C OMPOSITIO M ATHEMATICA
R AQUEL M ALLAVIBARRENA
I GNACIO S OLS
Bases for the homology groups of the Hilbert scheme of points in the plane
Compositio Mathematica, tome 74, n
o2 (1990), p. 169-201
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Bases for the homology
groupsof the Hilbert scheme of points in the plane
RAQUEL
MALLAVIBARRENA* and IGNACIO SOLS*Compositio
(Ç) 1990 Kluwer Academic Publishers. Printed in the Netherlands.
Departamento de Algebra, Facultad de Matemàticas, Univ. Complutense, 28040-Madrid, Spain
Received 22 February; accepted in revised form 31 August 1989
To Edie and Robin Hartshorne
0. Introduction
0.1. In this paper we find a basis for the free Chow group A.
(Hilbd p2), consisting
of classes
cl(U)
for suitablelocally
closed subschemes Uof Hilbd P’,
whosepoints parametrize
reduced subschemes of p2.Using
thisbasis,
one can computeexplicitely
andgive
enumerativeapplications.
We need some definitions and notations in order to state the theorem
precisely.
A
partition
b =(bo,
... ,br - 1)
of anon-negative integer
d is a sequence ofpositive integers b0 b1 ··· br-l
withbo
+b 1
+ ... +br-1
= d. We say that r is thelength
of thepartition,
and we shallwrite bi
= 0 for i r. Thetransposed partition
a =(a0,..., as-1)
is the sequence aj #{bi/bi j
+1}.
It iseasily
visualised
by
means of a"Young tableau",
such asWe denote the set of
partitions
b of dby Bd.
Note thatBo
consistsonly
of theempty
partition,
which we denoteby
0.A mixed
partition
b* =(b°, b1, b2)
of d is atriple
ofpartitions
bk ofintegers
dk(k
=0, 1, 2)
such thatdO
+ d l + d2 = d.They
form a set which we denoteMd.
*Partially supported by C.A.I.C.Y.T. PB86-0036.
The subset
will be the
indexing
set for the different bases ofAn(Hilbd P2)
handled in this paper.(We
haveadopted,
once and forall,
the convention thatgiven b’,
allbk,
Letrk, akj, sk
aredefined).
b~ ~ Md,n
and letP00 ~,..., P0s0-1 ~ L0s0-1 be s° points on s° lines,
letL10,..., L:1-1 be s’ lines,
and let p2 be apoint,
all of them "fixed". Assume allpoints
and lines aredistinct,
and nopoint
lies on two lines. We associate to thema
locally
closed subscheme U ~ HilbdP2
called of type(0, 1, 2)
and mixedpartition
b’. Thepoints
of Ucorrespond
to subschemes Z =Zo u
Z1 u Z2 of P2 defined in thefollowing
way:Z°
is a setcontaining {P00,..., P0s0-1}
andconsisting of d°
distinctpoints,
witha 0of
themlying
on the lineL?-and
none of them the intersectionpoint
of twodistinct lines.
Z1 is a set
consisting
of dl distinctpoints, with a’
of themlying
on the lineL1j -
and none of them the intersectionpoint
of two distinct lines.Z2
is a setconsisting
of d2 distinctpoints lying
in some s2 distinct lines0’ ..., L2s2-1, meeting
at thepoint P2, with ai points lying
on theline Li -
andnone coincident with P2.
Clearly, Zo, Zl
and Z2have d° - bô,
dland d2
+b 2 degrees
offreedom;
consequently,
the scheme U has dimension n = d -bo
+b 2
We say that the closure tI in Hilbd P2 is a scheme of type
(0, 2)
and mixedpartition
b’ EMd (and
say Uis,
forinstance, of type
1 andpartition
b EBd
if it is of type(0, 1, 2)
and mixedpartition
b’ =(0, b, 0)).
The classcl(O)
isindependent
ofthe choices of
points
and lines and is denotedby 03C3012(b~) (if,
forinstance,
b’ =(0, b, 0)
we denoteQ° 12 (b’) by 03C31(b~)).
We use the
injective
map (J012:Md ~
A.(Hilbd P2)
sodefined,
to state our mainTHEOREM 012. The set
03C3012(Md,n) is
abasis for An(Hilbd p2).
For a heuristic
example,
an element of the basisof A5+7+9(Hilb9+7+6 p2 )
iscl(U),
where U is thelocally
closed subscheme ofHilb22
P2 whosepoints parametrize length
22 subschemes Z =ZO U Zl U Z2
ofP2,
aspictured, using
conventions of
[5] [6]:
Here,
b’ =(4, 3, 2) b’
=(3, 3,1)
b2 =(3, 2,1). (Observe
thatpicturing
linesLJ
witha0j
= 1 or linesL? with a;
= 1 would besuperfluous).
