Comptes Rendus
Mathématique
Alexandre Baldare, Rémi Côme and Victor Nistor
Fredholm conditions for operators invariant with respect to compact Lie group actions
Volume 359, issue 9 (2021), p. 1135-1143 Published online: 3 November 2021 https://doi.org/10.5802/crmath.257
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2021, 359, n9, p. 1135-1143
https://doi.org/10.5802/crmath.257
Operator theory /Théorie des opérateurs
Fredholm conditions for operators invariant with respect to compact Lie group actions
Alexandre Baldarea, Rémi Cômeband Victor Nistorb
aInstitut fur Analysis, Welfengarten 1, 30167 Hannover, Germany bUniversité Lorraine, 57000 Metz, France
E-mails:[email protected] (A. Baldare), [email protected] (R. Côme), [email protected] (V. Nistor)
Abstract.LetG be a compact Lie group acting smoothly on a smooth, compact manifold M, letP∈ ψm(M;E0,E1) be aG–invariant, classical pseudodifferential operator acting between sections of twoG- equivariant vector bundlesEi→M,i=0, 1, and letαbe an irreducible representation of the groupG. Then Pinduces a mapπα(P) :Hs(M;E0)α→Hs−m(M;E1)αbetween theα-isotypical components. We prove that the mapπα(P) is Fredholm if, and only if,Pistransversallyα-elliptic, a condition defined in terms of the principal symbol ofPand the action ofGon the vector bundlesEi.
2020 Mathematics Subject Classification.47A53, 58J40, 57S15, 47L80, 46N20.
Funding.A.B., R.C., and V.N. have been partially supported by ANR-14-CE25-0012-01 (SINGSTAR) . Manuscript received 7th December 2020, revised 25th March 2021 and 8th July 2021, accepted 10th August 2021.
1. Introduction
We letGbe acompact Lie groupacting smoothly on a smooth,compactriemannian manifold M. There is no loss of generality to assume thatM is endowed with aG-invariant metric. Let ψm(M;E0,E1) be the space of orderm, classical pseudodifferential operators acting between sections of two G-equivariant vector bundles Ei →M, i = 0, 1, and letα be an irreducible representation of the groupG. ThenP∈ψm(M;E0,E1)Ginduces, byG-invariance, a map
πα(P) :Hs(M;E0)α→Hs−m(M;E1)α (1) between theα-isotypical components of the corresponding Sobolev spaces of sections. In this short note, we obtain necessary and sufficient conditions forπα(P) to be Fredholm. Fredholm operators are important in many applications to PDEs and geometry. Our result generalizes to the case of compact Lie groups the results of [3, 4], which dealt with finite groups. We assume the reader is familiar with [3] and here we just explain the main differences from the case of finite groups.
1136 Alexandre Baldare, Rémi Côme and Victor Nistor
1.1. Notation.
In order to state our main result, we need to set up some notation, some of which is classical and some of which was already introduced in [3, 4]. IfGacts onX, we letXG be the set of fixed points ofG, we letGx be the stabilizer of a pointx∈X (inG), and, finally, we letX(H)be the set of points whose stabilizer is conjugated toH. Also, as usual,Gbdenotes the set of equivalence classes of irreducibleG-modules (or representations, agreeing that all our representations are strongly continuous). In general, ifT :V0→V1is aG-equivariant linear map ofG-modules and α∈G, we letb
πα(T) :V0α→V1α (2) denote the inducedG-linear map between theα-isotypical components of theG-modulesVi,i= 0, 1. SincePisG-invariant, its principal symbolσm(P) belongs toC∞(T∗Mà{0}; Hom(E0,E1))G, whereπ:T∗M →M is the cotangent bundle projection. LetGξ andGx denote the isotropy subgroups ofξ∈Tx∗M andx∈M, as usual. ThenGξ ⊂Gx acts linearly on the fibersE0x and E1x. Letgdenote the Lie algebra ofG. Then anyY ∈gdefines a canonical vector fieldYMonM.
