A NNALES DE L ’I. H. P., SECTION A
H. R OOS
A note on Jordan automorphisms
Annales de l’I. H. P., section A, tome 42, n
o1 (1985), p. 17-29
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17
A Note
onJordan Automorphisms
H. ROOS
Institut fur Theoretische Physik
der Universitat Gottingen, Bunsenstrasse 9, D-3400 Gottingen, Federal Republic of Germany
Vol. 42, n° 1, 1985, Physique theorique
ABSTRACT. - Some statements about Jordan
automorphisms including
a structure theorem are
proved,
and a continuousone-parameter
group of Jordanautomorphisms
is constructed which is not a group of *-auto-morphisms.
RESUME. - On demontre
quelques
resultats sur lesautomorphismes
de
Jordan,
enparticulier
un theoreme de structure, et on construit ungroupe continu a un
parametre d’automorphismes
de Jordanqui
n’est pasun groupe de
*-automorphismes.
I
A Jordan
automorphism
a of aC*-algebra
j~ is abijective *-preserving
linear map of j~ onto itself which respects anticommutators :
Groups
of Jordanautomorphisms
show up inphysics
when in analge-
braic framework the time evolution of a
quantum
system is consideredin the
Schrodinger picture [1, 2, 3].
In these cases j~ is a von Neumann .algebra.
For any Jordanautomorphism
a of a von Neumannalgebra
acting
on a Hilbert space~,
there is aprojection
E such thatAnnales de l’Institut Henri Poincaré - Physique théorique - Vol. 42, 0246-0211 85/01/17/13/S 3,30/(~ Gauthier-Villars
i. e. a looks like an
antimorphism
on(1 -
Thecomposition
of twoantimorphisms
is amorphism;
thus onemight
be inclined to conclude thatany one-dimensional group {03B1t }t~R
of Jordanautomorphisms
isactually
a group of common*-automorphisms, because at
=This is not true in
general, although
it holds in many cases of interest inphysics. Actually,
a group of Jordanautomorphisms
is exhibited in[4]
although
in a somewhatimplicite
form.Evidently,
this is not well known amongphysicists.
The aim of this note is to prove some statements
(including
a structuretheorem)
about Jordanautomorphisms
and based upon these resultsgive
anexplicite
construction of a continuous one-parameter group{
at}t~R
of Jordanautomorphisms
which are not*-automorphisms.
Section II contains some statements on Jordan
automorphisms
whichare needed in the
sequel
andmight
have some interest in their own. Sec- tion III is concerned with the structure of Jordanautomorphisms.
InSection IV a
genuine
group of Jordanautomorphisms
is exhibited. It isconjectured
that this construction can begeneralized
toyield
groups of Jordanautomorphisms
offairly arbitrary
von Neumannalgebras.
II
Let us recall some known results on Jordan
automorphisms [1, 5 ].
By
J-Aut(j~)
we denote the set of all Jordanautomorphisms
of j~.Since we are
mainly
interested in Jordanautomorphisms
of von Neumannalgebras
we shall notgive
the mostgeneral
statements.PROPOSITION 2.1. - Let ~~ be a von Neumann
algebra acting
on aHilbert space
~f,
andi )
a is orderpreserving.
ii)
a is anisometry.
,iii)
There is aprojection
E in the centre~(~)
of ~~ such that for allA,
The
proof
can be found e. g. in3 . 2 . 3 ].
Aprojection
satisfying (1)
will be called adecomposing projection
of oc. Note that a E J-implies
-COROLLARY
2 . 2. - Themapping
A E ~~ HtX(A)
is continuous withrespect
to the ultraweaktopology.
Annales de l’Institut Henri Poincare - Physique theorique
This is a consequence of
Prop.
2. 1(i )
and of(2) :
a is apositive
normalmap, hence
ultraweakly
continuous[6,
Th.1.4.2].
We shall now prove some minor results
concerning decomposing
pro-jections
of Jordanautomorphisms,
which will be usedsubsequently.
