A NNALES DE L ’I. H. P., SECTION C
F ANG H UA L IN
Solutions of Ginzburg-Landau equations and critical points of the renormalized energy
Annales de l’I. H. P., section C, tome 12, n
o5 (1995), p. 599-622
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Solutions of Ginzburg-Landau equations and
critical points of the renormalized energy
Courant Institute of Mathematical Sciences 251 Mercer Street New York, NY 10012, USA
Vol. 12, n° 5, 1995, p. 599-622 Analyse non linéaire
ABSTRACT. - Here we establish some connection between solutions of
Ginzburg-Landau equations
and criticalpoints
of the renormalized energyWg
introduced in the recent works of Bethuel-Brezis and Helein. Inparticular,
localnondegenerate
minimums ofWg
have their associated solutions ofGL-equations.
On etablit une relation entre les solutions de
l’équation
de
Ginzburg-Landau
et lespoints critiques
del’énergie
renormaliséeWg
introduite dans les travaux recents de Bethuel-Brezis et Helein. Enparticulier,
tout minimum local nondegenere
deWg
est associ~ ~ unefamille de solutions des
equations
de G-L.1. INTRODUCTION
The aim of this article is to establish some connection between the solutions of
Ginzburg-Landau Equations
and criticalpoints
of therenormalized energy introduced in the recent work of Bethuel-Brezis-Helein
[BBH].
We shall use thefollowing Ginzburg-Landau
heat flow as a basic* Research is partially supported by an NSF-grant.
Annales de l’Institut Henri Poincaré - Analyse non linéaire - 0294-1449 Vol. 12/95/05/$ 4.00/@ Gauthier-Villars
FANG HUA LIN*
in proving such connections
Here 11 is a
two-dimensional, smooth,
boundeddomain,
E is apositive parameter, u : 03A9 ~ R2, 9 : ~03A9 ~ R2
is smoothand |g|
= 1. We alsoassume that
uo(x)
=g(x)
on ~SZ and 1. The motion of vortices of solutions u of(1.1)-(1.3)
will be our main concern. Based on formalasymptotics,
various authors have arrived at the same conclusion that vortices move in the time scale of size see e.g.,[N], [E],
and[PR].
Under some
special assumptions,
it wasshown
in[RS]
that it will takeat least time for a vortex to move a distance 1. On the other
hand,
for thesteady
state solutionsUE (x)
of( 1.1 )-( 1.2)
thatis,
the criticalpoints
of the functionalwith = g, a
complete
characterization ofasymptotic
behavior(as
E -~
0+)
for vortices of uE isgiven
in the recent book[BBH].
Let us recall one of the main results shown in
[BBH]
under the additionalhypothesis
that SZ isstar-shaped. (Cf
also[St]
when SZ is notstar-shaped.)
THEOREM
[BBH]. -
LetSZ, g
be as above and let uEn be a sequenceof steady
state solutionsof ( 1.1 )-( 1.2) (with
E =En).
Then there is a
subsequence
such that --~u* (x)
ina2, ...,
a~~),
I~g).
Hereu*(x)
isgiven by
Annales de l’Institut Henri Poincaré - Analyse non linéaire
and
For conveniences, we shall
always
assume d > 0.If,
in theaddition,
that are minimizers of(1.4),
then in the above formula foru*,1~ = d, dj
= 1,for j
=l, ... ,
l~. Moreover, thepoint
a =
(al , ... , ad )
ESZd
is aglobal
minimumpoint
of the renormalized energyWg(b)
defined onSZd
where for b =(b1, ... ,
and lF is the solution of
a
R is
given by
From the above
theorem,
it is then natural to ask if there is a relation between the criticalpoints
of the function(1.4)
and those of the renormalized energyWg(b), cf
the openproblems
in[BBH].
For this we have thefollowing
result.THEOREM A. - Let a =
(al, ... , ad)
E03A9d be a non-degenerate
localminimum
point for
the renormalized energyWg.
Then there is afamily ue, 0
E EO,of steady
state solutionsof ( 1.1 )-( 1.2)
such thatwhere
and u* = g on aSZ.