For another
example,
our basesof A2
={03B1i}6i=1,
andAs
={03B2i}6i= 1 of
Hilb4 p2are
provided by
thefollowing configurations:
0.2.
Ellingsrud
andStromme
observed in[7]
that the groupAn(Hilbd P2)
isfree,
so that
rational, homological
and numericalequivalence
are all the same inHilbd
¡p2,
andthey
found its rank. In a later paper[8] they
gave a celldecomposition
of Hilbd¡p2,
whichprovides
a basis ofAn(Hilbd ¡p2) consisting
ofthe classes of the closures of the cells.
However,
the main reason forfinding
a basisof this group,
namely
itspotential application
to EnumerativeGeometry,
is notachieved
by
theirbasis,
for it consists of classes of the closures of cells whosegeneric
elementcorresponds
to schemes oflength d
in P2 which are, unfortun-ately,
nonreduced.Indeed,
in enumerativeapplications
we often need theexpression,
in a basisof An(Hilbd P2),
of the class of asubvariety
X of dimensionn of Hilbd P2
(in
most occasionscorresponding
to nonreduced subschemes ofP2).
This is achieved
by computing
the intersection numbersX - yi
of X with allelements yi
of the dual basis ofA2d -"(Hilbd P2),
thensolving
the linear system so obtained. Thisis,
forexample,
the case for thecycle
1: in Section 5.The task of
computing
the numbersX·03B3i
seemshopeless,
without ageometric description
of the subschemes of P2corresponding
to yi, such as the one wegive
in Section 5. But even with this
geometric description,
if thebase yi
alsocorresponds
to nonreduced subschemes of¡p2,
then the actualcomputation
of theintersection numbers
X - yi
leads to difficultproblems of multiplicity counting and,
even moreseriously,
it leads toofrequently
to excess intersections.The basis we propose avoids this
diiHculty,
as it consists ofcycles
whosegeneric points correspond
to reducedlength d
subschemes of P2.We obtain a
geometric description
of theEllingsrud-Stromme
basis as the onegiven by
thepartition
map which tells how manypoints
of the scheme lie in thesame horizontal line of the affine
plane (then
thecell-decompositions
ofEllingsrud-Stromme
appear asextensions,
outside theorigin,
of theBriançon classification, by
the "escalier vertical" of schemessupported
at theorigin).
Thenwe are able to
change
to ourbasis,
which isrepresented by
subschemes of P2 whosegeneric points correspond
to reduced schemes of p2 . For d3,
our basis isjust-up
toelementary
basischanges -
the one foundby Elencwajg
and Le Barz in[4] [6],
and for d =4,
it is the one of Mallavibarrena in[10].
Enumerativeapplications
may be found in the papers ofElencwajg-Le
Barz as well as in secondauthor’s thesis
[5] [11] [12],
which contains arigorous proof
of the Schubertconjectures [ 15, Chap. IX]
about double contacts between two families of smoothplane
curves. We state theseconjectures
as theorems in Section5, providing only
a sketch of the
proof
of the lesselementary
one, because the others areanalogous.
Our
geometric description
of theEllingsrud-Stromme
basissimplifies
toa
simple
exercise when d = 3.Then,
a basis for the groupAi(W*)
for thevariety
W* of Schubert
triangles
can beimmediately
deduced as anapplication, obtaining 1, 7,17, 22,17, 7,1
as cardinalities(number
of Schubert"Bedingungen"
in
[15]).
We have beenrecently
learned that Roberts andSpeiser [14]
and alsoFulton and Collino
(in progress)
haveindependently
obtained bases forAi(W*).
However we have
kept
thedescription
of ourproof
in Section 4 because of itssimple
nature.0.3. In Section 1 we
give
thegeometric description
of the basisof Ellingsrud
andStrømme.
In order to state this as a theorem we need some notations:Fix once and for all
homogeneous
coordinatesxo, xl, x2 in ¡p2,
and cor-responding
verticesPo, Pl, P2
and affinepieces
ofP2:
We
decompose
P2 in affine spaces in the standard way:F2
=P2BP0P1> =
U2, F1
=P0P1>BP0
is the affine line ofU1 of equation y
=0,
andFo
={P0}.
