A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
H AROLD R. P ARKS
W ILLIAM P. Z IEMER
Jacobi fields and regularity of functions of least gradient
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 11, n
o4 (1984), p. 505-527
<http://www.numdam.org/item?id=ASNSP_1984_4_11_4_505_0>
© Scuola Normale Superiore, Pisa, 1984, tous droits réservés.
L’accès aux archives de la revue « Annali della Scuola Normale Superiore di Pisa, Classe di Scienze » (http://www.sns.it/it/edizioni/riviste/annaliscienze/) implique l’accord avec les conditions générales d’utilisation (http://www.numdam.org/conditions). Toute utilisa- tion commerciale ou impression systématique est constitutive d’une infraction pénale.
Toute copie ou impression de ce fichier doit contenir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
Regularity
of Least Gradient (*).
HAROLD R. PARKS - WILLIAM P. ZIEMER
0. - Introduction.
Let S~ be a bounded open subset of Rn and suppose We say that u is of least
gradient reqpect
toif,
for every v EBV(S2)
suchthat v = u outside some
compact
subset ofS~,
A function of least
gradient
need not even be continuous.Indeed,
forany subset A of
S~,
theportion
of the reducedboundary
of A which liesin S~ is area
minimizing
if andonly
if the characteristic function of A is of leastgradient.
Because of thisfact,
functions of leastgradient
have beenused for over two decades to
study
areaminimizing
orientedhypersurfaces.
In this paper, we
investigate
functions of leastgradient
themselves asobjects
of interest. Of course, we will beusing
as tools many facts now known about oriented areaminimizing hypersurfaces,
since the level sets of a function of leastgradient
are(or
are boundedby)
suchminimizing hyper-
surfaces.
As mentioned
above,
a function of leastgradient
need not be continuous.However,
in[PHI]
it was shown that if S~ isstrictly
convex andboundary values,
(p:Bdryo -R, satisfying
the boundedslope
condition are pre-scribed,
then the Dirichletproblem
offinding
a continuous functionu: Clos Q - R with
uibdry
S2 = 99 which is of leastgradient
withrespect
to S~ admits a
Lipschitzian solution;
later in[PH2]
it was shown that the solution isunique.
With such an existence result inhand,
it is natural toinvestigate
theregularity
of the extremal. TheEuler-Lagrange partial (*)
Researchsupported
inpart by
a grant from the National Science Foundation.Pervenuto alla Redazione il 5 Gennaio 1984.
differential
equation
associated withfinding
afunction, u,
of leastgradient
isThis differential
equation
falls outside the scope ofexisting regularity theory,
yand therefore it is not
possible
toemploy
the usual methods.It
quickly
becomesapparent
that one cannotobtain,
for the leastgradient problem,
thetype
ofregularity
results which hold for thequasi-linear elliptic
orparabolic problems usually
studied.Examples
show us some ofthe limitations.
First,
the leastgradient problem
admits solutions thatare not
smooth.
EXAMPLE. Define u : R2 -R
by setting
Then u is
Lipschitzian
and of leastgradient
withrespect
to any open sub- set of R2.Second,
smoothness can even be lost as thefollowing
moresophisticated example
due to John Brothers shows.EXAMPLE. Define 1
by setting
Then u is
Lipschitzian
and of leastgradient
withrespect
toFor
(cos 0,
sin0)
EBdry
Qwe have
u(cos 0,
sin0)
= cos(20),
so
u[Bdry
S2 is realanalytic.
Note that Due does not exist onand Du is discontinuous across S.
With those
examples
inmind,
we now state our main result.THEOREM.
Suppose
2 n 7.I f
R" is bounded and openBdry
Qis a class n -1
submanifold of R", of
classn -1,
andu : Clos Sz
-- R,
isLipschitzian
andof
leastgradient
withu IBdry
, = q;then there exists an open dense set W c Q such that
ulW
isof
class(n - 3).
