A NNALES MATHÉMATIQUES B LAISE P ASCAL
K AMAL B OUSSAF
A LAIN E SCASSUT
Absolute values on algebras H (D)
Annales mathématiques Blaise Pascal, tome 2, n
o2 (1995), p. 15-23
<http://www.numdam.org/item?id=AMBP_1995__2_2_15_0>
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ABSOLUTE VALUES ON ALGEBRAS H(D)
by
Kamal Boussaf and Alain EscassutAbstract. Let K be an
algebraically
closedcomplete
ultrametricfield,
and let D bean infraconnected set in K such that the set
H(D)
of theanalytic
elements on D is aring. Among
the continuousmultiplicative
semi-norms onH(D),
we look for the onesthat are absolute values.
They
are characterizedby
the location of the T-filters onD.
Besides,
we characterize the sets D such thatH(D)
admits at least one continuousabsolute
value [ . [.
Notations: Let K be an
algebraically
closed fieldcomplete
for an ultrametric absolute value.Given a E K and r >
0, d(a, r) (resp. d(a, r~),
resp.C(a, r))
denotes the disk{x
E -a~ r} (resp. {x
EK~ ~x
--a~ r~,
resp. the circle{x
EK~ ~x - a~
=r~
).
Given a E
K,
r’ > 0 and r" >r’, r(a, r’, r")
denotes the annulus{x
EK~
r’a) r"}.
Given a set A in K and a
point
a EK,
we denoteby 6(a, A)
the distance from a to A.Let E be an infinite set in
K,
and let a E E. If E is bounded of diameter r, we denoteby
E the diskd(a, r),
and if E is notbounded,
we put E = K.Then, E B
E is knownto admit a
partition
of the form with r; = for each i E J. The disksd(a;, r-i)i~J,
are named the holesof
E.R(E)
denotes the set of rational functions h EK(x)
with nopoles
in E. This is a K-subalgebra
of thealgebra KD
of all functions from E into K. ThenR(E)
isprovided
with the
topology UE
of uniform convergence onE,
and is atopological
group for thistopology. H(E)
denotes thecompletion
ofR(E)
for thistopolgy
and its elements arenamed the
analytic
elements on E[1], [2], [3], [9].
By [3],
we remember thatH(E)
is aK-subalgera
of thealgebra KD
if andonly
ifE satisfies the
following
conditions:A) E B
E asbounded,
B)
EB
E CE.16
Henceforth,
D will denote aninfraconnected
setsatis f ying
ConditionsA)
andB).
In
[7], [4],
the continuousmultiplicative
semi-norms of analgebra H(D)
were char-acterized
by
means of the circular filters on D. So we have to recall the definitions of monotonous and circular filters.Definitions and notations: The set of those
multiplicative
semi-norms that arecontinuous with
respect
to thetopology
of uniform convergence on D is denotedby Mult(H(D),UD).
Given a continuousmultiplicative semi-norm 03C8
EMult(H(D),uD)
we denote
by Ker03C8
the closedprime
ideal of thef
EH(D)
such that = 0.03C8
will be said to bepunctual
ifKer03C8
is a maximal ideal of codimension 1 ofH(D).
We know that there exists a
bijection
M from D onto the set of maximal ideals of codimension 1 ofH(D),
defined asM(a)
=f f
E =0} (indeed,
this wasshown in
~~~, Proposition 11.6,
when D is closed andbounded,
and it iseasily
extended toall sets D
satisfying
ConditionsA)
andB)).
As a consequence, there exists abijection
Sfrom D onto the set of
punctual
continuousmultiplicative
semi-norms ofH(D)
definedas
S(a)( f)
= wheneverf
EH(D).
In order to recall the characterization of the continuous
multiplicative
semi-normsof
H(D),
we first have to recall the definition of monotonous and circular filters.Given a filter 7 on
D,
we will denoteby Z(,~’)
the ideal of thef
EH(D)
such thatlim f(x)
= o.Let a E D and S E
R+
be such thatr(a,
r,S)
n D# 0
whenever r~]0, S[ (resp.
r(a, S, r)
nD ~ 0
whenever r >S).
