A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
C ARLOS E. K ENIG
S IDNEY M. W EBSTER
On the hull of holomorphy of an n-manifold in C
nAnnali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 11, n
o2 (1984), p. 261-280
<http://www.numdam.org/item?id=ASNSP_1984_4_11_2_261_0>
© Scuola Normale Superiore, Pisa, 1984, tous droits réservés.
L’accès aux archives de la revue « Annali della Scuola Normale Superiore di Pisa, Classe di Scienze » (http://www.sns.it/it/edizioni/riviste/annaliscienze/) implique l’accord avec les conditions générales d’utilisation (http://www.numdam.org/conditions). Toute utilisa- tion commerciale ou impression systématique est constitutive d’une infraction pénale.
Toute copie ou impression de ce fichier doit contenir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
Holomorphy
CARLOS E. KENIG
(*) -
SIDNEY M. WEBSTER(**)
0. - Introduction.
In this paper we consider the local
properties
of a real n-dimensional .submanifold .M in thecomplex
space Cn.Generically,
such a manifold istotally
real andbasically
has the characteristics of the standardThe nature of .~ near a
complex tangent
can be much morecomplicated.
Thus
far, only
one dimensionalcomplex tangents
which aresufficiently non-degenerate
have been studied. Thisstudy
was initiatedby
E.Bishop [1],
who attached an invariant
y ~ 0
to eachpoint having
such atangent.
Inthe
elliptic
case,0 ~ y C 2 ,
he showed the existence of aone-parameter family
ofanalytic
discs with boundaries on M andshrinking
down to thepoint.
The nature ofthe set 11 swept
outby
these discs was further studiedby
Hunt[2].
In[3]
we made afairly complete study
of the localproperties
of a smooth surface near an
elliptic point
in C2. We were able to show that~l
is a smooth
manifold-with-boundary.
In[4]
the realanalytic
case wasstudied
by completely
different methods. One of the results there is thatR
is a real
analytic manifold-with-boundary
if 0y 1
*The results of the
present
paperyield
thefollowing
theorem.THEOREM. Let M be a C°°-smooth real
n-manifold in
Cn with anelliptic mondegenerate complex tangent
at apoint
p.Then, for
each I > 0 there exists,an
(m - 1 )-parameter family of
discsbounding
on M andsweeping
out amanifold-with- boundary .Ma of differentiability
class Cl.a.Mi
contains aneigh-
borhood
of
p in M.However,
we prove more than what is stated in this theorem. The locus ofcomplex tangents
to if near p forms a smooth(n - 2)-dimensional
mani-(*)
Alfred P. Sloan Fellow,Partially supported by
NSF, Grant No. MCS 82- 18622.(**) Partially supported by
NSF, Grant No. MCS - 8300245.Pervenuto alla Redazione 1’ll
Luglio
1983.fold N. A fixed
neighborhood
of p in N is contained in theboundary
ofevery
Also, Mz - N
is a C°°manifold-with-boundary.
Although
ourpresent arguments parallel
those in[3],
several features of theproblem
make the case n > 2 much more difficult than the case n = 2.First,
the fact that thecomplex tangents
are not isolatedcomplicates
theconstruction, given
in section1,
of anapproximating family
ofanalytic
discs. This in turn
requires
further modification of theanalysis
in section 2 of the Hilbert transform. The most delicateproblem
is the solution of the functionalequation
in section3,
whichproduces
aperturbation
of the ap-proximating family
so that the boundaries lie on M.Considerably
morework is
required
to invert the linearizedequations
and to prove theregularity
of the solution up to the
boundary
M.One would like to say that the local hull of
holomorphy
of isprecisely
a
C°°(n + 1 )-manifold-with-boundary.
This would followimmediately
fromthe results of the
present
paper if one could show that each is holo-morphically
convex. This wasessentially
theargument
in[3]
for thecase n = 2.
I. - An
approximating family
ofanalytic
discs.Given a
smooth,
real n-dimensional submanifold .~ in Cn and apoint
p in if at which M has an
elliptic non-degenerate complex tangent,
weshall construct an
(n - 1 )-parameter family
ofanalytic
discs with boundaries close to M. Relative to suitable localholomorphic
coordinates z = ...,zn)
on
Cn,
if isgiven locally
near p(in
column n-vectornotation) by equations
The function .R is smooth and satisfies
By [1]
or[4]
we may further assume, when thethat p
= 0and R has the form
where
1 c j ~ n. (Generally
Greek indices will range from 2y small latin indices from 1
to n,
and the summation conventionwill be
employed, except
where indicatedotherwise.)