We will also denote
G 1
=P0P1>BP1
the affine line ofUo
definedby
theequation y
=0,
so thatF1
=G1
is the line of P2given by
theequation
X2 = 0.For schemes X ~
Y,
we denoteby Hilbd(X, Y)
the subschemeof Hilbd X
whichparametrizes
schemes with support contained in Y.DEFINITION. The scheme of
type (0’, l’, 2)
and mixedpartition
b’ EMd
is the closure of the subscheme ofHilbd
P2parametrizing
schemes Z =Z0 ~ Z1 ~ Z2
withHere,
forinstance, jF1 = F1 + ··· + F1
denotes thejth
infinitesimalneigh-
bourhood
of F1
in the affineplane U1,
with ideal(yj) (by
the assertion in italic in Remark1.4,
any schemesupported
atPo
will turn out to be of type 0’ and any schemesupported
atF 1
will be oftype 1’).
The class of this scheme
is
denoted 60-1-2(b*).
Just asbefore,
wespeak also,
forinstance,
of a scheme of type l’andpartition
b EBd
and itsclass u 1, (b).
This is the
geometric interpretation
of the basisof Ellingsrud-Strømme
we willget in Section 2:
THEOREM 0’l’2. The set
03C30’1’2(Md,n) is a basis for An(Hilbd P2).
For
example,
wepicture
below theconfiguration corresponding
to an elementof the
Ellingsrud-Stromme
basis forA31 (Hilb32 P2).
Although
the part of type 0’ is a schemesupported
at onepoint Po,
we have done our best to represent it as a limit of nonreduced schemes with the samepartition.
The definitions of the classes
Oo i2(b’)
areobvious,
so we leave them to the reader. We devote Section 2 to proveTHEOREM 0’12. The set
03C30’12(Md,n)
is a basis forAn(Hilbd P2).
In Section 3 we derive Theorem 012 from theorem 0’12.
1. Geometric
description
of the basis ofEllingsrud-Stromme (type (0’, l’, 2))
1.1. We first recall the basis of
Ai(Hilbd P2) given by
the classes of the closures of the cells in the celldecomposition
ofHilbd
P2 in[8].
In order to avoid the inconvenience of
referring repeatedly
to that paper, we review hereexactly
those notations necessary for theprecise
statement of theirtheorem.
Given a
partition
b EBd,
thegraph
of b is the setS(b) = {(0, bo)l u {(i, j)/1
i r and
bi-1 j bi 1.
Thecardinality of S(b)
isbo
+ r + 1. Let k =bo
+ r andnumber the elements of
S(b)
"from upper left to lowerright"
ci =(ei, fi):
More
precisely,
we note that for each i =1, ... , k
the difference ci - ci-1 is either(1, 0) (and
then we say i is a horizontalindex)
or(0, -1) (and
then we say i isvertical).
Let H(resp. V)
be the subset of1, ... , k corresponding
to horizontal(resp. vertical)
indexes. Observe that thesubsequence (fv)vev
of( fo, ... , fk)
isprecisely (bo - 1, bo - 2,..., 1, 0).
Whenever apartition
b isgiven,
we view allthese as
given integers.
Next define another sequence of
pairs ni (1
ik) by
the rule ni =max(ci,
ci-1)
where the maximum means the one withlarger
euclidean norm. Thenni = ci if i E
H,
and ni = ci-1 if v E VNow,
let us define thefollowing
setsand A = A’ u
A 2.
A small calculation shows that Card 03941 = Card A 2 = d. Let D ~ 03941 be the set{(i,j) ~ A11j
+1,...,
i EV},
ofcardinality bo.
We attach in turn to b a k x
(k
+1)
matrixa(b)
= a =(ay) (0
i k =bo
+ r,1
j k)
with entries inS[x, y]
=C[sib
x,y],
where the 2d =(d - bo)
+bo
+ dvariables sij are indexed
by
A =(D1BD) ~ D ~
A2 in thefollowing
way: ay =m(nj - ci) if j - 1 i j (this
denotes thecorresponding
monomial in x,y),
Sij if(i, j)
EA,
and 0 otherwise.Clearly
a"" = y, 03B1(v - 1)v = 1 for v EV,
and ahh =1,
03B1(h-1)h = x for h ~ H.
If,
forexample,
b =(3, 2, 2),
then a is the 6 x 7 matrixwhere we have
represented
Sijby either ô’, dij or ô2 according
whether(i, j)
belongs
to03941BD, D
or A2.In this case the above
integers
attached to b areWrite
S2 = S/(sij|(i, j) ~ 03942 ~ D),
andS1 = S/(sij|(i, j) ~ 03941),
andSo = S/
(sij| (i, j) ~ Al B1).
WriteS(b), 0394i(b),
etc... if thepartition
b is to be madeexplicit.
Let A 2
beSpec C[x, y],
and A1 the line ofequation y
=0,
and 0 theorigin
ofA 2.
