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FINE STRUCTURE IN EELS FROM RARE EARTH SESQUIOXIDE THIN FILMS
L. Brown, C. Colliex, M. Gasgnier
To cite this version:
L. Brown, C. Colliex, M. Gasgnier. FINE STRUCTURE IN EELS FROM RARE EARTH SESQUIOXIDE THIN FILMS. Journal de Physique Colloques, 1984, 45 (C2), pp.C2-433-C2-436.
�10.1051/jphyscol:1984298�. �jpa-00224013�
JOURNAL DE PHYSIQUE
Colloque C2, suppl6ment a u n02, Tome 45, fgvrier 1984 page C2-433
F I N E STRUCTURE I N EELS FROM RARE EARTH SESQUIOXIDE T H I N F I L M S
L.M. ~rown', C , ~olliex* and M. ~as~nier*'
'~aboratoire de Physique des SoZides, Uniuersitl de Paris-Sud, 91405 Orsay, France
** ER 210, C.N.R.S. BeZZeuue, 92195 Meudon Cedex PrincipaZ, France
RESUME: Les s t r u c t u r e s f i n e s des s e u i l s d'absorption e n t r e 0 e t 2 k e V des sesquioxydes d e terres r a r e s 2 lsL?tat d e couches minces o n t 6t6 6 t u d i L s par l a technique d e la spectroscopie des p e r t e s d'6nergie glectronique en u t i l i s a n t un STEM.
ABSTRACT: Pine s t r u c t u r e o f absorption edges between 0 and 2 kev from rare-earth sesquioxide t h i n films w e r e studied by e l e c t r o n energy-loss spectroscopy i n STEM.
Rare-earth t h i n f i l m s (approximately 40 nm t h i c k ) are deposited by Joule evaporation onto NaCQ s u b s t r a t e s , under a vacuum o f 10-4 Pa. After f l o a t i n g o f f the f i l m s i n water, they are heated i n s i d e an e l e c t r o n microscope by means o f the focused e l e c t r o n beam. I n this way it is easy t o obtain
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depending on the annealing temperature - all t h e w e l l defined s t r u c t u r e s o f t h e polymorphic rare-earth sesquioxides: A (hexagonal) f o r La, P r and Nd; B (monoclinic) f o r Sm, Gd and Tb; amd C ( c u b i c ) f o r the o t h e r elements ( D y t o Lu including Sc and Y ) . Only Eu and Yb have not y e t been studied. This method y i e l d s l a r g e and small crystals characteristic o f each s t r u c t u r e (1). So it is possible t o study f o r the series La t o Tb t w o d i f f e r e n t polymorphs of t h e same oxide because the less-annealed a r e a s contain s m a l l crystals o f t h e C s t r u c t u r e ( 1 ) . Each zone has been studied by t h e technique o f e l e c t r o n energy-loss spectroscopy (EELS) using a high-resolution scanning transmission e l e c t r o n microscope ( STEM). W e have studied the following absorption edges:'fundamental' o r band gap, plasmon peaks, N,, and M,, f o r the rare-earth, and K f o r the oxygen. Previous s t u d i e s by Krivanek ( 2 ) show q u i t e d e f i n i t e v a r i a b l e f i n e s t r u c t u r e b u t it is not clear from which s t r u c t u r e the s p e c t r a come.
Summary o f Preliminarv Results
1 ) Band gap: i n mast cases t h e low-loss s p e c t r a f r o m l a r g e c r y s t a l s show a well-defined band-gap. This measure o f t h e gap should correspond t o the value obtained from U-V absorption s t u d i e s . For a l l t h e rare-earth oxides o u r values are i n t h e range 4.5 e V t o 6 eV. They agree w i t h those estimated by Cukier ( 3 ) but not with t h e majority of values obtained by o t h e r methods ( 4 ) which a r e much t o o small and correspond t o w h a t might he expected from impurities o r t o an i n d i r e c t gap.
