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LATTICE IMAGES OF DISLOCATIONS IN GERMANIUM

A. Bourret, J. Desseaux

To cite this version:

A. Bourret, J. Desseaux. LATTICE IMAGES OF DISLOCATIONS IN GERMANIUM. Journal de

Physique Colloques, 1979, 40 (C6), pp.C6-7-C6-9. �10.1051/jphyscol:1979602�. �jpa-00219018�

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JOURNAL

D E PHYSIQUE

ColZoque C6, suppZhent

m

n06, tone 40, j u i n 1979, page C6-7

L A T T I C E IMAGES OF DISLOCATIONS I N GERNANIUPl

A. B o u r r e t and J. Desseaux

Centre d'e'tudes NucZe'aires de GrenobZe, De'partement de Recherche FondmentaZe, S e c t i o n de Physique du SoZide 85 X , 38041 Grenoble Cedex, France.

Resume.- Des s o u s - j o i n t s de f l e x i o n p u r e dans l e germanium o n t e t 6 observes p a r microscopic e l e c t r o - n i q u e a h a u t e r 6 s o l u t i o n . Ces j o i n t s c o n t i e n n e n t des d i s l o c a t i o n s c o i n s non d i s s o c i e e s e t des d i s l o - c a t i o n s d i s s o c i e e s en p a r t i e l l e s . Une e n e r g i e de f a u t e i n t r i n s s q u e r e l a t i v e m e n t e l e v e e e s t d e d u i t e s i l ' o n suppose que l e s p a r t i e l l e s ne t o u r n e n t pas d u r a n t l ' a m i n c i s s e m e n t . Cependant aucune preuve expe- r i m e n t a l e ne p e u t encore 6 t r e f o u r n i e ii l ' a p p u i de c e t t e hypothese.

A b s t r a c t . - Pure t i l t s u b g r a i n boundaries i n germanium have been s t u d i e d by h i g h r e s o l u t i o n e l e c t r o n microscopy. They c o n t a i n m a i n l y u n d i s s o c i a t e d edge d i s l o c a t i o n and two types o f s p l i t d i s l o c a t i o n s . A r e l a t i v e l y h i g h i n t r i n s i c s t a c k i n g f a u l t energy i s deduced by supposing t h a t no r o t a t i o n o f p a r t i a l s o c c u r s d u r i n g t h i n n i n g . No e x p e r i m e n t a l p r o o f has y e t been o b t a i n e d t o s u p p o r t t h i s h y p o t h e s i s .

1. I n t r o d u c t i o n . - U n t i l r e c e n t l y i t was supposed t o due t o s p l i t t i n g and s t a b i l i z a t i o n o f unusual d e f e c t s be v e r y d i f f i c u l t t o i n t e r p r e t t h e l a t t i c e images of by mutual i n t e r a c t i o n i n t h e g r a i n boundary p l a n e . d i s l o c a t i o n s as o b t a i n e d by e l e c t r o n microscopy. HOW- Three main types o f d i s l o c a t i o n s w i l l be discussed e v e r a new development o f t h i s t e c h n i q u e has begun here.

due t o a b e t t e r u n d e r s t a n d i n g o f imaging c o n d i t i o n s and a good c o n t r o l o f t h e d e f e c t geometry. The ima- g i n g mode ( a x i a l i l l u m i n a t i o n ) as a p p l i e d down t o a 3 p e r i o d i c i t y g i v e an image d i r e c t l y r e l a t e d t o t h e p r o j e c t e d s t r u c t u r e o f t h e o b j e c t i n g i v e n c o n d i t i o n s o f t h i c k n e s s and o f d e f o c u s s i n g d i s t a n c e ( t h i s i s s p e c i a l l y t r u e w i t h h i g h v o l t a g e i n s t r u m e n t ) . F o r d i s l o c a t i o n s o r any l i n e a r d e f e c t , an e a s y - t o - r e a d image i s o b t a i n a b l e when t h e d i s l o c a t i o n i s s t r i c l y seen end-on. The small a n g l e g r a i n boundary produced i n a b i c r y s t a l i s composed o f d i s l o c a t i o n s whose Burgers v e c t o r and d i r e c t i o n a r e easy t o c o n t r o l .

