HAL Id: hal-00744942
https://hal.archives-ouvertes.fr/hal-00744942
Submitted on 24 Oct 2012
HAL is a multi-disciplinary open access archive for the deposit and dissemination of sci- entific research documents, whether they are pub- lished or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers.
L’archive ouverte pluridisciplinaire HAL, est destinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d’enseignement et de recherche français ou étrangers, des laboratoires publics ou privés.
Alessio Guarino
To cite this version:
Alessio Guarino. Interazione Plasma-Fascio di elettroni. Polysciences Edition. Polysciences Edition,
pp.100, 2012, 978-1291097122. �hal-00744942�
097122 781291
9
ISBN 978-1-291-09712-2
90000
Alessio Guarino è un fisico italiano nato a firenze nel 1970. Attualmente, lavora all'Università della Polinesia francese a Tahiti. Precedentemente ha lavorato all'Università della California a Santa Santa Barbara (UCSB) e con la Scuola Normale di Lione (ENS-Lyon).|nextline>Le sue ricerche riguardano i sistemi non-lineari fuori equilibrio. Ha condotto studi sui Plasmi, i cristalli liquidi, la fratturazione, i materiali granulari e la fisica medica e sociale.
In questo libro si presentano la teoria e gli esperimenti, condotti su un Tubo ad Onde Progressive, del sistema Plasma-fascio di elettroni. Il sisema Plasma-fascio di elettroni costituisce il paradigma della turbolenza nei plasmi. Il plasma, che nell'interazione con gli elettroni gioca soltanto il ruolo di un dielettrico, può essere vantaggiosamente rimpiazzato da una struttura ad onde lente del tipo di quella che si trova in un tubo ad onde progressive (T.O.P.). Sostituire il plasma con una struttura del genere è vantaggioso poiché si eliminano il rumore di fondo intrinseco ai plasmi e perchè si possono creare delle turbolenze dall'esterno. Non si è quindi costretti a studiare quelle generate spontaneamente dall'agitazione termica.
Alessio GUARINO
Interazione Plasma- Fascio di elettroni
A le ssio GU A RINO ter azio ne Pla sma -Fa scio di ele ttro ni
+,./*!0+-,/'12!34!56!37+-'8+' /2/..*-,+''
9.#&:%;'#<'/$=#:%>#?@%A''
!
!
!
!
!
!
!
!
!
! ! ! ! ! ! ! ! ! ! "#$!%&'()'$!)*'!+#&,$!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
! ! ! ! ! ! ! ! ! ! )*'-!%&'()'$!)*'!.'/0,!!!!!!!
! ! ! ! ! ! ! ! ! )#!1,(2'!3#&!*04!204)(5'4 !
!
! ! !! ! ! ! ! ! ! ! ! 67!8'!9#-!
!
!
!
!
!
,"#!$%+&-*!'$+#'$(+./-01!'#(!#+2+%%&'$!# ,",#
!"!## $%&'()*$+%'#,-)./)01).2$+#3$#'-'&&(+%$# !"!#
! ! "#$%&'!%#()'!)&!*(*++,'-&! ./0!
! ! 1#$%&'!",*))'!)&!*(*++,'-&! ./.2!
!"4## $%&'()*$+%'#&"+","01).2$+#3$#'-'&&(+%$# !"!5#
! ! 3#!(&-*#!)&!+,#$4&$$&'-*! ./.5!
! ! 6-+*,#7&'-*!(&-*#!)&!+,#$4&$$&'-*8"#$%&'!)&!*(*++,'-&! ./2.!
! ! 1#$%&'!",*))'!)&!*(*++,'-&! ./29!
! ! 1#$%&'!%#()'!)&!*(*++,'-&! ./2:!
3"#(+01&!*!'$+#(+2#%"'"4"# 3",#
4"!# -)#.&(6&&6()#)3#+%3'#-'%&' 4"4#
! ! ;*(#7&'-*!)&!)&$<*,$&'-*=!%#(%'('!+*',&%'! 2/0!
! ! 6(!%#4<'!*(*++,&%'!-*((#!$+,>++>,#!#)!'-)*!(*-+*! 2/.0!
! ! ;&"(*$$&'-*!)*(!%#4<'!*(*++,'4#?-*+&%'! 2/.@!
4"4# #.+%3'# 4"47#
4"8## $-#2)/,+#/)9%'&$2+# 4"4:#
4";# #-<)%)-$**)&+('#&(+2+$3)-'# 4"4=#
4":# #$#2)%%+%$#3$#'-'&&(+%$# 4"8:#
! ! A*-*,#+',*!)&!"#$%&'!",*))'! 2/B0!
! ! A*-*,#+',*!)&!"#$%&'!%#()'! 2/B@!
5"#6!0)&+# 5",
8"!"# #-)#('-)*$+%'#3$#3$.,'(.$+%'# 8"!#
8"4"# #$-#&"+"."# 8":#
8"8"## $-#2+'11$2$'%&'#3$#3$..$,)*$+%'# 8"!=#
8":"## $%&'()*$+%'#+%3'01).2$+#1('33+#3$#'-'&&(+%$# 8"4>#
8">"#$%&'()*$+%'#+%3'01).2$+#2)-3+#3$#'-'&&(+%$# 8"8!#
7"#1'$12)0!'$!# 7",
;"!"#),,)()&+#.,'($/'%&)-'# ;"!#
;"4"#/$.6('# ;"8#
;"8"#,(+.,'&&$?'# ;":#
('1'('%*'#
6/.!
! C>4*-+#-)'!(#!+*4<*,#+>,#!)&!>-!4*77'=!&!$>'&!*(*4*-+&!%'$+&+>*-+&!$&!)&$$'%&#-'/!6-!
>-!$'(&)'=!?(&!#+'4&!'$%&((#-'!#++',-'!#!<'$&7&'-&!"&$$*/!D*&!(&E>&)&!*!-*&!?#$=!(*!4'(*%'(*!$'-'!
$*4<,*!<&F!&-)&<*-)*-+&!*!4'G&(&H!&-"&-*!&-!>-!<(#$4#=!&(!E>#,+'!$+#+'!)*((#!4#+*,&#=!?(&!#+'4&!
$'-'!&'-&77#+&=!%&'I!*(*++,'-&!*)!&'-&!-'-!$'-'!<&F!,&?&)#4*-+*!(*?#+&/!
6(!<(#$4#!I!)>-E>*!>-!&-$&*4*!)&!<#,+&%*((*!%#,&%J*!%J*!&-+*,#?&$%'-'!+,#!(','!+,#4&+*!(#!"',7#!
)&!K'>('4G/!6-!+#(*!$&$+*4#=!$&!J#--'!)*&!4'+&!%'((*++&L&!)*((*!<#,+&%*((*/!6(!4'L&4*-+'!)*((*!
%#,&%J*!<,')>%*!>-!%#4<'!*(*++,'4#?-*+&%'!&(!E>#(*=!#!$>#!L'(+#=!-*!&-"(>*-7#!&(!4'+'/!M&!J#!
%&'I!>-#!4>+>#!&-+*,#7&'-*!+,#!%#4<&!*!<#,+&%*((*/!
6-!>-!<(#$4#!$&!<'$$'-'!<,'<#?#,*!>-#!?,#-!L#,&*+N!)&!4')&/!C!G#$$#!",*E>*-7#=!#(!)&!$'++'!)&!
0OO!PQ7!<*,!&!<(#$4&!)&!(#G',#+',&'=!$&!J#--'!)*((*!'-)*!&'-&%J*=!'LL*,'!)*((*!'-)*!#%>$+&%J*=!
%&'I!)&!<,*$$&'-*=!)'L>+*!#(!4'L&4*-+'!)*?(&!&'-&/!R*,!(*!#(+*!",*E>*-7*=!%J*!<*,!&!<(#$4&!)&!
(#G',#+',&'!L#--'!)#!E>#(%J*!SQ7!&-!$>=!$&!J#--'!&-L*%*!)*((*!'-)*!)&!<(#$4#!*(*++,'-&%J*/!
D'&! %T&-+*,*$$*,*4'! )&! E>*$+*! >(+&4*H! +#(&! '$%&((#7&'-&! $'-'! %'$U! ,#<&)*! %J*! ?(&! &'-&=! *$$*-)'!
4'(+'! <&F! <*$#-+&! )*?(&! *(*++,'-&=! -'-! J#--'! &(! +*4<'! )&! ,&$<'-)*,*! #(! %#4<'! *(*++,&%'!
'$%&((#-+*=! <*,! %>&! <'$$'! +,#$%>,#,-*! (#! )&-#4&%#! *! %'-$&)*,#,(&! %'4*! "&$$&/! M><<',,*4'!
%J*!?(&!&'-&!"',4&-'!>-!G#%V?,'>-)!>-&"',4*!)&!%#,&%J*!<'$&+&L*!)&!)*-$&+N!-/!
W>*$+&! 4')&! *(*++,'-&%&=! )*++&! )&! 3#-?4>&,=! 'GG*)&$%'-'! #((#! ,*(#7&'-*! )&! )&$<*,$&'-*! )&!
X'J48A,'$$=!*E>#7&'-*!Y6/.Z!*!1&?>,#!6/./!
ω 2 ω 2 B 2 2
= < + 2 V L +J 6/.!
