(0)
we must have eitherh
= 0 or12
= 0. If7i
= 0 then we conclude thatA c Z(R ).
Hence if A~Z(R )
thenI2 = (0)
andconsequentely
R satisfies,S4 (xl , ... , X4).
In this case,by
Posner’s
theorem,
R is an order in asimple algebra
at most 4-dimen-sional over its center. Hence R satisfies the
polynomial identity CCxI, X2 ]2, X3]
and so A =HR([I, R])
= R.Therefore we must assume that
J(R ) ~
0.If A does not contain a non-zero ideal of R
then, by
Lemma4.2, HR ([I,
Hence we may assume that A contains a non-zero ideal V of R. Since R is
prime, R1=
V n I is aprime ring
without non-zero nilright ideals,
moreover, as
V c A,
we have that I n V = f1V,
I nV] ). By
Lem-ma
2.7,
1 n V satisfies ... ,x4 ),
and so R too. As above thisimplies HR ( [I , R])
= R and we are done. 0THOREM 4.1. Let R be a
prime ring
without non-zero nilright
ide-als,
U a non-central Lie idealof R.
Then eitherHR ( U)
=Z(R )
or R satis-fies S4 (zi ,
... ,X4)-
-PROOF.
By
Lemma 1.3 if R does notsatisfy S4 (Xl, x4)
then thereexists a non-zero two-sided ideal I of R such that
[I, R]
c U. SinceR]),
we concludeby previous proposition.
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