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Submitted on 1 Jan 1986

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A SCANNING TUNNELING MICROSCOPE FOR SURFACE MODIFICATION

M. Mccord, R. Pease

To cite this version:

M. Mccord, R. Pease. A SCANNING TUNNELING MICROSCOPE FOR SURFACE MODIFICA- TION. Journal de Physique Colloques, 1986, 47 (C2), pp.C2-485-C2-491. �10.1051/jphyscol:1986274�.

�jpa-00225708�

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JOURNAL DE PHYSIQUE

C o l l o q u e C 2 , s u p p l k m e n t au

n03,

Tome 47,

mars

1986 page c2-485

A SCANNING TUNNELING MICROSCOPE FOR SURFACE MODIFICATION

M.A. McCORD and R.F.W. PEASE

Solid State Electronics Laboratory, Stanford University,

S t a n f o r d

, CA 94305, U.S.A.

ABSTRACT

With t h e r e c e n t s u c c e s s f o r t h e s c a n n i n g t u n n e l i n g microscope (STM) h a s come t h e q u e s t i o n of w h e t h e r t h e i n s t r u m e n t might be u s e d f o r m a t e r i a l m o d i f i c a t i o n s and l i t h o g r a p h y . We embarked on t h e d e s i g n of an STM w i t h t h i s a p p l i c a t i o n i n mind. Its f e a t u r e s i n c l u d e a wide X-y p i e z o e l e c t r i c s c a n r a n g e of 1 0 o r more m i c r o n s , p l u s c o a r s e mechanical motion i n t h e X d i r e c t i o n t o a new r e g i o n on t h e sample w h i l e i n vacuum. Coarse motion i n t h e z d i r e c t i o n i s accomplished w i t h a micrometer d r i v e , w h i l e f i n e movement i s done w i t h a p i e z o e l e c t r i c t r a n s d u c e r . Both t h e sample and t h e t i p can be q u i c k l y changed. F i n a l l y , t h e i n s t r u m e n t i s mounted on t h e s t a g e of a s c a n n i n g e l e c t r o n microscope which a l l o w s r e a l - t i m e o b s e r v a t i o n w h i l e i t i s o p e r a t i n g .

Using t h i s i n s t r u m e n t we were a b l e t o p a t t e r n sub-micron g o l d l i n e s on s i l i c o n s u b s t r a t e s by s p u t t e r e t c h i n g t h r o u g h a c o n t a m i n a t i o n r e s i s t p a t t e r n l a i d down by t h e t u n n e l i n g e l e c t r o n s p o l y m e r i z i n g o r g a n i c m o l e c u l e s p r e s e n t on t h e t a r g e t . We were a l s o a b l e t o e x p o s e l i n e s u s i n g a Langmuir-Blodgett f i l m , which c o n s i s t s of s e v e r a l m o l e c u l a r monolayers of a m a t e r i a l known t o a c t a s a n e l e c t r o n beam r e s i s t d e p o s i t e d i n d i v i d u a l l y on t h e s u r f a c e of t h e s u b s t r a t e .

INTRODUCTION

The s c a n n i n g t u n n e l i n g microscope (STM) h a s shown i t s e l f t o be a remarkable i n s t r u m e n t c a p a b l e t o imaging i n d i v i d u a l atoms on c o n d u c t i n g s u r f a c e s [ l ] . How- e v e r , t h e p o s s i b i l i t i e s of t h e i n s t r u m e n t f o r modifying s u r f a c e s r a t h e r t h a n j u s t l o o k i n g a t them a r e o n l y b e g i n n i n g t o be e x p l o r e d . I n p r e v i o u s work we have shown t h a t when o p e r a t e d i n t h e f i e l d e m i s s i o n mode i t c a n g e n e r a t e a n i n t e n s e submicron beam of low e n e r g y e l e c t r o n s [ZJ. I n the- t h e o r e t i c a l s t u d y we modelled t h e e m i t t e r t i p a s a s p h e r e and s t u d i e d t h e beam d i a m e t e r which r e s u l t e d from d i f f e r e n t g e o m e t r i e s . It t u r n e d o u t t h a t f o r any g i v e n v o l t a g e t h e r e i s an optimum t i p d i a m e t e r which r e s u l t s i n a minimum beam d i a m e t e r ( F i g u r e 1 ) .