Let theG-transverse cotangent space of Mbe given by TG∗M :=©
ξ∈T∗M¯
¯∀Y∈g,〈ξ,YM(π(ξ))〉 =0ª
, (3)
as in [2]. As usual,S∗Mdenotes the unit cosphere bundle ofM. LetSG∗M:=S∗M∩TG∗Mdenote the set of unit covectors in theG-transverse cotangent spaceTG∗M. The groupGacts on {Gξ|ξ∈ T∗M} byg·Gξ:=Ggξ=gGξg−1. Forρ∈Gbξdefineg·ρ∈Gbgξby (g·ρ)(h)=ρ(g−1hg), for allh∈Ggξ. The characterization of Fredholm operators can be reduced to each component of the orbit space M/G, and therefore we can and will assumeM/Gto beconnected. Under this hypothesis there exists a minimal isotropy subgroupKsuch that any isotropy subgroup ofGacting onMcontains a subgroup conjugated toKand the set of pointsM(K)with stabilizer conjugated toKis an open dense submanifoldM(K)ofMcalled theprincipal orbit bundle of M ,see [9].
1.2. Theα-principal symbol andα-ellipticity LetE=E0⊕E1andΩM(E) :=©
(ξ,ρ)∈SG∗M×Gbξ¯
¯Eξρ6=0ª . Then σGm(P) : ΩM(E)→ [
(ξ,ρ)∈ΩM(E)
Hom(E0ξρ,E1ξρ)Gξ, σGm(P)(ξ,ρ) :=πρ¡
σm(P)(ξ)¢
∈Hom(E0ξρ,E1ξρ)Gξ, ξ∈(SG∗M)x,
(4)
is theG-principal symbolσGm(P) ofP. (Here we have used thatEx=Eξfor anyξ∈Tx∗M, by the definition of the pullbackπ∗(E) ofE →M toT∗M.) If AandBare compact groups, ifH is a subgroup of bothAandB, and if HomH(α,β)6=0, thenα∈Abandβ∈Bbare saidH -associated[4].
Let us fix a minimal isotropy groupK⊂GforMand let ΩαM(E) :=©
(ξ,ρ)∈ΩM(E)¯
¯∃g∈G,g·ρandαareK-associatedª
. (5)
In the definition of the spaceΩαM(E) above, it is implicit that the group elementg∈Gis such that K⊂g·Gξ.
Definition 1. Theα-principal symbolσαm(P)of P isσαm(P) :=σGm(P)|ΩαM(E). We shall say that P∈ ψm(M;E0,E1)Gistransversallyα-ellipticif itsα-principal symbolσαm(P)is invertible everywhere on its domain of definition.
The transversal1-ellipticity is related with transversal ellipticity on (singular) foliations [1,7,8].
We can now formulate our main result.
C. R. Mathématique—2021, 359, n9, 1135-1143
Theorem 2. Let m∈R, P∈ψm(M;E0,E1)Gandα∈G. Thenb πα(P) :Hs(M;E0)α→Hs−m(M;E1)α is Fredholm if, and only if P is transversallyα-elliptic.
ForG finite, our main result was proved before [3, 4]. This is the first paper that deals with the non-discrete case. As far as the statement of the result goes, the case non-discrete is different from the discrete case in thatSG∗M 6=S∗M, in general. The proof in the non-discrete case, is, however, significantly different from the one in the discrete case. Extending our results to the case of compact Lie groups is motivated, in part, by questions in Index Theory and also by the recent preprint [6] and the reference therein. The techniques used in this paper to obtain Fredholm conditions are related also to the ones in [16], used forG-opeators, and the ones in [5], used for complexes of operators. See also [8, 12, 14, 15].
We thank Matthias Lesch, Paul-Emile Paradan, and Elmar Schrohe for useful discussions.
2. Background material
This section is devoted to background material and results. The reader can find more details in [3, 4]. We concentrate only on the material that is significantly different from the discrete case, for which we refer to [3]. There is no loss of generality to assume thatM/Gis connected (recall thatGis a compact Lie group acting by isometries on the compact Riemannian manifoldM).
One of the main differences in the non-discrete case is that we need two versions of induction.
