J
OURNAL DE
T
HÉORIE DES
N
OMBRES DE
B
ORDEAUX
W
ERNER
B
LEY
R
OBERT
B
OLTJE
Lubin-Tate formal groups and module structure
over Hopf orders
Journal de Théorie des Nombres de Bordeaux, tome
11, n
o2 (1999),
p. 269-305
<http://www.numdam.org/item?id=JTNB_1999__11_2_269_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
Lubin-Tate formal
groups and
module
structure
over
Hopf
orders
par WERNER BLEY et ROBERT BOLTJE
RÉSUMÉ. Ces dernières années les ordres de
Hopf
ontjoué
dansdes situations diverses un rôle
important
dans l’étude de la struc-ture des modulegaloisiens
engéométrie arithmétique.
Nousintro-duisons ici un cadre
qui
rend compte des situationsprécédentes,
etnous étudions les
propriétés
desalgèbres
deHopf
dans ce contextegénéral.
Nous insistons enparticulier
sur le rôle des résolvantes dans les calculsexplicites.
Nous illustrons cette étude enappli-quant nos résultats à la détermination de la structure de module
de
Hopf
de l’anneau des entiers d’une extension de Lubin-Tate relative.ABSTRACT. Over the last years
Hopf
orders haveplayed
anim-portant role in the
study
ofintegral
module structuresarising
inarithmetic geometry in various situations. We axiomatize these
situations and discuss the
properties
of the(integral)
Hopf
alge-bra structures which are of interest in this
general setting.
Inparticular,
weemphasize
the role of resolvents forexplicit
compu-tations. As an illustration we
apply
our results to determine theHopf
module structure of thering
ofintegers
in relative Lubin-Tate extensions.1. INTRODUCTION
In this article we axiomatize the situation considered in
Taylor’s
article(T2) .
1.1. Assume the
following
situation:. C7 is a Dedekind domain of characteristic
0,
K its field offractions, K
analgebraic
closure ofK,
and Q :=Gal( K / K)
the absolute Galois group of K.. G is a finite group on which Q acts from the left via group
automor-phisms.
. r is a finite set on which G and f2 act from the left such that G acts
simply
transitive(thus IGI
= with’(9y) =
("’9)( cu’Y)
for all w ESl,
9 E
G, and 7
E r(the
last conditionjust
means that the semidirectproduct
G x Q acts onr).
We
always
write the action of w E 0 on G and rexponentially
from the left(like
CUg
andcu¡ for g
E Gand 7
Er)
and its actionon K
as for x EK.
For any intermediate field K C L C
K,
we setOL
:=0,
anddenote
by
OL
theintegral
closure of 0 in L.There is a
variety
of naturalexamples
for thegeneral
situation describedin 1.1.
1.2.
Examples.
For any field of characteristic 0 let Mn, n EN,
denote themultiplicative
group of n-th roots ofunity
in itsalgebraic
closure.(a)
Let and set K := G := I-tm. Fix aprimitive
r-th root ofunity (3
E and set r EK ~
I xl =,81.
Then r C itr+m and G acts on rby
multiplication.
(b)
Moregenerally,
let K be a numberfield,
let m e N and G := 11m. For(3
E KX set r :=Ix
E K ~
(3}.
Then G acts on rby
multiplication.
(c)
For K as in1.1,
letL/K
be a finite Galois extension with Galoisgroup
G,
and let 0 act on Gby conjugation. Moreover,
letqo e L
be aprimitive
element(L
=K(~yo)),
and let r be the set of Galoisconjugates
of 70.
(d)
LetE / F
be anelliptic
curve withcomplex multiplication by
C~M,
where F is a finite extension of a
quadratic
imaginary
number field M. For anyintegral
ideal a CnM
writeE[a]
for thesubgroup
ofpoints
ofE(F)
that are annihilated
by
all elements a E a. For x EnM
let[x]
EEnd(E)
bethe
corresponding endomorphism
of E.Let,
forsimplicity,
(a)
= a CC~~
be a
principal
ideal and set G :=E[a].
For P EE(F)
define K :=F(P)
and r :=
{Q
EE(F) ~
I
[a](Q)
=Pl.
Then G acts on rby
translation.This kind of
example
isextensively
studied in[A], [ST]
and[T2].
(e)
Let~
C F be a finite field extension of the fieldof p-adic numbers,
and let p F =
(7r)
be the maximal ideal of thering
dF
ofintegers
in F.Let F be a Lubin-Tate formal group attached to a Lubin-Tate power series
f (X )
EOF[[X]].
Let[-]:
OF -
End(.F)
be the usualring
isomorphism
with[7r](X)
=f (X ).
For n E N setGn
:=~a~
EpF
I
(~rn~ (x)
=01,
thesubgroup
of 7rn-torsionpoints
in thedF-module
pp
endowed with theF-group law and the
OF-action
aac :=[a] (a?)
for a ECF
and x EPP,
and letFn
:=F(Gn)
denote the field obtainedby adjoining
the elements ofG,~.
For fixed
r, m e N,
set K :=Fr,
G :=G~,
choose~i
EGr ,
Gr-i ,
and setr :=
~x
Ep p
I [7rm](x) = (3} ç
Then G acts on rby
translation.For more details about this
example
in the case m r see[CT,
Ch.1.3.
Following
[T2]
we define in the situation described in 1.1B :=
Map(G, K) ,
C :=Map(r, K) ,
the group
algebra
of G overK,
the set of maps from G and from r toK,
respectively.