Sometimes one s e e s energy-loss f i n e s t r u c t u r e within t h e gap, corresponding t o loosely bound e l e c t r o n s associated perhaps with impurities o r impurity r a d i c a l s (H, OH, CO,) b u t without very c a r e f u l f u r t h e r c h a r a c t e r i s a t i o n such s t r u c t u r e s are d i f f i c u l t t o i n t e r p r e t .
2) Plasmon peak: These show t h e same configuration (shape and p o s i t i o n ) as those already reported ( 5 ) . However, one can see very c l e a r l y a point of i n f l e x i o n which separates t h e parabolic rise a f t e r t h e band gap from t h e c o l l e c t i v e exciton o r plasmon.
+on leave from Cavendish Laboratory, Cambridge CB3 OHE, U.K.
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:1984298
C2-434 JOURNAL DE PHYSIQUE
3 ) Rare-earth N,, edger It is d i f f i c u l t t o s t a t e any d e f i n i t e
behaviour o f the N,, edge, which appears as a very broad rounded edge with a v a r i a b l e f i n e s t r u c t u r e depending on c r y s t a l s t r u c t u r e . The i n t e r p r e t a t i o n o f t h i s edge is complicated by t h e c e n t r i f u g a l p o t e n t i a l and by t h e strong coupling between t h e 4f e l e c t r o n s and the hole created by t h e fast electron.
4 ) Rare-earth M,, edge: These edges are characterised by well-defined
'white l i n e s ' as shown by Ahn and Krivanek ( 2 ) . Examples a r e shown i n Fig. 1 f o r La, Tb and Lu at t h e beginning, middle and end o f t h e lanthanide series. Several e f f e c t s can be seen: ( i ) The width of t h e white l i n e s a t about 5 eV is not controlled by t h e r e s o l u t i o n o f the spectmmeter which is better than 1.5 e V under these conditions. ( i i ) The separation between the M, and M, peaks increases systematically across the series; this i s shown graphically i n Fig. 2. ( i i i ) The ratio o f a r e a i n t h e M, peak t o that i n t h e M, peak v a r i e s s y s t e a a t i c a l l y from near u n i t y at the beginning of the series t o near i n f i n i t y at t h e end (Lu), where t h e M, peak h a s p r a c t i c a l l y disappeared. This is shown graphically in Fig. 2. I n c a l c u l a t i n g t h e r a t i o , one has a background s u b t r a c t i o n problem, p a r t i c u l a r l y near t h e end o f t h e series where t h e satellite plasmon r e s u l t i n g from t h e M, white l i n e nearly coincides with t h e M, peak. This r e s u l t s i n r a t h e r l a r g e errors o f t h e M,/M, r a t i o as ahown i n Fig. 2.
From a t h e o r e t i c a l point of view, t h e r e are s e v e r a l f a c t o r s i n understanding t h e s e r e s u l t s :
( i ) Across the lanthanide series, the contraction of the shells, due t o increasing atomic number, w i l l increase t h e s p i n - o r b i t s p l i t t i n g of t h e h o l e i n the 3d s h e l l , i.e. t h e M,-M* separation.
( i i ) I f t h e d e n s i t y of i n i t i a l s t a t e s ( i.e. the spin-orbit s p l i t hole i n t h e 36 s h e l l ) c o n t r o l s the M&, r a t i o , t h a t r a t i o should be 3/2, independent o f atomic number. This is c l e a r l y not the case.
( i i i ) It must be expected that t h e magnetic moment o f t h e hole is coupled by exchange t o the e l e c t r o n s i n t h e 4f s h e l l , and that as t h e 4f shell f i l l s , t h e magnitude o f the ' e f f e c t i v e s p i n ' contributed by the 4f e l e c t r o n s increases.