It is
proved
in[8]
that we have an openneighbourhood
U of theorigin
ofSpec S
such that the closed subschemeof A 2
x U definedby
the maximalminors,
i.e. k x k
minors,
of the k x(k
+1)
matrix ex has fibers over U of constantlength
d. Therefore it defines a
morphism
y : U ~ Hilbd A2 which is shown in[8]
to beétale.
THEOREM 1.1.
(Ellingsrud-Strømme) (0)
As brunsthrough
the setBd,
thelocally
closed sets y(Spec So(b)) of dimension d - bo form a
celldecomposition of Hilbd(A2, 0).
(1)
As brunsthrough Bd,
thelocally
closed setsy(Spec S1 (b)) of dimension d form
a cell
decomposition of Hilbd(A2, A1).
(2)
As brunsthrough Bd,
thelocally
closed setsy(Spec S2(b» of dimension d
+bo form a
celldecomposition of HilbdA2.
From the
proof
of 1.1 in[8]
weonly
need to recall the structure of the cell y(Spec So(b)) (resp. Spec S1 (b),
resp.Spec S2 (b)).
It consists of those Z eHilb2
A2 ofideal IZ,
such thatunder an action
t · xeyf
=t03B1e+03B2fxeyf
ofGm on C[x, y]
with a~ 03B2
> 0(resp.
03B1 0, 03B2 > 0, resp. 03B1 ~ 03B2 0).
For any
triple (d’, d l, d2 )
ofnonnegative integers
with d= d° + d l
+d2, let
W(d’, dl, d2)
be thelocally
closed subset ofHilbd
P2corresponding
to sub-schemes Z = ZO U Z1 U
Z2
withSupp Z’ z Fi
andlength
Z’ = d‘ for i =0, 1, 2.
Clearly
The part 0
(resp. 1,
resp.2)
of Theorem 1.1applied
toA2
=Spec C[x, y] = Spec C[x2/x0, x1/x0] (resp. SpecC[XO/Xl,X2/Xl],
resp.Spec C[x0/x2, x1/x2]) provides
a celldecomposition
ofW(d°, 0, 0) (resp. W(O, d1, 0),
resp.W(O, 0, d 2».
This
yields
a celldecomposition
of eachW(d°, dl, d2),
thus of the wholeHilbd p2.
Therefore,
the classesof
the closuresof
the cellsform
a basisfor
thefree
groupA. (Hilbd P2),
which we call theEllingsrud-Stromme
basis.1.2. Besides the notations borrowed from
[8]
in1.1,
we need some others for thesequel.
Let b be a
partition of d,
letLo,..., Lm- 1 be parallel lines
of A2-notnecessarily
distinct - and let
(Lo
+ ... +Lm-1)
be the scheme associated to its sum, asdivisors. We denote
by Hilbb(Lo, ... , Lm-1)
thelocally
closed subset(with
reduced scheme
structure)
ofHilbd(Lo
+ ... +Lm-1) parametrizing
schemesZ such that
or
equivalently
for j
=0,...,
m - 1. Observe thatHilbb(Lo,
... ,Lm-1) depends
on the order ofthe lines and it is nonempty if and
only
if mbo.
If allLj
= L wejust
writeHilbb(bo L).
We may
picture
this as follows:(n adjacent points
denote an element of the nth infinitesimalneighbourhood
ofa
point
P on a smooth curveC, given
in the localring
of theplane
at Pby
the sumof the ideal of C and the nth power of the ideal of a line L transverse to C at
P).
It isclear that the subschemes
just
defined are notnecessarily
closedsince,
forinstance,
a doubledpoint
in a line Lbelongs
toHilb(2)(2L)BHilb(2)(2L).
In these
notations,
the schemeof type
0’1’2 is the closure of the subscheme ofHilbd P2 parametrizing
those Z =Z0 ~
Z 1 ~Z2 ~ P2
withIn order to be
able,
later in the paper, to express basischanges by matrices,
we need to order the bases.We
partially
order the setBd
ofd-partitions by taking
b’ b if andonly
ifa’0 +
...+ a’j a0 +
...+ aj.
Thus,
forinstance, (1, 1) (2)
inB2,
i.e.Clearly
b’ bimplies
that b’ islexicographically prior
to b since ao + ··· + aj = d -03A3imax{0, bi - j - 11.
Let
(A2 v)
be thepunctured projective plane consisting
of all lines in affine space A2. For anotherinteger m 1,
letFd,.
be thelocally
closed subscheme ofHilbd A 2
x((A 2 )v)m consisting
of those(Z, (Lo,
...,Lm - 1))
such thatLo,
... ,Lm-1
areparallel
and Z EHilbb(Lo,
... ,Lm- 1)
for some b EBd.
