C OMPOSITIO M ATHEMATICA
G ARY C ORNELL
M ICHAEL I. R OSEN
The `-rank of the real class group of cyclotomic fields
Compositio Mathematica, tome 53, n
o2 (1984), p. 133-141
<http://www.numdam.org/item?id=CM_1984__53_2_133_0>
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133
THE l-RANK OF THE REAL CLASS GROUP OF CYCLOTOMIC FIELDS
Gary
Cornell * and Michael I. Rosen **© 1984 Martinus Nijhoff Publishers, Dordrecht. Printed in The Netherlands.
Introduction
Let
Km
for m notcongruent
to 2 modulo 4 denote the m’thcyclotomic field,
i.e.Km
=Q( e(2?T/)/ m).
LetK+m
denote the maximal real subfield ofK,,,,
andh ;
andh m
therespective
class numbers.Finally,
let ?be aprime
number. We will be concerned with the
question
ofwhen ~|h+m.
This is ofinterest since
hm
is noteasily
calculated. It isespecially interesting
todetermine when
2|h+m
as this is related to certainquestions concerning
theactions of groups on
spheres.
For more information on this see Section 2c of S.Lang’s
article[9].
In this paper we prove, among other
things,
thefollowing
two theo-rems.
THEOREM A:
If m is
divisibleby five
or moreprimes
then2 1 h
THEOREM B:
If t is
an oddprime
andif
m is divisibleby four
or moreprimes
congruent to 1modulo ~ then ~2|h+m.
We,
infact,
prove much more detailed andprecise results,
but theseare more cumbersome to state. In
particular,
we are able topartially
dealwith the cases where fewer
primes
of therequisite type
divide m.Unfortunately
our methodsyield nothing
when m isprime.
When m is divisible
by
manyprimes, stronger
results than thosegiven
here have been obtained
by
D. Kubert[8]
for the case ~=2,
andby
G.Cornell
[1]
ingeneral.
Kubert uses thetheory
ofcyclotomic
units and theStickelberger ideal,
Cornell thetheory
of relative genus fields. The methods used here are based on acohomological approach
which goes back toearly
work of A. Frôhlich[2,3]
and a paper of Y. Furuta[4].
Amore recent paper
by
M. Razar[11]
contains related material. Thesemethods,
in addition tobeing relatively elementary,
have theadvantage
* Partially supported by a grant from the Vaughn Foundation.
** Partially supported by a grant from the National Science Foundation.
134
of
yielding stronger
results that those of Kubert and Cornell when m is divisibleby
"few"primes.
We wish to thank the referee for
pointing
out an error in earlier versions of this paper and forsuggesting
a number ofimprovements.
Inparticular
Lemma 1 of Section 2 andProposition
7 of theappendix
aredue to the referee.
Section 1 : Preliminaries
Let
L/K
be a finite extension ofalgebraic
number fieldsand JL
the idelegroup of L. We define two groups
A(LIK) = K* nNL/KJLINL/KL*
and
B(L/K)=EK~NL/KJK/EK~NL/KL*.
HereEK denotes,
asusual,
the unit group of K. Both these groups occur in the
study
of obstructions to the Hasse norm theorem. Forexample,
see Garbanati[5],
Gerth[6],
and Razar
[11].
WhenL/K is Galois,
Furutashows A(L/K)/B(L/K)
isisomorphic
to the Galois group of the central class field over the genus field(with respect
to the extensionL/K ).
Thefollowing proposition
shows
directly
how thisquotient
group is related to the structure of the class groupCL
of L.PROPOSITION 1:
CL
has asubquotient isomorphic
toA(L/K)/B(L/K).
PROOF: Let
UL E JL
andUK c Jx
be therespective
groups of unit ideles.Consider the
diagram
where the vertical arrows are
given by
norm maps. The snake lemmayields
an exact sequencewhere N =
NL/K
andN CL
is thesubgroup
of the class group annihilatedby
the norm. If follows thatN CL
maps ontoUKK*
~NJL/N(ULL*).
Since
NUL c UK,
it follows thatCL
has asubquotient isomorphic
toK*NUL
~NJL/N(L*UL).
It is now an easy exercise to show this latter group isisomorphic
toA(L/K)/B(L/K).
For details see page 151 of[4].
When
L/K
is not Galois the groupA(L/K)
seems difficult tounderstand.
However,
whenL/K
isGalois,
we have thefollowing important
result due to John Tate. Aproof
can be found on page 198 ofCassels-Frôhlich, Algebraic
NumberTheory (Thompson
BookCompany,
Washington, D.C., 1967).
