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ON THE STRUCTURE OF (−β)-INTEGERS

Wolfgang Steiner

1

Abstract. The (−β)-integers are natural generalisations of the β-integers, and thus of the integers, for negative real bases. Whenβis the analogue of a Parry number, we describe the structure of the set of (−β)-integers by a fixed point of an anti-morphism.

Mathematics Subject Classification. 11A63, 68R15.

1. Introduction

The aim of this paper is to study the structure of the set of real numbers having a digital expansion of the form

n−1 k=0

ak(−β)k,

where (−β) is a negative real base with β > 1, the digitsak Zsatisfy certain conditions specified below, and n 0. These numbers are called (−β)-integers, and have been recently studied by Ambroˇzet al.[1].

Before dealing with these numbers, we recall some facts aboutβ-integers, which are the real numbers of the form

±

n−1 k=0

akβk such that 0

m−1 k=0

akβk< βm for all 1≤m≤n,

Keywords and phrases.Beta expansion, Parry number, beta-integer, morphism, substitution.

1 LIAFA, CNRS, Universit´e Paris Diderot – Paris 7, Case 7014, 75205 Paris Cedex 13, France.

steiner@liafa.jussieu.fr

Article published by EDP Sciences c EDP Sciences 2011

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i.e., n−1

k=0akβk is a greedy β-expansion. Equivalently, we can define the set of β-integers as

Zβ=Z+β (−Z+β) with Z+β =

n≥0

βnTβn(0), whereTβ is theβ-transformation, defined by

Tβ: [0,1)[0,1), x→βx− βx .

This map and the correspondingβ-expansions were first studied by R´enyi [20].

The notion ofβ-integers was introduced in the domain of quasicrystallography, see for instance [6], and the structure of the β-integers is very well understood now. We haveβZβZβ, the set of distances between consecutive elements ofZβ

is

Δβ={Tβn(1)|n≥0},

whereTβn(x) = limyxTβn(y), and the sequence of distances between consecu- tive elements ofZ+β is coded by the fixed point of a substition, see [9] for the case when Δβ is a finite set, that is when β is aParry number. We give short proofs of these facts in Section2. More detailed properties of this sequence can be found e.g.in [2–4,11,16].

Closely related toZ+β are the sets Sβ(x) =

n≥0

βnTβn(x) (x[0,1)),

which were used by Thurston [21] to define (fractal) tilings ofRd−1 whenβ is a Pisot number of degreed,i.e., a root>1 of a polynomialxd+p1xd−1+· · ·+pd Z[x] such that all other roots have modulus < 1, and an algebraic unit, i.e., pd = ±1. These tilings allow e.g. to determine the kth digit ak of a number without knowing the other digits, see [15].

It is widely agreed that the greedy β-expansions are the natural representa- tions of real numbers in a real base β > 1. For the case of negative bases, the situation is not so clear. Ito and Sadahiro [14] proposed recently to use the (−β)- transformation defined by

Tβ: −β

β+ 1,β+11

, x→ −βx−

β

β+ 1−βx

,

see also [10]. This transformation has the important property thatTβ(−x/β) =x for allx∈ β+1β,β+11

. Some instances are depicted in Figures1, 3,4 and5.

The set of (−β)-integers is therefore defined by Zβ =

n≥0

(−β)nTβn(0).

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0

2/3 0

2/3

1/3 1/3

1/6

0

1/β 0

1/β

1/β2 1/β2

1/β3

0

−β 0

β+1

β−β+1 1

β+1 β+11

−β−1 β+1

Figure 1.The (−β)-transformation forβ= 2 (left),β =1+25 1.618 (middle), andβ= 1β+β12 1.325 (right).

These are the numbers

n−1 k=0

ak(−β)k such that −β β+ 1

m−1 k=0

ak(−β)km< 1

β+ 1 for all 1≤m≤n.

Note that, in the case ofβ-integers, we have to add−Z+β toZ+β in order to obtain a set resemblingZ. In the case of (−β)-integers, this is not necessary because the (−β)-transformation allows to represent positive and negative numbers.

