C OMPOSITIO M ATHEMATICA
S. K AMIENNY
G. S TEVENS
Special values of L-functions attached to X
1(N )
Compositio Mathematica, tome 49, n
o1 (1983), p. 121-142
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121
SPECIAL VALUES OF L-FUNCTIONS ATTACHED TO
X1(N)
S.
Kamienny
and G. Stevens© 1983 Martinus Nijhoff Publishers, The Hague. Printed in The Netherlands
Introduction
The
conjectures
of Birch andSwinnerton-Dyer
have stimulated recent interest in the arithmeticproperties
ofspecial
values of L-functions. B.Mazur
[7]
has proven a weakanalog
of theseconjectures
for theJacobian of the modular curve
Xo(N), N prime.
Crucial in his work areformulae for "universal
special
values" modulo the Eisenstein ideal.In the
present
paper we show how Mazur’s formulae can be extendedto
X1(N).
We construct acohomology
class~~H1(X1(N); A)
and pro- duce formulae for its"special
values" in Theorem 3.4.Using
a gen- eralizationby
E. Friedman[2]
of a result of L.Washington [12]
weprove a
nonvanishing
result for these"special
values" in Theorem 4.2.The aim of
§§5
and 6 is to use Theorem 3.4 to prove congruencesinvolving
thespecial
valuesL( f, ~, 1)
attached to aweight
two cusp formf
onX1(N).
Thisgoal
has not beenentirely
achieved. In Theorem 6.3 weuse a technical
assumption
of local freeness of thehomology
ofX,(N).
For
Xo(N)
Mazur[6]
was able to prove this condition.Unfortunately
his
proof
does not work in our case.Finally, §8
illustrates these results with theexample Xi(13).
§1.
Universalspécial
values of L-functionsLet 4* = 4 w
P1(Q)
be the extended upper halfplane.
Let N > 3 beprime
andDenote
by
Y =Y1(N)
the open Riemann surface0393/H
andby
X= X1(N)
the associatedcompactification 0393/H*.
The finite setXB Y
=
0393|P1 (Q)
will be denotedby
cusps.For an
arbitrary
set S letDiv°(S)
be the group of formal finite sums ofdegree
0supported
onS,
i.e.The
following
is aslight
variation of a definitiongiven by
Mazur([7],
II
§1).
DEFINITION 1.1: The universal modular
symbol
attached to F is thehomomorphism
defined
by Univ({r} - {s})
= the relativehomology
classrepresented by
the
projection
to X of the orientedgeodesic
in 4*joining s
to r. 0The group
Div°(cusps)
isnaturally
identified with the reduced ho-mology
groupHo(cusps; Z).
Let Z be the kernel of the naturalprojection Div0(P1(Q))
~~DivO(cusps).
Then the vertical arrows in thefollowing
commutative
diagram
of exact sequences aresurjective.
Let x : Z ~ C be a nontrivial
primitive
Dirichlet character of conduc- tor mprime
to N. LetZ[~]
be thering generated
over Zby
the values ofx. Then
defines an element of Z
Q Z[~]
since the rationalnumbers a (a, m)
= 1m are
T-equivalent.
Following
Mazur[7]
we define:DEFINITION 1.3: The universal
special
value of the L-function twistedby
x is thehomology
classThis
terminology
isjustified by
the nextproposition.
Letf(z)
= 03A3 anqn,q= e2i03C0z,
be aweight
two cusp form onr,
and let0153(/)
be theholomorphic
1-form on X whosepullback
to Jf isf.!:!L
=203C0if/(z)dz.
Let
~f~H1(X;C)
be thecohomology
classrepresented by 03C9(f).
The L-function of
f
twistedby
x is definedby
the Dirichlet serieswhich converges
absolutely
forRe(s) > 3/2
and continues to an entirefunction on C.
PROPOSITION 1.4: Let
~ ~
1 be aprimitive
Dirichlet characterof
con-ductor m
prime
to N. Thenwhere
03C4(~) = L:’:: ¿ i( a) e203C0ia/m is
the usual Gauss sum, and n denotes capproduct:
For a
proof
see Birch[1].