Then A is aK-Hopf
algebra,
B is itsK-dual
Hopf algebra,
C is a
K-algebra
and aright
A-moduleby
theK-linear
extension of theaction
( f ~ g)(’Y)
:= of G onC,
where g EG, f
EC,
and y E r. Note that SZ acts onA, B,
and Cby
for w E r. This is an
action via
K-Hopf algebra automorphisms
on A andB,
and viaK-algebra
automorphisms
on C.Hence,
we may take fixedpoints
withrespect
to thesubgroup
OL
=Gal(K/L)
for any intermediate field K C L CK:
We omit the index L for L = K. Then
AL
andBL are
L-Hopf subalgebras
ofA and
B,
andthey
are L-dual to each other.Moreover, CL
is anL-algebra
and an
AL-module
by
restriction of the A-action on C. InProposition
5.2we show that
CL
together
with itsAL-module
structure is a Galoisobject
in the sense of
[CS],
and,
if G isabelian,
thatCL
is a freeAL-module
ofrank 1. In the abelian case, we also define a resolvent
(, f , x)
EI~,
forf
E Cand X
EG
:= and showthat,
forgiven f
ECL,
one has, f - AL
=CL
if andonly
if( f ,
x) ~
0 forall X
EG,
seeProposition
5.3.1.4. For any intermediate field K C L C
K,
theL-algebras
BL
andCL
are commutative. Let us assume that G is abelian. Then alsoAL
iscommutative,
and we may define the maximalOL-orders
- -- , F - - I -- I
of
AL,
BL,
andCL, respectively.
Moreover,
forarbitrary G,
setwhich is an
O L-order
ofAL. Then, CL
is an.A.L-module
and we may definethe associated order
of
CL
inAL ,
which cont ains If G isab elian,
then we have inclusions1.5. Remark.
(a)
Suppose
that the action of 0 on r is transitive. Fix anelement qo and denote its stabilizer
by
S2L
corresponding
to an intermediatefield K C L C
K.
Then one has abijection
SZ/StL
G,
where ismapped
to g
EG,
if’-yo
=Moreover, associating
tof E C
the valuef (-yo) E
K,
definesisomorphisms
C~
L and C~
C~L
of L-(resp. OL-)
algebras.
(b)
The absolute Galoisgroup Q
actstrivially
on G if andonly
if A =KG.
1.6. If one assumes suitable Kummer conditions in
Examples
1.2(a), (d)
and
(e),
then A = KG.Moreover,
in manyinteresting examples
SZ actstransitively
on rand,
in the notation of Remark 1.5(a),
the fixed field Lof the stabilizer is an abelian Galois extension of K such that
«
the
bijection
Gal(L/K)
=St/SZL
=~ G is a groupisomorphism
(see
e.g.Lemma
6.1).
In this case, the A-module structure of Ccorresponds
to the KG-module structure ofL,
and we are in the classical situation of Galoismodule structure
theory. Then,
there are results due toCassou-Nogues,
Schertz,
andTaylor, stating
thatOL
is free over its associated order inKG,
see e.g.[CT,
Ch.X,
Ch.XI], (S).
In Section 6 we willstudy
aslight
generalization
ofExample
1.2(e),
namely
relative Lubin-Tate extensions. We will show that also without any Kummercondition,
the maximal orderC ~
OL
is a free rank one module over its associated order A~’(see
The-orem6.11).
But note that ingeneral
thealgebra A
is not the groupring
KG.Combining
ideas of[Tl]
and[T2]
we willgive
anexplicit description
of as the Cartier dual of the
OK-Hopf
order whichrepresents
theOK-group scheme of 7rm-torsion on Y
(see
Proposition
6.5 andCorollary
6.9).
In contrast to the methods used in
[CT,
Ch.X]
the main tool for ourproof
of Theorem 6.11 will be the factorization of a suitable resolvent function
which takes values in
Op[[X]]
(see
Theorem6.10).
This will be ofgreat
importance
for furtherapplications
of these local results to fields obtainedby
the division ofpoints
onelliptic
curves as inExample
1.2(d).
Theseexamples
are dealt withby
the first author in his habilitation thesis[B].
1.7. The article is
arranged
in thefollowing
way. Sections 1-5 are devoted to thegeneral
situation as stated in 1.1. In moredetails,
the sections 2 and3 summarize
properties
of theHopf algebras
AL
andBL,
respectively,
for intermediate fields K C L CK.
Most of theseproperties
canalready
befound in
[T2]
withoutproofs.
For the reader’s convenience and for later use weprovide
proofs
of all assertions. In Section 4 we show thatAI,
(resp.
AL
if G is
abelian)
is anOL-Hopf
order inAL
if andonly
if the discriminantideals
dBL
ofBL
(resp.
dAL
ofAL)
overOL
aretrivial,
seeProposition
4.6order is
completely
describedby
an arithmeticinvariant,
the discriminant.Moreover,
wecompute
the index ideal[AL :
in terms ofdAL
anddBL ,
see Lemma 4.3. Section 5 is concerned with theL-algebra
structureand the
AL-module
structure ofCL.
If G is abelian wedetermine,
for anyf
ECL
withf -
AL
=CL,
the index ideal[CL :
f -
A’
in terms ofdBL,
and the resolvents( f , x), x
EG,
seeProposition
5.3.Finally,
in Section6,
weapply
the results from Sections1-5,
inparticular
the index formula of Section
5,
to theExample
1.2(e).
2. FORMS OF GROUP ALGEBRASWe assume the situation defined in 1.1 and the notation introduced in
Section 1.
In this section we
study
theproperties
of theK-Hopf
algebra
A and itssubalgebras
AL
=A OL,
for intermediate fields K C L C~K.
For a
K-Hopf algebra
H we write as usualL1 H :
H - Hfi9K H
forthe
diagonal,
SH : H -
H for theantipode
and EH : H --~ K for theaugmentation.