It is not difficult to see that Zβ = Z=Zβ when β Z, β 2. Some other properties ofZβcan be found in [1], mainly for the case whenTnβ β+1β

0 and T2nβ−1 β+1β

1−ββ for alln≥1. (Note that Tnβ β+1β

β+11 ββ,1−ββ

β−1 β+1 ,0

impliesTn+1β β+1β

>0).

The set

Vβ=

Tnβ −β

β+ 1

|n≥0

plays a similar role for (−β)-expansions as the set {Tβn(1) | n 0} for β- expansions. If Vβ is a finite set, then we call β > 1 an Yrrap number. Note that these numbers are calledIto–Sadahiro numbers in [18], in reference to [14]. How- ever, as the generalised β-transformations in [13] with E = (1, . . . ,1) are, up to conjugation by the mapx→β+11 −x, the same as our (−β)-transformations, these numbers were already considered by G´ora and perhaps by other authors. There- fore, the neutral but intricate name (−β)-numberswas chosen in [17], referring to the original name β-numbers for Parry numbers [19]. The name Yrrap number, used in the present paper, refers to the connection with Parry numbers and to the fact thatTβ is (locally) orientation-reversing.

For any Yrrap numberβ (1+

5)/2, we describe the sequence of (−β)-integers in terms of a two-sided infinite word on a finite alphabet which is a fixed point of an anti-morphism (Thm.3.2). Note that the orientation-reversing property of the

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mapx→ −βximposes the use of an anti-morphism instead of a morphism, and that anti-morphisms were considered in a similar context by Enomoto [8].

For 1< β <1+25, we haveZβ={0}, as already proved in [1]. However, our study still makes sense for these bases (−β) because we can also describe the sets

Sβ(x) = lim

n→∞(−β)nTβn(x)

x∈ −β

β+ 1, 1 β+ 1

,

where the limit set consists of the numbers lying in all but finitely many sets (−β)nTβn(x), n 0. Taking the limit instead of the union over all n 0 implies that every y R lies in exactly one set Sβ(x), x β

β+1,β+11 , see Lemma 3.1. Note that T2β ββ+1−1

= β+1β when β Z. Other properties of the (−β)-transformation for 1< β <1+25 are exhibited in [17].

2. β -integers

In this section, we consider the structure ofβ-integers. The results are not new, but it is useful to state and prove them in order to understand the differences with (−β)-integers.

Recall thatΔβ ={Tβn(1)|n≥0}, and letΔβ be the free monoid generated by Δβ. Elements of Δβ will be considered as words on the alphabet Δβ, and the operation is the concatenation of words. Theβ-substitution is the morphism ϕβ: Δβ→Δβ, defined by

ϕβ(x) = 11 · · ·1

βx−1 times

Tβ(x) (x∈Δβ).

Here, 1 is an element of Δβ and not the identity element of Δβ (which is the empty word). Recall that, asϕβ is a morphism, we have ϕβ(uv) = ϕβ(u)ϕβ(v) for allu, v∈Δβ. Sinceϕnβ+1(1) =ϕnββ(1)) andϕβ(1) starts with 1,ϕnβ(1) is a prefix ofϕnβ+1(1) for everyn≥0.

Theorem 2.1. For any β >1, the set of non-negativeβ-integers takes the form Z+β ={zk|k≥0} with zk =

k j=1

uj,

whereu1u2· · · is the infinite word with letters inΔβ which hasϕnβ(1)as prefix for alln≥0.

The set of differences between consecutiveβ-integers is Δβ.

The main observation for the proof of the theorem is the following. We use the notation|v|=kandL(v) =k

j=1vj for anyv=v1· · ·vk ∈Δkβ,k≥0.

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Lemma 2.1. For any n≥0,1≤k≤ |ϕnβ(1)|, we have

Tβn

zk−1

βn , zk

βn

= [0, uk), andz|ϕnβ(1)|=L(ϕnβ(1)) =βn.