THEOREM :
If LIK
is Galois with groupG,
thenA(L/K)
isisomorphic
toH-3(G, 7L)
modulo thesubgroup generated by
theimages of
all theH - 3 ( G v, 7L)
under corestriction. Here v runsthrough
all theprimes finite
and
infinite of K,
and G " is thedecomposition
groupof
somefixed prime of
L above v.
We can now state and prove one of our
principal
results.PROPOSITION 2: Let
LIQ
be an abelian ?-extensionof
the rationals with Galois group G. Assume the inertia groupof
2 iscyclic. If
G is the directsum
of
tcyclic
groups and sfinite primes of
Qramify
in L then the trankof CL, reCL, satisfies
where e = 1
if -1
is a local normeverywhere
but not aglobal
norm, and iszero otherwise. Note e = 0
if tis
odd.PROOF:
By Proposition
1 it suffices to considerA(L/K)/B(L/K).
It iseasy to see that e is thé ~-rank of
B(L/K).
Thus we concentrate onA ( L/K ).
Write G ~
CI E9 C2 E9
... ~Ct,
where theC,
arecyclic. By
a well known" universal coefficient" theorem
(see,
forexample,
Yamazaki[12])
wehave,
withQI7L
acted ontrivially,
For each i,
H2(Cl, Q/Z)
is zero, and for eachi j, Hom( CI ~ CJ, Q/Z)
is
cyclic. Thus, r~H2(G,Q/Z)
=t ( t - 1)/2.
By duality, H-3(G,Z)~H3(G, 7L ).
Thistogether
with the exact se-quence
(0)
-Z~Q~Q/Z~Z (0)
showsH - 3 ( G, Z) = H2(G,Q/Z).
Finally,
we need to considerH-3(Gv, Z) ~ H2(Gv, Q/Z).
If v isunramified or infinite G’ is
cyclic
and soH2(Gv, Q/Z)
is trivial. If v is ramified and finite the inertia group T’ iscyclic.
For v above 2 thisfollows
by hypothesis
whereas for vdividing
an oddprime
it follows from the fact that L is an abelian extension of Q. SinceGU/Tv
is alsocyclic
the e-rank of GU is at most 2 and sortH2(Gu, Q/Z)
is at most 1.From Tate’s theorem we conclude that
r~A(L/K) [t(t- 1)/2] -
s. Thiscompletes
theproof.
We remark that variants of
Proposition
2 are easy to obtainby
thismethod. For
example,
if eachCl
werecyclic
of order ta we could obtain aresult about the "t"-rank". If in
special
circumstances we could insure136
the G v are
cyclic,
the correction factors due to ramification would vanish.At the expense of
having larger
correction factors we could prove a similar result over other base fields. Weexplore
some of those variants in Section 3.The referee
pointed
out that when f is odd the lower bound inProposition
2 can beimproved
tot(t - 3)/2.
We will not need this forour
applications
but since it is asignificant improvement
of our result wewill
present
theargument
in theappendix.
Section 2: The main theorems We
begin by assuming ~ is
an oddprime.
THEOREM 1:
Suppose
thateither l’ 2 +
m and m is divisibleby
tprimes
congruent to 1 modulot, or t21m
and m is divisibleby
t - 1primes
congruent to 1 modulo t. LetCm
denote the class groupof K’.
Thenr~C+m t( t - 3)/2.
Inparticular, if t 4, r~C+m 2, and ~2|h+m.
PROOF: Let L be the maximal e-extension of Q in
K+m.
It is easy to see that the trank ofG(L/Q)
is t.Moreover, exactly t primes
in 0ramify
inL.
By Proposition
2 we concluder~CL [ t( t - 1)/2] - t = t( t - 3)/2.
Finally,
sinceK+m/L
hasdegree prime of ~,
the natural map from the~-primary subgroup
ofCL
toCm
is aninjection,
and we’re done.Theorem B of the introduction
is,
of course, a weak version of Theorem 1. We now take up the case ~= 2. The ideas are the same as when fisodd,
but as usual the details are a bit morecomplicated.
Let L be the maximal 2-extension of 0 in
Km
and L + = L ~K+m,
themaximal 2-extension of Q in
Km .
Definee+
to be 1 if -1~Q is a localnorm
everywhere
from L+ but not aglobal
norm, and to be 0 otherwise(see Proposition 2).
LEMMA 1:
e+
= 0.PROOF;
If m is aprime
powerG(L + /0)
iscyclic
and the result follows from Hasse’s norm theorem.Suppose
m is not aprime
power andlet p
be an oddprime dividing
m.We claim -1 is not a local norm at p from
L+ . Suppose
thecontrary.