6/2!
['L*! V! I! &(! ->4*,'! )\'-)#=! ω < ! I! (#! <>($#7&'-*! )&! <(#$4#! Y'! )&! 3#-?4>&,Z=! )*"&-&+#! )#((#!
,*(#7&'-*]!
ω < ε '
-*
= 4
2
6/2!
&-!%>&!ε ' !I!(#!%'$+#-+*!)&*(*++,&%#!)*(!L>'+'!*)!4!*)!*!$'-'!,&$<*++&L#4*-+*!(#!4#$$#!*!(#!%#,&%#!
)*((\!*(*++,'-*/!
6(! $&4G'('! L +J ! ,#<<,*$*-+#! (#! L*('%&+N! +*,4&%#! )*?(&! *(*++,'-&=! )*"&-&+#! )#((#! ,*(#7&'-*!
L V ^
+J 4
= 2 G *
=!)'L*V G !I!(#!%'$+#-+*!)&!X'(+74#--!*^ * !(#!+*4<*,#+>,#!)*?(&!*(*++,'-&/!
_-#! %#,#++*,&$+&%#! )*&! 4')&! )&! 3#-?4>&,! I! %J*! &(! %#4<'! *(*++,&%'! <>`! *$$*,*! <#,#((*('! #((#!
)&,*7&'-*!)&!<,'<#?#7&'-*/!M&!<'$$'-'!%&'I!#L*,*!)*((*!'-)*!('-?&+>)&-#(&/!W>*$+*=!$'-'!#-%J*!
%J#+*!*(*++,'$+#+&%J*!<*,%JI ∇ ∧ a = & Va [ ] = O/!
&89:;<=>8#?<#?<@A8B@<=>8#?<#C=DE.FB=@@
! "!
!
G ω
ω ω ω
BL
+Jω
<1&?>,#!6/.!
6/B!
%#,#++*,&77#!(#!<,'<#?#7&'-*!)*&!4')&!)&!3#-?4>&,/!D'-'$+#-+*!&(!<(#$4#!-'-!$&#!>-!$&$+*4#!
%'-$*,L#+&L'=! #! %#>$#! )*((*! "',7*! )&! 3',*-+7=! $&! )&4'$+,#! %J*! &(! +*',*4#! )&! 3&'>L&((*! L#(*! ('!
$+*$$'=!<*,!%>&!<'$$'!$%,&L*,*!(\*E>#7&'-*!)&!X'(+74#--! . /!C)#++#+#!#(!%#$'!)&!>-!<(#$4#!&-!
%>&! &(! ->4*,'! )&! %'((&$&'-&! #(! $>'! &-+*,-'! $'-'! +,#$%>,#G&(&=! <,*-)*! &(! -'4*! )T*E>#7&'-*! )&!
c(#$'L=!*E/Y6/BZ/!6-$&*4*!%'-!E>*((#!)&!R'&$$'-=!*E/Y6/9Z=!*$$#!"',4#!&(!$&$+*4#!"'-)#4*-+#(*!
)*((#!+*',&#!%&-*+&%#!)*&!<(#$4&/!
∂
∂
∂
∂
∂
∂ 1
+ L 1
7
*a 4
1
+ − L = O! 6/B!
ε ∂
∂ ρ
O⋅
a =
7 Y = Z ! 7 + 6/9!
1 = 1 L 7 + Y = = Z *! L! $'-'! ,&$<*++&L#4*-+*]! (#! )&$+,&G>7&'-*! )*((*! L*('%&+N! *! (#! L*('%&+N! )*?(&!
*(*++,'-&//!"!d!&(!%#4<'!*(*++,&%'=!+!&(!+*4<'=! ε
O!!I!(#!%'$+#-+*!)&*(*++,&%#!)*(!L>'+'!*! ρ Y = Z 7 + !(#!
)*-$&+N!)&!%#,&%#/!
A>#,)'!%'4*!$&!<,'<#?#!>-!4')'!)&!3#-?4>&,!)&!->4*,'!)\'-)#! V ' !*!L*('%&+N!)&!"#$*L φ /!
ML'(?*-)'!&!%#(%'(&!$&!+,'L#!%J*!(#!<#,+*!&44#?&-#,&#!)&! ω !I!)&L*,$#!)#!7*,'/!W>*$+'!&4<(&%#!
%J*!(\'-)#!I!#4<(&"&%#+#!Y$*! 64 ( ) ω eOZ!'!#++*->#+#!Y$*! 64 ( ) ω fOZ/!_-\'-)#!#4<(&"&%#+#!I!#-%J*!
)*++#! &-$+#G&(*! 4*-+,*! >-! 4')'! #++*->#+'! '! %'$+#-+*! $&! %J#! $+#G&(*/! 6(! $*?-'! )&! 64 ( ) ω ! I!
)*+*,4&-#+'!)#((#!<*-)*-7#!)*((#!)&$+,&G>7&'-*!)*((*!L*('%&+N!)*?(&!*(*++,'-&!-*((\&-+',-'!)*((#!
L*('%&+N!)&!"#$*!)*((\'-)#/!
64 ( ) ω πω ∂
∂
φ= !
"
# $
% &
=
<
' L L
V 1 L
2
2 2 6/0!
6/9!
W>*$+T*""*++'!I!)'L>+'!#((#!,&$'-#-7#!+,#!(\'-)#!*!?(&!*(*++,'-&!%'-!L*('%&+N!<,'$$&4#!#L φ /!
6(!"#++'!%J*! 64 ( ) ω $&#!)&L*,$'!)#!7*,'=!-'-'$+#-+*!-'-!$&#-'!$+#+&!&-+,')'++&!*""*++&!)&$$&<#+&L&=!
<>`!*$$*,*!$<&*?#+'!$+>)&#-)'!&(!4*%%#-&$4'!)\&-+*,#7&'-*!'-)#8*(*++,'-*/!
K'-$&)*,'=! -*(! %#$'! >-&)&4*-$&'-#(*=! >-! *(*++,'-*! %J*! $&! 4>'L*! %'-! L*('%&+N! L! *)! I!
&44*,$'!-*(!%#4<'!*(*++,&%'!)&!>-\'-)#!)&!L*('%&+N!)&!"#$*! L φ /!D*(!$&$+*4#!)&!,&"*,&4*-+'!%J*!
$&!4>'L*!%'-!E>*$+#!L*('%&+N=!&(!<'+*-7&#(*!)*((\'-)#!I!%'$+#-+*!-*(!+*4<'!4*-+,*!(#!<#,+&%*((#!
$&!$<'$+#!%'-!L*('%&+N!L ,*( = L L − φ /!
#$%&'()*+&, -&++.$'-*
/+&%%0$'&
0)1$'*'%&
+>8BH<:
; /+&%%0$'&,'$'
,0)1$'*'*%&
23
; /+&%%0$'&,'$'
,0)1$'*'*%&
45*()$,-&++&,6*1)
/+&%%0$'&
0)1$'*'%&
3
C
L − L
φ1&?>,#!6/2!
6/0!
1&?>,#!6/2#/!3#!<#,+&%*((#!+,'L#!)*((*!G>%J*!)&!<'+*-7&#(*=!)&!#(+*77#!2C=!%J*!<>`!'(+,*<#$$#,*!
$'(+#-+'! $*! J#! *-*,?&#! $>""&%&*-+*=! *(*++,'-*! -'-! ,&$'-#-+*/! 6-! +#(! %#$'! $>G&$%*! )*((*!
#%%*(*,#7&'-&!*!)*((*!)*%*(*,#7&'-&!4#=!-*(('!$<#7&'!)*((*!"#$&=!(#!+,#&*++',&#!I!<'%'!<*,+>,G#+#!*!
(\*-*,?&#! %&-*+&%#! 4*)&#! %'$+#-+*=! 1&?>,#! 6/2G/! D*(! %#$'! -'-! #GG&#! #GG#$+#-7#! *-*,?&#=!
*(*++,'-*! ,&$'-#-+*=! ,*$+#! &-+,#<<'(#+'! *! %'4&-%&#! #)! '$%&((#,*! +,#! (*! %,*$+*! )*((\'-)#/! 3#!
+,#&*++',&#! -*(('! $<#7&'! )*((*! "#$&! )&L*-+#! *((&++&%#/! D*(! $&$+*4#! )*(! (#G',#+',&'! (\*(*++,'-*! $&!
4>'L*! %'-! L*('%&+N! 4*)&#! >?>#(*! #! E>*((#! )&! "#$*! )*((\'-)#/! g,#=! $*! #((\&-&7&'! L ,*( *,#!
4#??&',*!)&!7*,'=!'LL*,'! L > L φ =!L>'(!)&,*!%J*!(\*(*++,'-*!I!,#((*-+#+'/!3\*-*,?&#!<*,$#!L#!#)!
&-%,*4*-+#,*! (\#4<&*77#! )*((\'-)#/! D*(! %#$'! '<<'$+'=! L ,*( fO=! (#! <#,+&%*((#! #%E>&$+#! *-*,?&#!
%&-*+&%#! *! (\'-)#! I! #++*->#+#/! D*(! %#$'! %&! $&#-'! <&F! *(*++,'-&=! $&! $'44#-'! ?(&! *""*++&! )*((*!