Proof. Forn= 0, we have0β(1)|= 1,z0= 0,z1= 1,u1= 1, thus the statements are true. Suppose that they hold forn, and consider

u1u2· · ·u|ϕn+1

β (1)|=ϕnβ+1(1) =ϕβnβ(1)) =ϕβ(u1)ϕβ(u2)· · · ϕβ(u|ϕnβ(1)|).

Let 1≤k≤ |ϕnβ+1(1)|, and writeu1· · ·uk =ϕβ(u1· · ·uj−1)v1· · ·vi with 1≤j≤

nβ(1)|, 1≤i≤ |ϕβ(uj)|,i.e., v1· · ·vi is a non-empty prefix ofϕβ(uj).

For any x∈(0,1], we haveTβ(x) =βx− βx+ 1, henceL(ϕβ(x)) =βxfor x∈Δβ. This yields that

zk=L(u1· · ·uk) =β L(u1· · ·uj−1) +L(v1· · ·vi) =βzj−1+i−1 +vi

andzk−1=βzj−1+i−1, hence

zk−1

β ,zk

β

=

zj−1+i−1

β , zj−1+i−1 +vi

β

[zj−1, zj−1+uj) = [zj−1, zj),

Tβn+1

zk−1

βn+1, zk

βn+1

=Tβ

i−1

β ,i−1 +vi

β

= [0, vi) = [0, uk).

Moreover, we have L(ϕnβ+1(1)) = β L(ϕnβ(1)) = βn+1, thus the statements hold

forn+ 1.

Proof of Theorem 2.1. By Lemma2.1, we have z|ϕnβ(1)| =βn for alln 0, thus [0,1) is split into the intervals [zk−1n, zkn), 1 k ≤ |ϕnβ(1)|. Therefore, Lemma 2.1yields that

Tβn(0) ={zk−1n|1≤k≤ |ϕnβ(1)|},

hence

n≥0

βnTβn(0) ={zk|k≥0}.

Sinceuk∈Δβ for allk≥1 andu|ϕn(1)|=Tβn(1) for alln≥0, we have

{zk−zk−1|k≥1}={uk|k≥1}=Δβ. For the setsSβ(x), Lemma 2.1gives the following corollary.

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Corollary 2.1. For anyx∈[0,1), we have

Sβ(x) ={zk+x|k≥0, uk+1> x} ⊆x+Sβ(0).

In particular, we have Sβ(x)−x=Sβ(y)−y for all x, y [0,1) with (x, y] Δβ= ∅. From the definition ofSβ(x) and sincex∈β Tβ−1(x), we also get that

Sβ(x) =

yTβ−1(x)

β Sβ(y) x∈[0,1) .

This shows thatSβ(x) is the solution of a graph-directed iterated function system (GIFS) whenβ is a Parry number,cf.[15], Section 3.2.

3. (−β) -integers

We now turn to the discussion of (−β)-integers and setsSβ(x),x∈β

β+1,β+11 . Lemma 3.1. For any β >1,x∈

β β+1,β+11

, we have

Sβ(x) =

n≥0

(−β)n

Tβn(x)\ −β

β+ 1

=

yT−β−1(x)

(−β)Sβ(y).

For anyy∈R, there exists a unique x∈β

β+1,β+11

such that y∈Sβ(x).

IfTβ(x) =x, thenSβ(x) =

n≥0(−β)nTβn(x), in particularSβ(0) =Zβ. Proof. If y Sβ(x), then we have (−yβ)n Tβn(x) for all sufficiently large n, thus y (−β)n Tβn(x)\β

β+1

for some n 0. On the other hand, y (−β)n Tβn(x)\β

β+1

for somen≥0 implies thatTmβ((−βy)m) =Tnβ((−yβ)n) = x for all m n, thus y Sβ(x). This shows the first equation. Since x