Sinceclearly Hilbb(Lo, ... , Lm-1)
nHilbb’(L0,..., Lm-1) = Ø
for b ~b’,
there is an obvious"partition"
map n :Fd,m ~ Bd .
PROPOSITION 1.2. The
"partition"
map 03C0:Fd,m ~ Bd is
lowersemicontinuous,
i.e.
03C0-1{b’ ~ Bd/b’ bl is
closed inFd,m for
allb ~ Bd.
Proof.
The inverseimage by
thepartition
map of{b’ ~ Bd/b’ bl
consists of those(Z, (L0,..., Lm-1)) ~ Hilbd A2
x(A2))m satisfying
the closed conditiona’
+ ···+ a’:= length
Z n(Lo
+ ··· +Lj)
ao + ...+ aj (Note
we do not needthe lines
Lj
to bedistinct). Q.E.D.
We
totally
order B =~d0Bd according
to d withlexicographic priority
forequal
d. Then wetotally
order the setMd
of mixedd-partitions (b°, b1, b2)
ofa
given d according
thelexicography
of thetriple.
This induces a total order in the subsetMd,n indexing
our bases ofAn(Hilbd P2).
To make this
clearer,
observe that the elements of the bases ofA2
andA6
of Hilb4 P2given
in0.1,
arestrictly decreasing,
al > a2 > ···, in this order.1.3. In the second part of this section we prove Theorem
0’ l’2,
via theProposition
1.3 below.We indicate the flavour of the
proof
of thisproposition,
observe that the schemes oftype
2 andpartition
b =(3,3,1),
forinstance,
are the closures of the schemesparametrizing
subschemes of P2 aspictured:
The ideals of these subschemes are
Under the action
(x, y)
~(tlx, tfly)
03B1 ~fi 0,
ofGm on C[x, y],
all of themapproach
the same fixed ideal(y3, x2y, x3),
sothey
lie in thecorresponding
cell ofthe
Ellingsrud-Stromme
celldecomposition
of Hilb’ ¡p2.Having
the same dimension10,
our scheme of type 2 andpartition (3, 3, 1)
isjust
the closure of this cell. The dimension 10corresponds
to parameters for the choice of three lines y = vi and3, 3, 1
parameters for the choices of coefficients of thepolynomials
p0, p1, p2,respectively.
From now on
Lv ~
A2 =Spec C[x, y]
denotes theaffine
lineof equation
y = v, so that the line A1 ofequation
y = 0 isLo.
Denoteby
L’ the line ofequation
x=0.
PROPOSITION 1.3.
Keeping
the notationsof
Theorem 1.1 wehave,
inHilbd A2 (0) y(Spec So (b))
= Hilb8(ao L’, 0)
(1) y(Spec
S 1(b))
=Hilbb(bo Al)
(2) y(Spec S2(b))
=U {Hilbb(Lv0,
... ,LVbo- 1)|vi ~ C}.
Therefore,
all three areirreducible, of
dimensions d -bo, d,
d +bo,
andproviding
celldecompositions of Hilbd(A2, 0), Hilbd(A2, A1)
andHilbd A2
res-pectively.
Proof of (2).
We call for short~b
to the union in the statement. Forgeneric
choices of
v0,..., vb0-1 ~ Cb0
andpolynomials p0,..., pr-1 ~ C[y]
withdeg pi bi,
the scheme in U with idealapproaches
under an actiont·xeyf = t03B1e+03B2fxeyf,
with oc «fi
0 ofGm
onC[x, y],
the scheme with idealThese ideals I thus describe a subset of the cell
y(Spec S2 (b)) (by
Theorem1.1)
andthey depend
onbo
+ dparameters,
which is the dimension of thecell,
so it isa dense
subset,
i.e.y(Spec S2(b))
has a dense intersection withub- Indeed,
thecoefficients of
polynomials
Po, ..., pr-1provide bo
+ ... +br -
1 = d parameters,and the choice of the
lines y -
v0,..., y - vb0-1, i.e. the choice of coefficients of thepolynomial ( y - v0)2022···2022 (y - vb0-1) provide b°
parameters.Let Z be any scheme in
y(Spec S2(b)).
LetZl E Hilbb(Lv0(03BB),..., Lvb0-1(03BB)),
03BB E
C*,
be a one-parameter flatfamily
of schemes inUb
ny(Spec S2(b))
of whichZ is the limit as 03BB goes to zero. Let
Lvo,
... ,LVbo-l be
the limit of thelines,
so thatclearly
Z ~Lvo
+ ... +LVbo - 1 since
the incidence relation is closed. Furthermore Z EHilb"(L,,, ... , Lvb0-1) for
some b’ b because of thesemicontinuity
of thepartition
map.The transform Z’ of Z
by
the above action of t EG. on A2 belongs
toHilb"’
(Lv0(t),..., Lvb0-1(t))
since t actson A2 transforming
x, y intot2x, tfly,
thus as anaffinity transforming
horizontal linesL,,i
into horizontal linesLVi(t),
and thepartition
b’ of Z with respect to the lines isclearly preserved by
anyaffinity.