$&-?'(*!,&$'-#-7*/!C)*$$'!<'$$'!%#<&,*!<*,%JI!&(!$*?-'!)&! 64 ( ) ω )&<*-)*!)#! ∂
∂
φ1
L L
!
"
# $
% & /!3\#,*#!
$'++*$#!)#!1!I!<,'<',7&'-#(*!#((#!)*-$&+N!)&!*(*++,'-&/!M*! ∂
∂
φ1
L L
!
"
# $
% & eO!L>'(!)&,*!%J*!?(&!*(*++,'-&!
%'-! L*('%&+N! )&! <'%'! 4#??&',*! )&! L φ ! $'-'! <&F! ->4*,'$&! )&! E>*((&! %J*! (\J#--'! 4&-',*/! C((#!
(>%*!)*(!,#?&'-#4*-+'!)&!<,&4#!I!'LL&'!%J*!(\'-)#!L*-?#!#4<(&"&%#+#]!?(&!*(*++,'-&!%J*!%*)'-'!
*-*,?&#! $'-'! <&F! ->4*,'$&! )&! E>*((&! #%%*(*,#+&/! C-#('?#4*-+*=! -*(! %#$'! ∂
∂
φ1
L L
!
"
# $
% & fO! $&! %#<&$%*!
<*,%JI!(\'-)#!L*-?#!#++*->#+#/!
[#&!,&$>(+#+&!)*(!3#-)#>!)#4<&-?=!$\&-+>&$%*!%J*!<*,!%,*#,*!>-\&-$+#G&(&+N=!I!$>""&%&*-+*!"#,*!&-!
4')'! %J*! (#! <*-)*-7#! )*((#! )&$+,&G>7&'-*! )*((*! L*('%&+N! )*?(&! *(*++,'-&=! -*((\&-+',-'! )*((#!
L*('%&+N!)&!"#$*!)*((\'-)#!%J*!$&!<,'<#?#=!$&#!<'$&+&L#/!W>*$+'!<'$$'!"#,('!&44*++*-)'!>-!
"#$%&'! %#()'! '! ",*))'! )&! *(*++,'-&! #((\&-+*,-'! )*(! <(#$4#/! 3#! )&$+&-7&'-*! +,#! "#$%&'! %#()'! *!
",*))'!)&<*-)*!)#(!,#<<',+'!+,#!(*!(#,?J*77*!)*((*!">-7&'-&!)&!)&$+,&G>7&'-*!)*((*!L*('%&+N!)*?(&!
6/h!
*(*++,'-&!)*(!<(#$4#!*!)*(!"#$%&'!$+*$$'/!_-!"#$%&'!-'-!I!&-!#$$'(>+'!%#()'!'!",*))'=!)&<*-)*!
)#((#!+*4<*,#+>,#!)*(!<(#$4#!&-!%>&!('!$T&44*++*/!
W>#-)'! >-! "#$%&'! )*G'(*! )T*(*++,'-&=! L#(*! #! )&,*! )&! G#$$#! )*-$&+N=! I! &-&*++#+'! &-! >-! <(#$4#!
+*,4&%'=! #(%>-&! 4')&! )&! 3#-?4>&,! $&! )*$+#G&(&77#-'! *! %,*$%'-'=! )#(! <>-+'! )T&-?,*$$'! )*(!
"#$%&'=!"&-'!#!%J*!(T&-$+#G&(&+N!-'-!$#+>,#/!3#!$#+>,#7&'-*!)&<*-)*!)#(!+&<'!)&!"#$%&'!&44*$$']!
8!M*!I!",*))'=!?(&!*(*++,'-&!)*(!"#$%&'!$'-'!&-+,#<<'(#+&!)#(!4')'!<&F!&-$+#G&(*=!*!<,')>%'-'!>-#!
4')>(#7&'-*!$<#7&#(*!,*?'(#,*!)*((T#4<&*77#!)*((T'-)#=!1&?>,#!6/B/!
( /, ω
1&?>,#!6/B!
8! M*! &-L*%*! I! %#()'=! ?(&! *(*++,'-&! )*(! "#$%&'! $'-'! )&"">$&! )#(('! $<*++,'! )&! 4')&! &-$+#G&(&/! 6(!
4'L&4*-+'! %#'+&%'! <,')>%*! >-#! 4')>(#7&'-*! $<#7&#(*! #(*#+',&#! )*((T#4<&*77#! )*((*! '-)*=!
1&?>,#!6/9/!
6/@!
(, /, ω
1&?>,#!6/9!
6-! *-+,#4G&! &! %#$&! $&! J#! (#! "',4#7&'-*! )&! $+,>++>,*! $<#7&#(&! #((T&-+*,-'! )*(!<(#$4#/!6-!>-!L*,'!
*$<*,&4*-+'!)&!(#G',#+',&'!>-!4')'!)&!3#-?4>&,!I!%#,#++*,&77#+'!)#((#!$>#!<>($#7&'-*! ω /![#(!
<>-+'! )&! L&$+#! +*',&%'=! <*,`=! $&! <,*"*,&$%*! <,*-)*,*! %'4*! %'-)&7&'-*! &-&7&#(*! )*(! <,'G(*4#!
E>*((#! &-! %>&! $&! J#! &(! "#$%&'! )T*(*++,'-&! )&$+,&G>&+'! >-&"',4*4*-+*! #((T&-+*,-'! )*(! <(#$4#/! 6-!
E>*$+'!%#$'=!(*!$+,>++>,*!*L'(L'-'!-*(!+*4<'!*)!>-!4')'!)&!3#-?4>&,!I!)*"&-&+'!#++,#L*,$'!&(!
$>'! ->4*,'! )T'-)#! V/! 3*! $%#(*! +*4<',#(&! *! $<#7&#(&! $'-'! (*?#+*! +,#! (','! )#((#! L*('%&+N! )&!
?,><<'!)*(!4')'!%>&!%T&-+*,*$$'/!
S'(+&! #$<*++&! )&! E>*$+'! "*-'4*-'! G#$&(#,*! )*((#! +>,G'(*-7#! %&-*+&%#! )*&! <(#$4&! $'-'! #-%',#!
'$%>,&/! C?(&! &-&7&! )*?(&! #--&! ThO=! I! $+#+#! "#++#! >-#! +*',&# 2 <*,! &(! %#$'! )*(! "#$%&'! %#()'! G#$#+#!
$>((T*E>#7&'-*! )&! c(#$'L/! W>*$+#! +*',&#=! %J#+#! E>#$&! 3&-*#,*=! "#! )*((*! <,*L&$&'-&! %',,*++*=!
%&'I! L*,&"&%#+*! &-! (#G',#+',&'=! -'-'$+#-+*! $&#! $+#+'! )&4'$+,#+'=! $&#! +*',&%#4*-+*! %J*!
$<*,&4*-+#(4*-+* B =! %J*! (T&<'+*$&! "'-)#4*-+#(*! $>&! %>&! $&! G#$#=! %&'I! E>*((#! %J*! %'-$&)*,#!
+,#$%>,#G&(*!(T#%%'<<*-+'!+,#!&!4')&!&-$+#G&(&=!I!"#($#/!_(+&4#4*-+*=!I!$+#+#!$L&(><<#+#!>-#!
+*',&#! %J*! $&! G#$#! $>! )*((*! &<'+*$&! ?&>$+* 9 =! '! #(4*-'! ,&+*->+*! +#(&=! 4#!%J*!)N!)*&!,&$>(+#+&!%J*!
6/5!
-'-! $'-'! &-! #%%',)'! %'-! (*! *$<*,&*-7*! /! W>*$+'! $&?-&"&%#! %J*! %&! +,'L'! )#L#-+&! #)! >-!
<#,#)'$$'/!
3#!$#+>,#7&'-*!)*(!"#$%&'!",*))'!)T*(*++,'-&!-'-!I!$+#+#!#-%',#!#-#(&+&%#4*-+*!$+>)&#+#!&-!4')'!
%'4<(*+'/! aT! <*,`!$+#+'!,&%#L#+'!>-!$&$+*4#!)&!*E>#7&'-& 0 =!%J*!)*$%,&L*!(#!4>+>#!&-+*,#7&'-*!
+,#!&!4')&!)&!3#-?4>&,!*!(*!<#,+&%*((*!,&$'-#-+&=!%J*=!&-+*?,#+'!->4*,&%#4*-+*=!)N!)*&!,&$>(+#+&!
%J*!$'-'!&-!G>'-!#%%',)'!%'-!?(&!*$<*,&4*-+&/!M>(!->4*,'!)&!'$%&((#7&'-&!)\&-+,#<<'(#4*-+'!
%'4<&>+*!)#(!"#$%&'=!<*,`=!&(!<,'G(*4#!I!#-%',#!#<*,+'/!
3#! ijE>&<*! ^>,G>(*-%*! R(#$4#k=! %,*#+#! #! S#,$&?(&#! -*(! .:55=! J#! %'4*! $%'<'! E>*(('! )&!
$+>)&#,*! (T&-+*,#7&'-*! R(#$4#8"#$%&'! )&! *(*++,'-&/! M<*,&4*-+#(4*-+*=! %'-! >-! +>G'! #)! '-)*!