We call anincreasing (resp.
adecreasing) filter of
center a and
diameter S,
on D the filter .~’ on D that admits for base thefamily
of setsr(a,
r,S)
n D(resp. r(i, S, r)
nD)
. For every sequence(rn)n~IN
such that rn rn+1(resp.
rn >rn+i )
and lim rn =S it
is seen that the sequencer(a,
rn,S)
n D(resp.
r(a, S, rn) ~ D)
is a base of F and such a base is called a canonical base. .We call a
decreasing filter
with no centerof
canonical base(Dn)n~IN
and diameterS >
0,
on D a filter F on D that admits for base a sequence(Dn)n~IN
of the formDn
=d(an rn)
n D withDn+1 ~ Dn
, rn+l rn, n-+oo lim rn =S,
and~
’ ’d(an, rn)
=n~IN
Given an
increasing (resp.
adecreasing)
filter .~’ on D of center a and diameter r, wewill denote
by P(7)
the set{x
ED~ a~ > r} (resp.
the set{x
Ea~ r}
and
by
the set{x
Ea~ r} (resp.
the set{x
Eal
>r}.
BesidesC(F)
will be named thebody of F
andP(F)
will be named the beachof
F.We call a monotonous
filter
on D a filter which is either anincreasing
filter or adecreasing
filter(with
or without acenter).
Given a monotonous filter F we will denote
by diam(F)
its diameter.The field K is said to be
spherically complete
if everydecreasing
filter on ,F~ has acenter in K.
(The field 0152p
forexample
is notspherically complete). However,
every al-gebraically
closedcomplete
ultrametric field admits aspherically complete algebraically
closed extension
[10], [11].
Two monotonous filters F’
and 9
are said to becomplementary
if U D.Let F be an
increasing (resp.
adecreasing)
filter of center a and diameter S on D . .~’ is said to be
pierced
if for every rE~O, 5’(, (resp.
rS)
,r(a,
r,S) (resp. r(a, S, r))
contains some hole
Tm
of D. Adecreasing
filter with no center.~’,
and canonical base(Dn)nEJN,
on D is said to bepierced
if for every m EN, Dm B Dm+1
contains somehole
Tm
of D.Let a E
D,
let p =6(a, D)
be such that p Sdiam(D).
We call circularfilter of
center a and diameter S on D the filter ~’ which admits as agenerating system
thefamily
of setsr(a, r’, r")
n D with a Ed(a, S),
r’ Sr",
i.e. F is the filterq
which admits for base the
family
of sets of the form D n with o’, E i=lq ~ IN).
A
decreasing
filter with no center, of canonical base(Dn)n~IN
is also called circularfilter
on D with nocenter, of
canonical base(Dn)n~IN.
Finally
the filter of theneighbourhoods
of apoint
a E D will be called circularfilter of
theneighbourhoods of
a on D. It will be also named circularfilter of
center a anddiameter 0.
A circular filter on D will be said to be
large
if it has diameter different from 0.Given a circular filter
F,
its diameter will be denotedby diam(F).
The set of the circular filters on D will be denoted
by ~(D).
Now let ,~’ be a circular filter on D.
By [7],
,[4],
we have thefollowing
characteri- zation of continuousmultiplicative
semi-norms ofH(D).
Theorem 0: Let F be a circular
filter
on D. For everyf
EH(D), |f(x)|
admitsa limit
along .~’,
and thislimit,
denotedby defines
a continuousmultiplicative
sema-norm cpf on
H(D). Further,
themapping
efrom 03A6(D)
intoMult(H(D),uD) defined
as = 03C6F is abijection.
Notations: For
convenience,
when ,~ is the circular filter of center a and diameter r,we also denote
by
themultiplicative
semi-norm 03C6F.Here, assuming H(D)
to be aK-algebra,
westudy
what continuousmultiplicative
semi-norms of
H(D)
are norms, i.e. are absolute values onH(D).
Of course, thisrequires H(D)
to have no divisors of zero. Butthen,
as a trenscendental extension of the fieldK,
the field ofquotients
L ofH(D)
does admit absolute valuesextending
the18
one of K. Hence so does
H(D ) .
Theproblem, here,
is whether such absolute values arecontinuous with
respect
to thetopology
ofH(D),
i.e. are definedby
circular filters on D.So,
we willgive
the condition a circular filter has tosatisfy
in order that its continuousmultiplicative
semi-norm be an absolutevalue,
and next, we will characterize the sets D such that at least one of the continuousmultiplicative
semi-norms is an absolute value.All this
study
involvesT-filters,
and now we have to introduce them.Definition: Let:F be an
increasing (resp.
adecreasing)
filter onD,
of center a anddiameter s. An element
f
E is said to bestrictly vanishing along F
if there exists t s(resp. t
>s)
such that > 0 for all r E~t, s~, (resp. ~s, t~).
Let ,~ be a
decreasing
filter onD,
with no center, of diameter r, of canonical base(Dn)n~IN,
withDn
=d(an, rn)
n D. Then an elementf
E is said to bestrictly vanishing along F
if there exists t > s such that 03C6an,r( f)
> 0 for all r E[rn, t],
forevery n E 1N.