The realfunctions h, satisfy
as z tends to 0. The locus of
points
p at which M has acomplex tangent
is a smooth manifold N of codimension 2 in
M, given by
an additionalequation
obtained
by setting
the determinant of(1.2) equal
to zero.We introduce new
parameters
t EC, u
ER, s
E Rn-2 and definez*(s)
E Nby
For each
integer 1 > 3
we shall construct ahypersurface partially bounding
a domainDo
in(t,
u,s)-space,
of the formThe
functions f and q
are to have the formAlso,
we shall construct a smoothmapping
T fromDo
into Cn of the formHere B =
(B1, ... , B")t
is acomplex
columnn-vector,
which will be chosen tosatisfy
’The coefficients
Cji(s), Bu(s), y(s), ~u(s), fl(s)
will be smooth functions on1s1 [ C
for some 80 > 0.PROPOSITION
(1.1).
Let M be as above. There exists so >0, independent
and
unique functions y(s), f,
B as above sothat,
as[t[
-+0,
~when
uni f ormly for
We
begin
theproof by determining Bl
=Blo(s) t, provisionally,
as theunique
solution of’The rank condition
(1.2) permits
this for some eo > 0.By (1.3)
By Taylor’s
formula we havewhere the
ai’s
are summed from 1 to 2n andThus
far,
we have.R(z*(s) + B,(s, t))
= for~~
80.(In
this andthe
following equations
the constant in 0 isindependent
ofs. )
We next determine
y(s), p(8),
andwe have
In this
equation we
substitutefor where
We first choose so that
bo(s)
= 0. To this end it suffices to show that the real linear transformationis invertible when restricted to a suitable real n-dimensional
subspace
of CI.We check this first at s =
0,
wherez*(s)
=0,
andby (1.3)
Thus,
and
Therefore, for s
=0,
we can makebo(s)
= 0 with aunique Bn(s) satisfying
By continuity
the same holdsfor Isl
80’shrinking
so if necessary.By (1.13 ), (1.15)
and(1.3), (1.4)
we haveso that the first
equations
of andgive
The last
equation
in(1.10)
is now satisfied. Since theoperator
B Hhas
(complex)
rankn -1,
we must show thatp(s), y(s)
can be chosenuniquely
so that the vectora(s)
- lies in its range, in order to make ao = 0 in(1.15).
For aunique
solution to ao =0,
we restrict toB 1 =
0,
which we may doby
the form of(1.17). By (1.17)
and(1.20) b(s)
isnot in the range of this
operator
for s =0,
and hencefor Isl C
Eo(we
shrink soa second time if
necessary).
It follows thaty(s) ~ 0, lt(s)
=P(8)-1,
Relt(s)
>0,
and
B2o(s)
can be chosenuniquely
to makeao(s)
= 0.By (1.3), (1.4), (1.20)
we obtain
Substituting (1.22), (1.20),
and(1.17)
into(1.15),
we see thatgive
the(unique)
solution ofao(O)
= 0 . Wereplace Bl by libl.
Thusfar,
we have achieved
(1.11)
with I =2, f = 0, making
useonly
of the fact that1.
Further normalizationrequires C 2 .
We assume
inductively
that ...,BZ-1, fa,
..., have beenuniquely
determined to
satisfy
theproposition
with 1replaced by
Z - 1. We shall show that can beuniquely
chosen tosatisfy
theproposition. Only
the terms of
degree
1 in(1.11)
have to be considered.By (1.14),
occurs
only
in theoperator (1.16),
and in the form+ B,(t,
q,8).
The induction
step
will becompleted
if we can show that(1.16)
is invertible for soindependent
of l. Since(1.16)
isindependent of l,
it willsuffice to check this at s = 0.
(so
may have to be shrunk a finaltime.) By (1.18)
and(1.10)
we must solvefor certain real
expressions S z, homogeneous
ofdegree I
in(t, t).
The lefthand side defines a real linear transformation from the vector space of normalized
(f,, B,)
into the vector space of81’s.
It will suffice to show that these two spaces have the same(real) dimension,
andthat 81
= 0implies f
=0, Bi
= 0.Suppose
thatSi -
0 in(1.23),
so that theimaginary part
of the
holomorphic polynomial
function t t-~ u,0)
vanishes on thecurve
q(t, 0) = u > 0.
Since this is anellipse
when0 -1,
it mustvanish
identically by
the maximumprinciple. For j ~ 3,
the second two conditions of(1.10) give
It follows that u,
0)
= 0.Likewise,
u,0)
=0,
ifS’ =
0. Ifalso
$1
=0,
then0)
= 0 onq(t, 0)
= u > 0. Since0)
is homo-geneous of
degree 1,
it also must vanishidentically.