In the second
example above,
thediscontinuity
in Du is causedby
thefact that the
problem
offinding
a one dimensionalintegral
current of leastmass whose
boundary
is thealternatingly signed
set of corners of a square admits two distinct solutions. Suchnon-uniqueness
must beexpected
to result in discontinuities of Du. On the otherhand,
the discontinuities areconfined to two area
minimizing hypersurfaces,
and there can be at mostcountably
many suchnon-uniquenesses
for anygiven
u,because,
for eachnon-uniqueness,
an open set where u is constant is enclosed between twoarea
minimizing
surfaces. The dimension restrictionplays
no role here.A more
vexing problem
is thepossibility
that Du = 0 at somepoint
not associated with the
non-uniquenesses
discussed above. From now onrestrict n to 2 n 7. For
simplicity,
consider each Clos Q nu-1 (t)
to bean area
minimizing
surface withboundary
and assume it is theunique
areaminimizing
surface with thatboundary.
Thepoint
of Section 3 of this paper and an essential factunderlying
ourproof
of the main theorem above is that(for 2n7,
the range where must beregular)
thebehavior of Du at one
point
ofu-1(t)
determines the behavior of Duon all of Q r1
u-1(t). Indeed,
ifDu(xo)
= 0 for some xo Eu-1(t),
thenthe methods of Section 3 can be used to show that
Du(x)
= 0 for everyx E Q r1
u-1(t) ;
in this case, we do not know any way to prove smoothness of unear Q f1
u-1 (t). If, instead, Du(xo)
= 0 is not true(i.e.
if eitherDu(xo) =1=
0or
Du(xo)
does notexist)
for some Xo E S~ f1u-1(t),
hence for every x E Qr1
u-1(t), then,
in Section 4using
estimates from Section3,
we show howto construct a solution of Jacobi’s
equation
on S f1 which has apositive
lower bound.
(Jacobi’s equation
is thepartial
differentialequation
whicha flow of minimal surfaces
starting
at D r1 mustinitially satisfy.)
A
simple argument
then shows there are no non-trivial solutions of Jacobi’sequation
on Q r1u-1(t)
which vanish at theboundary
of Q f1u-1(t) (see 4.3).
This situation was considered
by
Brian White in his PrincetonUniversity
Ph.D. Thesis. His result is that the minimal surfaces near Q n
u-1(t)
varysmoothly
as a function of their boundaries. But the value ofu(x)
is deter-mined
by
the minimal surface x is on, so u is smooth near D r1u-1(t) (see 4.4).
The
major
thrust of this paper is devoted tomaking
thisparagraph precise.
The dimension restriction 2 n 7 is used because then curvature estimates for Q r1 are available and all
nearby
areaminimizing hypersurfaces
can be
essentially
obtained from Q r1by
deformation in the normal direction.We wish to
acknowledge helpful
conversations with John Brothers and Brian White.1. - Preliminaries.
1.1.
Notation, terminology,
andassuritptions.
Except
as otherwise noted we will follow the notation andterminology
of
[FH].
(1)
We will denoteby
S~ abounded,
open, connected subset of where 2~7. SetWe will assume that 1~ is a class q,
4 c q
00, submanifold of Rn.(2)
Let be of class q. SetLet
u: SZ --~ R
be aLipschitzian
function of leastgradient satisfying
set
and note that
holds for all x E S2.
We remark
that, by [MM; proposition 6.2], [PH1; 4],
and[PH2; 3.2.2],
if q is
given
and Q is alsouniformly
convex, then such a function u exists and isunique.
(3)
SetFor each r with a r b set
By [BDG;
Theorem1]
thecurrents 8,
andTr
are areaminimizing.