<,'?,*$$&L*! Y^/g/R/Z=! *! +*',&%#4*-+*! %'-! 4')*((&! #(+*,-#+&L&! #! E>*(('! c(#$'L&#-'/! 6(! (#L','!
*$<'$+'!&-!E>*$+#!+*$&!I!$+#+'!,*#(&77#+'!-*(!(#G',#+',&'!)&!E>*$+#!ijE>&<*k/!
[*$%,&L'!L*('%*4*-+*!(T&-$+#G&(&+N!)*(!$&$+*4#!<(#$4#8"#$%&'!)&!*(*++,'-&!$*%'-)'!(#!+*',&#!
%&-*+&%#/!_-#!$<&*?#7&'-*!<&F!*$#>,&*-+*!*!,&?','$#=!%'-!(T*$<'$&7&'-*!)*((#!+*',&#!E>#$&!(&-*#,*!
<*,!&(!"#$%&'!%#()'!*!)&!E>*((#!(&-*#,*!<*,!&(!"#$%&'!",*))'=!$#,N!"#++#!-*(!%#<&+'('!./!
W>#-)'! >-! "#$%&'! )*G'(*! )T*(*++,'-&! I! &-&*++#+'! -*(! <(#$4#=! (#! ,*(#7&'-*! )&! X'J48A,'$$=!
*E/Y6/.Z=!I!4')&"&%#+#/!
&89:;<=>8#?<#?<@A8B@<=>8#A9:@E:.I:@J<=#IB8??=#
!!
@ ω ω
ω ω
ω
<BL
+J7
1&?>,#!6/0!
6/:!
D*(!%#$'!)&!>-!"#$%&'!",*))'!)&!*(*++,'-&=!$&!J#!%J*!E>#(%J*!4')'!)&!"#$%&'!)&L*-+#!&-$+#G&(*!*!
%'-+*4<',#-*#4*-+*!)&4&->&$%*!(#!$>#!L*('%&+N!)&!"#$*/!3#!,*(#7&'-*!)&!)&$<*,$&'-*!)&!E>*$+'!
$&$+*4#!I!,#<<,*$*-+#+#!&-!1&?>,#!6/0/!
R*,!>-!"#$%&'!%#()'=!&-L*%*=!+>++&!&!4')&!)&!3#-?4>&,!%J*!J#--'!L*('%&+N!)&!"#$*!-*((#!7'-#!&-!
%>&!(#!<*-)*-7#!)*((#!)&$+,&G>7&'-*!)*((#!L*('%&+N!)*(!"#$%&'!I!<'$&+&L#=!)&L*-+#-'!&-$+#G&(&=!<*,!
(\*""*++'! 3#-)#>/! 3#! ->'L#! ,*(#7&'-*! )&! )&$<*,$&'-*! I! "',4#+#! )#! +,*! G,#-%J*/! R*,! >-! )#+'!
->4*,'! )T'-)#! V! $&! <,'<#?#-'! +,*! 4')&! )&! L*('%&+N! )&! "#$*! <'$&+&L#=! 1&?>,#! 6/h=/! _-'! I! &(!
%'$&))*++'! 4')'! )&! <(#$4#=! E>*(('! #<<#,+*-*-+*! #((#! %>,L#! )&! X'J48A,'$$=! 4*-+,*! ?(&! #(+,&=!
#<<#,+*-*-+&! #((*! )>*! ,*++*=! $'-'! )*++&! )&! "#$%&'/! [&! E>*$+&=! >-'! J#! L*('%&+N! )&! "#$*! >?>#(*! #!
E>*((#! 4#$$&4#! *! (T#(+,'! >?>#(*! #! E>*((#! 4&-&4#! )*((#! )&$+,&G>7&'-*! )*(! "#$%&'! )&! *(*++,'-&/! 6!
4')&! &-$+#G&(&! $'-'! E>*((&! %'4<,*$&! +,#! (#! ,*++#! )*(! "#$%&'! <&F! (*-+'! *! E>*((#! )*(! "#$%&'! #!
L*('%&+N!4*)&#/!
&89:;<=>8#?<#?<@A8B@<=>8#A9:@E:.I:@J<=#J:9?=
! "!
!
G ω ω
ω ω K
K
E < >K
E : L8$-),)'1%*9)+)
ω
<1&?>,#!6/h!
6/.O! ! R*,! $+>)&#,*! #-#(&+&%#4*-+*! &(! <,'G(*4#! I! %'-L*-&*-+*! $%,&L*,*! &(! %#4<'! *(*++,&%'! %'4*!
$'L,#<<'$&7&'-*!)&!'-)*!L&#??&#-+&]!
a l + V Y = Z = ' V a + * V Y Z & Vl Y − ω
V+ Z 6/h!
[>,#-+*! &(! ,*?&4*! (&-*#,*=! &(! %#4<'! *(*++,&%'! a V Y Z! %,*$%*! %'4*! * + γ
V+ /! D*(! %#$'! )*(! "#$%&'!
",*))'=!γ V !I!>-#!">-7&'-*!4'(+'!<&%%#+#!)&!V=!<'$$'!E>&-)&!%'-$&)*,#,*!%J*!%&!$&#!$'(+#-+'!
>-!4')'!&-$+#G&(*/!
K'-!(T#,,&L'!)*((#!$#+>,#7&'-*=!(*!',G&+*!)*((*!<#,+&%*((*!-*(('!$<#7&'!)*((*!"#$&=!$>G&$%'-'!>-#!
<,'"'-)#! L#,&'-*/! 6-! 1&?>,#! 6/@#! I! )&$*?-#+#! (#! $+,>++>,#! &-&7&#(*! )*(('! $<#7&'! )*((*! "#$&/!
3T'-)#!&-$+#G&(*!I!&-&7&#(4*-+*!('-+#-#!)#(!"#$%&'/!R'&=!E>#-)'!(T#4<&*77#!)*(!4')'!&-$+#G&(*!I!
%,*$%&>+#!#!+#(!<>-+'!%J*!&(!$>'!)'4&-&'!)&!%#++>,#!#,,&L#!#)!>=!&(!"#$%&'!,&4#-*!&-+,#<<'(#+'!*!
%'4&-%&#!#)!'$%&((#,*=!1&?>,#!6/@G/!
:,
;,
:,
;, 7,
<, Φ
=)>",* =)>",9
1&?>,#!6/@!
6/..! ! [>,#-+*! >-! %'-$&)*,#G&(*! <*,&')'! )&! +*4<'=! (*! <#,+&%*((*! )*(! "#$%&'! $&! <'$$'-'! %'-$&)*,#,*!
%'4*! #L*-+&! (#! $+*$$#! ",*E>*-7#! )&! '$%&((#7&'-*=! E>*$+'! <,')>%*! >-#! G#,,#! '$%&((#-+*! -*(('!
$<#7&'!)*((*!"#$&/!
3#! %>,L#! #! )*$+,#! )*((#! 1&?>,#! 6/5#! ,#<<,*$*-+#! (#! $+,>++>,#! &-&7&#(*! )*((#! )&$+,&G>7&'-*! )*((*!
L*('%&+N!)*?(&!*(*++,'-&!)*(!$&$+*4#!-*(!%#$'!)*(!"#$%&'!%#()'/!6-!E>*((#!#!$&-&$+,#!$'-'!L&$&G&(&!&!
)'4&-&!)&!%#++>,#!&-&7&#(&!)*&!4')&!&-$+#G&(&/!D*((#!1&?>,#!6/5G!>-!4')'!&-$+#G&(*!J#!%#++>,#+'!
>-! *(*++,'-*! %J*! %'4&-%&#! #)! '$%&((#,*! -*(! <'+*-7&#(*! )*((T'-)#/! 3#! 1&?>,#! 6/5%! %&! "#! L*)*,*!
%'4*!&(!4'+'!)*((#!<#,+&%*((#!)&L*-+&!%#'+&%'!-'-!#<<*-#!&(!)'4&-&'!)&!>-!#(+,'!4')'!&-$+#G&(*!
#,,&L#!#((T*(*++,'-*/!W>*$+'!<,')>%*!>-#!)&"">$&'-*!)*?(&!*(*++,'-&!(#!%>&!)&$+,&G>7&'-*!+*-)*!#)!
#<<&#++&,$&/!
:,
;,
:,
:,
;,
;,
;,
;,
;,
=?;@
=?;@
=?;@
;,
;, 7, A,
2,
B,
;, B,
;, 2, 7, A, 3,
C,
D,
1&?>,#!6/5!
6/.2! ! M*!&(!"#$%&'!)&!*(*++,'-&=!%#()'!'!",*))'!%J*!$&#=!I!<'%'!)*-$'=!&(!<(#$4#!<>`!*$$*,*!%'-$&)*,#+'!
%'4*! >-! )&*(*++,&%'! (&-*#,*! %J*! "#! )#! $><<',+'! #((*! '-)*/! 6-"#++&=! (#! $#+>,#7&'-*! )*&! 4')&!
&-$+#G&(&! #,,&L#! <,&4#! %J*! <'$$#-'! ,&$>'-#,*! %'-! ?(&! *(*++,'-&! )*(! <(#$4#/! M&! <>`! $",>++#,*!
E>*$+#! %#,#++*,&$+&%#! $'$+&+>*-)'! &(! <(#$4#! %'-! >-#! $+,>++>,#! #)! '-)*! (*-+*/! 3#! "&$&%#! )*((*!