Then - 1 is a local norm at p from
Km
since[ K’ : L+ ]
is odd. Since[ Km : Km ] is
unramified at all finiteprimes (in particular at p )
it follows that -1 is a local norm at p fromKm
and thus also fromKp
CKm.
Suppose u ~ Qp(03B6p)
with Nu = -1(here
N is the normfrom Qp(03B6p) to 0 p)’
u is a local unit so there is a rationalinteger m
such thatu
= m (1 - 03B6p).
Hence Nu= mp-1 ~ 1(1 - 03B6p).
It follows that -1~ 1(1 -
03B6p)
a contradiction.We remark that when m is not a
prime
power and21m
then -1 is also not a local norm at 2. The argument is the sameexcept
one uses the factthat 03B64 ~ Km
to derive a contradiction.LEMMA 2 :
If 4/~(m)
everyprime ramified in Km is ramified in
L + .PROOF: When m
= pa
is aprime
power the result is immediatesince p
istotally
ramified inKm’
Assume m is not a
prime
power. ThenKnz/Km
is unramified at all finiteprimes.
Also[K+m : L+] is
odd. Since everyprime
ramified inKm
has even ramification
index,
it follows that everyprime
ramified inKm
isramified in
L+.
THEOREM 2: Let t denote the number
of odd primes dividing
m.(i) Suppose m is
odd and divisibleonly by primes
congruent to 1 modulo 4.Then r2C+m t(t - 3) / 2.
(ii) Suppose m is
odd anddivisible by
at least oneprime congruent to 3
modulo 4. Then
r2C+m (t2 - 5t
+2) / 2.
(iii) Suppose m
=4m0
with m0 odd. Thenr2C+m [t( - 3) / 2] -
1.(iv) Suppose m
=2am0
with m o oddand a
3. Thenr2C+m [t(t - 1 ) / 2]-3.
PROOF: Recall that L+ is the maximal 2-extension of 0 in
K+m.
It suffices to find lower bounds for the 2-rank of the class group ofL+.
For this weuse
Proposition
2 of Section 1 and Lemmas 1 and 2 above.In case
i)
we haver2G(L+/Q)
= t and tprimes ramify.
Thusr2CL+
[t(t-1)/2]-t=t(t-3)/2.
In case
(ii) letplm with p
=3(4).
Then L is thecomposition
of L + withQ(-p).
It follows thatr2G(L+/Q)
= t - 1. Also tprimes ramify.
ThusIn case
(iii)
L is thecompositum
of L+ withQ(-1).
It follows thatr2G(L+/q)=t.
In this case t + 1primes ramify.
Thusr2CL+[t(t- 1)/2]-(t+1)_[(t(t-3)/2]-l.
Case
(iv)
isslightly
morecomplicated. Clearly r2G(L/Q)=t+2.
Since L is the
compositum
ofL+
withQ(-1)
we haver2G(L+/Q)
= t + 1. Moreover t + 1
primes ramify
inL+. However, Proposition
2 isnot
directly applicable
since the ramification group of 2 in L+ may have rank 2. This willhappen
if m0 is divisibleby
aprime
p= 3(4)
since thenL=L+(-1)=L+(-p)
whichimplies L/L+
is unramified at all finiteprimes.
Let G’ be thedecomposition
group of 2 in L +.Then,
r2Gv
3 and it follows thatH2(Gv, Q/Z)
has 2-rank less than orequal
138
to 3. The method of
proof
ofProposition
2 showsr2CL+ [(t
+1)t/2]-t -3=[t(t-1)/2]-3.
COROLLARY:
If m is
odd and divisibleexactly by four primes
all congruentto 1 modulo 4 then
r2C+m
2.PROOF: This follows from case
(i)
of the theorem.It is
interesting
to compare the results of Theorem 2 with those of Cornellgiven
in[1].
Let’s assume m is odd. Then we have shownr2C+m (t2 -
5t +2)/2
which ispositive
for t 5. In[1]
Cornell showsr2C+m 2t-5 -
2 which ispositive
for t 7.Moreover,
the lower boundgiven
here is better fort 9.
Forlarger t our
bound becomesrapidly
inferior. The results of Kubert
[8]
concern the2-divisibility
ofh+m
and arevalid for t 7. In this range he shows
2a|h+m
wherea = 2t - 2 - [ t ( t -
1)/2]-2.
Section 3: The case of two or three
primes
As mentioned
previously,
we can prove some resultsby
the methods ofProposition
2 even when m isonly
divisibleby
two or threeprimes.
