C OMPOSITIO M ATHEMATICA
J EFFREY S TOPPLE
Special values of twisted symmetric square L- functions and the trace formula
Compositio Mathematica, tome 104, n
o1 (1996), p. 65-76
<http://www.numdam.org/item?id=CM_1996__104_1_65_0>
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Special values of twisted symmetric square L-functions and the trace formula*
JEFFREY STOPPLE
Mathematics Department, University of California, Santa Barbara, Califomia, U. S.A.
e-mail: stopple @math. ucsb. edu
Received 24 April 1995; accepted in final form 3 October 1995
Abstract. We use the trace formula to compute explicitly the trace, over a Hecke eigenbasis, of
the algebraic part of the special values. The case of twisting holomorphic level one modular forms
by a quadratic character modulo q is considered. The result involves both class numbers of binary quadratic forms with discriminant depending on q, and also the number of points on certain elliptic
curves reduced modulo q.
© 1996 Kluwer Academic Publishers. Printed in the Netherlands.
0. Introduction
We let K =
Q(vq),
withring
ofintegers
0 for an oddprime q -
1 mod4. Weuse X to denote
(q/*),
thequadratic
character modulo q. Theintegral
kemel forthe base
change lifting f ---> 1
fromSL(2, Z)
cusp forms to those ofSL(2,0)
isdenoted
S2(T,
z,z’) (see [12]).
Integrating
Qagainst
a Hilbert modular form F in the(z, z’)
variablegives
alinear map from
Sk (SL(2, 0))
toSk(SL(2, Z)).
Its easy to see this is theadjoint
of the lift
SZ,
so we denote this linear map Ç2*. What can be said about thismap?
From a version of the
Strong Multiplicity
One theorem due toRamakrishnan,
we get that the lift is1-1,
and from this followsEASY LEMMA.
Every
Heckeeigenform f
is also aneigenform of
the mapn*0,
with
eigenvalue equal
to(1,1) / (1, f ). If
F is a Hilbert modulareigenform
whichis not a
lift,
then Ç2*F = 0.As we will show below
(Zagier
did theanalogous
result for forms ofnebentypus
in[12], Corollary
1 toTheorem 5
by
a differentmethod.)
Thus the mapB,
defined oneigenforms by
* This research was supported in part by a grant from the National Science Foundation.
is in the Hecke
algebra.
In this paper we will use the trace formula to get anexplicit computation
of the trace ofB,
and moregenerally
the trace ofT(n)B
for any Hecke operatorT(n).
The trace is a sum over 1 of class numbersH(q(l2 - 4q2n))
and
H(q(lz - 4n»
of orders incomplex quadratic
fields. These class numbers areweighted, respectively, by
the characterx(l)
andby
the number ofpoints
0.1. WHY IS THIS INTERESTING?
The method
of computing
the trace of theperiod
is oneZagier suggested
in Section 5 of[ 1 2] .
He did theanalogous
trace formula for forms of levelD, quadratic
characterin Section 6 of that paper;
including
thetechnically
much more difficult case ofweight
2 forms.(This
isimplicit
in formulae(91)
and(98).
All that ismissing
isto subtract off an
appropriate multiple
of an Eisenstein series toget
a cuspform.)
His interest was in connection with intersection numbers of
cycles
on the Hilbertmodular surface. Gordon
[3]
has consideredhigher weight analogs
of intersectionnumbers; presumably 0(f)
has aninterpretation
in terms of these intersection numbers.The value at s = k
(in
the standardnormalization)
of the twistedsymmetric
square L-function
D(s, f , X)
is6 (f ) (f , f ).
This is also the residue of the cor-responding
Asai L-functionL(s, f , p 0 X). By
the workof Harder, Langlands
andRapoport,
the Asai L-functions occur as factors of the Hasse-Weil zeta function of the Hilbert modular surface1-£2/SL(2, O) (for weight
2forms).
There are lotsof
conjectures
on the arithmeticsignificance
of thespecial
values of such zetafunctions,
in the context ofhigher K-theory
andregulators
foralgebraic
varieties.See
[8]
and[9]
for anexposition.