&-$+#G&(&+N!I!<,*$*,L#+#=!(*!*E>#7&'-&!%J*!)*$%,&L'-'!(T&-+*,#7&'-*!"#$%&'!%#()'8<(#$4#!*!"#$%&'!
%#()'8$+,>++>,#!#)!'-)*!(*-+*!$'-'!&)*-+&%J*/!M'$+&+>&,*!&(!<(#$4#!%'-!>-#!$+,>++>,#!)*(!?*-*,*!I!
L#-+#??&'$'! <'&%Jd! *(&4&-'! (T&-*L&+#G&(*! ,>4',*! )&! "'-)'! )'L>+'! #(! <(#$4#! *! <'$$'!
%,*#,*! )*((*! +>,G'(*-7*! )#((T*$+*,-'=! $*-7#! *$$*,*! %'$+,*++&! #! $+>)&#,*! E>*((*! ?*-*,#+*!
)#((T#?&+#7&'-*!+*,4&%#/!
3#!$+,>++>,#!#)!'-)*!(*-+*!)#!-'&!>+&(&77#+#!I!>-!^/g/R/=!+>G'!#)!'-)*!<,'?,*$$&L* h /!6(!^/g/R/=!
&)*#+'!%'4*!#4<(&"&%#+',*!)&!<'+*-7#!)#!m/!;/!R*#,%*!-*?(&!#--&!0O=!G#$#!&(!$>'!">-7&'-#4*-+'!
<,'<,&'!$>((\&-$+#G&(&+N!%,*#+#!)#!>-!"#$%&'!)&!*(*++,'-&!%J*!$&!<,'<#?#!#((\&-+*,-'!)*((#!$+,>++>,#/!
3#!(>-?J*77#!)&!>-!^/g/R/!%'44*,%&#(*!I!)&!9!%4/!
M'(+#-+'!#((T&-&7&'!)*?(&!#--&!T5O!$&!I!<*-$#+'!)&!>+&(&77#,*!&(!^/g/R/!%'4*!4*77'!<*,!$+>)&#,*!
(T&-$+#G&(&+N! <(#$4#8"#$%&'! )&! *(*++,'-&/! C! E>*$+'! $%'<'=! -*! ">! %'$+,>&+'! >-'! )&! +,*! 4*+,&! )&!
(>-?J*77#=!#!M/![&*?'=!&-!K#(&"',-&#/!K'-!E>*$+'!^/g/R/!,&>$%&,'-'!#!L*,&"&%#,*!(#!L#(&)&+N!)*(!
+#$$'!)&!%,*$%&+#!)#+'!)#((#!+*',&#!E>#$&!(&-*#,* @ = 5 !<*,!&(!"#$%&'!%#()'!*)!#!4'$+,#,*!(T*$&$+*-7#!)&!
>-!"',+*!#%%'<<*-+'!+,#!&!4')&!&-$+#G&(&/!3*!4&$>,*!$>(!"#$%&'!",*))' : =!%'-"*,4#L#-'!E>*((*!
"#++*! &-! <,*%*)*-7#! %'-! #(+,&! +&<&! )&! *$<*,&4*-+&! *)! *,#-'! &-! #%%',)'! %'-! (*! $&4>(#7&'-&!
->4*,&%J*/!
6/.B! !
9$9)'*,E*85$,8*>'&%)E$,5&0,, ,E$'6)'*8&'%$,&+&%%0$'),
>7)-*,-.$'-*
%79$,*,;7$%$,)',#F0&:, 19*00&%%&,-),E&0*8)E*,
&+)E*, 6*1E)$,-),&+&%%0$'),
E*''$'&,,, -),&+&%%0$')
G,8, 5$85*,
*,;7$%$,
*EH7*,5&0,0*660&--*8&'%$
1&?>,#!6/:!
3#! <#,+&%'(#,&+N! )*(! -'$+,'! ^/g/R/=! &(! $*%'-)'! %'$+,>&+'! %'-! ('! $%'<'! )&! $+>)&#,*! (T&-$+#G&(&+N!
<(#$4#8"#$%&'!)&!*(*++,'-&=!I!(#!$>#!(>-?J*77#!)&!9!4/!_-'!$%J*4#!)*((\#<<#,#+'!$<*,&4*-+#(*!
I!4'$+,#+'!&-!1&?>,#!6/:/!3*!<#,+&!<,&-%&<#(&!$'-']!&(!%#--'-*!)\*(*++,'-&=!(#!$+,>++>,#!#)!'-)*!
(*-+*=!"',4#+#!)#!>-#!?>&)#!)\'-)#!%&(&-),&%#!*!)#!>-\*(&%#!)&!,#4*!%J*!<'$+#!-*(!$>'!#$$*=!(*!
$'-)*=! (\#-#(&77#+',*! )\*-*,?&#! )*?(&! *(*++,'-&! *! (*! G'G&-*! %J*! %,*#-'! &(! %#4<'!4#?-*+&%'!)&!
%'-"&-#4*-+'!)*(!"#$%&'/!A(&!*(*++,'-&=!%J*!$&!<,'<#?#-'!$>((\#$$*!)*((\*(&%#=!&-+*,#?&$%'-'!%'-!
(*! '-)*! *(*++,'$+#+&%J*! &-)'++*! )#((*! $'-)*/! 6(! 4*%%#-&$4'! )\&-+*,#7&'-*! $#,N! $<&*?#+'! -*(!
<,&4'!%#<&+'('/!6(!"#++'!%J*!&(!-'$+,'!^/g/R/!$&#!<&F!(>-?'!)*(!<,*%*)*-+*=!E>*(('!)&!M/![&*?'=!%&!
<*,4*++*!)&!<'+*,!>$#,*!>-!"#$%&'!)T*(*++,'-&!<&F!)*G'(*!*!)&!,&>$%&,*!>?>#(4*-+*!#)!#,,&L#,*!#!
L*)*,*!(#!$#+>,#7&'-*/!3\&4<',+#-7#!)&!<'+*,!(#L',#,*!%'-!>-!"#$%&'!)&!*(*++,'-&!#!G#$$#!)*-$&+N!
(#!$&!<'+,N!%'4<,*-)*,*!E>#-)'!$L&(><<*,*4'!(#!+*',&#!)*((T&-+*,#7&'-*!$+,>++>,#!#)!'-)*!(*-+*8
"#$%&'!)&!*(*++,'-&/!
C(!4'4*-+'!)*(!4&'!#,,&L'!-*(!(#G',#+',&'=!&(!^/g/R/!*,#!&-!<&*-#!"#$*!)&!%'$+,>7&'-*/!S'(+*!
%'$*! ,*$+#L#-'! )#! "#,*! <,&4#! %J*! <'+*$$*! *$$*,*! >$#+'! <*,! ('! $+>)&'! )*((\&-+*,#7&'-*! '-)*8
6/.9! !
"#$%&'! )&! *(*++,'-&/! M'++'! (#! $><*,L&$&'-*! )*(! R,'"/! 1#G,&%*! ['L*&(=! "',+*! )*((\*$<*,&*-7#!
4#+>,#+#! %'-! &(! ^/g/R/! )&! M/![&*?'=!&'!*)!&(!)'++',#-)'![&)&*,!A>n'4#,%\J!%&!$'!)&L&$&!&!
%'4<&+&/! 6'! 4&! $'-'! '%%><#+'! )*((#! <#,+*! i*(*++,'4#?-*+&%#k/! ;&)>7&'-*! )*(! %'*""&%&*-+*! )&!
,&"(*$$&'-*! )*((#! (&-*#! )&! ,&+#,)'=! 4&$>,#! )*((#! ,*(#7&'-*! )&! )&<*,$&'-*=! )*(! %'*""&%&*-+*! )&!
<*,)&+#!<*,!*""*++'!m'>(*!*!)&!E>*(('!)\#%%'<<*-+'!$'-)#8*(&%#/![&)&*,=!&-L*%*=!$&!I!)*)&%#+'!
#((#!<,'?*++#7&'-*=!%'$+,>7&'-*!*!%#(&G,#7&'-*!)*&!%#--'-&!*!)*((\#-#(&77#+',*!)&!L*('%&+N!)*?(&!
*(*++,'-&/! R*,! ('! $+>)&'! *! (\&-+*?,#7&'-*! ->4*,&%#! )*(! 4')*(('! +*',&%'! )*((#! ,*(#7&'-*! )&!
)&$<*,$&'-*=! $>((#! <,'?*++#7&'-*! *! %'$+,>7&'-*! )*(! $&$+*4#! <*,! #-->((#,*! (\*""*++'! )*(! %#4<'!
4#?-*+&%'! +*,,*$+,*! $>(! 4'+'! )*?(&! *(*++,'-&! *! <*,! (\#>+'4#+&77#7&'-*! )*(! 4'L&L*-+'! )*((*!
$'-)*=!I!$+#+#!&L*%*!-*%*$$#,&#!>-#!$+,*++#!%'((#G',#7&'-*/!
_-#! L'(+#! %#(&G,#+*! (*! $&-?'(*! <#,+&! )*((#! $+,>++>,#=! (*! #GG'! #$$*4G(#+*! *! L*,&"&%#+'! &(!