Let the von Neumann
algebra
.A act on the Hilbert space ~f. Thenwe define the
subspace ~o
and theprojection E~
ontoJ~o by
[A,B] =
AB - BA denotes the commutator,Ec
is a centralprojection : clearly,
c~~ furthermore,
we have for all andhence and thus
LEMMA 2 . 3. - Consider
i ) ~(~~)
is invariant under oc. ,ii)
There exists aunique
maximaldecomposing projection Em
=Em [oc];
a
decomposing projection
E of a is maximal if andonly
ifE~
E.=
E,.
~.
iv)
If a andj8
are Jordanautomorphisms
of ~ withdecomposing
pro-jections Ea
andE~, respectively,
then E withdecomposing
projection
and
maximality
ofEa
andE03B2 implies maximality of E03B1 03B2.
As is
easily
seen, is adecomposing projection
for0153 - 1; and,
as a consequence of
(iv),
we haveNote that in
general
is notpointwise
invariant.Proof
2014 Parti )
is Lemma(14)
of[2 ].
ii)
Let E be anydecomposing projection
of (X. On amorphism
cannot be
distinguished
from anantimorphism,
hencedefines a
decomposing projection
for x. Now assume that we could finda
decomposing projection
E’ which is notmajorized by
Then-thereis a T E
E’( 1 - 0,
and for allA,
B E ~~ we haveand
Vol. 1-1985.
Since a
maps u
ontou,
it follows that 03A8 is in thusE’( 1 - Em) Ec
in
contradiction
to 1 - 1 -E~
which holdsby
definition(7).
HenceEm
is maximal and
unique. By
the samereasoning
one shows that any decom-posing projection
E’containing E~
has to bemaximal,
i. e.equal
toEm ;
otherwise would contain a B}I =F 0giving
rise to a contradiction.iii) According
to(2),
we havea-1( [A, [a -1(A),
= 0for all
A,
hence0=oc(x’B[A,B]E,))= (note
thata(AC) = a(A)a(C)
if C E~),
and thenceE,. Using
a-1 instead of awe get
a-1(E~) E~
and therefore =Ec
because a is orderpreserving.
iv) Obviously,
03B103B2
islinear, *-preserving
andbijective. E03B1 03B2
as definedabove is a
decomposing projection
ofa ~ ~3
as is seenby straightforward
calculation.
According
to(ii ), E~
is contained in]
and inEm [~3 ] ;
therefore,
due to(iii),
andSince
Ec(l -E~[x])=0
it follows thatE~
r.h.s. of(5), and, again using (ii),
we get
(5).
DNow let t ~ at be a map of the additive
group R
into andassume that the map t t-~
at(A)
isweakly
continuous. It ispossible
tochoose
decomposing projections Et
of at, t EtR,
such thatEt
isultrastrongly
continuous in t. This holds
especially
forEm [at] :
LEMMA 2 . 4. - If t ~
at(A),
at E isweakly continuous,
thent )-~
]
isultrastrongly
continuous.Proof
2014 See Lemma(22)
of[2 ] ;
the group property is not needed. D"In the
sequel
we shallalways
choose willalways
denote a one-parameter group of Jordan
automorphisms. Applying
Lemma 2. 3 we then get
The
decomposing projections Et
cannot beindependent
of t lest the at be common*-automorphisms :
LEMMA 2.5. - Assume that the
decomposing projections Ea
of agroup G of Jordan
automorphisms
do notdepend
on a EG,
for all x 5~ M.If G contains at least three elements then G is a group of
*-automorphisms.
This is
intuitively clear;
butreasoning by intuition,
as referred to inthe
introduction,
should be confined to this case.A formal
proof
can beeasily given by application
of Lemma2 . 3 (iv ).