Vol. 12, nO 5-1995.
Here we say a =
( a 1, ... , ad ~
is anondegenerate
local minimum ofWg
ifis
positive
definite. Infact,
we shall prove a somewhat moregeneral
result inwhich the
hypothesis being positive
definite may be relaxed a bit.The
strategy
ofproving
the above theoremis,
for allsufficiently
smalle, to construct suitable initial data and then solve
( 1. I )-( 1.3)
withu(x, 0)
=ua(x).
Let us denoteuE(x)
theasymptotic
limit ofu(x, t)
ast 2014~ oo, then is the desired
family
for 0 E Eo. Thekey point
in
verifying
the later statement is to control the locations of vortices ofu(x, t)
for all t E(0, oo).
Ingeneral,
we lett)
to denote the solution of(1.1)-(1.3).
We consider thefollowing
two limits.and
For the initial data used in the
proof
of TheoremA,
these two limits turnout to be the same.
However,
it is not the case forgeneral
initial data. Infact,
these two limits may be characterizedby
thefollowing.
THEOREM B.
(i)
Thelim t)
= uE(x)
exists, and is asteady
state solutionof ( l..1 )-( 1.2}.
(it)
lim(x)
exists(up
tosubsequences).
Moreover, these limits are thoseu*(x) of form given
in(1.5). If
we choose the initial datauo (x) suitably,
then k =
d,
anddj
= l,for j
=1, 2, ... , d,
in theformula (1.5).
Thesingular points
..., ad are so that thepoint
a =(al,
...,ad)
is a criticalpoint of ~~,.
(iii) By choosing properly,
one haslim uE (x, t)
-uo(x),
anduo(x)
isof form
with 0 in Q. Here b =
(b1, ... , bd)
can be anarbitrary point (depending
onu~~ of S~d
such thatbi ~ bj , for
i~ ,~.
The paper is written as follows. In the next section we shall start the
proof
of Theorem B and we shall establish various
preliminary
facts. Theorem AAnnales de l’Institut Henri Poincaré - Analyse non linéaire
is
proved
in Section 3. Some of thearguments
areemployed
toverify
one statement needed in
proving
TheoremB, part (iii).
This and somegeneralizations
of Theorem A are discussed in the final section. Moreover,we shall also show the existence of
mountain-pass type
criticalpoints
of(1.4)
whenever the renormalized energyWg
has a criticalpoint
of themountain-pass type.
2. PROOF OF THEOREM B
Under the forementioned
hypothesis
onSZ,
and theglobal
existenceof a
unique
classical solution for( 1.1 )-( 1.3)
follows from thestandard
parabolic theory, cf [LSU].
Moreover, the solutiont)
satisfies(2.1) implies,
inparticular,
thatTherefore,
there is a sequence~tn ~, tn
--> oo, such thatconverges, say in norm, to a
steady
state solutionuE (x)
of( 1. ~ )~( 1.2).
It follows from a
deep
theorem of L. Simon[S]
that convergesto as t --~ oo
by
theanalyticity
of1)~.
This proves(i).
The statement
(ii)
wasproved
in[BBH, Chapter 2],
In order to havek =
d, 1, j
-1, 2,
..., d in(1.5),
it suffices to construct the initial data so that03C0d log
+Co,
for some constantCo.
Indeed,
in such a case, one also hasTrdlog - + Co.
The factthat k =
d,
andeach dj
is 1for j
=1,..., d,
followsfrom
thearguments
in
[St]
or[BBH].
To show(iii),
we letb1,... , bd
bearbitrary
d.distinctpoints
inS2,
and letuo(x)
be a function asw(x)
in theproof
of[BBH,
Lemma
VIII. I].
Thatis, uo(x) = g(x)
on and for some p >0,
where
For the definition of
7(e,p),
see(3.4)
below(cf [BBH]).
Vol, 12, nO 5.1995.