0.~1

T i p Radius

R /

,

0.21--

/

Separation S

Beam 0 . 1

Radtus r

\,

T I P P O T E N T I A L ( V o l t s )

F i g u r e 1. Minimum beam r a d i u s f o r a f i e l d e m i s s i o n t i p i n c l o s e p r o x i m i t y t o a t a r g e t p l a n e

.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1986274

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J O U R N A L D E PHYSIQUE

Because of absence of space charge and l e n s a b e r r a t i o n s , t h e STM can produce submicron beams of a few hundred v o l t s o r l e s s w i t h c u r r e n t s much h i g h e r t h a n a r e p o s s i b l e u s i n g more conventional t e c h n o l o g i e s . We f e l t t h a t beams of a t l e a s t a few eV would be needed i n o r d e r t o e f f e c t v a r i o u s chemical and p h y s i c a l changes on t h e s u r f a c e of a sample, although r e c e n t work i n d i c a t e s t h a t 0.1 v o l t s is capable of some e f f e c t [31

.

The requirements f o r an STM intended mainly f o r s u r f a c e m o d i f i c a t i o n a r e q u i t e d i f f e r e n t from those r e q u i r e d of an instrument capable of imaging atoms.

Most important is a l a r g e s c a n f i e l d . F i e l d s l e s s than s e v e r a l microns on a s i d e a r e extremely d i f f i c u l t t o l o c a t e w i t h a microscope ( o p t i c a l o r e l e c t r o n ) once t h e sample has been removed from t h e STM. The o t h e r requirement i s t h e a b i l i t y t o vary t h e beam v o l t a g e and c u r r e n t over s e v e r a l o r d e r s of magnitude.

Since t h e instrument i s n ' t n e c e s s a r i l y r e q u i r e d t o r e s o l v e atoms, t h e d e s i g n can be much s i m p l e r i n s e v e r a l ways. Much h i g h e r n o i s e l e v e l s can be T o l e r a t e d , and an u l t r a - h i g h vacuum i s not r e q u i r e d . Since t h i s instrument was intended mainly f o r u s e a t h i g h e r v o l t a g e s and t h u s a l a r g e r gap between t h e t i p and sample, a much h i g h e r v i b r a t i o n l e v e l can be t o l e r a t e d .

SCANNER DESIGN

A p i e z o e l e c t r i c scanner s i m i l a r t o t h o s e i n o t h e r STMs, was chosen a s t h e most p r a c t i c a l way of a c h i e v i n g three-dimensional, e l e c t r o n i c a l l y - c o n t r o l l a b l e motion on a nanometer s c a l e . I n o r d e r t o provide a l a r g e s c a n a r e a , one d e s i g n shown i n F i g . 2a used orthogonal one i n c h PZT tubes d r i v e n with a 900 v o l t scan s i g n a l , s u f f i c i e n t t o provide a 10x10 micron s c a n range.

PIEZOELECTRIC TUBES

PIEZOELECTRIC TUBE

Figure 2 .

( b )

P i e z o e l e c t r i c tube s c a n n e r , b ) p i e z o e l e c t r i c bimorph