Notation. The
prime q -
1 mod 4 is fixedthroughout,
as is apositive integer
n
indexing
a Fourier coefficient. Theweight k
ofSL(2,Z)
cusp forms is fixedthroughout,
but k is also used sometimes as asubscript
in sums.6(*)
is 0 if theargument is not an
integer,
ande(*)
denotesexp(2Jri *).
A denotes atypical
non-primitive discriminant, either l2 - 4n or l2 - 4q2n,
written asDf 2
with Dprimitive.
Subscripts q
on L-functions indicate local factors at qomitted,
whilesuperscripts
Lq are those local factors.
1.
Spécial
values of L-seriesIt will be very useful to view the constant
0 (f )
of(0.1)
in terms of L-series. Writeand let
fX(T)
be thequadratic
twist(with
levelq2
and trivialcharacter.)
Note wehave a non-classical normalization of the Fourier coefficients.
Letting a+a’
=a (p)
and aa’ =
1,
we writeL(s, f
xf )
andL(s, f
xfx)
asdegree
four Eulerproducts;
acomputation then gives
thesplitting
formulaL(s, f x f )L(s, f x fx)
=L(s, f x f ).
The
poles
of the Eisenstein seriesproduce poles
in the Rankin convolutionsso
L(s, f
xfx)
is entire at s = 1 andWe can also consider the twisted
symmetric
square L functionThus
L(s, X)D(s, f, X)
=L(s, f
xfx),
andby
the abovewhere
Ck = (27r) 2 (47r)’-’ (q2f(k) )-1.
We can build a cuspform $g (T) depending
also on s which satisfies
for each
eigenform f i .
One the onehand,
theeigenforms give
anorthogonal basis,
so
This
implies
that the Fourierexpansion
of-D, (-r)
looks likePlugging
in s = 1 andusing
the abovegives
On the other hand we can define the usual the Poincare series
Gr (T)
which satisfiesand use the
identity (formula (0.2)
of[10])
This
gives
The series converges
absolutely
anduniformly
oncompact
subsets off re(s)
>11
xJi.
Writing
out the Fourierexpansion
of the Poincare seriesGM2 (T), interchanging
the order of
summation,
andcontinuing
to s = 1 willgive
anexplicit computation
of the Fourier series coefficients
and
b(n, 1) gives
anexplicit computation
of the(algebraic) expression
2. Poisson summation
In
computing
the Fourierexpansion
of-*, (,r),
we will suppose first 1re(s)
k - 1 and then find
analytic
continuation to includere(s)
= 1. It is well known the Fourierexpansion
of the Poincare seriesGr (T)
isPlugging
this into(1. 1)
with r =m2
we getLetting
we see the nth Fourier coefficient
b(n, s)
oflfs (T )
in(1.2)
satisfiesPROPOSITION. The ’main term’, S is
equal
where the
special function I(l,
n,s)
isdefined by (2.2),
andKc(r2, n)
is a Kloost-erman sum.
Proof.
Putthen 9
equals
Before
applying
Poisson summation we need to relate themodulus q of X
to themodulus c of the Kloosterman sum
Kc.
We first break the sum on c into a doublesum of c
prime
to q and a sum onprime powers qa
Now
x(m)Kcqa(m2, n) depends only
on m modulocq’ +e
withWe can then
replace
the sum on m with a double sum over r modulocqa+£
and min Z, m - r. We then consider
and let
Write the Fourier
expansion
ofB(x)
asEl cl e (lx). By
Poisson summation we haveThus
which proves the
proposition.
~3. Character sums
We will work towards
getting
the character sums in braces in(2.1)
into a closedform,
to realize the nth Fourier coefficientb(n, s)
as an infinite sum over 1 ofDirichlet series times the
special
functionsI(l,
n,s).
Consider first when a > 1After
interchanging
the sums andchanging
variables r --> rx, one sees the charactersum
depends
on the behavior of the twocounting
functions(choosing
either + or- and fixed
t)
and
particularly
their difference. Each of thesecounting
functions can be writtenas a
product
of a termdepending only
on c and a termdepending only
on a. Inparticular
the former can be writtenwhile for the
latter,
the relevant term is the differenceand in this case the
dependence
on thequadratic
issuppressed
in the notation.By
direct
computation
one sees that the character sum(3. 1) simplifies
toThe character sum
E9.: 1 X (j) R (j, q)
isequal UE -q-1, where £E
is the number ofprojective points
over7,/qZ
of the curveE: yZ = X3
+lx2
+ nx with discriminant(4n) 2 (12 - 4n).