If there is nodanger
ofconfusion,
then we omit the index.We view A as a
Hopf algebra
withA(g) = 9
(8) g,S(g) =
g-1
and=1,
for g
E G.2.1. Lemma. Let K C L C
K
be an intermediatefields,
andlet gl, ... ,
gr EG be a set
of
representatives
for
theof
G. For each iE Ili ... , r~
let
Li
be thefixed field of
stabOL (9i)
and let Xi,1, ... , xi,,.; be anL-basis
of
Li.
Finally, for
1
i r and1 j
ri, setand assume that L C M C N C
K
aref urther
intermediatefields.
Thenthe
following
assertions hold:(i)
The elements1
i ~ r,1 j
ri,f orm
an L-basisof
AL.
If,
for
each i E~l, ... , rl
the elements zj,i , ... , xi,r¡form
anOL-basis
of
OL¡
then the elements i ri,
f orm
anOL -basis
of
Aî.
(ii)
One hasdimL(Ay) _ IGI.
(iii)
The elements1
i r,1 j
ri,f orm
also an M-basisof
AM;
inparticular,
the y f orm
aK-basis
of
A.(iv)
The mapis an
injective L-algebra
map such thatiN
0 if
=if.
Inparticular, AL
~yAL
can beregarded
as anL-subalgebra of
A A.(v)
Under theidentification
AL
(g)LAL
9
A Aof
(iv),
AL
is an(vi)
The mapis an
isorrtorphisrn of M-Hopf algebras
such that thediagrams
commute
for
each w E0,
where can: N®M M -~
N is themultiplication
map.Proof.
(i)
It is easy to see that the elements i r,1 j
ri, lie inAL.
On the otherhand,
forarbitrary
a =EGEG
Àg9
EAL,
the coefficientsAg
is fixed understabOL
(g),
for each g EG,
and soAgi
ELi
for eachi
6 {!,... r } .
Moreover,
for e ach iE 11, - .. , ,y}
and each w E onehas = Now it follows
easily
that the elements1 ~
ir,
1 j
ri, form an L-basis ofAL.
The second assertion is shown in asimilar way.
(ii)
Indeed, by
(i)
we have- - - -
-(ill)
First we show that the elements1 i r, 1 j ri,
form aX’-basis
of A.Expressing
the elementsby
the basis G of Aproduces
a blockdiagonal
matrix with r blocks indexedby
the
OL-orbits
ofG,
where the i-th block isgiven by
whose determinant does not
vanish,
since isseparable.
This shows the result for M =.I~.
Forarbitrary
M,
it sufficesby
(ii)
to show that theelements
(1 i r,1 j
ri)
areM-linearly
independent.
But thisfollows from the case M =
I~’.
(iv)
This followsimmediately
from(iii),
since2L
maps an L-basis to an(v)
It is easy to see thatS(AL)
C
AL,
sincetaking
inverses in G com-mutes with the f2-action on A. Let a EAL. Then,
by
(iii),
we may writewith
uniquely
determined coefficients EK.
Weapply
anarbitrary
element E
OL
on both sides. Since Arespects
thefraction,
we obtainThus, by
theiruniqueness,
the coefficients are contained inL,
andE
if(AL
0LAL)·
(vi)
It is easy to see that~L
is ahomomorphism
ofM-Hopf
algebras
andthat the two
diagrams
commute.Moreover,
by
(iii),
ølf
is anisomorphism.
L
For the rest of this section we assume that G is abelian. Let L be a
subextension of
K/K.
In order to understand theL-algebra
structure ofAL
we work with the Wedderburn
decomposition
of A. LetG
:=Hom(G,
Ï(X)
denote the abelian group of
K-characters
of G. Then n acts onG
by
for X
EG,
w Ef2,
and g
E G. It is well-known that the mapis an
isomorphism
of,K-algebras.
For X
EG,
we denoteby
ex E A the elementcorresponding
to theprimitive
idempotent Ex
ofIlxEG K
which hasentry
1 in thecomponent X
and 0everywhere
else. ThenNote that
10(ex)
=e~ ~x~
for each wand X
EG.
The f2-action on A istransported
via p to the actionfor
(ÀX)XEG
EfiXEd ff
and w E f2.Thus,
theapplication
of w moves thex-component
Ax
to thecux-component
whilesimultaneously
applying
w to2.2. Lemma. Assume that G is abelian and let K C L C
K
be anin-termediate
field.
Let x1, ... , Xs E6
be a setof representatives for
thefIL-orbits
of
6. For
each k E~1, ... , s~,
letlk
denote the,fixed
field of
stabnl
SZL,
and let Yk,l,.. - be an L-basisof
Lk-
For1 ~
k
sand
1 ~
I~
sk, setThen the
following
assertions hold:(i)
Thecomposition
where p denotes the
projection
to the xl, ... ,X, -components,
restricts toan
L-algebra isomorphism.
In
particul ar,
the maximal ord erAL
of AL
isgiven b y
~L )’
(ii)
The elementsak,l,
1 ~
k
s,1 t
sk,form
an L-basisof AL.
If,
,for
each k E(I, ... , ~}~
the elements ~i)’"form
anOL-basis
of
Otic
then the elementsak,l,
1 h s, 1 t sk,
form
anOL-basis
of
AL-Proo, f .
( i)
This followsimmediately
from( 1 ) .
(ii)
The elements are contained inAL
and the elements1~&~~,1~~~~
form an L-basis ofLIc.
Thus(ii)
follows from(i) .
Theintegral
version can be seen in the same way C73. DUALITY
We assume the situation described in 1.1 and the notation from Section 1.
It is well-known that the
Hopf algebra
dual of A is theK-Hopf
algebra
B :=Map(G,
K)
consisting
of all set maps from G toK.
Theduality
isThe K-linear structure of B is obvious.