SetBy [PH2 ; 3.2.1],
ifr E ’B1,
thenSr = Tr
is theunique
rectifiable current withboundary Qr
=Rr
which isabsolutely
areaminimizing
withrespect
to
(Q, g~) and, further,
y(4)
For i =1, 2,
..., n,Di
will be thetangential gradient operator
on 1~defined
by setting
Where
( .~’~(x), .~V’2(x), ... , .~V’n(x))
is the outward unit normal to T at x.By
the
Boundary Regularity Theory
of Allard(see [AW; 5.2])
and[FH; 5.4.15], if a r
b andthen
spt (Tr)
r1 ,~[resp., spt (Sr)
r1Q]
is a realanalytic
minimal submanifold of R" andspt (Tr) [resp., spt (Sr)]
is aclass q
manifold withboundary;
forany such r define
[resp., Nsr: spt (~Sr)
-->G(n,1 )] by setting NTr(x) [resp., NSr(x)] equal
to theorthogonal complement
of the linear span of Tan(spt (T,.), x) [resp.,
for
[resp.,
(5)
We will assume(i) aOb, (l.l.)
0(iv)
S~ f1u-1(0)
isconnected,
(v)
there exist a sequencer*(1), r*(2), ...,
withr*(i):A 0
andlim r*(i)
=0,
and a sequencex*(l), x*(2),...,
withx*(i)
mu-1(;*(i»)
andlim x*(i)
=x*,
such thatWithout loss of
generality
we may also assume(vi) r*(i)
> 0 for i= 1, 2,
...,(vii) x*(i)
Espt (Tr*(i»)
for i= 17 2,
....Let 0 m* be such that
for i
=1, 2, ....
Note that there exist0,
m1> 0 such thatholds for each x E h with
there exists a
neighborhood, JV%
of tJ f1u-1(0)
suchthat, II,
the nearestpoint
retraction onto Q r1 is defined onJV,
and there existspi>
0 such that foreach e,
with0 ; ~piy
is connected. Also note that
(ii)
and(iii) imply
We will let N:
Q
r1u-1(o)
-+ be acontinuous,
and hence class(q -1 ),
function such that
for each
(6)
LetHD(E, .Z’)
denote the Hausdorff distance between thenon-empty compact
sets E and F.(7)
For k aninteger
with and setv, w are
simple,
V is the associatedsubspace
ofv, W is the associated
subspace
ofw}.
It is easy to show
that dk
is a metric onG(n, k)
and to show that ifA is
orthogonal
to and B isorthogonal
toWE
G(n, k),
then(8)
For k apositive integer,
y andx E Rk,
set1.2. LEMMA
PROOF.
Suppose
not. Then there exists~>0,
a sequencer(1,), r(2),...
of non-zero real numbers with
lim r(i)
=0,
and a sequencex(l), x(2),
...such that either
’
for each i =
1127 ...
or
for each i =
1, 2, ....
Passing
to asubsequence
if necessary, we may assume thatx(i)
convergesto x.
By
thecontinuity
of u we havewhich shows
(2)
isimpossible. Assuming
now that(1) holds,
we notethat,
for all
sufficiently large i,
holds. We conclude that either
or
The former
implies x 0 spt (80)
and the latterimplies x ~ spt To,
whichare both contradictions. a 1.3. Notation.
(9) By
1.2 there exists r2 with0 r, r,,,
suchimplies D
n c X.(10)
For r setH(r) equal
to the supremum of the numbersand the numbers
(11)
It is easy to see, because of that there exist ~3 and el withsuch that if
and y, z E
spt (Rr),
then2. -
Convergence.
2.1. LEMMA. For each 6 > 0 there exist r4 =
r4( ~ )
and e2 =~O2( ~ )
withsuch that
if
x E T withthen
PROOF. The lemma follows
easily
from theboundary regularity
ofSo
=To
and thelower-semi-continuity
of area. ®2.2. LEMMA. . There exist r, and C2 with
such that
if
and y, z
Espt (Tr) [resp.,
y, ; then[resp.,
PROOF.