In
particular,
as E - 0 and p --~0,
one hasHere = 0 in 52. Let
t)
be the solution of(1.1)-(1.3)
with theinitial data
~,o(x)
as above. Then we have thefollowing estimates,
Whose
~(~)
in(2.5)
should be chosensuitably,
and here all the constantsmay
depend
on g and S2 butthey
areindependent
of E.The estimates
(2.4)
follow from the energyidentity (2.1),
the choiceof
uo(x) (so
that(2.2)
istrue)
and the lower energy bound discovered in[BBH].
In the estimates(2.5), ~
can be any of thefollowing functions,
for xo ES2~{bl, ... , bd},
let 2r = = minand §
Ewith § *
1 onBT~2(x).
Infact,
where
C(~)
issimply (2.5)
then follows from(2.6) by
asimple integration
andby using
the estimate(2.4).
From
(2.4)
and(2.5),
weobtain,
for all 0 E 1, thatfor
any 8
>0, T
E(0, oo ) .
Annales de l’Institut Henri Poincaré - Analyse non linéaire
We can now prove
(1.10).
First we observe thatSince
(2.4), (2.7),
we see, for any sequence En1 0,
there is asubsequence (still
denotedby En)
so thatt)
-~uo(x, t) weakly
in
Hlo ~ ( S~ I ~ b 1, b2 ,
... ,bd )
xR+)
andstrongly
in xR+).
The lateris because that 1. Moreover, = 1 a.e. in 03A9 x
R+.
Wededuce from
(2.8)
and(1.1)-(1.3)
thatNote that
uo(x, t)
is smooth inSZ/ ~bl , ... , bd ~
xR+. Indeed, by
(2.4), (2.7),
one may deducethat,
forany t
>0,0
ppo,
deg(uo(. , t),
=1,
forall j
=1,
... , d. Hence, we may writea _
It is then clear that
t)
satisfies the heatequation (1.10)
away from{bl, ... , bd}
xR+,
and thus uo is smooth inSt/{bl, ... bd}
xR+.
Next,we observe that
Here 0 R pi =
min{po, 1~.
SinceVol. 12, n° 5-1995.
where
= 2 ~VuE~2 + 4~2 (1 - ~uEl2)2
and v is the exterior unit normal vector ofdBR(bj),
we conclude from(2.11)
thatHere we have used the
fact Ix - Ix - bjl ]
as R 1.By
Fubini’sTheorem, (2.7)
and(2.13),
wededuce,
foreach j
=1,2,..., d,
thatHere R E
[pl/2, pl~
is chosen so thatNext we choose a small 6 > 0
(its precise
value will be determinedlater,
see also discussion in the nextsection).
Then there is t >~ab
so thatAnnales de l’Institut Henri Poincaré - Analyse non linéaire
whenever
0 t to,
the set~~
E (2 : contained inx
~0, to).
This follows from the small energyregularity
theoremsin
[CS], [CL]
and our energy estimates.In the final section we should use
arguments
in the next section and estimates(2.4), (2.7)
to showt)
-ho (x).
The conclusion(1.10)
thenfollows.
Remark. - It will be
interesting
toinvestigate
also the case thatho(x)
is not harmonic in Q.
3. PROOF OF THEOREM A
We first consider the case that a =
(al,
...,ad)
is aglobal nondegenerate
minimum
point
forW~
defined onS2d.
Hence, inparticular,
one hasBy [BBH,
Lemma VIII.I]
and itsproof,
there is some po > 0(depending only
on a andf2)
suchthat,
for every 0p
po and every E >0,
onemay find some defined on f2 with Wf = 9 on aSZ and
On the other
hand,
Lemma VIII 2 of[BBH]
shows thatIn
inequalities (3.2)
and(3.3),
thequantity I(E, p)
is definedby
Vol. 12, n° 5 -1995 .
Next,
we consider the heat-flow(1.1)-(1.3)
with the initial datagiven by
Let us denote the solution of(1.1)-(1.3) by t).
Then thefollowing
estimates hold:Here the number p is
suitably
small butfixed,
0 ee(p).
The firstestimate
(I)
followseasily
from(3.2)
and(3.3).