">-7&'-#4*-+'!)*((\&-$&*4*/!
D*(! <,&4'! %#<&+'('! )&4'$+,*,*4'! %J*! (*! *E>#7&'-&! )*((\&-+*,#7&'-*! <(#$4#8"#$%&'! $'-'!
"',4#(4*-+*! &)*-+&%J*! #! E>*((*! )*(! $&$+*4#! $+,>++>,#! #)! '-)*! (*-+*8"#$%&'/! W>*$+'! %&!
#>+',&77*,N! #! $'$+&+>&,*! &(! <(#$4#! %'-! &(! ^/g/R//! 6(! $*%'-)'! %#<&+'('! I! )*)&%#+'! #((\#<<#,#+'!
$<*,&4*-+#(*/! [*$%,&L*,*4'! (*! %#,#++*,&$+&%J*! *)! &(! <,&-%&<&'! )&! ">-7&'-#4*-+'! )*((*! $&-?'(*!
<#,+&! )*(! ^/g/R//! D*(! +*,7'! %#<&+'('! $'-'! )*$%,&++*! (*! 4&$>,*H! 4*+')&=! #-#(&$&! *! ,&$>(+#+&/! 3#!
)&$%>$$&'-*!)*&!,&$>(+#+&!*!(*!%'-%(>$&'-&!$&!+,'L#-'!-*(!E>#,+'!*)!>(+&4'!%#<&+'('/!
6/.0! !
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
. !1/1/!KJ*-=!#$%&'(&!)*+',-'!&./!-0.120%%3/!45',0.67!R(*->4=!D*o!p',V=!.:59/!
2 !C/!C/!c*)*-'L=!a/!R/!c*(&VJ'L!#-)!;/!q/!M#?)**L/!D>%(/!1>$&'-!.=52=!.:h./!
B !M/!6/!^$>-')#=!1/!['L*&(!#-)!m/!Q/!S#(G*,?/!RJn$/!;*L/!3*++/!05=!...2=!.:5@/!
9 !A/!3#L#(=!#-)![/!R*$4*/!RJn$/!1(>&)$!2h=!02!Y.:5BZH!RJn$/!;*L/!3*++/!0B=!2@O=!.:59/!
0 !^/!S/!g\D*&(=!m/Q/!r&-",*n!#-)!m/!Q/!S#(G*,?/!RJn$/!1(>&)$!.9=!.2O9=!.:@./!
h !R&*,%*=!m/!;/=!#82&93%,.:!;&93!15<3'67![/!c#-!D'$+,#-)!K'4<#-n=!6-%/=!.:0O/!
@ !M/!6/!^$>-')#=!1/!['L*&(!#-)!m/!Q/!S#(G*,?7!#"=)32,(3.1&%!13'1!04!1*3!>5&',%,.3&2!1*302+k/!
RJn$&%$!'"!1(>&)$=!2B=!205=!.::./!
5 ! [/! C/! Q#,+4#--/! ial<*,&4*-+$! '-! o#L*8<#,+&%(*! &-+*,#%+&'-$k/! RJ[! +J*$&$=! _-&L*,$&+n! '"!
K#(&"',-&#=!M#-![&*?'=!.::9/!
: ! A/! [&4'-+*=!#?3'125-1,0.! 04! 12&)),.:! 0'-,%%&1,0.'6@! RJ[! +J*$&$=! _-&L*,$&+n! '"! K#(&"',-&#=!
M#-![&*?'=!.:5:/!
.O !P/!r/!A*-+(*=!#-)!K/!r/!;'G*,$'-=!RJn$/!1(>&)$!.9=!29h2=!.:@.!
.. !Q/!a/!Sn-&%V=!#-)!C/!D/!P#>"4#-=!RJn$/!1(>&)$!2.=!h0B=!.:@5!
./.
,#!$%+&-*!'$+#'$(+./-01!'#(!#+2+%%&'$!#
!"!"#$%&'()*$+%'#,-)./)01).2$+#3$#'-'&&(+%$#
! R*,! $+>)&#,*! &(! $&$+*4#! "#$%&'! )&! *(*++,'-&8<(#$4#! >+&(&7'! (#! +*',&#! %&-*+&%#/! M&!
$><<'-*!%J*!&(!<(#$4#!$&#!%'$+&+>&+'!)#!>-!&-$&*4*!)&!&'-&!<'$&+&L&!%J*!%'-$&)*,*,*4'!"&$$&!*!)#!
*(*++,'-&! L&-%'(#+&! #! 4>'L*,$&! $'(+#-+'! (>-?'! (T#$$*! 7/! K'-$&)*,'=! &-'(+,*=! )&! <'+*,!
+,#$%>,#,*! ?(&! >,+&! +,#! &! %'$+&+>*-+&! )*(! <(#$4#/! 3*! *E>#7&'-&! >$#+*! -*((#! +*',&#! %&-*+&%#! $'-'!
(T*E>#7&'-*!)&!c(#$'L!*!E>*((#!)&!R'&$$'-/!D*(!-'$+,'!%#$'!(T*E>#7&'-*!)&!c(#$'L!d]!
∂1
∂+ + L ∂1
∂7 − *a 4
∂1
∂L = O
! ././.!
)'L*! *=! 4=! L! *)! 1 = 1YL= 7=+Z @! $'-'! ,&$<*++&L#4*-+*]! (#! %#,&%#= (#! 4#$$#! (#! L*('%&+N! *! (#!
)&$+,&G>7&'-*!)*((*!L*('%&+N!)*?(&!*(*++,'-&/!"!d!&(!%#4<'!*(*++,&%'/!
3T*E>#7&'-*!)&!R'&$$'-!&-L*%*!d]!
ε O ⋅ ∂"
∂ A = ρYA=1Z
././2!
%'-! ε
O!%'$+#-+*!)&*(*++,&%#!)*(!L>'+'!*! ρY7=+Z !)*-$&+N!)&!%#,&%#!)*"&-&+#!%'4*]!
ρY7=+Z = −-* 1YL=7=+Z)L ( ! −. )
! ././B!
&-! %>&!.! d! (#! )*-$&+N! )*?(&! &'-&=! %J*! $><<'-'! *$$*,*! %'$+#-+*! *)! &$'+,'<#/! 64<'-'! #(!
$&$+*4#! >-#! <*,+>,G#7&'-*! )&! <>($#7&'-*! ω! *! $L&(><<'! 1YL=7=+Z *)! &(! %#4<'! *(*++,&%'! &-!
$*,&*!)&!1'>,&*,]!
./2 1YL=7=+Z = 1 ' YL=7Z + 1 ω
-YL=7Z!
ω
-≠ '
" * &ω
-+
! ././9#!
aY7=+Z = a ω
-Y7Z!
ω
-≠'
" * &ω
-+
! ././9G!
%'-]!
ω - = 2π-
^ ././0!
&-!%>&!^!d!&(!<*,&')'!)*((#!<*,+>,G#7&'-*!*! 1 ' YL=7Z!d!(#!%'4<'-*-+*!)*((#!$*,&*!)&!1'>,&*,!<*,!
ω-sO=! %&'I! d! (#! )&$+,&G>7&'-*! $+#7&'-#,&#! %J*! $&! J#! E>#-)'! &(! $&$+*4#! -'-! d! <*,+>,G#+'/!
K'-$&)*,#-)'!%J*]!
1 ω
-YL=7Z = 1 ω
-YLZ!* −&V
-7
! ././h!
*)!&-$*,*-)'!(*!Y././9/Z!-*((T*E>#7&'-*!)&!c(#$'L!Y./././Z!'++*-']!
&Yω - − V - LZ1 ω
-+ *
4 Y ∂1 ω
-T
∂L Za Yω
-
− ω
-TZ
#
$ %
&
' (
ω
-T≠'
" + 4 * a ω
-∂ 1 '
∂L = O
!././@!
['L*!V-!d!&(!->4*,'!)\'-)#/!
6(! +*,4&-*! )*((#! $'44#+',&#! d! )'L>+'! #((T#%%'<<*-+'! +,#! &! L#,&! 4')&/! M&! $><<'-*! %J*! $&#!
#GG#$+#-7#! <&%%'('! )#! <'+*,('! +,#$%>,#,*/! a(&4&-#-)'! E>*$+'! +*,4&-*! )#((T*E>#7&'-*! *)!
*$<(&%&+#-)'!&-!">-7&'-*!)&!1 ω
-!$&!+,'L#]!
1 ω
-= * 4
a ω
-
&Yω - − V - LZ
∂1 '
∂L ! ././5!
./B
3T*E>#7&'-*!)&!R'&$$'-=!>+&(&77#-)'!(#!Y././9Z!<>`!*$$*,*!$%,&++#]!
ε ' V - a ω
-= −-* ( ! 1 ω
-Y,=LZ ⋅ )L )
! ././:!
*!)#((#!Y././5Z!$&!,&%#L#!(#!,*(#7&'-*!)&!)&$<*,$&'-*!)*(!$&$+*4#]!
. − ω <
2
V -
∂1
'∂L
V - L − ω - ⋅
! )L = O
! ././.O!
)'L*]!
ω < = -* 2 ε ' 4
././..
d!(#!<>($#7&'-*!)&!<(#$4#/!