Multiplication
isgiven by
( fl f2)(9)
=
fi(9)f2(9),
forfl, f2
E B andg E
G,
with the constant map with value1 as
unity.
Thediagonal A, augmentation
e, andantipode
S aregiven by
respectively,
forf
EB,
g, gi, g2 eG,
where in the definition of A weidentify
B0 K
B withMap(G
xG,
K)
in the obvious way. For theK -basis
elements
lg, g E
G,
with := for h EG,
we haveNote that 11 acts on B
by
for w E
0, f
EB,
and g
E G. This actionrespects
theK-Hopf
algebra
structure,
as iseasily
verified. For a EA,
f
EB,
and w E 11 one hasFor each intermediate field K C L
ç K
we setThen
BL
is anL-subalgebra
of B.The next lemma shows that
BL
is anL-Hopf
subalgebra
of B and is theL-dual of
AL
withrespect
to the restricted bilinear form(-, -).
By
BL
wedenote the maximal order in
BL
which isgiven by
3.1. Lemma. Let K C L C
K
be an intermediatefield,
and let gl, ... , gr EG, L1, ... ,
L,.,
and xZ,l, ... , Xi,r¡ ELi
(1
i ~r)
begiven
as in Lemma ~.1.Moreover, for
1
i r and1 j
ri, letbi,j
E B bedefined by
I
Assume that L C M C N C
K
arefurther
intermediatefields.
Then the(i)
The map..-..
is an
L-algebra isomorphism.
Inparticular,
oL restricts to anisomorphism
(ii)
The elementsbi,j,
i r, ri,form
an L-basisof
BL.
If, for
each i E~1, ... , r),
the elements Xi,!, ... , Zi,r¡form
anOL -basis
of
C7L=
then the elementsbi,j,
1 ~
i r,1 j
ri,form
anOL -basis
o, f
~L .
(iii)
One hasdimL (BL ) _ ~ IGI.
(iv)
The elements1
i r,1 j
rZ, ,form
also an M-basisof
BM .
(v)
The mapis an
injective L-algebra homomorphism
such thatjM
0jL -
jf.
Inpar-ticular,
BL
OLBL
can beregarded
asL-subalgebm of
BOk
B.(vi)
Under theidentification
BL~LBL
Cof
(v),
BL
is anL-Hopf
subalgebra of
B.(vii)
The mapis an
isomorphisrn,
of M-HoPf algebras
such that thediagrams
commute
for
all w E f2.(viii)
The mapAL
®LBL H AM
®MBwt,
a ®L b H a 0Mb,
isinjective;
in
particular, AL
®LBL
can beregarded
as anL-subspace of
A®K
B .Moreover,
the restrictionof
(-,
-)
toAL
®LBL
takes values in L and isnon-degenerate.
(ix)
TheL-Hopf
algebras
AL
andBL
are dual to each other withrespect
to
(-, -) :
AL
®LBL --~
L.Proof.
(i)
Forb E BL
and iE ~1, ... , ,r},
the elements =w E
OL,
are determinedby
b(gi).
Hence,
aL isinjective.
On the otherby
b(dgi)
:=W(Ài),
for i =1, ... ,
r and w ESZL,
is well-defined and isobviously
inBL.
(ii)
This followsimmediately
from(i).
(iii)
This follows from(ii)
and theequation
(iv)
This isproved
in a similar way as Lemma 2.1(iii)
by
reduction tothe case M
= k
andusing
the basisIg, 9
EG,
of B which leads to thesame transition matrix as in the
proof
of Lemma 2.1(iii).
(v)
This follows from(iv).
(vi)
This isproved
in a similar way as Lemma 2.1(v)
using
the basis(vii)
By
(iv),
is anisomorphism
ofM-spaces.
Theremaining
asser-tions are
easily
verified.(viii)
Theinjectivity
of themap AL
0LBL -->
AM
~MBM
follows from Lemma 2.1(iii)
andpart
(iv).
Moreover,
(AL, BL) C
Lby Equation
(2).
Using
the bases ai,j ofAL
from Lemma 2.1 and ofBL, 1 ~ i ~
r,1 ~ j ~
ri, with theirproperty
from Lemma 2.1(iii)
and from(iv),
we see that(AL, BL)
= L and that the restrictedpairing
AL
0~ L isnon-degenerate.
(ix)
This follows frompart
(viii)
and from the existence of bases ai,jof
AL
and ofBL
with theproperties
from Lemma 2.1(iii)
and from(iv).
~
0 4. INDICES AND HOPF STRUCTURES
We assume the situation described in 1.1 and the notation from Section 1.
Let K C L
C k
be an intermediate field. We may take duals ofOL-lattices in
AL
andBL
withrespect
to thenon-degenerate pairing
More
precisely,
if 7ZC AL
and s CBL
areOL-lattices,
thenare
OL-lattices
inBL
andAL
respectively.
Note that ?Z is anOL-order
(resp.
OL-subcoalgebra)
ofAL
if andonly
if ~Z* is anOL-subcoalgebra
(resp.
OL-order)
inBL .
A similar statement holds for S.Moreover,
7~ isan
O L-Hopf
order inAL
if andonly
if R* is anOL-Hopf
order inBL,
andsimilarly
for S.Recall that for
OL-lattices
X C Y ofequal
C?L-rank
theOL-order
ideally :
is defined as theproduct pi ..
pt of non-zeroprime
idealsMore
generally,
forOL-lattices X
and Y in a finite dimensional L-vectorspace, the order ideal
[Y : X] OL
is defined as the fractional ideal[Y :
X fl X For thefollowing
properties
of order idealssee for
example
[R, §4].