The second estimate(II)
can be
easily
obtainedby
consider the function u~(~x, ~2t) and the usualparabolic
estimates. Of course, the initial data w~(x) should be chosenproperly
so that the estimate(II)
will be valid for0 t
e. This can be done and we leave it to the reader. Infact,
from discussions in theprevious section,
we shall use(II) only
for thoset >
to(for
someto depending
on60).
We let 6 =
£ min{03B40, ]aj - az ] ,
I# j, I, j
=I, ... , d)
and letT~
> 0be
the first time that the setz
e Q :T~)| ~ 1 2}
interests the setU 885 (a j ) . Suppose
such timeT~
does notexist,
then the timeasymptotic
j=i
limit u~
(z)
= lim u~(z, t)
will posses the property that the setIf
(3.5)
is true for allsufficiently
small E E(o, Eo), Eo E(p),
then weare done. In
fact,
from the Theorem[BBH]
stated in the introduction weconclude that
u* (x)
= lim exists(up
tosubsequence). Moreover
each
u*(x)
is of formfor some
The last
inequality
follows from(3.5). By
ourassumption (3.1 ),
we havea = a and therefore the conclusion of Theorem A.
Annales de l’Institut Henri Poincaré - Analvse nnn linéaire
Suppose
now such timeTE
E(0, oo) exists,
for asufficiently
small E. Wewant to derive a contradiction from it. To avoid confusions that may arise from the sizes of various constants, we
point
out the order of these constantsWe assume, without loss of the
generality,
that n] ~~~ ~.
Then there is anxi
E 52 such thatWe choose
x~j, j
=2, ... , d,
so that]zJ -
6 andT~)] ~ 1 2.
For each
j,
we may find aj e[a, 2a] ,
a = 16 + 1/ , , such
thatwhere
Bj = E(x)
=TE),
andC(a)
is a constantdepending only
on a, g and Q. The estimates(3.9)
is an easy consequence of the Fubini’s Theorem(3.2),
and the energy estimate(I),
see also[St].
Next,
we let be such that it minimizesd
with
UE
on WhereOE
=H/ U B j .
Now we claim thej=i
following
two statements are true:These two statements should be
proved
later.Suppose,
for the moment, thatthey
are both true.Then,
as E -~ 0, we may assume,by taking subsequences
if necessary, thatVol. 12, n° 5-1995.
Moreover,
thecorresponding subsequence
of converges to!7(~)
=TI
x - aj iH(x).01,0; C1,03B1loc(03A9/{a1, ... (O/{- , ad) -).
with h0394H(x) AH()
= 0. 0 Th The laterIstatement follows
easily
from the assertions(3.10), (3.11).
In
fact,
for each .c eH~
we may find a disc D of radius~,
for some/3
e[3~,4a],
such that(see (3.9)). Moreover,
is aLipschitz
domain withLipschitz
characterindependent
of 6. nH,)
=D,,
the function minimizes the functional of formand with
boundary data gE
onsatisfying
Since
> ~
on D Dno
one has also thatWe write = on
D,.
Then it is clear that minimizes and with EThus,
ELP(DE)
for somep a 2.
Then the function
f E (x)
= 1 - satisfiesin
De
with 0fe 1 1 c x
4, andx
E for someq > 1.
Moreover,
oncE 4 , by (3.12). Therefore, elliptic
estimatesyield f~ ~ c~1 4
+We now write on
OE
asAnnales de l’Institut Henri Poincaré - Analyse non linéaire
with 1 -
cE 4 -
1. Let be such thate2°E (~)
_d
x-x~
fl
~
- E ,
thenOE
is a multivalued harmonic function in andhE (x)
a -
minimizes the
integral
We want to show c oo. It then follows that
V hE E
some p > 2. The convergence oficE
tou( x)
followseasily
as in[BBH, Chapter VI].
To show
/
c, we first choose a function onHe
such that
he(x)
EE 0 on2Bj)
where03A9~
=Bj,
and2Bj
is the double of
Bj (with
the samecenter), j
=l, ... ,
d. Moreover,|~~|2 ~ c(a, g), c(a, g).