LetH ⊂G be a closed subgroup andV be anH-module, we define, as usual, thecontinuous induced representationby
c0- IndGH(V) :=C(G,V)H= ©
f ∈C(G,V)¯
¯f(g h−1)=h f(g)ª
. (6)
Assume thatVis a Hilbert space and that the representation is unitary. Then we let thehilbertian induced representation L2- IndGH(V) be the completion ofc0- IndGH(V) with respect to the induced Hilbert space norm. ThenGacts by left translation onc0- IndGH(V) andL2- IndGH(V). Frobenius reciprocity holds for both types of induction and that is used in the proof.
Let us summarize two important properties of theG-transversal spacesTG∗MandS∗GM.
Lemma 3. Let H be a closed subgroup of G and S be a H -manifold. Then TG∗(G×HS)∼=G×HTH∗S. If M/G is connected with minimal isotropy group K , then S∗GM(K)is dense in SG∗M and TG∗M also has K as minimal isotropy group.
Proof. Let us show thatKis a minimal isotropy group forTG∗M. We only need to show that there isξ0∈TG∗Msuch thatGξ0=K and that, for allξ∈TG∗M, a conjugate ofKwill be contained inGξ. Since (x, 0)∈TG∗Mit follows thatG(x,0)=K for allx∈M(K)withGx=K. Now let (x,ξ)∈TG∗Mand identifyT∗MandT M via the Riemannian metric. We haveG(x,ξ)=G(x,λξ), for anyλ∈R∗since the action ofGis given onT Mby the differential of the action onM. Replacingξbyλξ, we can assume thatξis in the domain of the Riemannian exponential map expx :TxM→M. Since the exponential map expx identifies (Gx-equivariantly) a small neighborhoodUx⊂(TGM)x with a sliceSxatx∈M, we get thatG(x,ξ)=Gexp
x(ξ)∩Gx. But the slice theorem also implies thatGy⊂Gx for anyy ∈Sx thereforeG(x,ξ)=Gexp
x(ξ). Now sinceK is minimal forM, it follows that there is
g∈Gsuch thatg·K⊂Gexpx(ξ)=G(x,ξ).
Let
AM:=C(SG∗M; End(E)) . andAGM:=C(SG∗M; End(E))G.
1138 Alexandre Baldare, Rémi Côme and Victor Nistor
Remark 4. Recall that a two-sided idealI⊂Aof aC∗-algebra Ais calledprimitiveif it is the kernel of anon-zero,irreducible∗-representation ofA. By Prim(A) we shall denote the set of primitive ideals ofA, called theprimitive ideal spectrumofA, see [10] for more details. For any σ∈AGMand (ξ,ρ)∈ΩM(E) (see Equation 2), we define
π(ξ,ρ)(σ) :=πρ(σ(ξ))=σ(ξ)|Eξρ. (7) Then the mapχ:ΩM(E)→Prim(AGM) given by χ(ξ,ρ)=ker(π(ξ,ρ)) induces a bijection χ0: ΩM(E)/G→Prim(AGM), see [4] for a detailed proof, which appliesmutatis mutandisby replac- ingS∗M withSG∗MandΓwithG. See also [11]. Let us recall briefly the ideas of the proof. The mapC(S∗GM)G →AGM given by f 7→ fIdE allows to seeC(SG∗M)G ⊂ AGM as a central subalge- bra. Ifπ:AGM→L(H) is an irreducible representation ofAGM, thenπ(C(S∗GM)G)⊂π(AGM)0:= {T ∈L(H), Tπ(a)=π(a)T,∀a∈AGM}. By Schur’s lemma, it follows thatπ(C(S∗GM)G)=CIdH, becauseπ(IdE)6=0. Therefore,π|C(S∗GM)G is a multiple of a character ofC(S∗GM)G which cor- responds to an orbitGξ. Let evGξ be the evaluation map at the orbit of ξ. Now notice that End(Eξ)Gξ∼=AGM/ ker(evGξ)AGMand that End(Eξ)Gξ=L
End(Eξρ)Gξ, where the direct sum is over ρ∈Gbξsuch thatρ⊂Eξ. But now Schur’s lemma for group representations implies that End(Eξρ)Gξ is isomorphic to the simple algebraMkρ(C), wherekρis the multiplicity ofρinEξ. It follows thatπ corresponds modulo the previous identifications to the projection ontoMkρ(C), for someρ∈Gbξ such thatρ⊂Eξ. In other words, we can associate toπan element (ξ,ρ)∈ΩM(E). The element (ξ,ρ)∈ΩM(E) is not unique (it depends on the pointξ∈Gξ), but it is unique modulo the action ofG. Therefore this associates to ker(π) the elementG(ξ,ρ)∈ΩM(E)/Gand defines our desired bijection (which is even a homeomorphism).