If L C L’C k
is a finite extension field of L thenIf p is a non-zero
prime
ideal ofOL
then thefollowing
localizationproperty
holds:If Y and X are free
OL-modules
and M is the matrix of coefficientsarising
from
expressing
anC7L-basis
of Xby
anOL-basis
of Y,
thenFinally,
if L C L’C K
is as above and X’ C Y’ areOL,-Iattices
thenIf G is abelian we denote
by
dAL
the discriminant ideal of the maximalor-der
,A.L
over i.e.dAL -
n~=1
in the notation of Lemma 2.2.Sim-ilarly,
forarbitrary G,
we denoteby
dBL
the discriminant ideal of themax-imal order
BL
overOL,
i.e.dL¡/L in
the notation of Lemma 2.1and Lemma 3.1. If L C L’
C K
is as above then we writeDL, /L
forthe different of
0 L’
over0 L.
4.1. Lemma. With the notation
of Lemma
2.1 and Lemma 3.1 one hasMoreover,
Bi,
is anOL-order
inAL
if
andonl y if
dBL =
OL.
Proof.
Each element a EAL
can be written in the formwith
uniquely
determinedAi
E La, i
=1, .’.. ,
r,
by
Lemma 2.1(i).
Thena E
81
if andonly
if(a, f )
EOL
for allf
EBL. By
Lemma 3.1(i),
eachf
EBL
is a sum of elements of the form~~
OL¡, i
=1, ... ,
r,
where the sum runs over coset
representatives
ofOL/stabnL
(g~ ) .
Hence,
for all i
~ {1,... r)
and all Xi eOLp
which isequivalent
to Ài
Efor all i
E ~ 1, ... , r ~ .
If
dBL =
OL
thenOL¡
for all i =1, ... ,
r, and therefore81
=,A.L
is anSuppose, conversely,
that81
is anOL-order
and leti E
~1, ... , ,r}
bearbitrary.
Let i’
E~1, ... , r)
and v EQL
be such that=
Vgi’.
Note that and that v :Li,
-Lj
isan
L-isomorphism.
LetAj
E andaz~
E bearbitrary.
Thenare elements of
81.
Hence,
also theirproduct
lies in81.
Inparticular
thecoeflicent at 1 e G of this
product
is an element of(’)L:
If
az,
runsthrough
then runsthrough
and(3)
implies
that C
Of,.
But this isonly possible
OL.
· Sincethis holds for all i E
~1, ... , r}
we obtainOL.
04.2.
Corollary.
One C81
and[81 :
dBL .
Proof.
The inclusionAL
C81
is clear from Lemma 4.1. From the definition ofAL
and from Lemma 4.1 we haveLJ
We remark
that,
for Gabelian,
B1
is notnecessarily
contained inFor the
following
lemma we assume that G is abelian. Let L C L’C K
be a finite extension field of L
containing
L1, ... , Lr
andL1, ... ,
in thenotation of Lemma 2.1 and Lemma 2.2. Then
AL~
=L’G,
EL’
=Map(G, L’)
and L’
via PL’ as
L’-algebras.
Such a finite extension L’ will4.3. Lemma. Let G be abelian. Then
for
each intermediatefield
K C L CK.
Proof.
Let p be a non-zeroprime
ideal ofOLe
Since(,AL)p
is the maximal(OL)p-order
inAL
and(Al)p
is the set of elements inAL
whose coefficient withrespect
to G areintegral
over we may as well assume thatOL
is local with maximal ideal p. Let L’ be a
splitting
field forAy
andBL.
We determine
using
theisomorphism
øf’ :
L’ fi9LAL, ,
the maximalOLI-order
AL,
of and theisomorphism
IIxEG
L’. Moreprecisely,
[AL :
is the
quotient
of thesquared
order idealsand
For the
computation
of thesquared
order ideal(5)
let Xk, yk,t, and1 ~
k s,
1
1 fi
Sk, begiven
as in Lemma 2.2 such that yk,l, ... , is anOL-basis
ofOr
for each k =1, ... ,
s. Then the elementsform an
OL-basis
ofAL
and(PLI
oAL)
has asOLI-basis
theelements
Expressing
this basisby
theOL,-basis
ex, x EG,
fIXEd
7we obtain a block
diagonal
transition matrix with blocks indexedby
G/SZL .
The block
belonging
to xk isgiven by
The square of the determinant of this block
generates
theC7L-ideal
Thus,
thesquared
order ideal in(5)
isgiven by
For the
computation
of thesquared
order ideal(4)
let 9i,Li,
xi,j, and1 ~
i r,1 j
rz, begiven
as in Lemma 2.1 such that xZ,l, ... , isan
C7L-basis
of for each i E1, ... , r.
Then,
the elementsform an
O L-basis
Thus,
the elementsform an
OLI-basis
of( pL’
oExpressing
this basisby
thebasis E
G,
of = we obtain the transition matrixwhich is the
product
M =Ml M2
of the blockdiagonal
matrixMl
with blocks indexedby i
=1, ... ,
r, the i-th blockgiven by
and the matrix
Now,
det(M1,i)2
generates
theOL-ideal
dL¡/L;
thusdBL .
Moreover,
sincefor Xl, X2 E
G,
we haveAltogether
thisyields
which expresses the
squared
order ideal in(4).
Now,
dividing
the idealin
(8)
by
the ideal in(6),
the resultfollows,
sinceextending
OL-ideals
to4.4. Next we
investigate
under which circumstancesAL
and(in
the abeliancase)
AL
areHopf
orders overOL
inAL.
The crucialpoint
is toget
hold of theimage
of thediagonal.
Since the
following might
be ofgeneral
interest weplace
ourselves forthe moment in a more
general
setting.
Let H be a finite group,E/F
a fieldextension in characteristic zero, and R C F a
subring
such that F is the fieldof fractions of R.