Weobtain
by semicontinuity
that ZO EHilb b"(boLO),
for some b" b’ for the limit Z° of the Z’ as t goes to zero. But Z Ey(Spec S2 (b))
so this limit hasideal IZo
=(yb0, xyb1,..., xr-1ybr-1, xr)
whichclearly
is inHilbb(b° L°),
so we get b =b"
b’ b. This proves thaty(Spec S2(b)) ~ ~b,
for all b ~Bd
and this in turnimplies
theequality,
since the first memberyields
apartition
of Hilb d A2 as b runsthrough Bd,
while the second memberyields disjoint
subschemes ofHilbd A2.
It would have been more natural to prove
directly - by manipulating
minors- that the schemes defined
by
a matrix inSpec S2 (b)
havepartition b,
withoutusing
the limit tricks above. Such aproof exists,
but the notation needed is cumbersome.(However,
let usjust
say that the scheme definedby
thegeneral
matrix in
Spec S2(b)
written in 1.4 below is contained in the union of horizontal lines whoseequation
is theproduct
of the dotted minors ofsize bi - bi-
1 +1).
Proof of (1).
The inclusion is clearby just applying (2)
afterpermutation
of thex, y coordinates - so that the transform of
Spec S2(b)
containsSpec S1(b) - just
recall that
Spec S1(b) ~ Hilbd(A 2, A1).
Theequality
followsimmediately
fromthe inclusion as above.
Proof of (0).
The inclusion follows from(1) applied
to thetransposed partition
a and
interchanging
x, y(so
that 03941 and 02 are alsointerchanged).
Thisyields
theequality,
as above.REMARK 1.4. This
implies
that anylength d
subscheme Z of A2supported
atA1
(of equation y
=0) belongs
toHilbb(b0A1)
for some b EBd.
Since of course, A1 may be taken to be anyline,
we findthat for
alength
d subscheme Zof
theaffine plane
A2supported
on a lineA1,
the numbers ajdefined by length (Z ~ jA1)
=ao + ... + aj-1, are
always decreasing:
a0 ···· as-1.So,
forinstance,
for thescheme Z of ideal (y2, xy, x2)
and the line A 1 ofequation
y =0,
it isthus a =
(a0, a1)
=(2,1),
so that Z EHilbb(2A1)
for b =(b0, b1)
=(2, 1).
Another fact worth
noting
is that our stratificationby
all b EBd
ofHilb’(A’, 0) is just
the onegiven by
allpossible
"escaliers verticaux" inBriançon’s
work[2],
Section
1.3,
withanalytic
methods.Indeed,
the schemes Zsupported
at theorigin corresponding
to an "escalier" have thepartition
map b EBd given by
theheights
of the
’escalier", by just computing
thelengths
ao + ...+ ai
of(1 z, xj)
withthe
help
ofCorollary
L 1.12[2].
Therefore thegiven
celldecompositions of Hilbd(A 2, Al)
andHilbd A 2
may be seen asextending
the oneof Hilbd(A 2,0)
inBriançon’s
paper, so this is analgebraization
ofBriançon’s techniques, extending
them
beyond
theorigin.
Infact,
theEllingsrud-Strømme
matrices are anextended version of the
Briançon
matrices.Now Theorem 0’ l’ 2 is
proved by observing
that03C30’1’2(Md,n) is just
thebasis of
Ellingsrud-Str9Smme - quoted
at the end of 1.1 - because ofProposition
1.3.
(0) (resp. (1) (2)) applied
to A2 =Spec C[x, yJ
=Spec C[x2/x0, x1/x0]
(resp. Spec C[XO/Xl’ x2/xl],
resp.Spec C[XO/X2’ x1/x2]).
1.4. We
observe,
to computeintersections,
that the classes 60-1-2(b’)
do notdepend
on theparticular
choice of the lineF 1
andpoint Fo.
For anexample,
which we will need
later,
the class 0"0’(b)
EAd-b0 (Hilbd p2)
has intersection number zero with any element03C30’1’2(b~)
of the basis forAd+b0(Hilbd P2),
unless(b’)
=(0, 0, b).