The later can be achieved due to the conformal invariant of the Dirichletintegral
and the fact thatTherefore, by minimality,
one hasNext we wish to show and are
uniformly
bounded. If we show
this,
then we deduce from the aboveinequality *
andthe estimate 1 -
c~1 4 - c~q-1
thatwhere we noticed
that ~CJ ~ (x) ( 1 - c(E 8
+Eq-1-a)
and we mayassume ~ ~ -- 1.
Vol. 12, n° 5-1995.
Finally,
sinceOE
is harmonic inS2E,
one hasAs we may
always
assume is bounded(depending only
ong)
thelast term in the above
equation
isclearly
bounded.Next,
foreach j,
we writeQe(~)
==~j(~)
+~(~)
is theargument
of(x - ~). Then,
since20142014
= 0 on and is harmonic insideBj,
we haveY
where
/~
is the average of/~
on8Bj.
Now,
via the fact that osc/~
on9~
is uniformalbounded,
we see each/
~ -+ 0 as e -+ 0. Thiscompletes
theproof
of our statementthat
/
It then also follows from the definition of
Wg
in[BBH],
that- --v ,-, - -
Here
o( 1 )
- 0 as e - 0, and p 6 is a fixed constant.Finally,
tocomplete
our
arguments,
we look at thecomparison
map[(x),
Then, on the one
hand,
we haveand, on the other hand
Annales de l’Institut Henri Poincaré - Analyse non linéaire
By
the convergence ofUE
toU(x)
andby
the definition ofI(e, p),
we seethe last term on the
right
hand side of(3.16)
islarger
thand7(6, p)
+0(p),
That is
We observe that
60,
thus(3.1) yields
for some C > 0.
(3.16)
and(3.17)
lead to a contradiction if wechoose p
is much smallthan 62
to start with. This proves TheoremA,
in the case a is aglobal nondegenerate
minimumpoint
forWg,
modulo the statements(3.10)
and(3.11).
Remark. - Under the
assumption (3.1),
we first choose 6 =~ j}.
Then wefix p « 62
so that various0(p)
terms can be bounded
by 03BB0 4d|a-a|2. Finally
we choose EoE(p)
to makeall of the arguments go
through.
Remark. - The
assumption
that a is aglobal
minimumpoint
ofWg
isused
only
to conclude(3.10)
and(3.11).
When a is a localnondegenerate
minimum
point,
we should introduce anotherargument
to obtain the similar statements as(3.10)
and(3.11).
Proof of (3.10)
and(3.11).
We start with the
following
lemmas.LEMMA 1. - Let u be a minimizer
of
thefunctional
in the unit disc B with u = g on 88.
Suppose
thatfor
a constantCl. Then, for
allsufficiently
small E > 0(depending only
on
Cl )
we havewhenever
deg(g, d B)
= 0, andif deg(g, aB) - d ,~
0.Vol. 12, n ° 5-1995.
Proof -
From(3.18)
oneeasily
deducesthat g
EC 1 ~ 2 ( o~B )
and> 1 -
CE1~4
onaB,
for a constant Cdepending
onCl.
Inparticular,
the
deg(g,
is well-defined. In the casedeg(g, aB)
= 0, we may write= on ~B. Let 03C8* be the harmonic extension
of 03C8
intoB,
andp* (r, 9) _
1 onB1_E, p* (r, 0)
is linear in r E~l - E,1~
for each 8.Then let U* = we have
This is
(3.19).
The estimate(3.20)
is much hard to prove but it can be found in[BBH].
LEMMA 2. - With the same
hypothesis
as Lemma 1, and supposedeg(g, aB)
= 0 Then> 4
in B whenever 0 E~1, for
some El.Proof - Suppose
not, we would have a sequence E~J 0,
and a sequence of minimizers uf~ = u~ withboundary
data gnsatisfying (3.18)
and= 0.
Moreover, inf|un| (.