We will
adopt
Mazur’spoint
of view and shift theemphasis
from thespecial
valuesLf ~, 1)
to the universalspecial
values039B(~).
We can define
"special
values of L-functions" attached to anarbitrary cohomology
class qJE H1(X; A)
with values in any abelian group A.Suppose
we have aZ[~]-module A[x] together
with aZ[~]- homomorphism
Then cap
product
with ç defines ahomomorphism
DEFINITION 1.5: The
"special
value" associated to thepair
~, ~ is§2.
Modular units and Dedekind sumsFor x E R define the Bernoulli functions
by
and
where
[x]
denotes thelargest integer
~ x.Then Bi, H2
define functionsR/Z ~
R.The
Siegel
units gx, x =(x,y)~(Z/NZ)2,
may be definedby
their q-expansions :
where
B2 (x N) is
theperiodic
second Bernoulli functionand q = e203C0iz.
The
special
function go is the square of the Dedekindil-function.
Thefunctions
gx2N,
x ~ 0 are modular functions of level N which vanish nowhere on Jf.The functions gx have been studied in
great
detail. Forexample,
Kubert and
Lang
use them to describecuspidal
groups of modularcurves
(see [4]).
The transformation formulae for the
Siegel
units are well-known(see
e.g.
Schoeneberg [9]
wherethey
are referred to as the Dedekind func-tions).
We summarize the results in the nextproposition.
PROPOSITION 2.1: There is a choice
of
thelogarithms log(gx(z)),
x ~ (Z/NZ)2
suchthat for YESL1(Z)
is
independent of
z E K and:where
s( )
is thegeneralized
Dedekind sumof
Rademacher([8],
pp. 534-543)
Let e be an even
primitive
Dirichlet character of conductor N. Thenwe may define a
homomorphism 03930(N) ~ C*,
which we also denoteby e, by
Define a
map IF: ro(N) - Q[03B5] by
Then 03C8
satisfies thefollowing
two relations for a,fi E To(N):
Relation
(a)
expresses that Y is a crossedhomomorphism.
The crossed
homomorphism tp
may beexpressed
in terms of the"twisted" Dedekind sum
D03B5:P1(Q) ~ Q[e]
definedby
for
(a, b)
=1, b
> 0. Thefollowing
identities hold for r EP1(Q):
A
simple
calculation shows that we could also have definedDg by
theformula
PROPOSITION 2.5: Let a =
(a b Nc d Je 03930(N),
thenPROOF: The first
equality
is a direct calculation. If c = 0 thenTo rove the second e ualit let 6
=(0
-1), and note that 03C0(x,0)(03C3) To prove the secondequality
let 03C3= (0 - 1) , and note that n(x,O)(u)
= 0 for x E
(Z/NZ).
Hence for a Er o(N), 03C0(0,x)(03B1) = 1t(O,X)(rxul) = 03C0(0,x)(03B103C3)
+03C0(0,x)03B103C3(03C3) = 03C0(0,x)(03B103C3).
We have then§3. Congruences
for universalspécial
valuesLet
P>
be the normalsubgroup
of T =03931(N) generated by
the setP of
parabolic
eiements. Theisomorphisms
induce
isomorphisms
where A is any abelian group.
Let 03A8 : 0393 ~ Q [03B5]
be thehomomorphism
obtainedby
restriction to r of the crossedhomomorphism
of§2.
PROPOSITION 3.2:
(1) ’P(9»)
is theprincipal fractional ideal, b,
inQ[03B5]
generated by 1 2B2,03B5;
(2) 03A8(0393) ~ b + Z[03B5].