First,
we take 8 = 2-2 in[AW; 4]
andobtain ð>
0by
thattheorem and
1.3(11).
We thenapply
2.1 to obtainr4(d)
ande2(~). Setting
we see that the lemma follows from
[AW; 4]
and the interior curvature estimate of[SL].
~2.3.
LEMMA. Fix e
> 0.If
[resp.,
then
[resp.,
where
with y8
as in[PH2].
REMARK. In
[PH2; § 4]
there is the dimension restrictionn 6,
but ifthe
explicitly computable
constant y7, which is notexplicitly computable,
obtained from
[SL],
then all thearguments
gothrough
as before when % = 7.PROOF.
Applying [PH2; 4.2]
with a to bespecified later,
we see thereare orthonormal bases v,, V2, ..., vn and wi, W2, ..., wn for Rn and functions
such that
for each
and
We may assume r =1= 0 and sin
0~0; also, by comparing
andI
we see that0 C ~8 ~ ~ ~c/2
may beassumed,
andconsequently,
Since
spt ( T~. )
r1spt ( To)
_ø,
there cannot be anywhich solves
where i
=1,
2.Writing
we see that
(12)
isequivalent
toDefine a function
by setting
One can
easily compute
and estimateTaking
and
using
theproof
of the Inverse Function Theorem in[RW; 9.17],
wesee that
where
We can now conclude that
for the
contrary inequality
wouldimply
thatis the
image
under F of some(C-1, C2)
EL~~(0,
which wouldgive
us a solution of
(13). Substituting
oc into(14)
and our estimate forflDF(O, 0 )-~ ~~
and then
replacing Isin 6 ~ by
we obtain the desiredinequality.
1812.4. THEOREM.
PROOF. The conclusion of the theorem follows
readily
from 2.2 and 2.3 with the aid of 1.2 and1.3 (11 ) .
z2.5. C OROLLARY. For
each o
> 0 there exist f6 = withand an open U =
U(e),
withsuch that
for
each r withwe have
and
1IIspt (Tr)
r1 U is on,e-to-one onto a setcontaining
PROOF. We set
By
1.2 and2.4,
we see that forall r,
withsufficiently
small absolutevalue, Hlspt (T,.)
f1 U will be k-to-one onto a setcontaining
with k a
positive integer.
Since we need
only
consider allsufficiently small e
>0,
we can arrangethat 11 Trll (U)
beapproximately equal
toM(To)
and thus conclude that k = 1 whenirl
is smallenough
that the(n -1)
dimensional Jacobian of171spt (Tr)
f1 Il isnearly
1.2.6. NOTATION. For
e >
0 and r withwe denote
by ~(’, r)
the function ondefined
by requiring
for
U(e)
with3. -
Application
of Harnack’sinequality.
3.l. THEOREM. Fix 0. For Xo E S f1
U-1 (0 )
andthere exist an open set V’=
V(xo, e),
withand 0 C4 =
C4(XO, e)
oo 8uch thatfor
0PROOF. xo, r as in the statement of the iemma. Since Q n
u-1(o)
is a submanifold of
.Rn,
there exists a coordinatepatch
about xo
completely
contained in{z:
dist(z,
>e}.
In thisproof
we will write
(recall
N =NTo).
Part of the area
minimizing hypersurface spt (Tr)
isparametrized by
The area of the surface
parametrized by
where t E R and
r~(~1, ~2,
..., is a testfunction,
is minimized when t = 0.Therefore,
astraight
forward calculation of the first variationyields
where
We may write
where
We now write
where
and
Since x
parametrizes
a minimalsurface,
we haveand therefore
B1
= 0.Note that
where
(gii)
is the matrix inverse to(gi’), i, 3 =1, 2, ... , n -1. Thus,
we mayregard (15)
as auniformly elliptic equation
of the formewher
and
.satisfy
thegrowth
conditionsHere,
because of 1.2 and2.4,
ao,b1,
andb2
may beregarded
asuniformly
bounded functions of
~2’
...,9 $--I.