Since
|gn|
~1, C,
We see >4
wheneverC0~n,
for someCo. Indeed,
the function = satisfiesVn(y)~
_y~1~2
whenever 1 and x, y6n and
(b)|~Vn(x)| ~ R
for R E(0,1)
and~ 1 ~n-
R. Both(a)
and(b)
follow from the standard
elliptic
estimates.Hence,
if~,
then there is a ball{x : ~~~
CB,
for some r~ > 0 with
] 5
for all x, ThereforeBy
Lemma I,E~n (un) E~n (U§) C2.
Since gn - g =e" wealy
in
H’(88),
converges to whereu/*
is theharmonic extension of
u/.
ThuslimE~n (U§) ~ 1 2 /B ]Vy/J* |2dx.
On theother
hand,
un - uweakly
inH’(B)
with u = g on 88 and]u]
= Ia.e. in B. We have
~~~~ ~ ~~l~~ ~ ~ ~~~~ ~ ~ ~B ~ ~~~ ~~
Annales de l ’Institut Henri Poincaré - .. Analyse non linéaire
We therefore obtain a contradiction.
Remark. - Both lemma 1 and lemma 2 remain true when we
replace
Bby
a boundedLipschitz
domain.To prove
(3.10)
and(3.11 ),
we firstshow
=1,
forj = 1, 2, ... d. Indeed, 1, for j = 1 , 2 , ... , d,
forotherwise we may
replace VE
in one of the ballBj by
a newmap ~
that minimizes the
E~( )
onBj and V
on8Bj.
Sinceand
since |~V~| [ 2014?
we conclude as in the Lemma 2 thatfor some
Co
> 0(see (3.21)).
This will contradict the fact that(3.2), (3.3)
and the estimate
(I).
By (3.20),
we have(by
our choice of03B1j) ~ 7r(c! - -)log- + 0(1).
This combined with
(3.2) implies
each = 1.Next,
we want to show(3.10).
If for some ~ e
~J~e~e)) ~ -~
then there are twopossibilities:
either
6~
or In the first case,we find a ball D
around ~
of radius e(3~,4~)
such that the similar estimate as(3.9)
is true. Then if =0,
we obtain acontradiction from Lemma 2 and the fact that
~
isalready
a minimizeron D. If
0,
then the energy of~
on D will belarger
than7r(l - 4a) log 1 ~
+0(1).
This contradicts the fact that the total energy of~
on~
is notlarger 0(1).
In the second case, may find apoint ~
E[
Weagain
find a ball Daround ~
Vol. 12, nO 5-1995.
of radius
~03B2,
forsome {3
thatSince the
domain 1 ~03B2(D ~ 03A9~) is clearly
a boundedLipschitz
domain as~~ ,
weapply
Lemma 1 and Lemma 2again
to obtain a contradictionas in the first case. We have therefore
completed
theproof
of Theorem Aunder the
assumption
that a is also aglobal
minimumpoint.
We turn now to the case that a is
only
anondegenerate
minimumpoint.
We need to
modify
thepart showing
the statements(3.20)
and(3.11).
Thekey point
is that we may not haveIndeed,
if we have(3.22),
then abovearguments apply
to conclude thatU E~ x )~ - > 1 2
onH,
andby (3.2),
we must have1,
forj
=1,2,...,
d. Here one notices alsothat,
sinceThen as
deg(i§ 8Bj)
=1,
and e03A9~,
we mayapply
thesame
arguments as
before to obtain 2where
E
Eo. Here‘a~ - all [ - b,
8.(cf. (3.15), (3.16)
and(3.17)). (3.23)
will contradict to(3.1)
whenever p is much smaller thanb2
and E issufficiently
small.Therefore,
(3.22)
can not be true forall j.
Note thatby
our choice ofTE,
we have == 1,
for j
=1, 2, ... ,
d.From now on, the first ball
BI
with center lies at distance 8 form aiwill be no
longer
used. We may assume, without loss of thegenerality,
thatdeg(V~,~B1)
= 0. We thenchange V~
insideBl by
a minimizer ofwith the same
boundary
value as Since the estimate(II),
Lemma2, (3.21)
we see the energy of the new map(which
isVE
outsideBi
and is theminimizer inside
B1),
which we callV ‘,
willsatisfy EE ( V’ ) EE ( V~E ) - Co,
Annales de l’Institut Henri Poincaré - Analyse non linéaire
for some
positive
constantCo.