Suppose
that ,A C EH is anR-subalgebra
of EH withR-basis at, ... , which is also an E-basis of EH. Then the
multiplication
map E 0~ ,A. --~
EH,
A 0RAa,
is anE-algebra isomorphism
and themap is
injective,
so thatcan be
regarded
as anR-subalgebra
inEH0EEH.
We would like to decide whetherA(A)
g ,,4 OR or not. We writefor i =
1, ... , n
with EE,
and we consider the matrixtogether
with its inverseThen we have the
following
criterion:4.5. Lemma.
Keeping
the notationof
4.4,
thefollowing
assertions areequivalent:
Proof.
We writewith
uniquely
determined coefficients E E.Then,
for i E~1, ... , n ,
we have E A 0p .~4 if andonly
if’Yj3,
E R for allj, j’
~{!,...
,~}.
Using
theexpansion
0(as) -
h,
we obtain theequivalent
Hence,
the coefficients areuniquely
determinedby
thesystem
of linearequations
’
one
equation
for each i E{1, ... , n}
and eachpair
(hl, h2)
E H x H.Now it is easy to
verify
that theseequations
are satisfied forand the result follows. 0
In the
following
proposition
weapply
Lemma 4.5 to theOL-order
,A.L
inAL .
4.6.
Proposition.
TheOL -order
Al
is aHopf
order inAL
if
andonly if
dBL -
OL .
Proof.
Clearly,
is stable under theantipode
ofAL.
The inclusionC
AI,
can be testedby
localization. Thus we may assume thatC~L
is a localring.
In this case we choose gi,Lz,
and aij asin Lemma 2.1 such
that,
for each i E~1, ... , r},
the elements a?tj,.... 7 xi,ri 7form an
OL-basis
of Then the elementsform an
OL-basis
of Al,
and,
in the notation of4.4,
the coefficient matrix,S’ is a block
diagonal
matrix,
the blocks indexedby
i =1,... ,
r, and the
i-th block
given
by
If
xz~l, ... ,
ELi
is a dual basis of Xi 1, ... , Xi r. withrespect
to thetrace form
TrLi/L’
then the inverse T of S isgiven by
the blockdiagonal
matrix with i-th block
Jet.1,...
Now,
taking
into account the blockdiagonal
structure of ,S’ andT,
Lemma 4.5 states that if and
only
iffor all i e
~1, ... , r~
and allj’, j"
E~1, ... ,
But since1,...
rZ, form an of the condition in(9)
holds forgiven
But this is
equivalent
toÐLi/L
=OLi
and to =OL.
Now the resultfollows. 0
4.7.
Corollary.
Thefollowing
statements areequivalent:
(i)
The orderAL
is aHopf
order inAy.
(ii)
The discriminant idealdBL
is trivial.(iii)
Onehas .AL =
81-(iv)
One has(,.4L)*
=BL .
(v)
The maximal orderBL
of BL is
anOL-Hopf
order.If
(i)-(v)
hold thenAL
is the smallestOL-Hopf
orderof
AL-Proof.
Theequivalence
of(i)
and(ii)
is the content ofProposition
4.6. Thestatements
(ii)
and(iii)
areequivalent by
Corollary
4.2 which asserts thatv
A’
I
=dBL .
Obviously,
(iii)
and(iv)
areequivalent,
sinceOL
is aDedekind domain.
Moreover,
(i)
and(iv)
imply
(v).
Finally,
(v)
implies
thatB~
is an order inAL,
and then Lemma 4.1implies
(ii).
If
(i)-(v)
hold thenBL
iscertainly
thelargest
OL-Hopf
order inBL.
Therefore its dual
AL
is the smallestOL-Hopf
order inAL.
04.8.
Proposition.
Let G be abelian. Then the maximalC7L-order AL
of
AL
is aHopf order if
andonly if
dAL
=OL.
Proof.
Since theantipode
S is anL-algebra automorphism
ofAL,
themax-imal
OL-order
ofAL
is stable under S. As in theproof
ofProposition
4.6we may assume that
OL
is local. Now let Xk,Lk,
7 yk,,, andâk,l
begiven
as inLemma 2.2 such
that,
for each k E{1, ... ,
the elements t/~,1? -" ~form an
OL-basis
of Then the elements1 ~
k fi
s7 Sk7form an
OL-basis
of,AL.
The matrix S in the notation of 4.4 isgiven by
We can write S =
Si S2 ,
whereSl
is the blockdiagonal
matrix with blocksIf,
for each k e~1, ... , ~},
we denoteby yk~l, ... ,
ELk
the dual basis of yk,l, ... , yk,sk withrespect
to thenis the inverse of
Moreover,
by
theorthogonality
relations forirre-ducible
characters,
the inverse ofS’2
isgiven by
Thus,
the inverse of S isgiven by
Now,
Lemma 4.5 states thatA(AL) 9
AL
AL if
andonly
iffor all
( 1 ~, t ) ,
( J~’ , l’ ) , (k" , I") ,
where thetriple
sum runsindependently
overall w E and w" E
By
theorthogonality
relations of irreducible characters the last sum over g E G reduces toIGI
if = 1 and vanishes otherwise.If
OL
then for allpairs
(k, l ),
and the above condi-tion iscertainly
satisfied.Conversely,
if the above condition issatisfied,
then we choose k’ E
(1, ... , s~
arbitrarily
and remark that =Let k"
E ~1, ... , sl
and K EOL
be such thatXWl
=’~~~~ .
Moreover let k E
~1, ... , s)
be such that xk = 1. ThenLk -
L and theabove sum reduces further to
Since
cu’ Xk’ cu" Xk"
= 1 if andonly
if = The elements(t/ji),
an
OL-basis
of =D. .