β β+1,β1+1

implies that x∈ (−β) T−1β(x)\β

β+1

, we obtain that Sβ(x) =

yT−β−1(x)(−β)Sβ(y) for allx∈β

β+1,β+11 . For any y∈R, we havey∈Sβ Tnβ (−yβ)n

for all n≥0 such that (−yβ)n

β β+1,β1+1

, thus y Sβ(x) for some x β

β+1,β+11

. To show that this x is unique, let y Sβ(x) and y Sβ(x) for some x, x β

β+1,β+11

. Then we have y (−β)n Tβn(x)\β

β+1

and y (−β)m Tβm(x)\β

β+1

for some m, n≥0, thusx=Tnβ (−yβ)n

=Tmβ (−βy)m

=x. If Tnβ β+1β

= x = Tβ(x), then Tn+2β ββ+1−1

= Tnβ+1 β+1β

= Tβ(x) = x yields that (−β)n β+1β ∈Sβ(x), which shows thatSβ(x) =

n≥0(−β)nTβn(x)

whenTβ(x) =x.

The first two statements of the following proposition can also be found in [1].

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Proposition 3.1. For any β >1, we have(−β)ZβZβ. If β <(1 +

5)/2, thenZβ={0}.

If β≥(1 +

5)/2, then Zβ(−β)n[−β,1] =

(−β)n,(−β)n+1

(−β)n+2

Tβn−2(0) 1

β , 1 β2

for alln≥0, in particular Zβ[−β,1] =

{−β,−β+ 1, . . . ,−β+β ,0,1} ifβ2≥ β (β+ 1), {−β,−β+ 1, . . . ,−β+β −1,0,1}ifβ2<β (β+ 1).

Proof. The inclusion (−β)Zβ Zβ is a consequence of Lemma 3.1 and 0 T−1β(0).

Ifβ < 1+25, then −1β < β+1β, henceT−1β(0) ={0}andZβ={0}, see Figure1 (right).

If β 1+25, then −1β T−1β(0) implies 1 Zβ, thus (−β)n Zβ for all n≥0. Clearly,

(−β)n+2

Tβn−2(0) −1

β , 1 β2

Zβ(−β)n(−β,1).

To show the other inclusion, letz∈(−β)mTβm(0)∩(−β)n(−β,1) for somem≥0.

Ifz= (−β)mβ+1β, then (−βz)m β+1β,β+11

and (−βz)n+2 −1β ,β12

β+1β,β+11 imply thatTn+2β (−βz)n+2

=Tmβ (−zβ)m

= 0. If z= (−β)mβ+1β, then

Tn+2β

z (−β)n+2

=Tn+2β

(−β)mn−1 β+ 1

=Tmβ+2 −β−1

β+ 1

=Tmβ+1 −β

β+ 1

=Tβ(0) = 0, where we have used that (−βz)n+2 β+1β,β+11

impliesm≤n. Therefore, we have z∈(−β)n+2Tβn−2(0) for allz∈Zβ(−β)n(−β,1).

Consider nown= 0, then

Zβ[−β,1] ={−β,1} ∪ {z(−β,1)|T2β(z/β2) = 0}.

Since ββ β+1β if and only ifβ2≥ β (β+ 1), we obtain that (−β)T−1β(0) =

{0,1, . . . ,β } ifβ2≥ β (β+ 1), {0,1, . . . ,β −1}ifβ2<β (β+ 1).

IfT2β(z/β2) = 0, thenz=−a1β+a0witha0(−β)T−1β(0),a1∈ {0,1, . . . ,β }, andZβ[−β,1] consists of those numbers−a1β+a0 lying in [−β,1].

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Proposition3.1 shows that the maximal difference between consecutive (−β)- integers exceeds 1 wheneverβ2<β (β+ 1),i.e.,Tβ β

β+1

<0. For an example, this was also proved in [1]. In Examples3.3 and3.4, we see that the distance be- tween two consecutive (−β)-integers can be even greater than 2, and the structure ofZβ can be quite complicated. Therefore, we adapt a slightly different strategy as forZβ.