for 0Therefore,
weapply
Harnack’s
inequality [GT, § 8.8]
to obtain the conclusion. z3.2. COROLLARY. For each
compact K
c ,~ f1u-1(0),
there exist 0 r7=
r?(.g)
and 0c,,(K)
00 such thatfor
r withwe have
PROOF. The
corollary
followsreadily by choosing
e with 0so that
covering
K’ withfinitely
many open sets V as in3.1,
andusing
the factthat K’ is connected
(see 1.1(5)).
t814. -
Jacobi’s equation.
4.1. DEFINITION. Let 8 be an oriented
(n -1)-dimensional
minimalsubmanifold of Rn with unit normal field ~ : ~’ --~ Swl. We say that
.~ : ~S’ -~ .R
is a solutionof
Jacobi’sequation
if for each coordinatepatch
we have
where
Of course, as is well
known, (18)
is the Eulerequation
of the second varia- tion or,equivalently,
theequation
of variation of(15).
It is a routine ex- ercise to check that achange
of coordinates results inmultiplying
the abovedifferential
equation by
a non-zerofunction,
so we needonly
consider onecoordinate
patch
about eachpoint
of S toverify that C
is a solution of Jacobi’sequation.
4.2. THEOREM. There exists a
subsequence 1~(1 ), k(2),
...of 1, 2,
... such thatwhere
is a solution
of
Jacobi’sequation satisfying
for
eachcompact
K c S~ f1u-1(O)
and each x E K.PROOF. Fix a
compact
.K c S~ f1u-1(O)
and Xo E K. We consider a co-ordinate
patch,
about zo and a
compact K’, containing
theimage
of the coordinatepatch,
with
For k
=1127.11.
setBy 1.1(5)
and 3.2 wehave,
forlarge enough k,
Referring
to(16), it
is clear thatFk
is a solution of anelliptic equation
ofthe form satisfied
by
w and with structure similar to(17). Therefore, .F’k
satisfies the Harnackinequality
whichimplies
thatThat
is, Fk
is Holder continuous of order a, where a isindependent
of k forlarge
k. Because.F’k
isuniformly
bounded forlarge k,
it follows from ele-mentary
estimates[GT, (8.52)]
and(16), (17)
that is a bounded setin the Sobolev space
TV-1,2(TV) . Accordingly,
there exists asubsequence k(2), ..,
such that convergesuniformly
in W to F andconverges
weakly
inL2
to DF.By
1.2 and2.4,
we see thatwhere
Yii
and are defined as in theproof
of3.1,
but withconverges
uniformly
toas 1 - oo. It follows
that,
for any testfunction
onW,
where
and A’
is as in theproof
of 3.1. It is also clear thatFinally,
y we must considerThis can be rewritten as
Since x
parametrizes
a minimalsurface,
we haveso the second
integral
vanishes. The firstintegral
converges,by Lebesgue’s
Dominated
Convergence Theorem,
toThus, since,
for eachlarge enough 1,
holds,
we seethat C
is a solution of Jacobi’sequation
in theimage
of thecoordinate
patch.
The
global
existenceof C
is obtainedby diagonalization
and the estimatefollows from
1.1(2, ~)
and 3.2. ®4.3.
COROLLARY. If
is continuous with
and is a solution
of
Jacobi’sequation
on Q f12c-1 ( 0 ),
thertPROOF.
Suppose ~o
is the solution of Jacobi’sequation
from 4.2and C
is as above.
Suppose
there exists x, E Q r1 such thatC(x,)
> 0. Thenwe can find 0 c oo such that
for all x E Q f1
u-1(o),
and there exists x2 E Q f1u-1(0)
such thatBut then
is a solution of Jacobi’s
equation
which vanishes at x2, soby
Harnack’sinequality
This is
impossible
sinceThus we
have 1 0,
and wesimilarly
seethat ( > 0,
t8I4.4. THEOREM. There exists an open set W c Q with
such that
of
class(q
-2).