3. Primitive ideals and the proof of the main theorem
Letψ0(M,E) (respectivelyψ−1(M,E)) be the norm closure of the algebraψ0(M;E) (respectively, ψ−1(M;E)) of classical, order zero (respectively, order−1) pseudodifferential operators onM, a compact manifold. LetKbe our fixed minimal isotropy group, letα∈G, and letb παthe restriction morphism to theα-isotypical componentL2(M;E)α of L2(M;E), see Equation (2). As for the discrete case, the most important (and technically difficult) part of the proof is the identification of the quotientπα(ψ0(M;E)G)/πα(ψ−1(M;E)G).
As in [2], the mapC(S∗M; End(E))G→πα(ψ0(M;E)G)/πα(ψ−1(M;E)G) descends to a surjec- tive algebra morphism
ReαM:AGM:=C(S∗GM; End(E))G→πα(ψ0(M,E)G)/πα(ψ−1(M,E)G).
Since the map ReαM is surjective, the question of determining the quotient algebra πα(ψ0(M,E)G/πα(ψ−1(M;E)G) is equivalent to the question of determining the ideal ker(ReαM)⊂AGM. In turn, this ideal will be determined by solving the following problem:
Problem 5. Let AGM:=C(SG∗M; End(E))G, as before. Identify the closed subset Ξα(E) :=Prim(AGM/ ker(ReαM))⊂Prim(AGM) .
We notice that ifP is aG-invariant pseudodifferential operator thenπα(P) is Fredholm if, and only if, the image byReαMof its principal symbol is invertible, by an equivariant version of Atkinson’s theorem [3,4]. We next determine which ker(π(ξ,ρ)) belongs toΞα(E), for (ξ,ρ)∈ΩM(E).
3.1. Calculation on the principal orbit bundle
Let us consider first arbitrary (ξ,ρ)∈ΩM(K)(E). By tensoring withα∗, we can assume thatα=1G∈ G, the trivial representation. (This reduction is justified in Theorem 13.)b
C. R. Mathématique—2021, 359, n9, 1135-1143
Remark 6. One of the advantages of assumingα=1=1Gis the following simplification:
Ω1M(K)(E)= n
(ξ,1Gξ)¯
¯¯ξ∈SG∗M(K),EGξξ6=0o .
Indeed, this is because ifα=1G, then, in the Equation (5) definingΩ1M(K)(E), we haveK=g·Gξ, and henceρ=1GξandEGξξ6=0.
Letx0:=π(ξ)∈M(K). There is no loss of generality to assume thatGx0=K. LetU⊂(TGM)x0' (TG∗M)x0be a slice atx0, letW=Gexpx0(U)∼=G/K×Ube the associated tube aroundx0, and let
η∈ExK0 and f ∈Cc∞(U) , f(x0)=1 . (8) We have (S∗KU)x0=S∗x
0U, since we have assumedx0:=π(ξ)∈M(K). Henceξ∈S∗x
0U. We define thensη∈Cc∞(W;E)G andet∈C(W)G bysη(gexpx
0(y)) := f(y)gηandet(gexpx
0(y)) :=eı t〈y,ξ〉, t∈R. That is, they are the functions onW extending the functionsy7→f(y)ηandy 7→eı t〈y,ξ〉
defined onU⊂Tx0U=(TKU)x0 byG-invariance viaW =Gexpx0(U). Let us notice that, if we let ΦGK denote the Frobenius isomorphism, thensη:=ΦGK(fη) andet=ΦGK(eı t〈•,ξ〉). Recall the map χ:ΩM(E)→Prim(AGM) of Remark 4. Using oscillatory testing techniques, see, for instance [13,17], and Remark (6), we obtain.