We show now the intersection number is 1 in this case. We need this in order to show later(3.2)
that our basis candidate isexpressed
inEllingsrud- Stromme’s
basis as atriangular
matrix with alldiagonal
entriesequal
to 1. Movethe center of the
cycle of type
2 andpartition
b to thepoint
atinfinity P2
=(0, 0, 1)
of the x-axis of afhne
plane Uo
=Spec C[x2/x0, x1/x0]
=Spec C[x, y].
Thecycle
of type 0’ and
partition
b isy(Spec So(b))
and thecycle
of type 2 isy(Spec S2(b)).
The intersection is the scheme defined
by
maximal minors of the(k
+1)
x kmatrix oc with (Xij =
m(nj - ci) if j - 1 i j
and ay = 0 otherwise. To check that themultiplicity
is1,
wesimply
observe thatlocally
this is theintersection,
atthe
origin
ofC2d,
of a linearsubspace
of dimension d -bo
and acomplementary
linear
subspace
of dimension d +ho. If,
forinstance,
b =(3, 2, 2)
this is the intersection at theorigin,
in thespace C14
of 6 x 7 matrices aspictured
in1.1,
ofthe
complementary subspaces
C4and C10 consisting
of the above matrices We end this section with a lemmadescribing
thegeneric configuration of pure
type l’.
LEMMA.
LetbEBdandF1
1 ~Spec C[x0/x1, x2/x1] as above. T he generic point of Hilbb(b°F1) corresponds
to a subscheme Z with idealfor polynomials pi(y)
EC[y]
withdeg pi(y) bi
and allpi(O)
distinct.Proof.
First observe that the above intersection ofideals, being coprime,
issince
clearly
both ideals define thedisjoint
union of thebith
infinitesimalneighbourhoods
of each curve x =p,(y)
at thepoint (p;(0), 0).
For an action
t·xeyf = t03B1e+03B2fxeyf
ofG. on C[x, y]
with a ~0, 03B2
> 0 it isTherefore Z lies in
03B31(Spec S1(b))
=Hilbb(b0F1) (cfr.
Remark1.4).
Since thechoice of the scheme Z
depends
on d parameters - the coefficients of thepolynomials Pi(Y) -
we can assume,by comparing dimensions,
that this represents thegeneric point
ofHilbb(b0F1).
2. From type l’ to type 1
In this section we deduce Theorem 0’ 12 from Theorem 0’ l’ 2.
2.1. The heuristic idea of the
proof is
as follows: A schemeof type
1 andpartition
b =
(3, 3, 1)
(the two dotted curves are parabolas)
specializes
in a flatP1-family
to arationally equivalent
schemeof type
l’andsame
partition
b =(3, 3,1),
withmultiplicity 1,
plus
other schemes - with irrelevantmultiplicities n(b, b’) -
of type l’andpartitions
b’ b(by semicontinuity).
This
implies
that03C31(b) = 03C31’(b)
+03A3b’ bn(b, b’)03C31’ (b’).
By
the same argument, butholding
fixed the(0, 2)
partalong
thespecialization,
we obtain
Therefore the set
03C30’12(Md,n)
isexpressed
in the basis03C30’1’2(Md,n) by
atriangular
matrix with
diagonal
entries ±1,
so it is also a basis.2.2.
Then,
we prove Theorem 0’ 12 as a consequence of thePROPOSITION 2.1. For a
partition
b EBd,
it isal(b)
=03C31,(b)
+03A3b’bn(b, b’) 03C31,(b’), for
somen(b, b’)
E Z.Proof.
We will prove thisby showing
that for theparallel lines Lo,..., Lb0-1
of
U
1 =Spec C[x0/x1,x2/x1]
=Spec C[x, y]
we have the rationalequivalence
of
cycles
inHilb d p2
Let b =
(bo, ... , br-1)
be ad-partition
and let D c(Hilbd U1)
x C* be thesubscheme flat over C* whose fibre over t ~ 0 is
Dt
=Hilbb(Lo, Lt, L2t,
... ,L(b0-1)t)
whereLjt
is the affine line ofequation
y= jt
inU 1. Clearly
D &éD
1 C*and
D1 = Hilbb(L0, L1,..., Lb0-1) =03A0 SymajLj
is irreducible. LetD
andD
=D
n(Hilbd
P2 xC*)
be the closures of D in Hilbd p2 x C and Hilbd P2 x C*(the
upper barkeeps denoting
closures in Hilbd¡P2).
The closureD
is flat overC
by,
forinstance,
111.9.8[9], applied to D (using
Hilbd ¡p2 is aprojective variety).
Therefore the fibre
(D)o
defines acycle rationally equivalent
to the one definedby
any fibre(D)t,
with t ~ 0. Let us see that(D)t
=Dt
for thegeneric
valueof t ~ 0
(which,
of course, we can assume to be t =1).
Call ô = dim D = dimD
=dim
D.