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Tubes p r o v i d e good mechanical s t i f f n e s s a s w e l l a s l i g h t w e i g h t . An a l t e r n a t e d e s i g n u s i n g p i e z o e l e c t r i c bimorphs i s shown i n F i g . 2b. Bimorphs a r e made from two s t r i p s of o p p o s i t e l y poled p i e z o e l e c t r i c m a t e r i a l joined such t h a t one s i d e c o n t r a c t s w h i l e t h e o t h e r expands when an e l e c t r i c f i e l d i s a p p l i e d , w i t h t h e r e s u l t t h a t t h e s t r i p bends r e l a t i v e l y l a r g e d i s t a n c e s . Using t h i s design a compact scanner could be b u i l t w i t h a range of hundreds of microns. Our d e s i g n used .5 i n c h s t r i p s and gave a 30 micron range f o r a 150 v o l t s c a n s i g n a l . A PZT tube c o n t i n u e s t o provide motion i n t h e z d i r e c t i o n . An e a r l i e r v e r s i o n used a bimoPph i n t h e z a s w e l l a s t h e X and y d i r e c t i o n s . This d e s i g n s u f f e r e d from s e v e r e mechanical resonance a t a frequency of 1.2 k i l o h e r t z

.

The scanner could be made u s a b l e by adding damping c o n s i s t i n g of a t h i c k f i l m of vacuum g r e a s e , but i t s performance was s t i l l i n f e r i o r t o t h e o t h e r d e s i g n s . E m i t t e r t i p s were made by e l e c t r o c h e m i c a l l y e t c h i n g t u n g s t e n w i r e t o a s h a r p p o i n t w i t h a r a d i u s of c u r v a t u r e of s e v e r a l hundred t o s e v e r a l thousand angstroms. T i p s were mounted on t h e s e s c a n n e r s u s i n g a s m a l l metal block w i t h a s e t screw, h o l d i n g them s e c u r e l y w h i l e allowing them t o be q u i c k l y changed, u s e f u l s i n c e t h e t i p s a r e e a s i l y d e s t r o y e d .

SAMPLE MOUNT

The sample mount shown i n F i g . 3 i s a s p r i n g loaded s t e e l s t r i p connected t o a micrometer d r i v e . T h i s provides a c o a r s e motion i n t h e z d i r e c t i o n t h a t a l l o w s t h e sample t o be brought w i t h i n t h e range of t h e z p i e z o e l e c t r i c t r a n s d u c e r . This design i s much s i m p l e r than t h e "louse" o r "walker" used i n o t h e r STMs although i t makes i t d i f f i c u l t t o p r o v i d e v i b r a t i o n i s o l a t i o n i n s i d e t h e vacuum chamber. The sample i s h e l d on t h e sample mount by s p r i n g c l i p s which a l s o provide e l e c t r i c a l c o n t a c t t o t h e f r o n t s u r f a c e of t h e sample. This allows f o r simple and q u i c k sample changes. The sample mount a l s o provides c o a r s e motion i n t h e X d i r e c t i o n by means of a l i n e connected between a second micrometer d r i v e and t h e end of t h e s t e e l s t r i p , which p i v o t s a t t h e o t h e r e n d . This allows s e v e r a l d i f f e r e n t exposures t o be made on a sample w i t h o u t having t o b r i n g t h e system up t o atmospheric p r e s s u r e between each exposure.

COARSE D R M

COARSE X DRNE

F i g u r e 3 . STM c o n f i g u r a t i o n

.

SYSTEM DESIGN

'IC

Since n o i s e and s u r f a c e c l e a n l i n e s s were not s e v e r e c o n s t r a i n t s , an u l t r a - high vacuum was not r e q u i r e d and i t appeared t h a t a vacuum of a few times 10E-5 t o r r should be s u f f i c i e n t [ 4 ] . Thus t h e system was designed t o be placed on t h e s t a g e of a scanning e l e c t r o n microscope. This not only s a t i s f i e d t h e vacuum requirements, but a l s o allowed i n s i t u examination of t h e t i p and t h e sample, and