Germanium b i c r y s t a l s w i t h a [ I 0 1 1 1 common a x i s have been b y t h e C z o c h r a l s k i method i n a g r a - p h i t e c r u c i b l e under a p u r e argon atmosphere. The germanium has a 40 Rcm r e s i s t i v i t y and i s p-type.

M e t a l l i c i m p u r i t i e s as measured b y a c t i v a t i o n ana- l y s i s a r e o f t h e o r d e r o f ppm. The oxygen and carbon c o n t e n t has n o t y e t been measured

:

techniques a r e b e i n g developed t o measure these s i n c e t h e carbon whose s e g r e g a t i o n i s i m p o r t a n t , may i n f l u e n c e d i s l o - c a t i o n s p l i t t i n g .

T h i s paper r e p o r t s t h e r e s u l t s a c t u a l l y o b t a i - ned about t h e s t r u c t u r a l aspects o f d i s l o c a t i o n s i n s u b g r a i n boundary, and s t r e s s e s t h e problems w h i c h remain unsolved.

2. D i s l o c a t i o n s t r u c t u r e i n subgrain.- The s u b g r a i n boundary s t r u c t u r e has shown a g r e a t c o m p l e x i t y i n t h e d i s l o c a t i o n arrangement /1/ ( F i g . 1 ) p o s s i b l y

F i g . 1

:

P a r t o f a p u r e t i l t 0 1 1 7 g r a i n boundary i n germanium ( t i l t a n g l e : 2 ' 6 when viewed end-on a l o n g t h e [ O l l l common a x i s . D i s l o c a t i o n c o r e s appear as b l a c k d o t s and s t a c k i n g f a u l t as s t r a i g h t segments j o i n i n g cores. Three t y p e s o f d i s l o c a t i o n a r e r e c o g n i z a b l e

:

( A ) , non d i s s o c i a t e d d i s l o c a t i o n ; (B) , d i s l o c a t i o n s p l i t i n t o p a r t i a l s p e r p e n d i c u l a r t o t h e g r a i n boundary p l a n e ; ( C ) , t h r e e grouped d i s l o c a t i o n s s e p e r a t e d by s t a c k i n g f a u l t s . B r i g h t f i e l d multibeam imaging mode, E

=

100 keV.

2.1. ~ ~ y ~ - ~ d q ~ - d ~ ~ ~ ~ c ~ ~ ~ ~ ~ n ~ ~ i g ~ - ~ - ~ j . - T h i s d i s - l o c a t i o n has a Burgers v e c t o r 1/2 1 0 i l ~ . I t i s

Lomer d i s l o c a t i o n as i t s d i r e c t i o n c o n t a i n s two {I111 p l a n e s . The g l i d e p l a n e i s (100) and t h e r e f o r e t h i s t y p e o f d i s l o c a t i o n cannot be produced i n t h e e a r l y stages o f p l a s t i c d e f o r m a t i o n .

The h i g h r e s o l u t i o n image t a k e n a t 500 keV shows c l e a r l y t h a t no d i s s o c i a t i o n occurs ; f u r t h e r m o r e a r e g i o n o f h i g h c o n t r a s t occurs i n t h e d i s l o c a t i o n core. E l a s t i c i t y t h e o r y would p r e d i c t a d i s s o c i a t e d

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1979602

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C6-8

JOURNAL

DE PHYSIQUE

form w i t h a s e s s i b l e c o n f i g u r a t i o n f o r t h i s d i s l o c a - 2.2. ~~0_-d_j~lo_c_fit_i~n_-[FjgII2-~).- Imaging t h i s d i s - t i o n . The expected r e ? c t i o n scheme i s : l o c a t i o n b y two d i f f e r e n t (1111 a t o m i c planes, one

1 [ O T ~ J

+

k [ZTI] + [ o T ~ ] + k [?ill e x t r a h a l f p l a n e i s v i s i b l e on o n l y one s e t w i t h a d i s t i n c t s t a c k i n g f a u l t and no d i s c o n t i n u i t y on t h e

F i g . 2

:

High r e s o l u t i o n images o f d i f f e r e n t t y p e o f d e f e c t s i n germanium : (A), edge d i s l o c a t i o n ; (B) 60" d i s l o c a t i o n s p l i t i n t o two Shockley p a r t i a l s b o a r d i n g an i n t r i n s i c f a u l t ; ( C ) , t h r e e i d e n t i c a l l y grouped Frank d i s l o c a t i o n s s e p a r a t e d by an i n t r i n s i c and an e x t r i n s i c s t a c k i n g f a u l t . (A) and ( C ) t a k e n a t 500 keV

;

( B ) t a k e n a t 100 keV. A x i a l i l l u m i n a t i o n , 5 beam imaging c o n d i t i o n s i n c l u d i n g f o u r (111) d i - f r a c t i o n spots.