The condition(1.24)
is vacuous if I is odd and means that the coefficient of U112 is
purely imaginary
if 1 is even. In either case the real and the
imaginary parts
of the coefficients ofBi(t,
u,0) comprise
an I+
1 dimensional space. Thus(1.23)
is abijection
between two spaces of dimension
n(l + 1).
2. - The Hilbert transform on a variable curve.
Let f and q
be as in(1.8)
and theproposition
of section 1. We introduce theparameter r
>0,
r2 = u, and thefamily
of closed curvesWe assume that r and s are small
enough
so that 6 = arg t can be usedas a
parameter
on all For aon yr,
s the Hilberttransform is such
that 99 +
is theboundary
value of a func-tion
holomorphic
inside yr,s and real at theorigin.
Tostudy
.g as a func-tion
of 99, and s,
we shall make use of theexplicit description
of g and thetechniques
and estimatesgiven
in section 2 of[3]. Thus, (see (2.6-9)
of[3])
where
and
s)
is theparameterization
of"r,s. ;
is definedby
where the function p is the solution of
integral equation
We must
study
theCauchy
transformOr,s
as r tends to zero. To thispurpose we compare
Î’"s
with theellipse yo,: r2= q(t, s),
which has theparametrization
~
We denote the
Cauchy
kernel and transform on which areindependent of r, by 0)
andOO,8[~]’ respectively.
As in[3]
we definew, b, P, Q by
(2.9)
is the kernel ofCr,s - Co,s ,
which we mustanalyse along
withThese are
operators
of the formwhere 0 H
t(O) parameterizes
a fixed closed curve. Thefollowing
isproved
in
[3].
THEOREM 2.1..Let 0 H
t(O)
be a smoothregular simple
closed curve para- meterizedby
thepolar angle
0.If
b E0) and $
E0,
0 v1,
then
where
N~, y depends only
on(j, v)
and on the Coo seminormsof
andThe behavior of the
family
of curves ¡’r,8 which is relevant tostudy
is
given
in thefollowing
lemma.LEMMA 2.2. Let w be
given by
k ~ 0,
the norms are inCJ(O,8), C
and the constants in 0depend on j
and k.PROOF. We set and rewrite I as
Since
ao
and3g
do notchange
the order ofvanishing
at r =0,
we haveWe also have
By
the contractionmapping principle (2.13)
has aunique solution -
inBsl
with if r issufficiently
small. This provespart
a.Part b is obtained
by putting
theexpression (1.8)
forf
into(2.13)
and dif-ferentiating
withrespect
to(r, s, 0).
0From
(2.10)
we havewhere N is
independent of r,
andBy
lemma(2.2) 1+Q # 0
andwhere
0 ’V 1,
as r - 0. Weapply
Theoremtogether
with the estimateswhere
0(1) depends only
on(j,l1),
and(2.14), (2.15).
Thisgives
COROLLARY 2.3.
where the norms are in
12
and 0depends only
onLemma 2.2
gives
As on p. 10 of
[3],
theoperator S,,,,
in(2.6)
has an inverse which is boundedfor each
(r, s)
on the space of functions with mean value zero in Lemma 2.2a andcorollary 2.3a) give
LEMMA 2.4. For
isl
C 80’ and rsufficiently
smallwhere the constant N is
independent of
rand s.The essential
properties
of H aregiven
in thefollowing
theorem.THEOREM 2.5. As r tends to zero and 80
where the norms are in
0,
0 v1,
and 0depends only
on( j,
v,fl, k).
PROOF. The
proof
ofa)
uses(2.2), corollary 2.3a,
lemma2.4, (2.16)
and
(2.17)
and is identical to thecorresponding argument
in[3]. By (2.2), (2.16)
andcorollary 2.3b, part
b is reduced toshowing
thatTo this purpose we
(formally)
differentiate(2.6)
withrespect
to r and 8to obtain
The
right
hand sides involve and which are boundedby
co-rollary
2.3b and the r and s derivatives ofwhich are bounded
by
lemma 2.2b. Lemma 2.4gives
where 6 is either
a,
ora,.
Thecontinuity of Iz
in r and s follows from that of The formal differentiation is thenjustified
in the usual mannerby considering
differencequotients.
An inductiveprocedure
on the totalorder of derivatives
gives b).
0The
study
of for as in[3],
is an easier version of theforegoing argument.