We denote this character suma (1, n).
Inparticular
if the curveis
singular,
the character sum is-X(1/2).
For thegeneral
a, it is convenient to introduce thegenerating
functionFl,n(T)
definedby
Here the discriminant of the
quadratic l2 -
4n is written A =Df 2
with D afundamental discriminant. In the first three cases
q’ Il f,
while in the last threecases the factor
a(l, n)
reducesto -x(L/2). By summing
thegeometric
series onecan write this in the alternative form
(with X
=x(D/q)
whenq D)
For the other sum in braces in
(2.1), coming
from ‘a =0’,
similar methods show that4. Zêta functions
We now sum the Dirichlet series
where - is 0 or 1. This is a convolution of two Dirichlet
series,
so we haveWe will write
N,,A
instead ofN (o, q,x2+lx+ q’n, c),
where A== l2 -4q2én
is thediscriminant.
Elementary
considerations tell us that in this caseNc, A
ismultiplica-
tive. And for k >
0, Npk,A
=Np,A
= 1 +(0/p)
whenever the discriminant A isprime
to p. Moregenerally
write A =Df2
with D the discriminant ofQ(B/A).
One can
compute
if
A #
0(resp.
0 =0).
The term
(( 2s ) q
1 in the lemma will be canceled outby
thecorresponding
«2s)q
in(1.1).
What remains willsimplify
if for each A =Df2,
we writeqA
= D’f,2 .
The term on theright
side above is verynearly
the one associated to the non-fundamental discriminantqA
the
only
local factormissing
is the one at q,Lq (s, qA).
If(q, A)
=1,
this localfactor is 1. We can
always
assume this is the case for A of theform LZ - 4q2n,
sinceotherwise
q 1
Aimplies q l.
The relevant character sum(3.3)
is then zero; theseterms will
disappear
from the trace. In the other case A= l2 - 4n ;
themissing
Euler factor will be obtained from the sum on a in
(2.1).
We introduce afudge
factor
P (s, A) (which
tums out to be related to theq-adic
Tfunction)
so thatThen
(3.2) implies
5.
Spécial
functionsAfter a
change
of variables thespecial
functionis found in the tables to have an
analytic
continuationto 2 re ( s )
k. Forexample,
if n is asquare, A
will be 0when l2
= 4nor l2
=4q2n,
and we see from[1],
vol. 2(19.2.24)
on p. 342 thatI(2.,,,/n-,
n,s)
is aquotient
of Gammafunctions,
and has a
simple
zero at s = 1.The
general
case of thisspecial
function is found in[4], (6.561.14)
on p. 684 and(6.699.2)
on p. 747, in termsof hypergeometric
functions. Inparticular if l2
>4n, [2]
vol.2,
2.8(6)
shows thatI (l,
n,s)
has asimple
zero at s = 1. If 4n> l2
wecan get the value at s = 1 from
[7], (1.13.12),
p. 67Here
Cl
is aGegenbauer polynomial.
6. Evaluate at s = 1
We retum to consideration of the Fourier
expansion.
Combine theproposition
inSection 2 with formula
(4.1)
and(4.3)
to see that the Fourier coefficientb(n, s)
iswritten in closed form as
THEOREM.
For the reader inclined to
skim,
we recall thatL(s, q(l2 - 4n))
is definedby
formula
(4.2)
to be the Dirichlet series associated to a(non-fundamental)
discrimi-nant, and
a(l, n)
is definedby (0.2).
Thespecial
functionsI(l,
n,s)
are definedby (2.2),
and1, (S @ 12 - 4n) by (4.3).
The infinite sum converges
uniformly
andabsolutely
in thestrip 1 re(s)
k -
1,
whichby
Fubinijustifies changing
the order of summation in Section 2.This is as far as we will go with the variable s present; the
expression
willsimplify
when we evaluate at s = 1. In terms of the
Eichler-Selberg
traceformula,
this is the’Selberg principle’
that the orbitalintegrals coming
fromhyperbolic conjugacy
classes should not contribute to the trace.