In the following, we always assume that the set Vβ =Vβ∪ {0}=

Tnβ

−β

β+ 1 n≥0

∪ {0}

is finite,i.e.,β is an Yrrap number, and letβ be fixed. Forx∈Vβ, let rx= min

y∈Vβ

1

β+ 1 y > x

, x= x+rx

2 , Jx={x}and Jx= (x, rx).

Then{Ja|a∈Aβ}forms a partition ofβ

β+1,β+11 , where Aβ =Vβ∪Vβ, with Vβ ={x|x∈Vβ}.

We haveTβ(Jx) =JT−β(x)for everyx∈Vβ, and the following lemma shows that the image of everyJx,x∈Vβ, is a union of intervalsJa,a∈Aβ.

Lemma 3.2. Let x∈Vβ and write

Jx∩T−1β(Vβ) ={y1, . . . , ym}, with x=y0< y1<· · ·< ym< ym+1=rx. For any0≤i≤m, we have

Tβ

(yi, yi+1)

=Jxi with xi= lim

yyi+1Tβ(y), i.e., xi =Tβ

yi+yi+1

2

,

andβ(yi+1−yi) =λ(Jxi), where λdenotes the Lebesgue measure.

Proof. SinceTβ maps no point in (yi, yi+1) to β+1β ∈Vβ, the map is continuous on this interval and λ(Tβ((yi, yi+1))) = β(yi+1−yi). We have xi Vβ since xi = Tβ(yi+1) in case yi+1 < β+11 , and xi = β+1β in case yi+1 = β+11 . Since yi = max{y ∈T−1β(Vβ)|y < yi+1}, we obtain that rxi = limyyi+Tβ(y), thus

Tβ((yi, yi+1)) = (xi, rxi).

In view of Lemma3.2, we define an anti-morphismψβ : Aβ→Aβ by ψβ(x) =Tβ(x) and ψβ(x) =xmTβ(ym)· · ·x1Tβ(y1)x0 (x∈Vβ), with m, xi and yi as in Lemma 3.2. Here, anti-morphism means thatψβ(uv) = ψβ(v)ψβ(u) for allu, v∈Aβ. Now, the last letter ofψβ(0) ist, witht= max{x Vβ | x < 0}, and the first letter of ψβ(t) is 0. Therefore, ψβ2n(0) is a prefix of ψ2βn+2(0) =ψβ2nβ2(0)) andψ2βn+1(0) is a suffix ofψ2βn+3(0) for everyn≥0.

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Theorem 3.1. For any Yrrap number β≥(1 +

5)/2, we have Zβ={zk |k∈Z, u2k = 0} with zk =

k

j=1λ(Ju2j−1) ifk≥0,

|k|

j=1λ(Ju−2j+1)ifk≤0, where· · ·u−1u0u1· · · is the two-sided infinite word on the finite alphabetAβ such that u0= 0,ψ2βn(0) is a prefix of u1u2· · · and ψβ2n+1(0) is a suffix of· · ·u−2u−1 for alln≥0.

Note that· · ·u−1u0u1· · · is a fixed point ofψβ, with u0 being mapped tou0. The following lemma is the analogue of Lemma 2.1. We use the notation

L(v) = k j=1

λ(Jvj) ifv=v1· · ·vk∈Akβ.

Note thatu2k ∈Vβ andu2k+1∈Vβ for allk∈Z, thusλ(Ju2k) = 0 for allk∈Z.

Lemma 3.3. For any n≥0,0≤k <|ψnβ(0)|/2, we have Tnβ

z(−1)nk

(−β)n

=u(−1)n2k, Tnβ

z(−1)nk

(−β)n,z(−1)n(k+1)

(−β)n

=Ju(−1)n(2k+1), andz(−1)n(|ψβn(0)|+1)/2= (−1)nL ψβn(0)

=λ(J0) (−β)n =r0(−β)n.

Proof. The statements are true forn= 0 sinceβ0(0)|= 1,z0= 0,z1=λ(J0) = r0.