Ityields
thefollowing proposition, provided
that 6 is so smallthat 0 can be used to
parameterize
PROPOSITION 2.6. Let ~~ be as above. Then
H(99, r, s) =- H,,,~,[99]
is a C~
mapping from C~(0)x[0r~]x[~~~o]
toCj,’(0)
3. - The
implicit
function theorem.In this section we shall start with the
mapping
T: z =z(t, u, s) given by (1.9)
and deform it so as to make the boundaries of theanalytic
discslie on M.
Thus,
we seekJ(t, U, s)
eCn, holomorphic
in t andsatisfying R(z + 9)
= 0= (q + f)(t, S).
To achieve this
goal
it turns out to be convenient to make both achange
of
frame,
and achange
ofdefining function, B
We in-troduce the vector fields
where the derivatives are evaluated at
(t,
u,s).
These vectors arepositioned along
theimage
of T atz(t, u, s)
and varyholomorphically
with t when rand s are fixed.
They
arelinearly independent
over Cfor [s[
and rsufficiently
small. As differentialoperators
With this
change
of frame we havewhere
are also
holomorphic
in t. We make the normalizations
being
the Hilbert transform on yr, s(2.1).
With .R as in section 1 we set
where the real coefficients
4(z)
are to be chosen later.Using
the secondorder
Taylor expansion (1.14)
and(3.2),
we arrive at the functionalequation
where
and
-k
is the remainderrearranged according
to(3.2a). By
the results of section2,
F is a 000mapping
fromOi,v(o)n
X[0
r30)
X[Isl so)
intofor
every j,> 0,
0 C v 1.The main
problem
at thispoint
is to invert theoperator Zr,s .
We writeout the
equation Er,,[921
= y moreexplicitly
yusing
the notationand the relations
Setting
we haveRecall that
LEMMA
(3.1 ). Independently of
I thecoefficients c~ (x)
in(3.4)
can be chosenso that
c,~,(O)
=0,
andfor Isl
Eo, rsufficiently small,
and r2 =(q + f)(t, s),
the
following
hold:is an invertible
matrix,
ii)-vi)
also holdif
thes)
norm is taken on theleft
hand side.PROOF.
By (3.4)
the condition(1.11 )
holds with Rreplaced by
Wedifferentiate this with
respect
to t and sa,obtaining
Since derivatives with
respect
to 0 and s do not affect the order ofvanishing
in r
(lemma 2.2), (ii)
and(iii)
follow. We nextcompute (iv), (v),
and8u-lln(z)
along r
=0,
where x = 0153* = s.Setting
thesequantities equal
to zeroyields
theequations
At the
origin
It follows that for s
sufficiently small, (3.11)
can be solved withc](0)
= 0.At 2~c =
0,
t =0,
So at the
origin,
andby (1.19).
Since also Re =0, (3.12)
and(3.13)
can be solvedfor small s with = = 0.
Shrinking
Eo(if necessary)
andreplacing s by
x inc~(s) gives
the lemma. [jNext we
begin
to solve for g.By (i)
and(iii)
of lemma 3.1we may invert the
operator
appearing
in(3.9),
for rsufficiently
small.Putting
* =(2, ... , n -1 ),
wehave, by (ii)
and(3.6a),
We use this to eliminate in
(3.7)
and(3.8). By (vi), (v),
and(iii)
equa- tion(3.8) gives
We must next invert the
operator
(x(t, u, s)
- s =0(r)). With m denoting
the value of theimaginary part
at the
origin,
y we haveHence, formally
This is valid and
repreEents
a boundedoperator
onC’w(6),
for0yly
But we may assumeJa(s)1 C ~
forIsJ
Eo, sincea(o)
= 0. Thus we haveWe substitute
(3.15)
into(3.7)
toget
To solve
(3.16)
forcpl
we shall show that Xl is r2 times anoperator
inver-tible
uniformly
in(r, s).
To this purpose let be thecorresponding defining
functions for the surface zo =z* (s ) -f - s) +
u,s ) .
Let~3 , s), A 0, HO,
and thecorresponding objects.
LEMMA
(3.2).
=--
is invertible with boundsindependent of
s,Js J C
on every spaceC’~v(6), j ~ 0,
0~1.PROOF. We
clearly
haveand from section 2
Also,
=P(0153)la},
since it holds for R- and the coefa- cientsc~(x)
are the same for both R andRo.
If these are substituted into(3.6a) (j
=1),
and if lemma(3.1)
isapplied
to onegets
The first statement of the lemma follows from We claim that
where p
is a smooth factor with Giventhis,
we havealong
Since we haveWe assume
p(0y 0~)>~
forIs
so. Then theoperator
on theright
handside will be invertible on every
Ci,"(0)
with boundsindependent
of s. Thisfollows
essentially
from lemma(1.2)
of[3].