Instead of
working
with the maximal tex tension of 0 inKm
it issometimes more convenient to work with smaller fields. The
following
lemma is very useful.
LEMMA: Let
F 10 be an
abelian numberfield
with group G.Suppose
G =
Tl T2 ... 1; is
thedirect product of all the finite
inertia groups1;.
Then Fhas no proper
unramified
extensionfields
which are abelian over Qu .PROOF :
Suppose E/F is
unramified andE 10
is abelian. LetT’1, T’2 , ... , T’
be the finite inertia groups for
EIO.
Since 0 has no extensions ramifiedonly
atinfinity, G(E/Q)
=T’1T’2 ... T’t.
SinceE/F
isunramified 11;’1 = |Tl|
for each i . It follows
that |G(E/Q| |G(F/Q)|
and so E = F.COROLLARY:
Suppose Q
c F ~K+m
and that Fsatisfies
thehypothesis of
the lemma.
Then,
the norm mapsC+m
ontoCF.
PROOF: Let H be the Hilbert class field of F. Then H ~
Km
is an abelianextension
of Q
unramified over F. Thus H ~K+m =
F and soG(K+m H/k+m) ~ G(H/F).
The result follows.Suppose
fis an oddprime
and p1, P2 and P3 areprimes congruent
to 1 modulo f. LetF1
be theunique
subfield ofKpl
which is ofdegree ~ over Q,
and F=F1F2F3. Then,
FcK+p1p2p3, G(F/Q) ~ (Z/~Z)3
andG(F/Q)
= T1T2T3
where1;
is the inertia groupof PI
in F.Finally,
letGl
denote thedecomposition
group of PI in F.PROPOSITION 3: Assume PI =
1(~) for
i =1, 2,
3. In thefollowing
twosituations we
have ~|h+p1p2p3.
(a)
The congruencesx~ ~ p1(p3)
andx~ ~ p2(p3)
are solvable.(b)
The congruencesx~~p3(p1)
andx~~p3(p2)
are solvable.PROOF : In case
(a)
thehypotheses imply
that Pl and P2split
inF3’
ThusG1, G2 ç G(FIF3).
It follows that theimage
of bothH-3(GI, 7L)
andH-3(G2, 7L)
inH-3(G(F/Q), 7L)
lie in theimage
ofH-3(G(F/F3), 7L).
This latter group is
isomorphic
toZ/~Z. Thus,
the ~-rank of03A33i=1
cor
H-3(Gl, 7L)
is at most2, whereas,
the trank ofH-3(G(F/Q), 7L)
is3. The result now follows from the
corollary
to the Lemma.In case
(b)
thehypothesis imply
that P3splits
inFI
andF2.
Since P3 ramifiestotally
inF3
we see63
=T3
which iscyclic.
ThusH-3(G3, 7L)
istrivial and the result follows as in case
a).
PROPOSITION 4: Let fbe an
odd prime and p1, p2
=1(~) primes. Suppose
x~~p1(p2) and x~ ~ p2(p1)
are both solvable.Then ~|h+p1p2.
PROOF: Let
FI
andF2
be the fields described above and F =F1F2 .
ThenF c
K+p1p2 and using
thecorollary
to the Lemma it suffices toshow ~~CF|.
The
hypothesis implies
p1splits
inF2 and P2 splits
inF1.
It follows thatG;
=1;
for i =1,
2 and soH-3(Gl, 7L)
=(0)
fori =1,
2. SinceG(F/Q) ~
(Z/~Z)2,
we haveH-3(G(F/Q), Z) ~ Z/~Z
and the result follows.It should be remarked that there are
infinitely
manypairs
ofprimes
p1and P2 satisfying
thehypotheses
ofProposition
4. To see this choose Pl ~1(~)
and let P2 be aprime
whichsplits completely
in the fieldQ(03B6~,03B6p1, p1). ThenP2
=1(~),p2 ~ 1(p1)
andx~~p1(p2)
is solvable in 7L. So isx~~p2(p1)
since P2 =1(p1).
Thus pi 1and P2
are apair
of therequired type.
We conclude with two results about the situation when ~= 2.
PROPOSITION 5:
Suppose pl, p2 and p3 are primes
congruent to 1 modulo 4.Suppose X2 ~ p1(p3)
andX2 ~ p2(p3)
are both solvable. Then2|h+p1p2p3.
PROOF : Let
F
=Q(pl)
for i =l, 2, 3
and F =F1F2F3.
Then F cK;lP2P3
3and
G(F/Q) ~ (Z/2Z)3.