PROOF:
(1)
Aparabolic
element ofrl(N)
isconjugate
inro(N)
to apower of one of the matrices
So
by (2.2) 03A8(P>)
isgenerated
as aZ[e]-module by
and
(2)
We use thefollowing
lemma.Let
ac-F,
03B1 =(a b). By Proposition 2.5
So by
3.3
and
But
(Nc, d)
= 1 thenimplies 03A8(03B1)
E b +Z [el -
DPROOF OF LEMMA 3.3: We may assume
(a, b)
= 1 and b > 0. ThenUsing
the distribution law for the Bernoullifunctions,
the second term can besimplified to - b 2 ·03B5(b) · B1,03B5
which vanishes since e is an even character.We use the
following identity
forr ~ Q+:
Hence,
ifN b
each summand ofis in
Z[03B5].
If b = Nmthen, calculating
moduloZ[03B5],
theonly
nonzeroterms are those for which
m|v.
So the aboveexpression simplifies
toBy
the lastproposition, 03A8
induces ahomomorphism
which vanishes on
P>.
Let A =p(r)jb
be theimage
of03A6;
thenby (3.1)
03A6
corresponds
to acohomology
classIn Theorem 3.4 we
compute
thespecial
values of ~.Let x
be an oddprimitive
Dirichlet character of conductor mprime
toN,
and setThere is a natural
Z[~]-homomorphism
with
respect
to which we define thespecial
values039B(~,~)~A[~]
as in1.5.
THEOREM 3.4: With x, m as above
039B(~,~)
=~(N)·03B5(m)·B1,~·(1 2B2,03B5-B1,03B5~)(mod b · Z[~]).
PROOF: For each
b ~ (Z/mZ)*
choose an elementsuch that
03B3b · {0} = {b m}.
Then03B3b·03B3-11 ~ 03931(N)
and03B3b·03B3-11·{1 m }
= {b m}. So
By Proposition
2.5where
Since Nbc ~ -1
(mod m), j(b)
=x( - Nc),
henceWe also have
(since
x isprimitive)
= ~(N)03B5(m)B1,~·B1,03B5~.
~§4.
Anonvanishing
theoremWe will need the
following result,
which wasproved
forprime m by
L.Washington [12]
and forgeneral
mby
E. Friedman[2].
Let
THEOREM 4.1:
Let fl3
be aprime
ofQ,
and m > 0 be aninteger prime
to
i3.
Let L be a finite abelian extension of Q. Then the number of odd Dirichletcharacters X
ofGal(L(03BCm~)/Q)
such thatis finite. D
The
following
result is an almost immediate consequence.THEOREM 4.2: Let
2 e P ~ Z [03B5]
be an oddprime containing
b nZ[03B5],
and let m > 0 be aninteger prime
to P. The number of odd characters X ofGal(Q(03BCm~)/Q)
such thatis finite. D
PROOF:
Let i3
be an extension of 9 toQ. For X
as in thetheorem,
B1,~
isi3-integral.
HenceThe result follows from 4.1. D For an abelian group M let
M(2)
= M QZ[f -
PROOF:
By 3.2,
b z03A8(0393)
c b +Z[03B5].
We will showZ[03B5]
n03A8(0393)(2)
=
Z[e]. Suppose
this is not the case. Then there is aprime
ideal,9 gi
Z[03B5]
notcontaining
2 for whichThen for every odd
primitive
Dirichlet character x of conductorprime
to
N,
we haveA(g, X) -=
0(mod(P
+b)Z[x]) contradicting
Theorem 4.2.D
§5.
Heckeoperators
and the Eisenstein idealThe Hecke
operators UN, T, a> (l ~
Nprime,
a E(Z/NZ)*)
act in thestandard fashion on the
homology
groups indiagram (1.2).
Let i be theinvolution of defined
by
z - - 1. Then 1 descends to an involutionof X which induces an
involution,
which we also call 1, on the secondrow
of (1.2).
Theoperators UN, Tl, a>,
i aremutually
commutative.We now define
analogous operators
on the first row of(1.2). Clearly
the group
ring Z[GL1(Q)]
acts onDiv0(P1(Q)).