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JOURNAL

DE

PHYSIQUE

enabled u s t o watch a s t h e sample was brought up t o t h e t i p u s i n g t h e c o a r s e z motion. The SEM a l s o provides a s i n g l e s t a g e of v i b r a t i o n i s o l a t i o n which proved t o be adequate f o r v o l t a g e s down t o 1 v o l t and l e s s . Figure 4 shows t h e c o n t r o l c i r c u i t r y . The beam v o l t a g e , VB, i s s e t w i t h a r e g u l a t e d v a r i a b l e DC s u p p l y . The c u r r e n t i s sensed a c r o s s a r e s i s t o r i n s e r i e s with t h e t i p and compared with a r e f e r e n c e s i g n a l t o produce an e r r o r s i g n a l . The e r r o r s i g n a l i s f i l t e r e d t o remove f r e q u e n c i e s around t h e resonance of t h e s c a n n e r . The e r r o r s i g n a l and i t s i n t e g r a l a r e t h e n f e d through v a r i a b l e g a i n a m p l i f i e r s t o t h e z p i e z o e l e c t r i c t r a n s d u c e r , forming a P I c o n t r o l l e r t h a t keeps t h e beam c u r r e n t c o n s t a n t and t b u s s e t s t h e t i p a c o n s t a n t h e i g h t above t h e sample.

PIEZOELECTRIC TRANSDUCER

E M I T T E R T I P

l

L y jTARGET

I

Figure 4 . STM c o n t r o l c i r c u i t r y .

PRELIMINARY RESULTS

Beam v o l t a g e s from 1 t o 200 v o l t s a t c u r r e n t s from 1 t o s e v e r a l thousand nA have been produced. C a r e f u l s e t t i n g of t h e g a i n parameters k l and k2 i s i m p o r t a n t , s i n c e t o o l i t t l e g a i n l i m i t s t h e response time and t h u s t h e maximum scan speed and a l s o i n c r e a s e s n o i s e , while t o o much g a i n causes o s c i l l a t i o n s . A t beam v o l t a g e s above 20 v o l t s t h e c u r r e n t was noisy and u n s t a b l e , p o s s i b l y due t o s p u t t e r e t c h i n g of t h e t i p . A s t h e v o l t a g e was reduced below 20 v o l t s t h e c u r r e n t became much l e s s n o i s y , presumably due not only t o a r e d u c t i o n i n t h e energy of s p u t t e r i n g i o n s but a l s o t o a t r a n s i t i o n from t h e f i e l d emission regime t o t h e MVM t u n n e l i n g regime.

The f i r s t a t t e m p t a t l i t h o g r a p h y used contamination r e s i s t where hydrocarbons p r e s e n t i n t h e vacuum a r e polymerized on t h e s u r f a c e of t h e sample by t h e beam [ 5 ] . Figure 5a shows a micrograph of l i n e s of contamination on a 100 nm gold

111

f i l m on s i l i c o n . The exposure was done with a 10 v o l t , 60 nA beam and a scan speed of .25 microns/second. The sample was then s p u t t e r etched t o remove t h e gold r e v e a l i n g l i n e s of gold shown i n F i g . 5b. Lines were a l s o made by exposing a Langmuir-Blodgett f i l m of docosenoic a c i d [ 6 ] . This i s a f i l m s e n s i t i v e t o an e l e c t r o n beam d e p o s i t e d a s i n g l e monolayer a t a time. The f i l m was 10 nm t h i c k on t o p of 100 nm of aluminum on s i l i c o n . I t was exposed with a 25 v o l t 15 nA beam a t a scan speed of .5 microns/second, developed i n a l c o h o l and t h e aluminum wet e t c h e d away. The r e s u l t was c o a r s e aluminum l i n e s shown i n F i g . 6 .

[ l ] These r e s u l t s were presented a t t h e 29th I n t e r n a t i o n a l Conference on E l e c t r o n , Ion, and Photon Beams

.

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Figure 5 . a ) Lines of contamjnation on g o l d . Dark squares a r e a d d i t i o n a l con- t a m i n a t i o n caused by t h e SEM t a k i n g t h e micrograph, b ) a f t e r s p u t t e r e t c h i n g t h e g o l d .

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JOURNAL

DE

PHYSIQUE

F i g u r e 6 . Lines of aluminum on s i l i c o n formed by exposure of a Langmuir- B l o d g e t t f i l m .