Thehypothesis implies that Pl and P2 split
inF3
and so
G1, G2 ~ G (F/F3). By quadratic reciprocity, x2 ~ p3(p1)
andx 2 ~ p3(p2)
are both solvable so that P3splits
in bothFI
andF2 .
ThusG3
=T3
and iscyclic.
From thèse remarks and theproof
ofProposition 3,
we see
03A33i=1
corH-3(GI, 7L) c H-3(G(G/Q), 7L)
is of 2-rank at most1,
whereas, r2H-3(G(F/Q), Z) = 3.
Thusr2A(F/Q) 2
whereasr2B(F/Q) 1.
It follows fromProposition
1 that21hF,
andby
thecorollary
to theLemma, 2|h+p1p2p3.
140
PROPOSITION 6:
Suppose p1 and p2 are primes
congruent to 1 modulo8,
and thatX4 ~ p1(p2)
andX4 ~ p2(p1)
are both solvable. Then2|h+p1p2.
PROOF:
Let F
denote the realcyclic
extension of Q contained inKpr
suchthat
[Fl : Q] =
4 for i =1,
2. Let F =FI F2.
Then F ~K;lP2 and G(F/Q)
~ (Z/4Z)2.
Thehypothesis implies
p1splits
inF2 and P2 splits
inF1.
Thus
Gi = 1;
for i =1,
2 and are thuscyclic. Consequently,
H-3(G(F/Q), Z) ~ Z/4Z
whereasH-3(Gi, 7L)
=(0)
for i =1,
2. From this wededuce IA(LIK)I
= 4whereas |B(L/K)|
2.By Proposition 1, 21hF,
andinvoking
thecorollary
to the Lemma onceagain, 2|h+p1p2.
We note the same ideas can be used to show the
following.
LetPl ~
1(4),
P2 =3(4),
and supposeX2 ~ p1(p2) and x2 = p2(p1)
are bothsolvable. Then
2|hp1p2.
This is madepossible by
the fact that -1 is not alocal norm at
infinity
from the fieldQ(p1, -p2).
Forexample,
2divides
h39
andh95.
On the other handh+39
=h+95
= 1.Appendix
We would like to thank the referee for the
following proposition
and itsproof.
PROPOSITION 7 : Let ~ be an
odd prime
andL/Q
an abelian textension withr~G(L/Q)
= t. Thenr~CL ( t( t - 3))/2.
Before
giving
theproof
we state and prove agroup-theoretical lemma
which will be needed.
LEMMA: Let l’ be an odd
prime, r a finite ~-group
with commutatorsubgroup
contained in its center. Thenat = e
=bt implies (ab)1 =
e.PROOF : Set
c = a-1b-1ab. Then, by
induction on i we findaib = balcl.
Setting
i = ~ we findc~ = e. Using
induction oneagain
we find albl =(ab)lci(i-1)/2. Setting
i = fin this relationyields
the result.PROOF oF PROPOSITION 7: Assume to
begin
with thatG(L/Q)
is anelementary abelian ~-group.
LetLg
andLe
denote the genus and central class field ofL/Q. By
a result of Furuta[4]
we knowG(Lc/Lg) ~
A(L/Q)/B(L/Q). By Proposition
2 it follows thatr~G(Lc/Lg) [t(t-
1)/2] - s. Using
the genus formula ofLeopoldt [10]
we findrtG(LgIL)
= s -
t ).
If we can showG(Lc/L)
is anelementary abelian tgroup
thenr~G(Lc/L)[t(t-1)/2]-s+s-t=t(t-3)/2
whichgives
the result in this case. Let0393=G(Lc/Q).
The commutatorsubgroup
of r iscontained in its center. Moreover r is
generated by
its inertiasubgroups
and these are
cyclic
of order f. It follows from the Lemma that everyelement of r has order f and so
G( Lei L) cris
anelementary
abelian~-group
asrequired.
Suppose
now thatG(L/Q)
is anabelian tgroup
and let L’ be themaximal
elementary
abelian ~-extensionof Q
contained in L. Let H’ be the Hilbert class field of L’.Applying
the aboveargument
to L’ one sees that it suffices to check what L n H’ = L’.Now,
L n H’ is an abelian extensionof Q
which is unramified over L’.Thus,
it is contained in the genus field of L’ and it follows thatG(L~H’/Q)
is anelementary abelian e-group. By
themaximality
of L’ we have L ~ H’ = L’ and theproof
iscomplete.
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(Oblatum 23-VI-1982, 19-X-1982 & 27-1-1983)
Gary Cornell Michael I. Rosen
Department of Mathematics Department of Mathematics
University of Connecticut Brown University
Storrs, CT 06268 Providence, RI 02912
USA USA