For eachprime
p letFor
a ~ (Z/NZ)*
let(a)
= 6a where03C3a ~ 03930(N)
is any elementsatisfying
the congruence
For a
prime
1 ~ N setFinally,
letThen
UN, T, a>, (l ~ N, a~(Z/NZ)*)
defineoperators
onDiv0(P1(Q))
which preserve the
subgroup
Z and hence also act onDiv°(cusps).
All arrows
of (1.2)
commute with theseoperators.
Recall the Dedekind sum
De : P1(Q) ~ Q[03B5].
For aprime
p define(D03B5|Up):P1(Q) ~ Q[03B5] by
and let
Dei 1 Tl,.,
=Dei Ul
+D.. 1 Sl,,.
Also define(D03B5|) by
LEMMA 5.1:
(1)
For anarbitrary prime
p andrEpl(Q)
(2) For l ~
Nprime,
(3) D03B5|=UN N·D03B5, (4) D03B5| = - D03B5.
PROOF:
(1)
is anamusing though lengthy
calculation.(2)
and(3)
follow from
(1) by letting
p = 1 ~N,
p =N, respectively. (4)
is a restate-ment of
2.4(a).
~Let T ~
End(H1(X; Z))
be the commutativealgebra generated
over Zby
theoperators UN, 11, (a). By
Poincaréduality T
also acts onH1(X; B)
for any abelian group B.PROPOSITION 5.2: Let
~ ~ H1(X; A)
be thecohomology
classof
3. 7henPROOF: Let
y e r
and[03B3] ~ H1(X; Z)
be thecorresponding homology
class.
The
proofs
of(3), (4)
are similar to that of(2) using 5.1(3), (4).
0We see now that A inherits the structure of
T[i]-module by letting
the
operators UN, 1;, a>,
act asN, 03B5(l) + l, é(a),
-1respectively.
Withrespect
to this structure thehomomorphism
is a
T[i]-homomorphism.
We will refer to the ideal I =
AnnT(A) ~ T
as the Eisenstein ideal.By Corollary
4.3A(2)
is acyclic T(2)-module
with a canonicalgenerator.
Hcnce there are
isomorphisms
The
isomorphisms provide
a one-to-onecorrespondence
between oddprimes
P z T for which P;2 1 and oddprimes P ~ Z[03B5]
for whichP ~ b n
Z[e].
If P - éP then we haveREMARK 5.4: Let
aE(ZINZ)*
be aprimitive
element and suppose03B5(03B1)
is a
primitive
d-th rootof unity
whered|(N - 1).
LetFd(T)~Z[T]
be theirreducible monic
polynomial
whose roots are theprimitive
d-th rootsof 1. Then
It would be
interesting
to know if these two ideals are in factequal.
§6. Congruences
forspecial
values of L-functionsA theorem of Shimura
([10],
Theorem3.51)
asserts that the spaceY2(F)
ofweight
2 cusp forms over r is a free TE9
C-module of rank 1.Hence there is a one-to-one
correspondence
For an
eigenform f,
thehomomorphism h f
satisfiesf|03B1 = hf(03B1)·f
for 03B1~ T.Let
&(f)
=ker(hf)
andO(f)
=image(h f).
ThenP(f)
is a minimalprime
ideal in T and
O(f)
is thering generated by
theeigenvalues.
Thering O(f)
is apossibly
nonmaximal order in itsquotient
field.Write H for
Hl (X; Z),
and letAnother consequence of Shimura’s result is:
PROPOSITION 6.2: H -
~z Q is a free
rank 1 T 0 (U -module.PROOF: The
pairing
factors
through
H -(8) C
togive
anondegenerate pairing
By
Shimura’s theorem(H - Q C)
is a free rank 1 T Q C-module. 0 Let R be either T orZ[e].
If M is an R-module and P ~ R is aprime
ideal we will write
Mp ~
M~ R Rp
for the localization of M at P.In the next theorem we will be concerned with
prime
ideals P ~ T for whichHp
is a free rank 11r p-module. By
the lastproposition
this in-cludes almost all
primes
P. Whether ingeneral
there existprimes
P ;2 Isatisfying
this condition we do not know.THEOREM 6.3: Let
2 e
P ~ I be aprime
ideal in Tfor
whichHp
is afree
rank 1
lr p-module.