We thenpick
up anotherpoint,
say insidesuch
that |V’~(x1)| ~ 1 2.
NoteBi,
as|V’~| ~ 3 4
onB .
Werepeat
the sameprocedure
forV’
as forVE,
i.e., we choose a suitable ball centered at and of radius~3
E( a, 2a )
such that thecorresponding inequality (3.9)
is valid. We call this ballDi,
suppose0,
we
stop.
Otherwise we claim that we mayreplace V’
insideDi by
aminimizer with the same
boundary
value asY’
on~D1
and such that theenergy will
again drop by
at leastCo.
To seethis,
it suffices to observethat
VE (xl )
=and, by (II),
there is a ball of size ^-_’ E on which3 .
This ball will not interest anypoint
y for which|V’~(y)| ~ 3 4.
In
particular
it will not interest the first ballB1.
Then weapply
Lemma2, (3.21)
to conclude the energydropping
fact. Werepeat
this process, and aftera finite number of steps, we arrive at a ball
DNl
with 0.Note the centers of all these balls
Dj
arerequired
to lie in sideWe
apply
the sameprocedure
to each =2,...
d.Eventually,
wefind d-balls which we still call
Bi,... Bd
and a newmap V~
as beforewith
~Bj)
=1, j
=1, 2, ... , d,
and co, for adefinite constant co > 0.
We go back to the estimates
(3.15), (3.16),
and(3.17)
to obtain thefollowing:
there is apoint b , j
=1, ... , d,
andsuch that
By choosing /) ~ ~
«1, (3.24)
contradicts to thecontinuity
ofW~
ata e This ends the
proof
of Theorem A.4. FINAL REMARKS
Let a be a
nondegenerate
local minimumpoint
forWg,
and letbe as chosen in the
previous
section. Inparticular
t~ satisfies(3.2). Then,
as a consequence of the
proof
of Theorem A, we see the solutiont)
of
(!.!)-(1.3)
with = has thefollowing
property: The set{(x,t)
e H x R+ :~ 1 2}
is contained in xR+
whenever 6 is
sufficiently
small(depending only
on03B4, g, 03A9
and p in the construction ofwe).
Vol. 12, n° 5-1995.
Now we consider the case that the set K =
{b
ES2d :
=is not isolated
points.
From the property ofWg, K
is obvious a compactset in
S2d.
We make thefollowing assumption.
(4.1)
The connectedcomponent Ka
ofK,
which contains thepoint
aE
nd,
is a smooth k-dimensionalmanifold, 1 l~ ~
2d - 1.Moreover,
for eachpoint
b EKa,
has(n - k)-positive eigenvalues.
From
(4.1),
weimmediately
see each b EKa
is a local minimum ofW~. Moreover,
we haveAo =
0 is aneigenvalue
ofV2Wg(b), b
E ispositive. Suppose wE (x)
is chosen as before so that(3.2)
is valid. Then we conclude from theproof
of Theorem A that the solutiont)
of( 1.1 )-( 1.~)
with the initial condition0)
=has the property that the set
C
I~a
x R+ whenever E issufficiently
small. Here{x
E!1,
dist(x, Ka) b~.
Inparticular,
there is apoint
a* inKa
and a sequence~ uE ~
ofsteady
state solutions of( 1.1 )-( 1.2)
such thatfor some harmonic function h in Q.
Open
Problem. - Can everypoint
b EKa
have the property(4.2)?
(Cf
also[BBH, problem 6]).
On the other
hand,
one can follow theproof
of Theorem A to showthe
following.
COROLLARY. - Let K be a compact subset
of
andKs = ~ b
Edist(b, K) b~, b
>0.Suppose
that b E~I~s ~
>b E
K~.
