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Surface melting and crystal shape
P. Nozières
To cite this version:
P. Nozières. Surface melting and crystal shape. Journal de Physique, 1989, 50 (18), pp.2541-2550.
�10.1051/jphys:0198900500180254100�. �jpa-00211080�
2541
Surface melting and crystal shape
P. Nozières
Institut Laue-Langevin, 156X, 38042 Grenoble Cedex, France (Reçu le 19 juin 1989, accepté le 26 juin 1989)
Résumé.
2014Pour expliquer les expériences récentes de Heyraud et al. sur des cristallites de plomb, quelques spéculations sont avancées concernant l’effet de la fusion de surface sur la formation des facettes. Partant d’une facette non mouillée par le liquide, l’apparition de marches sur une surface vicinale peut induire le mouillage 2014 donc la fusion de surface. Le raccord de la facette aux parties
arrondies est alors anguleux. La taille de la facette et l’angle de raccordement dépendent de la température : diverses possibilités sont envisagées. Au-dessus de la fusion, une « lentille » liquide peut apparaître entre deux facettes sèches. Si on admet que la fusion de la facette n’est pas nucléée au contact de cette lentille, on peut calculer le domaine de stabilité d’une telle structure, autorisant la surchauffe du cristal observée expérimentalement.
Abstract. 2014 In order to explain recent experiments of Heyraud et al. on lead crystallites, some speculations are put forward concerning the effect of surface melting on facet formation. Starting
from a nonwetted facet, the appearance of steps on a vicinal surface can induce wetting 2014 hence
surface melting. The matching of the facet to round parts is then angular. Facet size and matching angle both depend on temperature : various possibilites are envisaged. Above melting, a liquid
« lens » may appear between two dry facets. Assuming that facet melting is not nucleated at the
contact with such a lens, one may calculate the stability of such a structure, thereby accounting for
the observed superheating of the crystal.
J. Phys. France 50 (1989) 2541-2550 15 SEPTEMBRE 1989,
Classification
Physics Abstracts
61.50J
-68.20 - 68.45
Very recently, Heyraud et al. [1] were able to observe the equilibrium shape of small lead crystallites very close to the melting triple point. These beaùtiful in situ experiments provide a
harvest of unexpected results.
(i) The (111) facet is found to persist up to the triple point Tm. While at low temperatures the matching of the facet to the round parts is tangential, it becomes angular some 20 K below Tm. Moreover, the relative width of the facet increases as melting is approached.
(ii) Close to Tm, Rheed measurements provide unambiguous evidence of surface melting (the liquid layer is thick and it effectively screens the beam from the underlying substrate). It
is found that surface melting occurs on the round parts, but not on (111) facets. Put another way, the liquid wets the round part, but not the facet. Similar conclusions were reached for the (101) facet through shadowing techniques [2].
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198900500180254100
(iii) Non equilibrium octahedral crystals, made up of eight (111) facets separated by small
round parts, display clear superheating a very unusual feature in crystals. They may persist
several K above Tm.
The purpose of this brief note is to speculate on a qualitative explanation of these findings.
For simplicity, we consider only cylindrical crystals, characterized by their cross-section. The
analysis thus does not apply to real crystals, which have two curvatures. We believe that the main ideas are nonetheless the same : they are more evident in such a simple geometry.
1. A survey of surface melting.
Consider a planar solid-gas interface, and assume that a thickness f of liquid is molten. If
f is large, the energy Ex) of this molten layer may be written as
S = 7sv " ’Y sL - Y LV is the gain in surface energy upon melting : it is positive if the liquid
wets the solid. The bulk energy is H = P L 111 L - 1£ S 1, where 1£ is the free enthalpy per unit
mass of each phase and p L the specific mass of the liquid. H vanishes at the melting temperature Tm, and it is positive below Tm (the solid is more stable than the liquid). The last
term is, within a constant absorbed in S, the change in Van der Waals attraction due to
melting : the constant A is positive if p s > p L, the most usual situation.
Assume that H and S are positive. If we ignore the Van der Waals term, E(l) is depicted by
the full curve of figure 1 : a liquid layer of vanishing thickness appears at the surface. In such a case, the concept of two distinct interfaces is meaningless. A detailed description of the
interface profile is needed, based on a Landau-Ginzburg formulation. Such a calculation was
performed by Lipowski and Speth [3]. Basically, it acts to round off the cusp of
E (Q ) at f = 0, over a range qu d, the thickness of each interface. When H goes to zero, the minimum f * of E (f ) is controlled by the exponential tail of the Landau Ginzburg profile - as
a result f * - log H.
If we restore the van der Waals term, with A > 0, E(l) displays a minimum at f* = (2A/H)1/3. If H is large, f * is of order d, and a detailed description of the profile is again required. Close to melting, however, H is small and f * is large : a relatively thick liquid layer develops - the only feature we need for further discussion.
Fig. 1. - The extra energy E(l)ofa liquid layer of which f (i) Full curve : neglecting Van der Waals
interaction and interface broadening. (ii) Dotted curve : with a finite interface width (iii) Dot-dash
curve : with Van der Waals interaction (A > 0 ).