All components of the fibres of the flatprojection
03C0:~ C*
have samedimension b - 1. Now
dim(D BD)
ô and we learn from the restriction map(BD) ~ C*
thatdim(D BD)t
=dim(D)t BDt b -1,
so that(D)t BDt
cannot,by dimensionality,
be an irreducible componentof (D)t.
In otherwords, D,
is dense in(D)t
=(D)t,
as wanted.We prove first that the irreducible components of
(()0)red
are the d-dimensional varieties
Hilbb’(b’0F1)
of type l’and allpartitions
b’ b. Observe that it isenough
to prove that all these schemes are contained in(D)o
i.e. in theclosure of D in
(Hilbd P2)
X C.Indeed,
any otherpoint
of()0
is a limit ofpoints
of
Dt,
for t ~0,
so it is in fact apoint
inHilbb’(b’0F1)
for some b’ bby semicontinuity
of thepartition
map.We shall need an
auxiliary
definition and lemma.DEFINITION. An incidence
diagram
e of"input" d-partition
b is a doublesequence
(03B5ij)i,j0
with entries eij E{0, 1} summing 03A3i003B5ij = aj for all j 0,
and such that the
sequence b’i = 03A3j003B5ij
isnon-increasing.
We callb’ =
(b’0, b’1,..., b’r-1)
its"output" d-partition.
For
example,
for both incidencediagrams
the
input partition
is b =(3, 3, 1),
thushaving
a =(3, 2, 2) (sum
of thecolumns),
and the output
partition
is b’ =(2, 2, 2, 1) (sums
of therows).
LEMMA. Given
d-partitions
b’b,
there is at least one incidencediagram having input
b and output b’.Proof.
To set up aninduction,
we call twod-partitions
b1b2
consecutive if there are indexes m n such thatIt is clear that for
given
b’b,
there is a finite sequence of consecutived-partitions starting by
b(which
owns an evident incidencediagram
ofinput
b and output
b)
andending by
consecutivefi’
> b’. We can thus assumeby
ourinduction
hypothesis that b’
possesses an incidencediagram (èij)
ofinput
b andoutput
fi’.
Let m n be the indexes such that
bm
=bm - 1 and bn
=’n +
1 so that’n ’bm -
2. Thisimplies
the existence of an index 1 such thatèml
= 1 and£ni
= 0.We define a new incidence
diagram (03B5ij)
ofinput partition
bby
03B5ij =èij
if(i, j)
~(m,1 1), (n, 1)
and 41 =0,
8nl = 1. The output of thisdiagram
isclearly b’,
which proves our lemma.
Turning
the mainproof,
it suffices toshow,
forb’ b,
that thegeneric point Zo
of
Hilbb’(b’0F1)
is a limit ofpoints Zt
ofDt
with t ~ 0. Recall from the Lemma in1.4 that we can assume
Zo
has idealwith all
pi(0)
distinct anddeg pi(y) bi.
Let
Zt,
for all t EC,
be the schemes oflength
d and idealwhere
(03B5ij)
is an incidencediagram
ofinput
b and output b’.They
form a flatfamily
whosespecial
fibre isZo
and whosegeneric
fibreZ,
for t ~ 0 lies inHilbb(Lo, Lt’ L2t,
...,Lb0-1)t)
=Dt
sinceclearly length (Z
nLjt) = Zeij
= ai forall j
0. This verifies ourdescription
of the irreducible componentsof (()0)red.
We show next that
Hilbb(b0F1)
isgenerically
smooth in()0.
We haveremarked in the lemma of Section 1.4 that a dense open set
W of Hilbb(b0F1) ~
Hilbd
U 1 corresponds
to idealswith
deg pi bi
and allp;(0) distinct,
i.e. the intersection iscoprime. (More precisely,
W ~HilbbF1
consists of the schemes that arecurvilinear,
i.e. contained in a smooth curve, and transversal toF 1 ).
We now
pick
ageneric point
in W notlying
in other irreducible components.We obtain an
analytic
chart ofD
at thispoint by choosing
ananalytical neighbourhood V
smallenough
to consist ofpoints
of HilbdU1 representing
schemes whose ideal is
coprime
intersectionfor some parameters
03BBij
and Iiijdescribing
ananalytical
open set Y’ of affine space A2disomorphic
to V.Clearly V ~ (Hilbb(b0F1) ~
W.The ideal of a subscheme of
U 1 corresponding
to apoint of ~ (V C) lying
on tE C must contain the
ideal r-1j=0(y - jt),
soD
admits localequations
inV C
where sii =
03A30k1···kjbi-1 k1 ... kj. (Don’t forget
that D isequipped
witha reduced