PROOF. There exists r8 > 0 so that if z E
rand - rs u(z)
rs, then there is aunique
E r f1q-1(0)
which is nearest to z and,~ ( ~ )
isof class
(q -1 )
on~z:
- r,,u(z)
Defineby setting
By
the Inverse FunctionTheorem,
we canfind r9
with 0 such thatj-1
is defined and of class(q -1 )
onFor each t
with - r,
t r9 define y,:cp-1 (0)
2013~ Rnby setting
N’ow,
fix any a with 0 oc 1 andapply [WB; 3.1],
as we can doby 4.3,
with t = ao, to obtainThen
is a class
(q
-2)
function of all smallenough
t and x r1Fixing
xo r1
u-1(0)
we see thatxo)
isnon-singular,
so thereis, again by
theInverse Function
Theorem,
7 an openWxo
c R" with zo E-W:O
on whichg-1
is defined and of class
(q
-2). Finally, by
theuniqueness property
of F(here
we also use OE’B1(l.l(5ii))),
we havef or z e
o where
is
projection
on the first factor. Thus is of class(q
-2).
~4.5. THEOREM.
I f Bdry
S is a class(n -1 ) submanifold of
R" and99:
bdry
o - R isof
classn -1,
then there exists an open dense set U c Q such thatu[ U
isof
class( n - 3).
PROOF. Let
From Sard’s theorem we have that
q(Ni)
hasLebesgue
measure 0.Also,
because u is
Lipschitzian,
we mayapply
the co-area formula[FH, 3.2.12]
toconclude that
Hn-1[u-1(t)
f1N2]
= 0 for £,1 almost every t.Let x E SZ and let B c S~ be an open ball
containing
x. If u is constanton B
then,
of course, u is smooth on B. If u is not constanton B,
thenu(B)
is an interval. Choose t E
u(B)
such that andHn-l[u-1(t) f1 N2]
= 0.Then we may
apply
Theorem 4.4 to conclude that there is an open set such that and is of class(n - 3).
Theconclusion of the theorem follows if U is defined as the union of all such
W
and all open balls B c S~ such that
ulB
is a constant.REFERENCES
[AW]
W. K. ALLARD, On thefirst
variationof
avarifold: Boundary
behavior, Ann.of Math. (2), 101
(1975),
pp. 418-446.[BDG]
E. BOMBIERI - E. DEGIORGI - E. GIUSTI, Minimal cones and the Bernsteinproblem,
Invent. Math., 7 (1969), pp. 243-268.[FH]
H. FEDERER, Geometric measuretheory, Springer-Verlag,
New York, 1969.[GT]
D. GILBARG - N. TRUDINGER,Elliptic partial differential equations of
thesecond order,
Springer-Verlag,
New York, 1977.[MM]
M. MIRANDA, Un teorema di esistenza e unicità per ilproblema
dell’area mi-nima in n variabili, Ann. Scuola Norm.
Sup.
Pisa Cl. Sci. Ser. III,19,
(1965), pp. 233-249.[PH1]
H. PARKS,Explicit
determinationof
areaminimizing hypersurfaces,
DukeMath. J., 44 (1977), pp. 519-534.
[PH2]
H. PARKS,Explicit
determinationof
areaminimizing hypersurfaces,
II,preprint.
[RW]
W. RUDIN,Principles of
mathematicalanalysis,
2nd ed., McGraw-Hill, 1964.[SSY]
R. SCHOEN - L. SIMON - S. T. YAU, Curvature estimatesfor
minimalhyper- surfaces,
Acta Math., 134 (1975), pp. 275-288.[SL]
L. SIMON, Remarks on curvature estimatesfor
minimalhypersurfaces,
DukeMath. J., 43