2. Crystal shape as an equilibrium of steps.
Whether surface molten or not, a crystalline interface is characterized by a net surface energy
y (corresponding to the minimum of E (f )) which is anisotropic. The resulting equilibrium
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shape is then obtained through the Wulff construction. In the vicinity of a facet orientation
(taken as the origin of angles), it is convenient to describe the shape as a distribution of crystal
steps (height a), with a density n (x ) along the x crystal planes. The equilibrium shape then corresponds to the equilibrium of steps, subject on the one hand to a supercooling force, on
the other hand to their mutual interaction [4]. Let E (n ) be the surface energy per unit area
along the crystal plane (E = y /cos 0 ). In the vicinity of the facet orientation, we may expand
E
where yo is the facet surface energy, the energy of a single step, 0 /d2 the leading step interaction (whether statistical or elastic), etc. Such an expansion makes sense as long as the steps are well separated, i.e. if ne « 1, where e is the step width, of order ya2lB. When
n) > 1, E (n ) returns to the usual non singular angular dependence.
If the exchange with the vapour is easy, the supercooling force F is fixed by the vapour pressure : its work is the gain of energy upon freezing. Let 5pv be the departure from nominal
equilibrium at temperature T : then [4] :
If the crystal is isolated, F becomes a Lagrange multiplier that ensures mass conservation : it
can still be viewed as deriving from a fictitious 6pv.
In order to characterize step interactions, we note that a step has a local energy
It is thus subject to a force
which expresses the repulsion of its neighbours. Equilibrium is achieved if
It is easily shown that (1) is identical to the Wulff condition
where R is the radius of curvature of the interface, while
is the so-called « surface stiffness ».
Plotting E as a function of n is of course equivalent to plotting y as a function of 0. The advantage of such a representation (known as the « {3-plot ») is that it allows a simple analysis of the equilibrium shape. The steps may be viewed as « particles », with a
« compressibility » E". A given orientation is locally stable if Ex 0. If regions of the E (n ) plot have negative curvature, a « phase separation » ensues, obtained by the usual
double tangent construction (Fig. 2a) : 0 jumps from 61 to 02, the interface displaying an
angular point. Such a phase separation may also occur with the cusp at n = 0 = 0, as shown in
Fig. 2.
-Formation of angular points at the interface ; (a) between two rough regions ; (b) between a
facet and around part.
figure 2b : the flat facet at 0 = 0 then goes into a round part with a finite orientation
0, : 1 the matching at facet edge is angular (Fig. 3), while it is tangential in the usual case in which Ex 0.
The equilibrium facet width 2 L * is such that the energy be stationary if a terrace is added
or suppressed at the facet. For tangential matching, one more terrace means a gain in bulk
energy 2 L * F, at the expense of two more steps with energy 2 0, hence
The facet size reflects the step energy. If the matching is angular, a is replaced by the slope of
the double tangent /3 (which is the real energy of the new step, taking account of step
interactions) : the facet is thus smaller than it would be for tangential matching (fi {3 ).
Fig. 3.
-A flat facet with angular matching to its surroundings.
The result (3), obtained on physical grounds, follows also formally from (2). The cusp in
y (0 ) implies a function contribution to y" (6) equal to & (0 ) 2 a la. The Wulff equation
may thus be written as
Integrating across the singularity immediately yields the width Ax = 2 L * of the facet
-hence (3). If the matching is angular, the real y (6) follows the double tangent up to
0, : /3 is replaced by e -
In conclusion, the equilibrium width 2 L * of the facet and its matching angle 6c to the round parts provide direct information of E(n) - hence on y (0).
3. Steps vs. surface melting.
We compare two extreme situations : (i) no surface melting at all, with a surface energy
YSy(6), and (ii) a sizeable surface liquid layer (which implies T very close to Tm), with a net
surface energy YSLV(o). If the liquid does not wet the facet, we have
2545
Fig. 4.
-Matching of a non wetting facet with a wetting round part.
We now argue that the step energy is much larger at a solid vapour interface than it would be for a solid-liquid interface : 13 sv > {3 SLV. As a result S (0 ) increases rapidly with 0, and it may well become positive for a reasonably small 6m: the curves Ysv(6) and YSLV(O) cross. Put
another way, starting from a non wetting facet, the larger step energy {3 sv may induce wetting
for a vicinal surface 8 > 6 m.
Before exploring its consequences, we discuss briefly the reasons for our statement. A solid vapour interface is abrupt, and the step is an atomic entity, with a width - a
-hence /3 - ya. In contrast, a solid liquid interface is progressive : the solid periodicity « penetrates » into the liquid, over a distance d - may be a few atomic spacings. A step is simply a shift of
this transition region by an amount a : its width e in the x-plane will accordingly be large
-and the step energy 8 - ’}’ a 2/ g will be small. The argument is valid as long as the interface is free to extend into the liquid, i.e. if the liquid width f is such that f » d - a condition which is met close enough to Tm (1).
If this situation holds, the E (n ) curve behaves as depicted in figure 4. The transition at n =,n. is actually rounded off, since at that point the width of the liquid layer is very small
(Sm = 0) : the (SV) and (SLV) configurations are hardly distinguishable, (SL) steps can no longer expand into the liquid and a microscopic treatment of the transition region is needed.
However, such a rounding does not affect an obvious consequence : the global E (n ) curve has
a downward convexity, and a double tangent may be drawn from the n = 0 cusp. The
matching of a non wetting facet with a wetting round part is necessarily angular. If the facet wets (So > 0), the whole Esv curve is above EsLv : the matching will then be usually tangential (although they may exist double hump EsLv curves yielding a finite 6e).
In practice, experiment provides only relative crystal shapes, since F is usually unknown.
Using the facet edge as a reference, we may infer from the round parts (n > ne) :
in which we have set
(1) One may even envisage a situation in which f3SLv = 0, i.e. the solid-liquid interface is above its
roughening transition, while the solid vapour interface is below. A proper description of such a situation implies a detailed treatment of thermal fluctuations, which control both the roughening transition and the wetting properties
-see for instance [5].
-