III
There are theorems
by
Connes[7]
andHaagerup [8 ],
see also[5,
Th.3 . 2 .15 ],
andby
Bratteli and Robinson[5,
Th.3.2.18] clarifying
Annales de l’Institut Henri Poincaré - Physique theorique
the structure of Jordan
automorphisms
of a von Neumannalgebra
witha
cyclic
andseparating
vector. A related result is thefollowing
structuretheorem,
whichapplies
to von Neumannalgebras
with an a-invariant vector stategiven by
acyclic
vectorwhich, however,
need not beseparating.
It also allows to deal with
C*-algebras
with an invariant state.THEOREM 3.1. - Let ~~ be a von Neumann
algebra acting
on theHilbert space Assume that Q E ~f is
cyclic
for ~~ anddefines an a-invariant state :
Let E be
a decomposing
jprojection
of a. ThenE
:= is adecomposing
jprojection
for and , there existpartial
isometries V andV,
where V2
is
linear,
V isantilinear,
such thatand for all A E ~~
Furthermore,
The case of a group of Jordan
automorphisms
is dealt withby
thefollowing
PROPOSITION 3.2. Consider a one-parameter
group {03B1t}t~R
c J-Aut(u)
for which the
cyclic
vector Q defines an invariant state of then the iso-metries
Vt
andVt which, according
to Theorem3 .1,
exist for all t E[R,
fulfil the relationsprovided
theEt
are chosen to be maximal.1 2
The
maximality
ofEt implies Eo
=1, Vo
= 1 andVo
= 0. There is apartial
converse to Theorem 3.1:Vol. 42, n° 1-1985.
1 2
THEOREM 3.3. - Given two
partial
isometries V and V on a Hilbert1 2
space
~f,
Vlinear,
Vantilinear,
which fulfilLet B
(resp. )
denote the von Neumannalgebra
of all operators. 1 1
on H
commuting
with the final(resp. initial) projection
E = VV*{E}’= = {}’.
Then
and
define Jordan
isomorphisms from (resp. B)
onto B(resp. )
with decom-posing projections
E E~(~) (resp. E
E~(~))
andIf u~B ~B is a von Neumann
algebra
which ismapped
onto itselfby application
of y, then oc := y~
is a Jordanautomorphism
of ~~. Iffurthermore eqs.
( 14)
are fulfilled for a vector Q EJf,
then Q defines an a-invariant state.With the above definitions of E and
E,
condition( 18)
isevidently equi-
valent to eqs.
( 10)
and( 11 ).
There is also an
analogue
toProposition
3.2:1 2 1
PROPOSITION 3.4. - Given a
family {Vt, Vt of isometries, Vt linear,
2
Vt antilinear,
such thatand such that eqs.
( 15)
to( 17)
hold ~.Assume that for
arbitrary t
e [Rdefines a map of a von Neumann
algebra
u onto itself. Then the pro-jections Et
:= fulfil eq.(8), and {03B1t}t~R
is aone-parameter
group of Jordanautomorphisms
of ~.Annales de l’Institut Poincaré - Physique theorique
1 2
Proof of
T heorem 3.1. 2014 We define V and Vby
1 2
V
(resp. V)
is a well-definedlinear (resp. antilinear)
operator because AQ=0implies
= 0 anda(A*)(1 - E)
= 0:II a(A*A)ESZ) _ (S2,
if AQ = 0. Here we need
assumption (9). Analogously :
II a(A*)( 1- E)S~ ~ ~ 2 = (S~, a(A)a(A*)(1- E)S2) _ (S~, a(A*A)( 1- E)S2) _ ...
= 0 .1 2
Eqs. (24)
and(25)
define V and V on ~ =According
to eq.(9),
we haveII AQ 112 = (Q,(x(A*A)Q) =
+E)S2),
hence1 2 _
Thus V and V are bounded and can be extended Jf
(Q
is assumedto be
cyclic !).
Next we want to showAgain
we need the invarianceassumption (9),
thecyclicity
ofS2,
andE
=a-1(E) E~(.,H):
hence
(27). Analogously,
eq.(28)
isproved.