I n f a c t t h i s r e a c t i o n i s n o t e x p e r i m e n t a l l y observed.

From t h i s o b s e r v a t i o n i t can be i n f e r r e d t h a t a shu- f f l e s e t w i t h no broken bonds /2/ i s t h e s t a b l e f o r m o f t h i s d i s l o c a t i o n . As a m a t t e r o f f a c t any d i s s o - c i a t i o n o f t h e s h u f f l e s e t ( F i g . 3 ) would produce broken bonds and consequently a h i g h energy c o r e s i - t u a t i o n which would c o u n t e r b a l a n c e t h e d e c r e a s i n g e l a s t i c energy term. Furthermore t h e presence o f a seven r i n g and a f i v e r i n g i n t h i s t y p e o f s t r u c t u r e c o u l d produce a b r i g h t f o t i n t h e empty t u n n e l and a d a r k a r e a i n t h e compact r e g i o n as observed expe- r i m e n t a l l y

:

however t h i s d i r e c t i d e n t i f i c a t i o n a l - though a l r e a d y suggested by K r i v a n e k /3/ must be checked b y image matching. I t i s w o r t h n o t i n g t h a t s i m i l a r non d i s s o c i a t e d edge d i s l o c a t i o n s have been o b t a i n e d i n w u r t z i t e s t r u c t u r e /4/.

a h c

F i g . 3 : D i f f e r e n t a t o m i c models o f t h e c o r e o f an edge d i s l o c a t i o n a l o n g Loll]. a ) s h u f f l e c o n f i g u r a - t i o n , b ) i f d i s s o c i a t e d w i t h two i n t r i n s i c f a u l t s , t h e number o f open bonds i s 2, c ) i f d i s s o c i a t e d w i t h two e x t r i n s i c f a u l t s t h e number o f open bonds i s 6.

I n f a c t o n l y t h e c o n f i g u r a t i o n a ) i s observed

o t h e r s e t . Thus t h e Burgers v e c t o r must be o f t h e t y p e 1/2 <101> and t h e s e d i s l o c a t i o n s a r e o f 60" type.

They a r e d i s s o c i a t e d i n t o two p a r t i a l s g i v i n g an edge Shockley d i s l o c a t i o n and a 30" Schockley d i s l o c a t i o n . The two p a r t i a l s a r e v i s i b l e even a t medium range r e - s o l u t i o n when observed end-on w i t h b r i g h t f i e l d m u l t i - beam c o n d i t i o n ( F i g . 4 a ) . The s t a c k i n g f a u l t c h a r a c t e r i s always i n t r i n s i c . T h i s c h a r a c t e r i s determined e i t h e r f r o m t h e h i g h r e s o l u t i o n image, t h e 30° d i s l o - c a t i o n g i v i n g r i s e t o a smooth d i s c o n t i n u i t y i n con- t r a s t t o t h e edge p a r t i a l , o r f r o m weak beam images o b t a i n e d a f t e r a l a r g e specimen t i l t .

F i g . 4 : T e s t i n g t h e p a r a l l e l i s m o f 60' d i s l o c a t i o n i n r e s p e c t t o t h e roll] d i r e c t i o n .

o

a ) B r i g h t f i e l d m u l i i b e a m imaging i n a 800 A t h i c k r e g i o n

:

t h e two d a r k p o i n t s i n d i c a t e a v e r y small r o t a t i o n o f t h e p a r t i a l s when viewed a l o n g t h e 5 0 1 1 ~ d i r e c t i o n :

b B r i g h t f i e l d m u l t i b e a m i m a g i n g a f t e r a 3" r o t a - t i o n o f t h e specimen away f r o m t h e [ O l l l d i r e c t i o n . The s t a c k i n a f a u l t i s v i s i b l e and i s ~ r o . i e c t e d as a lozenge-shape (B) whose edges a r e s l i g h t j y r o t a t e d i n r e s p e c t t o t h e edge d i s l o c a t i o n (A). The r o t a t i o n a n g l e i s now measurable and i s a p p r o x i m a t e l y +lo