Suppose that they hold for evenn, and consider u−|ψn+1

β (0)|· · ·u−2u−1=ψβn+1(0) =ψβ ψβn(0)

=ψβ(u|ψn

β(0)|)· · ·ψβ(u2β(u1).

Let 0≤k <|ψβn+1(0)|/2, and write

u−2k−1· · ·u−1=v−2i−1· · ·v−1ψβ(u1· · ·u2j)

with 0 j < nβ(0)|/2, 0 i < β(u2j+1)|/2, i.e., u−2i−1· · ·u−1 is a suffix ofψβ(u2j+1).

By Lemma3.2, we haveL(ψβ(x)) =β λ(Jx) for anyx∈Vβ. This yields that

−zk−1=β L(u1· · ·u2j) +L(v−2i−1· · ·v−1) =β zj+L(v−2i−1· · ·v−1) and−zk =β zj+L(v−2i· · ·v−1). By the induction hypothesis, we obtain that Tn+1β

zk

(−β)n+1

=Tn+1β

zj

(−β)n−L(v−2i· · ·v−1) (−β)n+1

=

⎧⎪

⎪⎨

⎪⎪

Tβ(u2j) =ψβ(u2j) =u−2k

ifi= 0, Tβ x+L(v−2i· · ·v−1)/β

=Tβ(yi) =v−2i=u−2k

ifi≥1,

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where theyi’s are the numbers from Lemma 3.2forx=u2j+1, and Tn+1β

zk

(−β)n+1, zk−1

(−β)n+1

=Tβ (yi, yi+1)

=Jv−2i−1 =Ju−2k−1. Moreover, we haveL(ψβn+1(0)) =β L(ψβn(0)) =r0βn+1, thus the statements hold forn+ 1.

The proof for oddnruns along the same lines and is therefore omitted.

Proof of Theorem 3.1. By Lemma3.3, we havez(−1)n(|ψnβ(0)|+1)/2 =r0(−β)n for alln≥0, thus [0, r0) splits into the intervals z(−1)nk(−β)n, z(−1)n(k+1)(−β)n and pointsz(−1)nk(−β)n, 0≤k <|ψnβ(0)|/2, hence

Tβn(0)[0, r0) =

z(−1)nk(−β)n|0≤k <|ψnβ(0)|/2, u(−1)n2k = 0 .

Let m 1 be such that β2mr0 β+11 . Then we have β+1β,β+11

(−β2m+1r0, β2mr0), and

Tβn(0)\

−β β+ 1

⊆(−β)2m Tβn−2m(0)∩[0, r0)

∪(−β)2m+1 Tβn−2m−1(0)∩[0, r0) ,

thus

n≥0

(−β)n

Tβn(0)\

−β β+ 1

=

n≥0

(−β)n Tβn(0)∩[0, r0)

={zk|k∈Z, u2k = 0}.

Together with Lemma3.1, this proves the theorem.

As in the case of positive bases, the word· · ·u−1u0u1· · · also describes the sets Sβ(x). Theorem3.1and Lemma3.3give the following corollary.

Corollary 3.1. For anyx∈Vβ,y ∈Jx, we have

Sβ(x) ={zk |k∈Z, u2k=x} and Sβ(y) ={zk+y−x|k∈Z, u2k+1=x}.

Lemma 3.1and Corollary 3.1imply thatSβ(x) is the solution of a GIFS for any Yrrap numberβ≥(1 +

5)/2,x∈β

β+1,β+11

,cf.the end of Section2.

Recall that our main goal is to understand the structure of Zβ (in caseβ (1 +

5)/2), i.e., to describe the occurrences of 0 in the word · · ·u−1u0u1· · · defined in Theorem3.1and the words between two successive occurrences. Let Rβ={u2ku2k+1· · ·u2s(k)−1|k∈Z, u2k= 0}

with s(k) = min{j∈Z|u2j= 0, j > k} be the set of return words of 0 in· · ·u−1u0u1· · ·.

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ICHIMURA, On the ring of integers of a tame Kummer extension over a number field. ICHIMURA, Normal integral bases and ray class