Proposition 7. Assume that06=η∈EKx0(recall that K x0=x0). Then, for every P∈ψ0(M;E), we havelimt→∞P(etsη)(x0)=σ0(P)(ξ)η. In particular, if P∈ψ0(M;E)G, then
tlim→∞π1(P)(etsη)(x0)=σ0(P)(ξ)η=:π(ξ,1)
¡σ0(P)¢ η. Consequently,ker¡
π(ξ,1)
¢∈Ξ1(E). Equivalently,χ¡
Ω1M(K)(E)¢
⊂Ξ1(E).
AboveM(K), we also have the opposite inclusion.
Theorem 8. We haveχ¡
Ω1M(K)(E)¢
=Ξ1(E)∩Prim(AGM
(K)), and hence Ξ10(E) :=Ξ1(E)∩Prim(AGM
(K))={ker¡ π(ξ,1Gξ)
¢|ξ∈SG∗M(K),EGξ
ξ 6=0}.
Proof. Proposition 7 states that χ¡
Ω1M(K)(E)¢
⊂ Ξ1(E). This gives hence the inclusion χ¡
Ω1M(K)(E)¢
⊂ Ξ10(E). To prove our result, we need to prove the opposite inclusion. Let χ(ξ,ρ) :=ker(π(ξ,ρ))∈Ξ10(E). By definition, this means:
• (ξ,ρ)∈ΩM(E) andξ∈SG∗M(K)and, most importantly,
• π(ξ,ρ)|ker(Re1
M)=0.
We need to prove that (ξ,ρ)∈Ω1M(K)(E). As before, by replacingξwith a suitable conjugategξ, we can assume thatGξ=K and therefore we need to prove thatEKξ 6=0 andρ=1K. Sincex:=π(ξ)∈ M(K), we can replaceMwith a tubeWaroundxwith contractible sliceUon whichEis trivial. We shall prove by contradiction thatEKξ 6=0. Indeed, if 0=EξK=ExK, thenL2(W;E)G=0, by Frobenius reciprocity, and hence ker(Re1W)=AGW. This is, however, not possible since ker(Re1W)⊂ker(π(ξ,ρ)).
We shall prove, again by contradiction, thatρ=1K. Let us hence assume that1K6=ρ∈Kb. Let pρbe the projection onto the isotypical component corresponding toρin End(Eξ)K'End(Ex)K. We havepρ6=0, since (ξ,ρ)∈ΩM(E). Recall thatΦGK denotes the induction map. Letf ∈Cc∞(U) be equal to 1 nearxand extendf pρto aG-invariant elementQe:=ΦGK(f pρ)∈C∞(M; End(E))G⊂ ψ0(M,E)G viaW=Gexp(U) with principal symbolσ0(Q)e =:qe=Qe◦π∈AGM:=C∞(M; End(E))G. LetP∈C∞(M(K); End(E))G⊂C∞(SG∗M(K); End(E))Gbe the projection defined by
P(y)=p1G y, y∈M(K), (9) that is,P(y)∈End(Ey) is the projection onto the vectors fixed byGy, the stabilizer ofy. It has the property thatPis the identity onL2(M;E)GandQeP=0∈C∞(M(K); End(E)). We have
π(ξ,ρ)(q) :e =π(ξ,ρ)
¡σ0(Qe)¢
=f(π(ξ))pρ|Eξρ =pρ and π1(Q) :e =Qe|L2(M;E)G =QeP|L2(M;E)G=0 .
1140 Alexandre Baldare, Rémi Côme and Victor Nistor
Therefore,Re1M(q)e =π1(Q)e +π1(ψ−1(M;E))=0 butπ(ξ,ρ)(ΦGK(f pρ))6=0, which contradicts our assumption thatπ(ξ,ρ)|ker(Re1
M)=0. Henceρ=1K.
3.2. Calculation for singular(ξ,ρ)
We now consider (ξ,ρ)∈ΩM(E) such thatx:=π(ξ)∉M(K). A lot of work in this subsection will be devoted to finding the right definitions of theqeandQeused in the previous subsection and still satisfying the relationsπ(ξ,ρ)(q)e =pρ,qe=σ0(Qe), but, this time,PQe=0.