This w i l l s t r o n g l y a f f e c t the d e n s i t y o f s t a t e s a v a i l a b l e f o r t h e t r a n s i t i o n s . 5 ) Omgen K-edge Throughout t h e s e r i e s , it was found that the near-edge s t r u c t u r e of this edge depends primarily on crystal s t r u c t u r e . It is c h a r a c t e r i s t i c a l l y doubled i n the cubic s t r u c t u r e , t h e magnitude o f t h e doubling being about 5 eV. This appearance is commDn f o r a l l t h e rare earth sesquioxides including Si,O, and Y,O,, Figure 3 shows t h e e f f e c t f o r C-Lu,O,. I n t h e monoclinic ( B ) s t r u c t u r e , the edge is rounded, without peaks, as shown f o r B-Gd20, (Fig.3). I n the hexagonal ( A ) s t r u c t u r e , t h e edge presents f i r s t l y a plateau and f i n a l l y a s m a l l peak, as shown f o r A-La,O, (Fig. 3 ) . Enough s p e c t r a have been studied t o a s s e r t that t h i s s t r u c t u r e does not depend on g r a i n s i z e , nor does it depend markedly on crystal o r i e n t a t i o n , although no c a r e f u l o r i e n t a t i o n s t u d i e s with well-defined angular s e t t i n g s have as y e t been carried out. 'Phe observed e f f e c t s t h u s show a n instance where near-edge s t r u c t u r e ( t h e e l e c t r o n energy-loss equivalent of XANES, sometimes c a l l e d =S) can be c o r r e l a t e d i n a s u r p r i s i n g l y d i r e c t and simple way with c r y s t a l s t r u c t u r e .
The i n t e r p r e t a t i o n of these r e s u l t s seems d i f f i c u l t . The e f f e c t is not due t o c r y s t a l f i e l d s p l i t t i n g , f o r the oxygen atoms i n these s t r u c t u r e s do not sit at p o i n t s with well-defined symrmetry. Furthermore, the magnitude of t h e s p l i t t i n g is large, as l a r g e as the band-gap. The oxygen ions i n t h e s e sesquioxides are not considered t o have mixed valency. However t h e oxygen ions do sit i n d i f f e r i n g rare-earth environments which w i l l lower by d i f f e r i n g amounts t h e Coulomb energy o f t h e h o l e created by the fast e l e c t r o n . Because o f t h e l a r g e p o l a r i s a b i l i t y of the rare-earth ion, l a r g e changes i n t h e Coulomb energy can r e s u l t . Detailed c a l c u l a t i o n s are required.
Fig. 1 M,, peaks for A -La,O,, B - Tb,O, and C - Lu,O,
structures respectively.
0 1 3 4 6 7 91011121314
La Gd Tb Lu
no. of 4f e l e c t r o n s
+
Pig. 2 Variation in separation and area ratio of the M, and M, white lines across the series of lanthanide oxides.
JOURNAL DE PHYSIQUE
CONCLUSIONS
With t h e Gatan spectrometer on a VG H8501 STEM, one can begin t o & e m energy-loss n e a r edge s t r u c t u r e (EWES) which i n t h e case o f t h e oxygen K-edge correlates i n a s u r p r i s i n g l y simple way w i t h t h e crystal s t r u c t u r e .
L. M. Brown acknowledges w i t h p l e a s u r e t h e splendid h o s p i t a l i t y o f t h e ST&M group a t Orsay.
REFEPEUCES
1. M. Gasgnier,Phys. S t a t u s S o l . ( a ) 57 (1980) 11.
2. 0. L. Krivanek, unpublished; see a l s o C. C. Ahn and 0. L. Krivanek, Catalogue o f EELS, o b t a i n a b l e from Arizona S t a t e University, Center f o r S o l i d S t a t e Science.1982
3. M. Cukier, B. Gauthe, V. Wehenkel, J. Physique 41 (1980) 603 4. W. H. Strenlow and E. L. Cook, J. Phys. Chem. R e f . Data, Vo1.2
( 1973) 397
5. C. C o l l i e x , M. Gasgnier, P. Trebbia, 1976, J. d e Physique 37
(1976) 397.
Fig. 3 0 - K peaks f o r A - Laz03, B - GdzO, and C - Lu,O, s t r u c t u r e s r e s p e c t i v e l y .