M><<'-'! %J*! (#! )&$+,&G>7&'-*! )*((*! L*('%&+N! )*(!$&$+*4#! $&#! %'4*! E>*((#!,#<<,*$*-+#+#!&-!
"&?>,#! ././! M&! &<'+&77#! %&'I! %J*! &-! >-! <(#$4#! &-! *E>&(&G,&'=! ,#<<,*$*-+#+'! )#((#! ?,#-)*!
?#>$$&#-#!%*-+,#+#!$>(('!7*,'=!$&#!$+#+'!&-&*++#+'!>-!"#$%&'!)&!*(*++,'-&!)&!L*('%&+#T!4*)&#!>=!(#!
<&%%'(#!?#>$$&#-#=!%J*!=!%'4*!L*),*4'=!&-)>,,N!)*((*!&-$+#G&(&+N!-*(!$&$+*4#/!M&!"#!(T&<'+*$&!%J*!
&(!"#$%&'!$&#!)*G'(*=!'LL*,'!%J*!(#!$>#!)*-$&+#T!$&#!4'(+'!<&%%'(#!,&$<*++'!#!E>*((#!)*(!<(#$4#/!
= ! ?;@
; 6 5 I,' !
6 ! I,' 9
ω J K 7
∆;
;
./9 1&?>,#!./.!
R'$$'!)>-E>*!$%,&L*,*]!
1 ' YLZ = " < YLZ + - G - ' " ' YLZ
! ././.2!
K'-! "<YLZ! *! "OYLZ! ,&$<*++&L#4*-+*! ">-7&'-*! )&! )&$+,&G>7&'-*! )*(! <(#$4#! *! )*(! "#$%&'! )&!
*(*++,'-&=! -'! )*-$&+N! )*(! <(#$4#! *! -G! )*-$&+N! )*(! "#$%&'! )&! *(*++,'-&/! R'$$'! $%,&L*,*! (#!
,*(#7&'-*!)&!)&$<*,$&'-*!%'4*]!
. − ω <
2
V -
∂"
<∂L
V - L − ω -
! ⋅ )L = ω V 2 <
-
- G - '
∂"
'∂L
V - L − ω -
! ⋅ )L
! ././.B!
[*"&-'!ε Yω . = B . Z!">-7&'-*!)&*(*++,&%#!)*(!<(#$4#!%'4*]!
εYω - =V - Z = .− ω <
2
V -
∂"
<∂L
V - L − ω -
! ⋅ )L
! ././.9!
aT! (#! ">-7&'-*! )&*(*++,&%#! %J*! #L,*GG*!&(!$&$+*4#!$*!-'-!%&!"'$$*!&(!"#$%&'!)&!*(*++,'-&!Y-GsOZ/!
D*(!-'$+,'!%#$']!
εYω - =V - Z = ω <
2
V - - G - '
∂"
'∂L
V - L − ω -
! ⋅ )L
! ././.0!
[&$+&-?>'!#)*$$'!)>*!%#$&!)&""*,*-+&=!"#$%&'!%#()'!'!"#$%&'!",*))'!)T*(*++,'-&/!3#!$'(>7&'-*!
)*((T&-+*?,#(*! *! E>&-)&! &(! %'4<',+#4*-+'! "&$&%'! )*(! $&$+*4#! $#,N! )&L*,$'! <*,! &! )>*! %#$&/! 3#!
)&""*,*-7#! +,#! &! )>*! "#$%&! $+#! -*((#! (#,?J*77#! )*((#! )&$+,&G>7&'-*! )*((*! L*('%&+N=! E>&-)&! )#((#!
)&""*,*-+*!+*4<*,#+>,#=!)#!E>&!(#!)*-'4&-#7&'-*!"#$%&'!%#()'!'!",*))'/!M&!)&%*!"#$%&'!",*))'!
./0 E>#-)'! d! L*,&"&%#+#! (#! %'-)&7&'-*! V &-
V - >> V - ∆c <
ω -
! %'-! ∆c < ! (#,?J*77#! #! 4*+#T! #(+*77#! )*((#!
)&$+,&G>7&'-*! )*((*! L*('%&+N! )*(! "#$%&'! *! B ,. ! <#,+*! &44#?&-#,&#! )*(! L*++',*! )T'-)#/! W>*$+#!
%'-)&7&'-*!&4<(&%#!%J*!(#!)&$+,&G>7&'-*!$&#!4'(+'!$+,*++#=!#(!(&4&+*!>-#!)*(+#!)&![&,#%/!D*(!%#$'!
'<<'$+'=!%&'I!$*! V &-
V - << V - ∆c <
ω -
!$&!J#!E>*(('!%J*!$&!%J#!>-!"#$%&'!%#()'!)&!*(*++,'-&/!
1ABCDE#CAFGE#GD#HFHIIJEKD#
M><<'-'! %J*! &(! "#$%&'! )&! *(*++,'-&! $&#! %#()'=! %&'I! %J*! $'))&$"&! (#! %'-)&7&'-*!
V &-
V - << V - ∆c <
ω -
/!
R'-'! B . = B 2. + ,B ,. %'-! B 2. !<#,+*!,*#(*!*! B ,. <#,+*!&44#?&-#,&#!)*(!L*++',*!)T'-)#/![#((#!
Y././.0/Z!'++*-']!
B . 2 εYω . =B . Z = ω ) 2 . <
. 0
∂ 4 0
∂9 9 − ω . B 2. + , B ,. ω .
B 2. 2 )
* + ,
- . 9 − ω .
B 2.
)
*
+ ,
- .
2
+ B ,. ω . B 2. 2 )
*
+ ,
- .
! 2 /9 ! ././.h!
6$'(#-)'!(#!<#,+*!&44#?&-#,&#]!
64 V [ - 2 εYω - = V - Z ] = ω <
2 - G - '
∂" '
∂L
V
&-ω
-V
,-2)
* + +
, - . .
L− ω
-V
,-)
* + +
, - . .
2+ V
&-ω
-V
,-2)
* + +
, - . .
#
$
%
&
'
! ( )L ! ././.@!
3T&<'+*$&! )&! "#$%&'! %#()'! %&! <*,4*++*! )&! <'+*,! %'-$&)*,#,*! %'$+#-+*! ∂ " '
∂L ! &-! E>#-+'! (#! $>#!
L#,&'-*!I!+,#$%>,#G&(*!&-!%'-",'-+'!#!E>*((#!)*(!+*,4&-*!)*((T*E>#7&'-*!Y././.@Z!,#%%J&>$'!&-!
<#,*-+*$&!E>#),#/!;&$'(L*-)'!(T&-+*?,#(*!'++*-']
64 V [ - 2 ε Y ω - =V - Z ] = πω <
2 - G - '
∂" '
∂L L =
ω-V ,-! ././.5!
./h
6-!?*-*,#(*=!(#!">-7&'-*!)&*(*++,&%#!<'$$&*)*!>-#!<#,+*!,*#(*!*)!>-#!<#,+*!&44#?&-#,&#]!
ε Yω . = B . Z = ε 2 Yω . = B . Z + ,ε , Yω . =B . Z
! ././.:!
)'L*! ε , Yω . =B . Z=! (#! <#,+*! &44#?&-#,&#=! )*$%,&L*! (T*""*++'! 3#-)#>! )*(! <(#$4#/! M*=! %'4*! -*(!
-'$+,'!%#$'=!&(!"#$%&'!)T*(*++,'-&!$&!+,'L#!-*((#!%')#!)*((#!)&$+,&G>7&'-*!)*((*!L*('%&+N=!%&'I!&-!
>-#!7'-#!&-!%>&!%&!$'-'!<'%J&!*(*++,'-&!)*(!<(#$4#=!#((',#!(T*""*++'!3#-)#>!d!<&%%'('!*!<'$$'!
+,#$%>,#,('/!M><<'-'!&-'(+,*!%J*!&(!<(#$4#!-'-!$&#!$',?*-+*!)&!&-$+#G&(&+N=!'LL*,'!%J*!$*,L#!
$'(+#-+'!)#!$><<',+'!)&!<,'<#?#7&'-*!<*,!(*!'-)*=!E>&-)&]!
εYω - =V '- Z = O
././2O!
['L*! V '- !I!&(!->4*,'!)T'-)#!%J*!#L,*GG*!&(!4')'! ω - !$*!-*(!$&$+*4#!-'-!%&!"'$$*!&(!"#$%&'!)&!
*(*++,'-&/!
ML&(><<'!#(!<,&4'!',)&-*!(#!">-7&'-*!)&*(*++,&%#!)*(!<(#$4#]!
ε Yω . = B . Z ≈ ( δB 2. + ,B ,. ) ∂ε 2
∂ B B
0.! ././2.!
%'-]!
!! B . = B 0. + δB 2 . + ,B ,.
! ././22!
^,#$%>,#-)'!?(&!',)&-&!$><*,&',&!#(!<,&4'!(#!Y././.5Z!)&L*-+#]!
64 V [ - 2 εYω - = V - Z ] = V &- V '- 2 ∂ε ,
∂V V
'-! ././2B!
*!E>&-)&]!
./@
V &- = πω <
2 - G - '
. V '- 2 ∂ε ,
∂V V
'-∂" '
∂L L =
ω-V'-! ././29!