By combining
eqs.(24), (25), (27)
and(28)
it is astraightforward
taskto show eqs.
( 10)
and( 11 ).
In the same way,
we
demonstrate( 12)
and( 13) : Applying (27)
and(24)
wewhere we used E =
(x(E)e~(~);
andtherefore,
From
(28) and
o(25) it
o o thatVol. 42, n° 1-1985.
Eqs. (29)
and(30) imply ( 12). Similarly,
we getand hence
(13).
Eqs. (14)
arespecial
cases of(24)
resp.(25).
DProof of Proposition
3 . 2. 2014 We useEt
= which holds for maxi-1
mal
Et,
see eq.(8).
SinceVtAQ
=at(A)EtS2,
we haveDue to the invariance of
(Q, .0),
we get1 1 22
and thus
Vt*
=2 2 2
and therefore
Vt*
=(remember
thatVt
isantilinear).
Next we calculate ,’
and
analogously
Adding (31)
and(32)
andusing
eq.(8)
we arrive athence eq.
(16).
Theproof
of(17)
is left to the reader. D We need two further relations for V and V:LEMMA 3.5. -
f) Eqs. (10)
and(11) imply
In the
setting
of Theorem3.1,
both relations hold for all A E A.ii) Eqs. ( 10), ( 11 )
and( 14) imply
Proo, f : 2014 Trivial,
since eqs.( 10)
and( 11 ) imply
Annales de l’Institut Henri Poincaré - Physique " theorique "
Proof of
Theorem 3 . 3. 2014 We startnoting
that eqs.(21)
areeasily
derivedfrom
(10)
and(11)
resp.(33)
with thehelp
of Lemma 3.5(i)
with A = 1.It is obvious that y and
y are
linear*-preserving
maps which also preserve anticommutators. y andy are injective : again using
Lemma(3 . 5) (i )
onesees that
y( y(A))
=EAE
+( 1- E)A(I- E),
hencey(y(A))
= A if A~’
=~, Similarly,
As is
easily
seen, E(resp. E)
commutes with all elements ofy(~) (resp. y(~)),
that
is,
we have...,.. ~ - ~ _ -. ~ . ~... ~ ""’(I" w _ ...,
Eqs. (34)
to(36) imply
thatr(~) _ ~,
and that y is abijective
mapfrom ~
onto~,
hence a Jordanisomorphism. Clearly, = ~;
and E E
y(~)’ = ~ according
to(36),
hence E E~f(~). Similarly
one showsthat B
E~(~). By direct computation
it follows that E(resp. E)
are decom-posing projections
of y(resp. y).
It is now clear that if y
maps ~~ n ~
onto itself.E need not be in the center of but it is in ~’ c ~.
Lemma 3 . 5
(ii)
suffices to demonstrate the last assertion of the theo-rem. D
Proof of Proposition
3.4. 2014 It is clear from Theorem 3 . 3that at
E1 - 2
for fixed t.
Eqs. ( 15)
and( 16) imply Vo
=1, Vo
=0,
henceid. ;
it remains to be shown that theEt
fulfil(8)
and that 03B1t 03B1t’ = 03B1t+t’. This canbe
verifiedby
direct calculation with thehelp
of Lemma 3.5(i ).
DAs
already mentioned, mainly
the case of a von Neumannalgebra
isof interest in
physical applications
of Jordanautomorphisms.
Nevertheless let usbriefly
consider the case of aC*-algebra
j~ with a Jordan auto-morphism
a.PROPOSITION 3 . 6. - Let ~/ be a
C*-algebra,
Assumethat there is an a-invariant state (u on j~. Then one can define a Jordan
automorphism
a~’ on the von Neumannalgebra ~~, _ generated by
therepresentation
associated with OJ such thatSubsequently,
the above structure theorem can beapplied.