Since the last term inform an
°L-basis
ofLk" IL)
=I)Lk,IL’
Since the last term in the aboveequation
lies inOL
for all I’ and,
we haveeh.
But thisimplies
d -Lk’IL
=elL.
This holds for all ~ E{1,... sl.
Thus,
~
=OL-
~
5. SOME A-MODULES AND RESOLVENTS
We still assume the situation described in 1.1 and the notation from
Section 1.
Let C := be the
K-algebra
withpointwise multiplication.
Then,
SZ acts on C viaK-algebra automorphisms by
for úJ E 0,
For an intermediate field K C L C.K
letbe th
L-algebra
ofOL-fixed
points
of C.Moreover,
letCL
be the maximalO L-order
ofCL .
Thus,
Note that C is a
right
A-module via the G-action on r:for
Ag
EK,
f
EC,
cv E O. This action of A on C satisfiesfor all a E
A, f
EC,
w ~ fl.Thus,
the A-module structure on C restricts to anAL-module
structure onCL
for any intermediate field K C L CjK~.
Moreover,
asapparent
from(10),
CL
is anAL-module
by
restriction.Similar to Lemma 3.1 for the
algebra
B we have thefollowing
lemma forC.
5.1. Lemma. Let K C L
ç K
be an intermediatefield,
and Er be a set
of
representatives
for
theo/r.
For each m E(1, ... , 1 tj
let
im
denote thefixed field
OL,
and let ~m,l)" ’ ?zm,tn be
an L-basis
of
im.
For1 ~ ?7t ~
t andtm,
let E C bedefined
by
for
y E r. Assume that L C M C N CK
arefurther
intermediatefields.
Then the
following
assertions hold:is an
L-algebra isomorphism.
Inparticular,
T restrict to anisomorphism
o f OL -algebras.
(ii)
The elements cm,n,1 m
t, 1 ~ n
tm,
form
an L-basisof
CL.
If, for
each mE {I, ... , tl,
the elements z.,,,, 1, ... , Zm,tmform
anOL - basis
of
ClLm ,
then the el ements1
t, 1
nt,.,.t, ,
form
anOL-basis
o f
CL
7
(iii)
One has(iv)
The elements Cm,n,1
m ,t, 1 n tm,
form
an M-basisof
CM.
(v)
The mapis an
isomorphism of M-algebras
such that thediagrams
commute
for
all w E fl.Proof.
All assertions areproved
in a similar way as theanalogous
assertionsof Lemma 3.1. 0
Next we show that the
L-algebra
CL
is anAL-Galois
extension in thesense of
[CS].
Let usshortly
recall the relevant notions in ageneral setting.
Let R be a commutative
ring,
let H be anR-Hopf algebra
which isfinitely
generated
andprojective
as R-module.Furthermore,
let S be acommu-tative
R-algebra,
finitely generated
andprojective
asR-module,
which isalso a
right
H-module. Then S is called an H-Galois extension of R if andonly
if thefollowing
conditions are satisfied:(G1) (i) (S) ° l
_ ~~h~(S ~
~~1~)(t ~ h(2»)’
ii
for all h E
H,
s, t
ES,
whereA(h) =
r,(h)
h(l) (9 It~2~
is the Sweedlernotation and the module structure of S over H is denoted
by
a dot.(G2)
The mapIn
fact,
it is well-known that(Gl)
isequivalent
to Sbeing
anH*-object,
and that
(G2)
isequivalent
to the condition that theH*-object
S is aGalois
H*-object
in theterminology
of[CS,
§7].
5.2.
Proposition.
Let K C L CK
be an intermediatefield.
Then theL-algebra
CL
is anAL-Galois
extensionof
L.Moreover, if
G isabelian,
then
CL is
afree
AL -module
of
rank 1.Proof.
It suffices toverify
(G1)
in the case L =K.
Solet 9
EG, f,
f’
EC,
and 7
E r. Thenthus,
( f f’) ~
g =( f -
g) ( f’ ~
g)
which is the statement in(G1)
(i).
Moreover,
g)(,)
= =1=1 c (-y),
for all ’Y E r.Hence,
also(G 1)
(ii)
holds.In order to prove
(G2),
we use Lemma 2.1(vi)
and Lemma 5.1(v)
toreduce the assertion to the case L =
K. Moreover,
by
Lemma 2.1(ii)
andLemma 5.1
(iii),
it suffices to show that the map in(G2)
isinjective.
So let~9EG 9 ~
fs
E A C witharbitrarily
chosenfg
E Cfor g
E G such that it vanishes under the map in(G2).
ThenLet go E G
and 7
E r.Then,
choosing f
E C in such a way thatf( 9°y)
= 1and
f (y’)
= 0 forV
# 9°y,
theequation
in(11)
implies
= 0. Thusfgo
= 0 for allgo E G. This shows that
CL
is anAL-Galois
extension of L.If G is
abelian,
AL
is commutative andB L
is cocommutative.By
[CH,
Prop.
2.3,
Thm.3.1],
CL
andBL
areisomorphic
asAL-modules,
where theAL-module
structureof BL
isgiven by
(b~
LgEG
:=¿9EG
Agb(gg’)
for all b E
BL,
g’ E
G.Moreover, AL
andBL
areisomorphic
asAL-modules
by
sending
to the element11
EBL
with =8s,1 ~
0Let G be abelian. Since
CL
is free overAL
for any intermediate fieldK C L c
K,
thefollowing question
arisesnaturally:
IsCL
free over someOL-order
inAL.
It is well-knownthat,
if this is the case, it isonly possible
for the associated orderof
CL
inAL.
Obviously,
Al
C C.A.L. We
will provethat,
in the situation we consider in Section6, CL
is free overALs.