The s p l i t t i n g d i s t a n c e as deduced f r o m a t o m i c

0

p l a n e imaging g i v e s an apparent d i s t a n c e o f 3 1 A between p a r t i a l s . T h i s g i v e s an i n t r i n s i c s t a c k i n g f a u l t energy o f 100 ergs/cm2. T h i s r e l a t i v e l y h i g h e r v a l u e t h a n t h a t o b t a i n e d by weak beam /5/ can be a t t r i b u t e d t o d i f f e r e n t i m p u r i t y c o n t e n t o r t o t h e method o f measurement i t s e l f ( f o r d i s c u s s i o n o f t h e s u r f a c e e f f e c t see below).

I t has n o t y e t been p o s s i b l e t o d i s t i n g u i s h

t h e g l i d e s e t and t h e s h u f f l e s e t /6/ which m i g h t

appear on t h e edge p a r t i a l : however t h i s may be

p o s s i b l e i f t h e p a r t i a l s remain s t r i c l y p a r a l l e l

t o t h e C 0 1 1 ] d i r e c t i o n even i n a t h i n f o i l .

(4)

A . B o u r r e t and J. Desseaux C6-9

2.3. Gcoup-gf-Fygnk-dl~~~c_at_io_nssL~igL-2c). - One arrangement has been i s o l a t e d on f i g u r e 2c : i t i n - cludes t h r e e (111) a t o m i c p l a n e s which s t o p a t a Frank d i s l o c a t i o n g i v i n g s u c c e s s i v e l y an i n t r i n s i c and an e x t r i n s i c s t a c k i n g f a u l t . The s p l i t t i n g o c c u r s i n t h e g r a i n boundary p l a n e c o n t r a r y t o t h e 60" d i s - l o c a t i o n which s p l i t s p e r p e n d i c u l a r t o t h e g r a i n boun- d a r y plane. T h i s d i s l o c a t i o n arrangement i s e n t i r e l y edge i n c h a r a c t e r and c o m p l e t e l y s e s s i l e : i t accomo- dates m i s o r i e n t a t i o n between t h e two a d j a c e n t g r a i n s . The s p l i t t i n g d i s t a n c e between Frank p a r t i a l s i s n o t governed b y t h e s t a c k i n g f a u l t energy a n g l e o f m i s o r i e n t a t i o n ( 1 - 3 " ) , b u t r a t h e r by t h e d i s t a n c e between d e f e c t s .

Another g r o u p i n g n o t so f r e q u e n t l y encountered, r e s u l t s f r o m t h e f o l l o w i n g decomposition on two (111) planes :

p r o d u c i n g always an i n t r i n s i c f a u l t c u t t i n g an e x t r i n - s i c one a t an a c u t e angle.

These p e c u l i a r d i s l o c a t i o n g r o u p i n g s a r e proba- b l y s p e c i f i c t o t i l t s u b g r a i n boundary and have n e v e r been observed i n deformed m a t e r i a l . However t h e y g i v e an o p p o r t u n i t y t o produce c o n t r o l l e d i n t r i n s i c and e x t r i n s i c s t a c k i n g f a u l t s .

3. I n f l u e n c e o f t h e s u r f a c e of t h e f o i l . - The obser- v a t i o n o f l i n e a r d e f e c t s by h i g h r e s o l u t i o n m i c r o s - copy i s easy i f t h e l i n e s r u n s t r i c l y p a r a l l e l t o t h e o b s e r v a t i o n d i r e c t i o n . I n o r d e r t o f u l f i l t h i s r e q u i - rement t h e <011> d i r e c t i o n seems t o be t h e most appro- p r i a t e as even d u r i n g t h i n n i n g t h e d i s l o c a t i o n s would have a tendancy t o s t a y and l i e a l o n g throughs o f t h e P e i e r l s p o t e n t i a l . However t h i s assumption must be checked c a r e f u l l y . F o r t h e d e f e c t whose c h a r a c t e r i s e s s e n t i a l l y s e s s i l e i t i s l i k e l y t h a t no r o t a t i o n d u r i n g t h i n n i n g would o c c u r

:

such displacement would i n v o l v e c l i m b i n g which i s excluded a t room tempera- t u r e . T h e r e f o r e a l l t h e d e f e c t s formed w i t h Frank p a r t i a l s do n o t move. The same argument can be a p p l i e d t o t h e edge d i s l o c a t i o n which cannot g l i d e on t h e (301) plane. The q u e s t i o n remains open f o r t h e 60' d i s l o c a t i o n o n l y .