Proof
Consider the universalrepresentation
~" of j~. ~cu isfaithful,
hence
Vol.
is
well-defined,
and It can be extended to a Jordanautomorphism
on ~ = which will also be denotedby
au(see
e. g.Lemma
(2 . 4)
of[1] ] and
the remarksproceeding it).
The state 03C9gives
riseto a
corresponding
vector state CPo on~, a~(A) _
andclearly,
CPo is
au-invariant.
DefineEo
to be theprojection
onto and letF 0
be its centralsupport.
Due to the invariance ofFo
isa"-invariant (Lemma ( 15)
of[2 ]).
Hence we haveA E,
thenceby
theisomorphism ~F~ ^_~ ~~"
there is a cor-responding
Jordanautomorphism
oc~Eq. (37)
is then a consequence of(38).
DIV
The aim of this section is to
give
anexplicite
construction of a group ofgenuine
Jordanautomorphisms.
Theorem 3 . 3
suggests
a way ofgenerating
a Jordanisomorphism :
choose a
projection E,
aunitary
operator U and aconjugation
J(i.
e., 1
E!
antilinear,
J =J*,
J2 =1)
such that E and J commute. Then V := EU2
and V :=
(1 - E)JU
fulfil theassumption (18)
of Theorem 3 . 3. If moreoverE
is in the centre of a von Neumann
algebra ~
andU~U* = ~
c~,
1 1 2 2
then
oc(A)
= VAV* + VA*V* defines a Jordanautomorphism
of ~~ whichis not a
*-automorphism
ifEc
E +1,
whereE~
is definedby
eq.(3).
In order to find a group of Jordan
automorphisms
one has to choosecentral
projections Et
for all t in such a way that in addition eq.(8)
is fulfilled :This is of course the essential
difficulty.
We shallproceed
as follows :1. Choose an abelian von Neumann
algebra F,
afamily {Et }t~R
ofprojections
inF,
and agroup {03B10t }t~R
c such that(8)
is fulfilledwith ~
inplace
of at .2. Find a von Neumann
algebra
~~ such that and suchthat
x~
extends towhere aU
isunitarily implemented by Ut ; Ut - o
=1,
andUt+t,
=3. Find a
conjugation
Jfulfilling
4. Define and
Annales de l’Institut Henri Poincaré - Physique " theorique "
finally,
make sure, that for at least one value of t.We claim
that {
at is a non-trivial group of Jordanautomorphisms
of Assume we have
accomplished
steps 1. to 4. In order to show that}t~R
is a group of Jordanautomorphisms
we shall useProposition
3.4.It is then clear that not all at can be
automorphisms
due to(42)
andLemma 2 . 3
(ii ). Assumption (22)
ofProp.
3 . 4 isreadily
checked forVt
2
and
Vt
defined above. Because of(39 a)
we can write eq.(8)
as1 2
Since
Uo
=1,
it follows thatEo
=1,
and thusVo
=EoUo
=1, Vo
= 0.With t’ - - t, eq.
(43)
readsMultiplication
from the left(resp.
from theright) by Ut*Et (resp.
yields
andU,E-,=E,U,E-,. Inserting
thesecond
equation
into the first one andusing Ut*
= t we arrive atVt*
=Ut*Et
=E _ tUt*
=V-t. Similarly,
it follows thatVt*
=V-,;
thuseqs.
( 15)
hold. It isstraightforward
to check thevalidity
of(L6)
and( 17) using (39
a,b)
and.(43).
ThusProposition
3 . 4 isapplicable.
It remains tomake sure that at
maps ~~
onto itself. But this is clear : sinceUtAUt* = aU(A), aU
EEt
E and JuJ cmaps u
intoitself,
and dueto the group property which follows from
( 16)
and( 17),
we have03B1-1t
== oc-t,thus at
isbijective.
Now let us present a concrete
example.