M&! L*)*! %J*! +>++&! &! 4')&! %J*! J#--'! (#! L*('%&+N! )&! "#$*! c φ = ω -
V '- ! $>((#! <#,+*! #! <*-)*-7#!
<'$&+&L#= ∂" '
∂L c
ϕ> O =)*((#!)&$+,&G>7&'-*!)*((*!L*('%&+N!)*(!"#$%&'!)&!*(*++,'-&!$'-'!&-$+#G&(&/!A(&!
*(*++,'-&! %J*! J#--'! >-#! L*('%&+N! 9! <,'$$&4#! #! E>*((#! )&! "#$*! )*((T'-)#! C ϕ ! ,&$>'-#-'! %'-!
E>*$+T>(+&4#/!C((#!,&$'-#-7#=!?(&!*(*++,'-&!,*$+#-'!&-+,#<<'(#+&!-*((T'-)#!*!$&!J#!>-'!$%#4G&'!)&!
*-*,?&#/! W>#-)'! (#! L*('%&+N! &-&7&#(*! )*((#! <#,+&%*((#! I! )&! <'%'! $><*,&',*! #! C ϕ ! I! ,#((*-+#+#!
)#((T'-)#! *! E>&-)&! ?(&! %*)*! *-*,?&#=! 4*-+,*! $*! (T*(*++,'-*! I! &-&7&#(4*-+*! >-! <'T! <&F! (*-+'!
)*((T'-)#!I!#%%*(*,#+'=!%&'I!#%E>&$+#!*-*,?&#/!j!%J&#,'!%J*=!$*!-*((T&-+',-'!)*((#!L*('%&+#!)&!"#$*!
)*((T'-)#=! $'-'! <&F! ->4*,'$&! ?(&! *(*++,'-&! %'-! 9 = C ϕ + δ9 ,&$<*++'! #! E>*((&! %'-! L*('%&+N!
9 = C ϕ − δ9=%&'I! $*! ∂" '
∂L c
ϕ> O =! (T'-)#! $#,N! #4<(&"&%#+#! #! )&$%#<&+'! )*((T*-*,?&#! %&-*+&%#! )*?(&!
*(*++,'-&! )*(! <(#$4#/! CGG'! E>&-)&! (#! %,*$%&+#! )*&! 4')&! %J*! J#--'! L*('%&+N! )&! "#$*! $>((#!
<#,+*!#!<*-)*-7#!<'$&+&L#!)*((#!)&$+,&G>7&'-*!)*((*!L*('%&+N!)*?(&!*(*++,'-&=!%&'I!)&!>-'!$<*++,'!
)&! (#,?J*77#! <,'<',7&'-#(*! #((#! )&$<*,$&'-*! )*(! "#$%&'=! "&?>,#! ./2#/! R*,! (#! %'-$*,L#7&'-*!
)*((T*-*,?&#=! E>*$+#! %,*$%&+#! -'-! <>`! *$$*,*! &-"&-&+#/! K&! $#,N! )>-E>*! >-#! $#+>,#7&'-*=! %J*!
#,,&L*,N!E>#-)'!?(&!*""*++&!-'-!(&-*#,&!-'-!$'-'!<&F!+,#$%>,#G&(&/!1&?>,#!./2G/!3#!$#+>,#7&'-*!d!
)'L>+#!#((#!)&"">$&'-*!)*?(&!*(*++,'-&!)*(!"#$%&'=!(#!%>&!)&$+,&G>7&'-*!<*,)*!E>&-)&!(#!$>#!"',4#!
&-&7&#(*/!
/KIω
:I%
=!? ; @
; 7
,45&%%0$,-),8$-),)'1%*9)+) /;$+7()$'&,-),7',8$-$,)'1%*9)+&
=)>70*,* =)>70*,9
1&?>,#!./2!
./5
K'-$&)*,'! >-! *(*++,'-*! )*(! "#$%&'! )&! L*('%&+N! > . =! "&?>,#! ./BC/! 6-&7&#(4*-+*="&?>,#! ./BX=!
*-+,#! &-! ,&$'-#-7#! %'-! &(! 4')'! %J*! J#! (#! L*('%&+N! )&! "#$*! <&F! L&%&-#! #((#! $>#! L 2 /! 6-! $*?>&+'!
<*,'T=! "&?>,#! ./BK=! E>#(%J*! #(+,'! 4')'! &-$+#G&(*=! L B =! #%E>&$+*,N! #GG#$+#-7#! *-*,?&#! )#! <'+*,!
,&$>'-#,*! %'-! (T*(*++,'-*! %'-$&)*,#+'/! C! E>*$+'! <>-+'=! (#! <#,+&%*((#! d! $'??*++#! #)! >-! %#4<'!
*(*++,&%'!%#'+&%'=!)#!E>&!(#!)&"">$&'-*!)*(!"#$%&'!)&!*(*++,'-&/!
:
;
:
:
;
;
;
;
;
=?;@
=?;@
=?;@
;
; 7 A
2
B
; B
; 2 7 A
3
C
D
1&?>,#!./B!
./:
S#+*4#+&%#4*-+*=! %&`! $&! +,#)>%*! -*((#! )*"&-&7&'-*! )&! >-! %'*""&%&*-+*! )&! )&"">$&'-*=! [YL=7Z =!
%J*!$'))&$"#!(#!$*?>*-+*!*E>#7&'-*]!
∂" '
∂7 = ∂[YL=7Z
∂L
∂" '
∂L ! ././20!
C!<#,+&,*!)#((*!*E>#7&'-&!Y././@Z!*!Y././5Z=!$L'(?*-)'!E>#(%J*!%#(%'('=!$&!+,'L#]!
[YL=7Z = * 2 4 2
a ω
-
2
& V ( - L − ω - )
-
"
! ././2h!
∂[YL=7Z
∂L = 2V &- [YL=7Z
! ././2@!
6-+*?,#-)'! ->4*,&%#4*-+*! E>*$+*!)>*!>(+&4*!*E>#7&'-&!*!(#!Y././29Z=!,&%#L'!(T#-)#4*-+'!
&-!"&?>,#!./9/!
./.O
< A <
2
< 2
< A L?;I(@
;
;
=?;@
L?;I$@
L?;I @
=?;I @
=?;I$@
1&?>,#!./9!
3#! )&"">$&'-*! *! (#! $#+>,#7&'-*! (#! $&! J#! #-%J*! E>#-)'! &(! "#$%&'! &-+*,#?&$%*! %'-! >-#! $'(#! '-)#!
&-$+#G&(*=! &-! E>*$+'! %#$'=! <*,'T=! &(! 4*%%#-&$4'! "&$&%'! %J*! (*! ?*-*,#! -'-! I! #-%',#! %J&#,'/! 3*!
$<&*?#7&'-&! )#+*! &-! <,*%*)*-7#! L#(?'-'! &-"#++&! $'(+#-+'! -*(! %#$'! %&! $&#-'! #(4*-'! )>*! '-)*!
&-$+#G&(&!%J*!&-+*,#?&$%'-'!%'(!"#$%&'/!
[*"&-'! ',#! >-#! ?,#-)*77#! %J*! %&! $#,N! >+&(*! <*,! )&4'$+,#,*! (T*E>&L#(*-7#! "',4#(*! +,#! &!
$&$+*4&! R(#$4#81#$%&'! )T*(*++,'-&! *! M+,>++>,#! #)! '-)*! (*-+*8"#$%&'! )T*(*++,'-&/! M&! )*"&-&$%*!
&4<*)*-7#!)T&-+*,#7&'-*!<(#$4#8"#$%&']!
./..
; < = < a ω
-
2 >
2V '- 2 R ω
-././25!
)'L*!< a ω 2
-> !d!(#!4*)&#!)*(!E>#),#+'!)*(!%#4<'!*(*++,&%'!%#(%'(#+'!$>((#!$*7&'-*!)*(!"#$%&'!)&!
*(*++,'-&=!R ω
-!d!(#!<'+*-7#!)*((T'-)#=!%J*!-*(!%#$'!>-&)&4*-$&'-#(*!d!)*"&-&+#!%'4*]!
R ω
-= c ?
ω-
ζ ω
-! )σ
././2:!
)'L*! c ?
ω-
! d! (#! L*('%&+N! )&! ?,><<'=! ζ ω
-! (#! )*-$&+N! )T*-*,?&#! )*((T'-)#/! 3T&-+*?,#(*! d! "#++'! $>(!
<&#-'!-',4#(*!#((#!)&,*7&'-*!)&!<,'<#?#7&'-*!Y#$$*!7Z/!
3#!)*"&-&7&'-*!)*((#!)*-$&+N!)T*-*,?&#!)*((T'-)#]!
ζ ω
-= .
.hπ ω - a ω 2
-∂ε
∂ω )
* ,
- ω
-=V
'-! ././BO!
%&!<*,4*++*!)&!%#(%'(#,-*!(#!<'+*-7#]!
R ω
-= .
.hπ ω -
)ω )V )
* ,
-
ω- = V '-
∂ε
∂ω )
* , - ω
-
=V
'-a ω 2
-! )σ
! ././B.!
*!$><<'-*-)'!%J*!a ω
-!$&#!%'$+#-+*!$>(!<&#-'!)T&-+*?,#7&'-*]!
R ω
-= .
.hπ ω -
∂ε
∂V )
* , - ω
-