Then there is afamily of steady
state solutions~ uE ~ , 0
E Eoof ( 1.1 )-( 1.2)
such that,for
any sequenceof
E~,
,~
0, the sequence uEn(up
tosubsequences)
converges tou* (x) -
d
fl
a’ = 0 inS~,
u* = g onfor
some a E.I~,~.
~=i x-
aJ )
It is clear then = 0. Next we consider the critical
points
ofoon-pas type,
Annales de l’Institut Henri Poincaré - Analyse non linéaire
We assume that
(H)
there are two local minimumpoints
a and b ofW~
such thatwhere
Then,
it is well-known(cf. [R])
that there is a E r- c and0. For
a, b
El1d
as above, we can find two maps(as
for
(3.2))
such thatHere E
E(p),
P« 4 a~, Coi,
Co = c -max{W9(a),
We let r =
~~
E = whereWe
claim,
for allsufficiently
small E > 0, thatSuppose
for the moment that(4.5)
is true, then, as the functionalEE ( ~ ) clearly
satisfies the Palais-Smale condition(see [R])
andC1
onwe conclude the
following.
THEOREM C. -
Suppose Wg
has amountain-pass
criticalpoint
inSZd
sothat
(H) is
valid. Then there is afamily ~uE ~,
0 E E°of
criticalpoints of ( 1.4) of mountain-pass
type.To show
(4.3),
welet,
Er,
and assume, without loss ofgenerality,
thatand For any v E
~([o,1]),
we solve(1.1)-(1.3)
withuo(x)
=v(x).
Denotev(x) - u(x, 1, v),
whereu(x, t, v)
is the solution of
(1.1)-(1.3)
with initial data v.Then we find a new
path connecting
ua and ub as ua is connected to ua, ub is connected to ubby
the heatflow,
and ua is connected to ubby
thepath u(x, l, v), v
E~y([0,1]).
We still denote this newpath
For anys E
[0,1], 03B3(s)
willsatisfies,
in theaddition,
that for someVol. 12, n° 5-1995.
constant
Co.
This follows from our choices of ub and the estimate(II).
In
fact, Co
willonly depend
on g and 52. It is also clear thatmax EE (u)
onthis new
path
will beonly
smaller than on theoriginal path.
Let
Ka
be the connected component of{b
EStd :
=containing a,
and letKa
be the set{b
Edist(b, b}, 6
> 0.By choosing 6
> 0 so small that we haveKa
CS2~
and b Eax~} > Wg(a)
+ for some > o.Now we look at vortices of
ry(s), s
E[0, 1] .
Let so be the minimum of those s E[0,1]
that there is apoint
x =(xl,
...,xd)
EaKa
with x1, ... xdbelonging
to the E SZ :~~y(so)(y)~ 2 ~.
Then we claim
EE(7(so)) - C(6) - 0(p)
>C(8)
> 0 forall
sufficiently
smallE, 0
E eoE(p),
and p.Indeed, following
theconstructions in the
proof
of Theorem A, we have eitheror
for some definite constant co > 0 and some a E K. In either case, we have
(4.5).
Thiscompletes
theproof.
Complete
theproof
of Theorem BFinally
we wish toverify h(:c, t)
=ho(x)
which is needed in theproof
of Theorem B. For a fixed time t >0,
we look at the setG(t) = {x
E S2 :|u~(x,t)| ~ 1 2}. Since u~ -; weakly
in
Hi~~(S2~{bl, ... , bd~
xR+)
andstrongly
inL o~(S2~{bl, ... , bd}
xR+).
Weset
that,
forany 8
>0, ~,
and that1
for j
=1,...,d.
Let xj
E nG(t),
and choose a ballBj
of sizeJ3 2a,
centered at ~~ so that the estimate similar to
(3.9)
is valid. We claimt),
=1,
foreach j
=l,
... , d. Otherwise, wesimply
followthe same
argument
as in theproof
of Theorem A(for
the case of localnondegenerate minimum)
to obtain a new such thatfor a definite
positive
constantCo.
At the sametime,
Annales de l’Institut Henri Poincaré - Analyse non linéaire