Let ,~" be a filter on
D,
and let A C will be said to be secant with A if for every F E,~’,
A n F is notempty.
T-filters are certain
pierced
monotonous filterssatisfying particular properties
linked to the holes of
D,
and were defined in[1], [2], [5].
Here we willonly
use thefollowing
characterization:A monotonous
filter F
isa T-filter if
andonly if
there existsf
EH(D) strictly vanishing along
,~’.From
[2], [5], [6].
we caneasily
deduce thefollowing
thechnicalpropositions
thatwill be
indispensable.
Proposition
P: Letb E D,
1 > 0 and letf
EH(D) satisfy f(b) ~
0 and 03C6b,l = 0.There exists an
increasing T -filter
,~of
center b and diameter tEJO, I(
such thatf
isstrictly vanishing along
F andsatisfies
> 0for
every s~]0, t[.
Let a E D and let r, s E 1R
satisfy 6(a, D)
rdiam(D). If f satisfies f(x)
= 0whenever x E
d(a, r)
nD,
thenf
isstrictly vanishing along aT-filter
.~’ such thatd(a, r)
n D C and b EC(F).
Now,
we can characterize absolute values among continuousmultiplicative
semi-norms.
Theorem 1: Let F be a
large
circularfilter
on D. Then 03C6F is not an absolute valueif
andonly if
its atis fies
oneof
thefollowing
conditions:a)
Thereexists a T-filter G
on D such that F is secant withP(G), b)
,~’is aT-filter.
Proof:
First,
suppose that there existsa T-filter G satisfying a). By
Lemma 1.6 A of[5],
there existsf
EH(D), strictly vanishing along ~, equal
to 0 in all of~(~).
Hencewe have = 0 and then p, is not a norm. Now if .~’ is a
T-filter,
then there existsf
EH(D) strictly vanishing along 7
and therefore we havelim f(x)
=0,
hence cpf isnot a norm.
Now we suppose that there exists no
T-filter ç satisfying a)
and that is not a T-filter,
and we suppose that c~F is not a norm. Letf
EH(D) ~ ~0} satisfying yrf( f )
= 0.Let S =
diam(F).
Let bED be such thatf (b) ~
0.We first assume that ,~’ has a center a.
On the first
hand,
we suppose that b Ed(a, S).
Since0,
when rapproaches
0 there does exist s
~]0, S[
such that = 0 and~
0 whenever r~]0, s[.
Hence
f
isstrictly vanishing along
theincreasing filter 9
of center b anddiameter s,
and therefore ,~’ is secant with
P(g).
On the second
hand,
we suppose that~a - b~
> S. Let t= la - b~.
If~pb,t( f )
=0,
thereexists s
~]0, tJ
such that = 0 andcp6,r( f ) ~
0 whenever r~]0, s[,
hencef
isstrictly vanishing along
anincreasing T-filter g
of center b and diameter s and therefore ,~’ is secant with7~(9).
Now we may assume 0. Butcpb,t(f )
= andtherefore there exists s E
~S, t(
such that = 0 andcpa,,.( f ) #
0 whenever rt~.
.Hence
f
isstrictly vanishing along
adecreasing T-filter 9
of center a and diameter s, and F is secant withP(G).
Now,
assume that F is adecreasing
filter with no center. Let(Dn)n~IN
be acanonical base
of.F,
and for each n EN,
letDn
=d(an, rn) n D
and let un =If there
exists q
E 1N such that uq =0, by Proposition P,
D admitsa T-filter G
suchthat
Dq
is included in andtherefore,
,~’ isobviously
secant with’P(~).
Hence wecan assume that un > 0 for every n E N.
Now,
suppose that thereexist q
E IN andr E
[rq+1, rq]
such that = 0. As wejust
saw, there existsa T-filter G
on D such that the circular filter,~q
is secant with and therefore so is ,~’.Thus,
without loss ofgenerality,
we can assume that > 0 for every r Erq],
for every q E N. Hencef
isjust strictly vanishing along
thedecreasing
filter,~’ and therefore ,~’ is a T-filter. This ends the
proof
of Theorem 1.Corollary
a: All the notpunctual
continuousmultiplicative
semi-norm3of H(D)
are absolute values
if
andonly if
D has noT -filter.
Definitions and notations: Let
incT(D) (resp. decT(D))
be the setof increasisng (resp. decreasing)
T-filters on D. We will denoteby ~
the relation defined onincT(D) (resp. decT(D)) by .~1
-~F2
ifC(,~’2)
CC{,~’1).
This relation isobviously
seen to be anorder relation on
incT(D) (resp. decT(D)) .