It will be evident from the defi- nitions thatEt
andUt
and hence atdepend continuously
on t.1. denote the set of
multiplication
ope-rators on the
complex
Hilbert space22(~, dx):
=,q’ is a maximal abelian
algebra,
i. e. ~’ - ~. The translation operatorsU~ :
H(~ 2014 t )
areunitary, they implement
an automor-phism group { ~ }
of ~. Theprojections Et
are defined as follows :where XI denotes the characteristic function of the intervall
I,
andIt is easy
although
somewhatlengthy
to calculateVol. 42, 1-1985.
H. ROOS
and check that
holds,
hence ’which is
equivalent
to eq.(8).
2. Now we consider
~°
(x) ~1 -~2(~, dy)
and define~ := ~ O
~(~ 1 ). Consequently,
~~’ _ 1 @1,
and ~.We define
Ut:= U~
@1, ~(A) := UtAUt*,
A EA,
thusaU
is - up toan
isomorphism
2014 an extension of and ’3. The
conjugation
J is taken to be J :y)
~y) =
where the bar denotes
complex conjugation.
It is evident that the condi- tions(39, a, b, c)
are satisfied.4. { x, },
as definedby (40)
and(41)
is the desired group of Jordan auto-morphisms.
We claim thathence the
Et
aremaximal ;
and since 1 if t =t=0,
at is not an automor-phism. Finally,
let us demonstrate(44) : Any
vector ’P E ~f can be writtenas T
=
Q(resp. { ~p~
is an orthonormal~J
basis of yeO
(resp. ~P1)._
If ’P ::f: 0 there is a ckl = (8)’P) =f:
0. LetPz E ~(~1)
be theprojection
onto Since oo, there is anisometry
V with initialprojection
1 and finalprojection
1 -P~,
hence[V*, V] =
V*V - VV* =Pz
and thus 1 (8)[1
(8)V*,
1 (8)V] ]
is anelement of the commutator set
~(~) := { [A, B ] ; A,
B E Due to ourchoice of k and
1,
(8) 1 (8)0, therefore ~ ~ (remember
that T E if and
only
if CT = 0 for all Ce~(~)).
Since T was arbi-trarily chosen, E~
must vanish.It is rather
plausibel that
the aboveconstruction,, can
begeneralized
in several ways.
Having
in mind the centraldecomposition
of a von Neu-mann
algebra
on aseparable
Hilbert space we are led to theconjecture
that any such von Neumann
algebra
which is neither abelian nor a factor and whichhas,
asufficiently large (non-discrete)
centre admits a group ofgenuine
Jordanautomorphisms.
After
having
finished this paper I learned that a rather similar construc- tion wasgiven by
G. A.Raggio [9 ]. (In
his paper themaximality
of thedecomposing projections
is notproven).
To myknowledge,
it has not beenpublished.
de l’Institut Henri Poincaré Physique theorique
[1] R. V. KADISON, Topology, t. 3, Suppl. 2, 1965, p. 177.
[2] H. Roos, Physica, t. 100 A, 1980, p. 183.
[3] G. L. SEWELL, Lett. Math. Phys., t. 6, 1982, p. 209.
[4] O. BRATTELI and D. W. ROBINSON, Ann. Inst. H. Poincaré, t. 25 (A), 1976, p. 139.
[5] O. BRATTELLI and D. W. ROBINSON, Operator Algebras and Quantum Statistical Mechanics. New York, Springer Verlag, 1979.
[6] J. DIXMIER, Les algèbres d’opérateurs dans l’espace Hilbertien. Paris, Gauthier- Villars, 1969.
[7] A. CONNES, Ann. Inst. Fourier, Grenoble, t. 24, 1974, p. 121.
[8] U. HAAGERUP, Math. Scand., t. 37, 1975, p. 271 and Preprint Copenhagen n° 15, 1973.
[9] G. A. RAGGIO, Groups of Jordan- *-Automorphisms on W*-Algebras. Preprint Zürich,
1980.
(Manuscrit reçu Ie 2 avril 1984)
Vol. 42, n° 1-1985.