Let Y gZ[03B5]
be thecorresponding prime
obtainedfrom
5.3. Letf
be a normalizedweight
2parabolic T-eigenform
on03931(N)
such that
9(f) £;
P and letbe the natural
projection.
Then there is a
period
03A9 E C* such thatfor
allprimitive
oddquadratic
Dirichlet characters X
of
conductor mprime
toN,
and to Yand
(2) 03C0(039Bf(~) ~ ~(N)03B5(m)B1,~·B1, 03B5~ (mod P).
PROOF:
Let j:
H ~HP
be the natural map. Then thecomposition
factors
through j
togive
ahomomorphism
Let yo E H be such that yo n 9 =- 1
(mod
P.A).
Thenj(yo) generates Hi
as aTp-module.
LetThe
homomorphism 03A6f:
H ~ C definedby
has its
image
in thequotient
field ofO(f)
and factorsthrough
H ~~ H - .Since 03A6f(03B30) = 1, image (03A6f) ~ O(f)P. By modifying
03A9 we may assumeimage (03A6f) ~ O(f) and 03A6f(03B30)
~ 1(mod
p.(9(f».
Thisgives
rise to a T-homomorphism
The
following diagram
commutesFor an odd
quadratic
character x as in the theorem we have· 039B(~) =
-
039B(~).
HenceAlso
The result follows from Theorem 3.2 because m is
prime
to 9 and henceB1,~
isP-integral.
~§7. Compatibility
with theconjecture
of Birch andSwinnerton-Dyer
In
[7],
Mazurgives
a descentargument
which shows that his con-gruence formulae are
compatible
with theconjecture
of Birch andSwinnerton-Dyer.
Ageneralization
of this descent has beengiven by
thefirst author
[3].
We review the results here.Let
f(z)
=03A3~n=1
ane2ninz
be a normalizedweight
two newform on03931(N),
Nprime,
and letK( f )
=Q(an|n
=1, 2, ...)
be the fieldgenerated by
the Fourier coefficients. Shimura[10]
has shown how one can as-sociate to
f
asimple
abelianvariety quotient AFIG
of the Jacobian ofX,(N).
For a Dirichlet character x the L-function ofAf/Q
can beexpressed
as aproduct:
where a ranges
through
theimbeddings 03C3: K(f) C, and f03C3
is definedby
Now suppose x is an odd
quadratic
character and letKx
be the as-sociated
imaginary quadratic
field.By
a theorem of Shimura([11],
Theorem 1
(iii)),
Hence the
conjecture
of Birch andSwinnerton-Dyer predicts:
The
following
theorem isproved
in[3].
THEOREM 7.2: Let P p 1 be a
locally principal prime
ideal in Tof
re-sidual characteristic
p
2 ·ord(e). If Kx
=Q(- 3)
assumep ~
3. Let,9 gi
Z[E]
be theprime
associated to Pby (5.3).
Then thefollowing
im-plication
holds:If this theorem is combined with Theorem
6.3,
we obtain a weak formof one
implication
of(7.1).
In
[7]
Mazur shows that iff
is a newform onr o(N),
x is an oddquadratic character,
andL(f, x,1)
= 0 for trivial reasons(i.e.
because ofthe
sign
of the functionalequation),
thenrk(Af(K~)) ~
1. In fact heexplicitly
constructs apoint
of infiniteorder, namely,
theBirch-Heegner point.
In our case, wheref
is a newform on03931(N)
with nontrivialNebentypus,
the functionalequation
relatesL(f,~,1)
toL(f,~,1)
whereis distinct from
f(z).
Hence there are no "trivial" zeroes. The construc- tion ofBirch-Heegner points
also does notgeneralize.
§8.