.An
increasing (resp.
adecreasing)
T-filter ,~’ will be said to be maximal if it is maximal inincT(D) (resp.
indecT(D))
with respect to this relation.We will denote
by
- the strict order associated to -~by
-~,~’Z
if,~’2
andFl ~ ’2.
We will call an
ascending
chainof increasing (resp. decreasing) T -filters
a sequence ofincreasing (resp. decreasing )
T-filters such that.Fn
-~ whenever n E IN.20
Let
(Fn)n~IN
be anascending
chain ofincreasing
T-filters. For each n E 1N letrn =
diam(Fn).
Since the sequence(rn)n~IN
isdecreasing,
weput
r = lim rn, andn-~oo
then r will be named the diameter
of
the chain.We
put
A :=n
and for each n EIN, Dn
:=C(Fn) B
A. The sequence(Dn)n~IN
is then a base of a filter ,~’ on D of diameter r.
If r =
0,
since D Condition ConditionB),
A is apoint
a ofD,
hence ,~’ is the filter of theneighbourhoods
of a in D.If r > 0 ~’ is a
decreasing
filter on D of diameter r.In both cases F will be called the
returning filter of
theascending
chain(Fn)n~IN.
Now let
(F)n~IN
be anascending
chain ofdecreasing
T-filters and let a EP(Fn)
for some n E IN. The sequence
(rn)n~IN
is anincreasing
sequence of limit rand r will be named the diameter
of
the chain. Since Dbelongs
toA, by
ConditionA)
we notice that r +00, and then we will call the
returning filter of
theascending
chain(Fn)n~IN
theincreasing
filter F of center a and diameter r(
it is seen that F does notdepend
on thepoint a E
whenever n E1N).
Lemma 1: Let
H(D)
have no divisorsof
zero. ThenincT(D)
istotally
ordered withrespect to
the order -~.Proof:
Suppose
that areincreasing
T-filters on D that are notcomparable.
Weput A = and B =
C(~).
ThenA,
B are two disks of D whichsatisfy
neitherA C
B,
nor B C A. Hence we have A n B =0.
As a consequence, isequal
to D and then
by [6] H(D)
has divisors of zero. Hence this contradicts thehypothesis
and ends the
proof.
Corollary
b: LetH(D)
have no divisorsof
zero, and let F(resp. G)
be anincreasing
T
- f~Iter
onD, of
diameter r(resp. s~. If
r > s then ~’ -~~. 1 f
r = s, then ,~’ =~.
We are now able to characterize the sets D such that
H(D)
admits continuous absolute values. Let us recall thefollowing
theorem of[6]:
The
algebra H(D)
has no divisorsof
zeroif
andonly if
D does not admit twocomplementary T.. filters.
We will use
comparison
between filters.Here,
a filter .~’ will be said thinner thana
filter 9
every elementof G belongs
to F.Theorem 2: Let
H(D)
have no divisorsof
zero. ThenMult(H(D),UD)
contains nonorm
if
andonly if
D admits anascending
chainof T -filters
whosereturning filter
is either a T-filter
or aCauchy filter.
Proof : On the first
hand,
we suppose that D admits anascending
chain ofT-filters
(Fn)n~IN
whosereturning
filter F is either a T-filter or aCauchy
filter andwe will prove that
Mult(H(D),UD)
contains no norm. We denoteby
r the diameterof this
ascending
chain(Fn)n~IN. Let G
be a circular filter onD,
of diameter s > 0.By
Theorem1,
weonly
have to show thateither 9
is aT-filter, or G
is secant with thebeach of a T-filter.
First we
suppose F
is aCauchy
filter. Then the areincreasing
T-filters. Let q E 1N be such that rq s. ThenG
isclearly
secant withP(Fq).
Now we suppose that F is a T-filter. Then we
just
have to consider the case wheng
is secant withC(.~’}
and is notequal
to ,~‘.First we
suppose increasing,
of center b and diameter r. Hence we haveC(,~’)
=d(b,
ThenG
has a diameter s~]0, r[,
and then it admits elements E of diameter tE]s, r[,
included ind(b, r")
n D. Since E nC(,~) ~ 0, given
apoint
a E E nC(~)
wehave E C
d(a, t).
Let q E lN be such that rq >max(t, b|).
Then E is included ind(b, rq)
and therefore is included inHence G
is secant withP(Fq).