Weonly
need to observe thatthe Riemann map onto the
ellipse q(t, s)
=1 variescontinuously (in C’w-norm)
with s. A
completely elementary argument
for this can be based on theexplicit
formula of H. A. Schwarz.It remains to
verify
the claim. We havefor smooth p,
px,
so thatSince we want
by (1.21).
From now on we let * run from 2 to n.
By
lemma(3.2), (3.16), (3.15),
and
(3.14),
theequation 99
_ has the formwhere denotes the
operators
on boundeduniformly
in(r, s).
PROPOSITION
(3.3).
Lett ~ 4, j ~ 0,
and let F be constructedfrom
theapproximating family of
discs in prop.(1.1 ) .
Then there exists 6 > 0such that
for
0 rC 8,
0Is
c. theequation (3.5)
has aunique
8oluion lfJr,.satisfying
is ca smooth
function o f (r, 8)
andsatisfies
PROOF.
Solving (3.5)
isequivalent
tofinding
a fixedpoint
p of theoperator
We let and define
By
so thatFor
Hence,
for rsufficiently small,
From this and the fact
that Z
=0(r3)
onBr ,
weget
Thus,
so that
Tr,s
iscontracting
onBr,
if r is smallenough.
A Picard iterationargument
99a+l =Tr,s[99a]g
99o ==0, yields
the existence(and uniqueness)
of ’Pr,s
E Br .
The convergence is uniform in(r, s),
so thatdepends
con-tinuously
on(r, s) . By (3.17), (3.20),
and(3.21),
we haveThese two
equations imply (3.18).
It remains to prove the smoothness of in
(r, s)
and the bounds(3.19).
For this we linearize the functional
equation (3.5)
withrespect
to ~pThe last term is the
integral
withrespect
to a ofso that
Since
I> 41
thisimplies
that(3.22)
is invertible for small randThe smoothness of the map
(r, s)
H cpr,s from[0
r3]
Xeo]
intofollows from the
implicit
function theorem.To
simplify
theargument
for(3.19)
we let S _(r, s)
andas
denote dif- ferentiation withrespect
to r or s. a, oco, «k will serve as multi-indices.For the chain rule
gives
Here the first summation is over
(ao, k),
1+ k
>0,
the secondover
(L*cl 9... lao!+
...+ la 1,
, and thec(ao, ..., a)
are certainnon-negative integers.
We claim thatand
Since,
the results of section 2 and
(3.18) give
Hence, (3.25)
holds.(3.26)
follows fromIn our notation
(3.19)
is writtenwhich we assume to be true for In
(3.24)
withlcx = 1 + 1,
we solvefor
using (3.23). Using (3.25)
and(3.26)
weget
where the summations are as in
(3.24).
Thisgives
where Now and
k>2
if =0,
sok(Z- 1)-
This proves
(3.19)
and theproposi-
tion. D
4. - The
family
ofanalytic
discs.The
remaining arguments
needed to prove the theorem stated in the introduction areessentially
contained in section 4 of[3].
We shallgive only
a brief sketch.Given l, j, r,
and lpr,8 as inproposition (3.3)
we defineis then defined
by
andAs in lemma
for
+ + 1.
These derivatives remain bounded-f- k t -1,
so T is of classCm-1,1
if wechoose j = 1 - 1, ==(%20131)/7.
For
t ~ 6
the Jacobian matrix of T has maximalrank,
sokl
= isa
regularly
embeddedcomplex-foliated
manifold withboundary
of classom-l,l.
Away
from r =0,
the map T is of class C°°. This follows from the resec-tion-principle argument given
in theproof
of theorem 4.4 in[3].
Infact,
we need
only
toreplace
the variable z’ E C2 thereby
z’ ECn,
theparameter r by (r,8),
and let B and a range from 1 to n in(4.11)
of[3].
REFERENCES
[1] E.
BISHOP, Differentiable manifolds in complex
Euclidean space, Duke Math. J., 32(1965),
pp. 1-22.[2] L. R. HUNT, The local
envelope of holomorphy of
ann-manifold
inCn,
Boll. Un.Mat. Ital., 4, 12-35 (1971).
[3]
C. E. KENIG - S. M. WEBSTER, The local hullof holomorphy of
asurface
in thespace
of
twocomplex variables,
Invent. Math., 67(1982),
pp. 1-21.[4] J. K. MOSER - S. M. WEBSTER, Normal
forms for
realsurfaces
in C2 nearcomplex
tangents andhyperbolic surface transformations,
Acta Math., 150(1983), 255-296
School of