Anexample: Xi(13)
The second author has used an
algorithm
due to Birch[1]
andManin
[5]
tocompute
the universal modularsymbol ([5], [7])
for r=
Fi(13).
The results of this calculation show that the curve X =X1(13)
has genus two and that
precisely
twoNebentypus
characters occur in the characterdecomposition
of the space of
weight
two cusp forms.Let 03B5:Z ~ C be the Dirichlet character of conductor 13
satisfying E(7)
= m =el1ti/6.
ThenLet
f 03B5 2(0393,03B5) be the
normalized element. Thenf
is aparabolic
T-eigenform
with character i. Thehomomorphism h f
of(6.1)
defines anisomorphism
A direct calculation
hl = 2·(3 + 203C9) (1 + 303C9).
Let 9 cZ[03C9]
be theprime
ideal of norm 19generated by
3 +2co,
and P =h-1f(P) ~
T.By
(5.3)
the Eisenstein ideal satisfies I ~ P. Buthf(T2)
=(-1 - 03C9, hf(2>)
= M, so
Hence P =
I,
andThe
question
in Remark 5.4 has an affirmative answer in this case.Since T is a Dedekind
domain, Proposition
6.2 shows thatHp
is a free rank 1Tp-module.
So Theorem 6.3applies.
In the
following
pages wedisplay
the valueswhere 03A9 ~ C* has been chosen so that
(1) 039Bf(~)~Z[03C9];
(2) 039Bf(~)
= 3·~(13)· e(mx) ’1B1,x B1,03B5~(mod P).
The character x ranges
through
theimaginary quadratic
characters as-sociated to the fields
Q(-P~)
where 0 px ~ 3001 isprime.
Thesenumbers have been
computed using
analgorithm
due to Birch[1]
andManin
[5].
X1(13): Algebraic parts,
039Bf(~),
of the special value of the L-function twisted by odd qua- dratic characters, x.039Bf(~)
= a + bw, m = (1 +J -
3)/2.REFERENCES
[1] B.J. BIRCH: Elliptic Curves, a Progress Report. Proceedings of the 1969 Summer Institute on Number Theory, Stoney Brook, New York AMS, pp. 396-400, 1971.
[2] E. FRIEDMAN: Ideal class groups in basic
Zp1
x ... xZpn
extensions with abelian base field. Inv. Math. 65 (1982) 425-440.[3] S. KAMIENNY: On J1(p) and the Conjecture of Birch and Swinnerton-Dyer. Duke
Math. J. 49 (1982) 329-340.
[4] D. KUBERT and S. LANG: Modular Units, Berlin-Heidelberg-New York, Springer- Verlag, 1981.
[5] J. MANIN: Parabolic Points and Zeta Functions of Modular Curves. Izv. Akad.
Nauk SSSR, Vol. 6, No. 1, (1972); AMS translation pp. 19-64.
[6] B. MAZUR: Modular Curves and the Eisenstein Ideal. Publ. Math. I.H.E.S. 47 (1977)
33-189.
[7] B. MAZUR: On the Arithmetic of Special Values of L-functions. Inv. Math. 55 (1979) 207-240.
[8] H. RADEMACHER: Collected Papers, Volume II, Cambridge, M.I.T. Press (1974).
[9] B. SCHOENEBERG: Elliptic Modular Functions, Springer, Grundl. d. Math. Wiss., Band 203, (1974).
[10] G. SHIMURA: Introduction to the Arithmetic Theory of Automorphic Functions, Prin- ceton University Press (1971).
[11] G. SHIMURA: On the Periods of Modular Forms. Math. Ann. 229 (1977) 211-221.
[12] L. WASHINGTON: The non-p-part of the class number in a cyclotomic
Zp-extcnsion.
Inv. Math. 49 (1978) 87-97.
(Oblatum 17-VIII-1981 & 22-11-1982)
S. Kamienny
Department of Mathematics
University of California, Berkeley Berkeley, California
U.S.A.
G. Stevens
Department of Mathematics Rutgers University
New Brunswick, N.J. 08907 U.S.A.