Small m i s a l i g n e m e n t o f t h e p a r t i a l s i n r e s p e c t t o t h e Loll] a x i s i s v e r y d i f f i c u l t t o d e t e c t i n

0

a v e r y t h i n r e g i o n (100 A). A c t u a l l y o u r check i s

0

l i m i t e d t o 500-1000 A t h i c k r e g i o n s ( F i g . 4 )

:

i n t h i s range t h e r o t a t i o n of 60" d i s l o c a t i o n i s l i m i -

0

t e d t o

5

lo f o r d i s l o c a t i o n s 100 A a p a r t f r o m each o t h e r . R o t a t i o n s seem t o be a l t e r n a t e l y i n one sense

and i n t h e o t h e r as t h e screw components o f t h e 60"

d i s l o c a t i o n s change s i g n . T h i s m i s o r i e n t a t i o n would

0

g i v e a n e g l i g i b l e e f f e c t i n a 100 A t h i c k r e g i o n . However t h i s small r o t a t i o n c o u l d have been l i m i t e d by t h e presence o f o t h e r segments of d i s l o c a t i o n a l o n g t h e g r a i n boundary. A crude e s t i m a t e o f t h i s e f f e c t u s i n g t h e H a z z l e d i n e approach w i t h no f r i c t i o n f o r c e /7/ shows t h a t r o t a t i o n i s n e g l i g i b l e i f and o n l y i f t h e d i s t a n c e between t h e d i s l o c a t i o n s i s s m a l l e r t h a n h a l f t h e t h i c k n e s s o f t h e f o i l . Actua- l l y t h i s c o n d i t i o n i s c e r t a i n l y n o t f u l f i l l e d f o r a v e r y l o w a n g l e g r a i n boundary (0.5') and s m a l l t h i c k - ness where t h e s p l i t t i n g d i s t a n c e has been measured.

F u r t h e r e x p e r i m e n t a l work i s needed t o c l a r i f y t h i s p o i n t .

4. Conclusion.- The s t u d y of l a t t i c e d e f e c t s i n ger- manium by h i g h r e s o l u t i o n e l e c t r o n microscopy has been f r u i t f u l : Burgers v e c t o r , c h a r a c t e r o f s t a c k i n g f a u l t , and a n a l y s i s o f c o m p l i c a t e d s t r u c t u r e s e x i s t i n g i n s m a l l a n g l e g r a i n boundaries have been e a s i l y s t u - d i e d . However d i r e c t i n t e r p r e t a t i o n i s a c t u a l l y l i m i - t e d t o s t r i c l y end-on l i n e a r defect. T h i s c o n d i t i o n i s v e r i f i e d f o r s e s s i b l e c o n f i g u r a t i o n s b u t has t o be v e r i f i e d e x p e r i m e n t a l l y f o r g l i s s i l e d e f e c t s i n t h i n f o i l s

:

some e f f o r t s a r e necessary t o f i n d a p r a c t i c a l way o f d o i n g t h i s a t a h i g h r e s o l u t i o n l e v e l .

References.

/1/ B o u r r e t , A., Desseaux, J., P h i l . Yag. ( t o be pu- b l is h e d ) .

/2/ H o r n s t r a , J . , J . Phys. Chem. S o l i d s - 5 (1958) 129.

/3/ K r i v a n e k , O.L., Isoda, S., Kobayashi, K., P h i l .

Mag. 2 (1977) 931.

/4/ Mader, S., B l a k e s l e e , A.E., IBM JAE 2 (1975) 151.

/5/ Gomez, A., Cockayne, D.J.H., H i r s c h , P.B., V i t e k , V., P h i l . Yag. 31 (1975) 105.

/6/ H i r t h , J.P., Lothe, J., Theory o f d i s l o c a t i o n s (Mc Graw H i 11 ) 1968.

/7/ Hazzledine, P.Y., K a r n t h a l e r , H.P., W i n t n e r , E.,

P h i l . Mag. - 32 (1975) 81.

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