PROPOSITION. The terms in the theorem
with A #
0 all vanish at s == 1.Proof.
The discriminant A canonly
be zero if n is a square. We observed in Section 5 thatI(2V1i,
n,s)
has asimple
zero at s =1,
whileL(s, 0)
has asimple pole
at s = 1. However ifd2 - 4q 2n
is0,
then is 0 modulo q and soX(l)
= 0.And
(4.3 (iii))
shows thatr(s, 0)
has asimple
zero at s = 1. Thiscompletes
theA = 0 case. We know from Section 5 that
I(l,
n,1)
= 0 when A= 12 -
4n > 0.These terms contribute
nothing
unlessL(s, qA)
has apole
at s = 1. Thishappens exactly
when A =q f Z
for somef 54 0,
thenL(s, q 2f2) is «s)
times a Dirichletpolynomial. If l2
-4q2n
=qf2@
thenx(l)
=0;
these termsdrop
out. On the otherhand A
== l2 -
4nqf2
terms are in one to onecorrespondence
with divisors ofn =
vv’, v
e0, v
Z.(There
will beinfinitely
manysuch,
ifany.)
But thesimple
zero of
I(l,
n,s)
will cancel thepole
of«s),
and(4.3 (ii))
shows thatr(s, q f 2)
has a
simple
zero at s = 1, sinceDq-1
is a square in this case. D There arefinitely many 1
such that A 0. We use(5.1)
in this case to evaluatethe
special
functionI(l, n, s)
at s = 1 in terms ofGegenbauer polynomials (see also [2], vol. 1, Sect. 3.15.1)
which is
Pk,l 1 (l, n)
in the notation ofZagier ([12]
formula(18).)
The value ofL ( 1 , qA ) = xH (qA ) / @ is classical, H (qA ) being the number of equivalence
classes of
binary quadratic forms 0
of discriminantqA weighted by 1/ Aut( cjJ).
Equivalently, H(qA)
is the sum of class numbers of orders of discriminantqA lf2
in
Q(JÇ) .
THEOREM. For the map B
defined
in(0.1),
the traceof
the Hecke operatorT(n)B
isb(n, 1 )
whereCOROLLARY.
Let/
Proof.
This follows from the fact that the Fourier coefficientsb(n, 1)
of&i 1 (T)
are rational in the theorem
above,
and Lemma4,
p. 792 of[11].
07.
Examples
To convince ourselves the
computations
above are correct, we did someexamples using
Mathematica. In the case ofweight
k =10,
there are no cusp forms socI>s(T)
= 0 for all s. With q = 5 we verifiedb(n, 1)
= 0 for 1 x n x 20 . In thecase of
weight k
=12,
the space of cusp forms isspanned by
the discriminantcusp form,
so the Fourier coefficientb(n, 1)
==T( n )b( 1, 1),
withT( n) Ramanujan’s
tau
function,
andagain
the above relation holds for1 n
20 . The coefficientb(1, 1)
=={3
was thencomputed (still weight k
=12)
for some smallprimes q
The formula for
b(n, s)
also reduces to a finite sum fors = 3, 5, .... k - 1,
witha different
Gegenbauer polynomial
and Cohen’s function instead of the Hurwitz- Kronecker class number. Thecomputations
areanalogous
to those in[12].
In thiscase the Dirichlet series
D (s, f, x)
convergesabsolutely,
and wecomputed
the first100 terms of the series with
s = 3, 5, 7
Here
again
q = 5 and k = 12. The value 1.03536205679 x10-6
for the square of the norm of the discriminant function was taken from[12].
Acknowledgments
The author would like to thank Don
Zagier
for hissuggestion
to use the traceformula. The
approach
to the trace formula via Poincare series ishis,
as sketchedin
[ 12].
Mizumotocomputed
the trace formula for Hilbert modular forms this way in[5]
and[6].
This paper follows hisclosely.
The author would also like to thank the referee for his or her very carefulreading
of themanuscript
and many usefulsuggestions,
and Jim Hafner forhelp
with the Kloosterman sums. This work wasbegun
while the author was a guest of the Max Planck Institut für Mathematik.References
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