Finally
we suppose ,~’decreasing,
of diameter r.Since 9
is secant withC(,~’),
and isnot less thin than
,~’,
we have r s, and there exists tc]r, s[
and a E D such that9
is secant withd(a, t))
n D while ,~’ is secant withd(a, t")
n D. Let q E IN besuch that rq t and let aq be a center of Then aq
belongs
tod(a, t)
and we have=
(K ~ d(a, rQ ))
n D. HenceG
is secant with and this finishesshowing
that
Mult(H(D),UD)
contains no norm.On the second
hand, reciprocally,
we suppose thatMult(H(D), UD)
contains nonorm and we will show that D admits an
ascending
chain of T-filters whosereturning
filter is either a T-filter or aCauchy
filter.We denote
by
R’ the set of the diameters of the F EincT(D), by
R" the set ofthe diameters of the F E
decT(D),
and weput
R = ?Z’ U R". SinceH(D)
has nonorm,
by
Theorem 1 7Z is notempty.
Since Dbelongs
toA, by
ConditionA)
R isobviously
bounded. Weput t
=sup(R).
Let a E D. We will show thatincT(D) ~ 0.
Indeed,
supposeincT(D)
=0.
First let D bebounded,
of diameter S.Any decreasing
filter on D has a diameter r
S,
and therefore the circularfilter 9
of center a anddiameter S is secant with
D,
but(of course)
is not a T-filter onD,
and is not secantwith the beach of any
decreasing
T-filter on D. As a consequence,by
Theorem 1 cp~is a norm. Thus we see that D is not bounded.
Then,
any circularfilter g
of center a and diameter r > t is not a T-filter and is not secant with the beach of any T-filter.Finally
this shows that is a normagain.
Thus we see thatincT(D)
is notempty,
and neither is ~Z’.
Now,
we put s =inf(R’).
First we suppose s E R’. Let T EincT(D) satisfy diam(T)
= s, and let b EC(T).
Then for every r~]0, s(,
the circular filter of center band diameter r is not a
decreasing T-filter,
and therefore is secant with the beach of adecreasing
T-filter. Hence there exists adecreasing
T-filter ,~’ of center b and diameter.~ >
s. But sinceH(D)
has no divisors of zero, ,~" is notcomplementary
withT,
hencewe have s
i,
i.e. s ~ r.So,
weclearly
deduce the existence of a sequence ofdecreasing
T-filters such that each one admits b as a center and has adiameter rn
satisfying
rn rn+i s, lim rn = s. Therefore the sequence(Fn)n~IN
n-;oo
22
is an
ascending
chain ofdecreasing
T-filters such thatfQ P(Fn)
=C(T),
hence thenE1V
returning
filter of theascending
chain(Fn)n~IN
is a T-filter.Now,
wesuppose s ~
R’. Let(Tn)n~IN
be a sequence inincT(D)
such thatlim
diam(Tn)
= s, withdiam(Tn+1) diam(Tn)
for all n E N. For every n EN,
n-oo
we put
An
=C(Tn),
and rn =diam(An). By
Lemma 1 the sequenceC(Tn)nEIN
isstrictly decreasing,
and so is the sequence(An)n~IN
.Besides,
the sequence(Tn)n~IN
isan
ascending
chain ofincreasing
T-filters.Obviously
eachAn
contains a holeTn
of D.If s =
0,
then we have6(b, Tn)
rn, and therefore b does notbelong
to _oD,
butthen, by
ConditionA)
b mustbelong
to D.Thus,
the sequence is anascending
chain of
increasing
T-filters that converges tob,
and therefore thereturning
filter of theascending
chain(Tn)nEIN
is aCauchy
filter.Finally,
itonly
remains to consider the case when s >0,
with.s ~
R’. Let ,~‘ be thereturning
filter of the sequence(Tn)nEIN.
. If ,~’ were aT-filter,
or were secant with thebeach of an
increasing T-filter,
thisincreasing
T-filter would have a diameter inferioror
equal
to s. Hence F either is adecreasing
T-filter or is secant with the beach ofa
decreasing
T-filter. Of course, if ,~’ is aT-filter,
it isjust
thereturning
filter of the chain(Tn)n~IN
.Finally
if F is secant with the beach of adecreasing
T-filterg,
thenwe have
diam(G)
s because ifdiam(G)
werestrictly superior
to s,then G
would becomplementary
toTn
when n isbig enough,
and thereforeH(D)
would have divisors of zero. Hence we havediam(G)
= s, andtherefore G
isjust
thereturning
filter of the sequence(Tn)nEIN.
This finishesproving
that D admits anascending
chain of T-filters whosereturning
filter is either a T-filter or aCauchy filter,
and this ends theproof
of Theorem 2.REFERENCES
[1] ESCASSUT,
A.Algèbres
d’élémentsanalytiques
au sens de Krasner dans un corps valué non archimédiencomplet algébriquement clos, C.R.A.S.Paris,
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