In theproof
weattached to
f E C
and X
Eâ
for fixed qo e r.For an intermediate field K C L C
K,
let L’C k
now denote a finiteextension of L such that
Q L,
actstrivially
onâ
and r. We call such a field aspli t ting
field forAL
andCL .
Notethat,
sincefor all cv E
0, f
EC, X
Eå,
and 1’0 Er,
we then have(f,x),,/o
E L’for all ,
f
ECL,
X Eå,
and yo E r. We denoteby
dcL
the discriminant ideal ofCL
overOL. Thus,
in the notation ofProposition
5.1 we havedCL =
111ri=1
5.3.
Proposition.
Assume that G is abelian andfix
~o E r. Let KC
LC
K
be an intermediatefield,
let L C L’ CK
be asplitting field for AL,
BL,
and
CL,
and letf
ECL.
Thenf -
AL
=C~
if
andonly if
=1=
0for
all X E
6.
Moreover,
AL
=CL
thenProof.
(a)
Let Xk,Lk,
yk,,, and the L-basisof
AL
begiven
as in Lemma 2.2. Then the elementsgenerate
(rL,
o7rf’)(L’
OLf -
AL)
9
TI7Er
L’ over L’. We express thesegenerators
by
theprimitive idempotents
Er,
ofll7Er L’
and obtaina transition matrix
so that
f -
AL
=CL
if andonly
ifdet(M) #
0. We determinedet(M).
ForWe can write M as M =
MlM2,
whereM¡
is a blockdiagonal
matrix,
theblocks
M¡,1c
indexedby
k =1, ... ,
s, withand where
by
(7).
Thus,
This shows that
f -
AL
=CL
if andonly
if(, f ,
7~
0 forall X E
G.(b)
Next we show the assertion about[CL f -
Since both sidesof the
equation
behave well underlocalization,
we may assume thatC~~
islocal. We
transport
the twoOLI-lattices
®oL CL
andOL’
AI,
by
theisomorphism TL’
o7rt’
intoII7Er
L’.Retracing
the calculations in(a)
one observesthat,
is an(7L-baSlS
of01
, for each k =1,... ,
s, then the elements(12)
forman
C7L-basis
of and the elements in(13)
form anOLI-basis
of(TL’
oThus,
the calculation in(a)
shows thatMoreover,
wealready
know fromProposition
4.3 thatNow,
it suff ces to show thatLet 1m, zm,n, and Cm,n be
given
as in Lemma 5.1 suchthat,
for each mE ~ 1, ... , t~,
the elements zm,i , ... , Zm,tm form anOL-basis
of0~ .
Then,
the elements form anOL-basis of
CL. Thus,
the elements o form anOL,-basis
ofo
®nL
CL ) .
We express thisby
the canonicalbasis of
primitive idempotents
Er,
of = andobtain a transition matrix M. This is a block
diagonal
matrix with blocksM1,... , Mt,
wherefor m E
{1,... t~.
Since we obtain(17),
and theproof
iscomplete.
~
D
As an immediate consequence of
Proposition
5.3 we obtain:5.4.
Corollary.
In the situationof Proposition
5.3 with/
ECL
such that(I,
X)70
~
0for all x
EG
one hasfor
eachOL -order
of
AL .
contained in Inparticular, if
andi, f . f
ECL
is such thatthen
CL
=f -
AL
is afree
-AL -module
of
rank one with basis{ f ~,
andconsequently,
6. RELATIVE LUBIN-TATE FORMAL GROUPS
Our main reference for the
general
theory
of relative Lubin-Tate formalgroups is
[dS].
Throughout
this section p denotes a rationalprime
number. For anyextension field
Q
C L9 %
we writeOL
for theintegral
closure ofZp
inL and pL for its maximal ideal. We fix a finite extension field F of
~
and we set q =Let d > 0 be a fixed
integer.
We denoteby
F’/F
the unramified extensionof
degree d
> 0 andwrite 0
for the Frobeniusautomorphism
ofF’/F.
We fix anelement ~
E F such thatv p (g)
=d,
wherevF denotes the normalized
As in
[dS,
Ch.I]
we set~={/CC~M !
I
mod X2,
NF’/F(7r’) = ~
andf -
X~ modp p’ [[X]]).
For any powerseries g
in one or more indeterminates overC?~~ [[~]]
letg~
arise from
applying §
to the coefficients of g. From[dS,
Ch.I,
Th.1.3]
weknow that for every
f
there exists aunique
one-dimensionalcommu-tative formal group
7j
defined overOp,
such thatf
E Note thatf ~
EF~
and~- =
.~’fm.
Of course, classical Lubin-Tate formal groupscorrespond
to the case d = 1.In order to introduce all the necessary notation we recall
6.1.
Proposition.
([dS,
Ch.I,
(1.5)])
Letf(X) =
7rlX
+ ... ,g(X) =
+... be in Let a E
OF’
satisfy
= Then there exists aunique
power series EdF~ (~X~~
such thatMoreover,
EHom(F/,Fg).
The mapis a group
isomorphism
and in the ccrsef
= g aring
isomorphism
Furtherntore, if
h(X) _
ir3X
+ ... andb46-1
=~3/~2,
thenab
In the
sequel
we shallalways
write[all
for[a]/,/.
Forf (X ) _
7r’ X +...
EF~
andi > 0,
weput
I(i)
= o of .
ThenI(i)
Eand if
~(~)
= d,
thenf~d~ _
(~~f
EMoreover,
for a E wewrite
a~i~
= a. It follows thatf ~z~(X) _
(X).
As usual we endow the set
pF
with the structure of anOF-module,
denoted
by
by setting
for
x, y E pF
and a EOF.
We now
fix ~
EC~F
withvF (~)
= d and a power seriesf (X ) _
~r’X +...
ELet 7r E