DISCUSSION

We have demonstrated tenth-micron l i t h o g r a p h y u s i n g t h e STM d e s c r i b e d above.

Other p o s s i b l e u s e s f o r t h e i n s t r u m e n t i n c l u d e l o c a l i z e d h e a t i n g o r m e l t i n g f o r m i c r o f a b r i c a t i o n o r e x t r e m e l y dense mass s t o r a g e . Another i n t e r e s t i n g p o s s i b i l i t y would be t o r e v e r s e t h e a p p l i e d v o l t a g e and o p e r a t e a s a l i q u i d o r gaseous i o n s o u r c e . One s e r i o u s problem t h a t an i o n s o u r c e would need t o overcome would be f i e l d e m i s s i o n of e l e c t r o n s from t h e sample back t o t h e s o u r c e .

F u t u r e p l a n s i n c l u d e moving t h e STM t o a n u l t r a - h i g h vacuum system t o lower n o i s e , reduce u n d e s i r e d c o n t a m i n a t i o n , and t o a l l o w s t a b l e o p e r a t i o n a t h i g h e r v o l t a g e s . Experiments w i l l i n c l u d e a t t e m p t s t o expose n o v e l r e s i s t systems i n c l u d i n g m e t a l h a l i d e s a s w e l l a s more o r d i n a r y polymeric r e s i s t s .

Before t h i s could e v e r become a commercial system, a g r e a t d e a l of engi- n e e r i n g i s needed t o a l l o w r e a s o n a b l e w r i t i n g s p e e d s . Both t h e bandwidth of t h e feedback l o o p and s u r f a c e f l a t n e s s must be g r e a t l y improved i n o r d e r f o r t h e t i p t o f o l l o w s u r f a c e topography a t h i g h e r s p e e d s . However, modern d i s c mass s t o r a g e technology employing head f l y h e i g h t s of a few thousand angstroms o r l e s s o f f e r s hope t h a t t h i s might n o t be a n u n r e a l i s t i c g o a l .

ACKNOWLEDGMENTS

T h i s work was s u p p o r t e d j o i n t l y by t h e N a t i o n a l Science Foundation through Grant ECS 82-03296 and by DARPA C o n t r a c t N00014-84-K-0624. M . A. McCord i s t h e h o l d e r of a N a t i o n a l Science Foundation F e l l o w h i p . The a u t h o r s a r e g r a t e f u l t o P . L. Maccagno f o r p r o v i d i n g t h e Langmuir-Blodgett f i l m sample and p r o c e s s , t o T.

H . Newman f o r p r o v i d i n g t h e s c a n n i n g e l e c t r o n microscope, and t o A . Bryant, D . P Smith, and C. F. Q u a t e f o r p r o v i d i n g a d v i c e and components f o r t h e s c a n n i n g t u n n e l i n g microscope.

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1. G . B i n n i g and H . R o h r e r , H e l v . P h y s . A c t a .

2,

726 ( 1 9 8 2 ) .

2 . M . A. McCord and R . F . W . P e a s e , J . Vac. S c i . T e c h n o l .

E,

1 9 8 (1985).

3 . M . R i n g g e r , H . R . H i d b e r , R. ~ c h l i j g l , P . O e l h a f e r , and A. J. GGntherodt, Appl. Phys

.

L e t t

. %,

832 ( 1 9 8 5 ) .

4 . C . N . Coenraads, 2 4 t h Annual Conference on P h y s i c a l E l e c t r o n i c s , MIT 107 ( 1 9 6 4 ) .

5 . A. N . B r o e r s , W . W . Molzen, J . J . Cuomo, and N . D . W i t t l e s , Appl. Phys.

L e t t

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596 ( 1 9 7 6 ) .

6 . M . Pomerantz i n J

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G . Dash and J

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Ruvalds ( e d s ) Phase T r a n s i t i o n s i n S u r f a c e F i l m s , Plenum, NY 1980, p . 3 1 7 .

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