3.2.1. The symbolq and a distinguished neighborhood ofe (ξ,ρ).
We first consider the construction ofq. We could constructe qeto satisfyπ(ξ,ρ)(q)e =pρusing a tubular neighborhood ofξinS∗M, but we needqeto satisfy a few other properties in order to be able to constructQein the next subsection. AssumeK⊂Gξ. Let us then define succesively
Fξ:={β∈Gbξ|β⊂EξandβK6=0}, pK:= X
β∈Fξ
pβ, and eξ,K :=IdEξ−pK. (10)
(In particular,pK∈End(Eξ)Gξ.) To construct the rightq, we restrict to a tubular neighoborhoode ofx :=π(ξ). Let thenH be a closed subgroup ofG and letV be a vector space on which H acts by isometries. LetW =G×HV and assume thatE=G×H(V×E0) for someH-moduleE0. Let (ξ,ρ)∈ΩW(E) be our fixed element. Ifπ(ξ)=:x=[e, 0]∈G×HV =W, thenξ=[e, 0,v∗]∈ S∗W ∼=G×H(V×S∗xW), withv ∈S∗xW. We have that H acts onS∗xW. We construct then qe first on the sphereS∗xW to be H-invariant and to coincide witheξ,K 6=0 atξby using anH- tubular neighborhood ofv∗inS∗xW and call this functionp. The main properties ofpare thus thatp∈C∞(S∗xW)H andp(v∗)=eξ,K. Then we extendptoV×S∗xW to be constant in theV- direction. Since this extension (still calledp) isH-invariant, we can further extendptoS∗W ∼= G×H(V×S∗xW) to beG-invariant. Finally,qe:=f p∈Cc∞
¡S∗W; End(E)¢G
, where f ∈Cc∞(W)G is such thatf(x)=1, which defines also an element ofCc∞
¡S∗M; End(E)¢G
if the support of f is small. Recall the projectionP∈C∞¡
M(K); End(E)¢G
,P(y)=p1G y, of Equation (9).
Lemma 9. Let(ξ,ρ)∈ΩM(E)with K⊂GξandρK=0. Then (i) π(ξ,ρ)(q)e =pρ6=0.
(ii) π(ξ,1Gξ)(q)e =0, for allξ∈S∗M(K). (iii) Pqe=qeP=0on S∗M(K).
(iv) Let Vq˜={(ζ,β)∈ΩM(E)|π(ζ,β)(q)e 6=0}. Thenχ(Vq˜)is an open neighbourhood ofχ(ξ,ρ)in Prim(AGM)andχ(Vq˜)∩Ξ10(E)= ;. In particular,χ(ξ,ρ)∉Ξ10(E).
Proof. (i). Let us notice first that pρ ∈End(Eξ)Gξ = End(E0)Gξ is non zero because (ξ,ρ) ∈ ΩM(E) implies thatρ⊂Eξ, by definition. Let us prove (i). SinceρK =0 we get thatρ∉Fξ (see Equation 10). Therefore, for anyρ0∈Fξ,pρ0pρ=0. This gives that
π(ξ,ρ)(q) :e =q(eξ)pρ =eξ,Kpρ=pρ− X
ρ0∈Fξ
pρ0pρ=pρ =IdEξρ∈End(Eξρ).
(ii). In view of the support ofqeand itsG-invariance, this relation reduces toeξ,Kp1K =0 onV (see Equation 10). The relationeξ,Kp1K =0 is valid becauseEξK =L
ρ0∈Fξ(Eξρ0)K and therefore pKp1K =p1K.
(iii). The relation (iii) is just another formulation of (ii) sinceP(y)=p1K onV(K).
(iv). It is standard that the set χ(Vq˜) is open, see for example [3]. By Theorem 8, Ξ10(E|W)=
©ker(π(ζ,1Gζ)),ζ∈SG∗W(K),EGζζ6=0ª
and then (ii) implies (iv).
C. R. Mathématique—2021, 359, n9, 1135-1143
3.2.2. Density ofΞ10inΞ1
Lemma 10. Assume that(ξ,ρ)∈ΩM(E)is such thatχ(ξ,ρ)∉Ξ10(E)and that K⊂Gξ. Then (i) ρK=0, and hence, in particular,χ(Ω1M(E))=Ξ10(E)=χ(Ω1M(K)(E))and
(ii) there isQe∈ψ0(M;E)Gsuch thatσ0(Q)e =q ande π1(Q)e =0(i.e.,Qe=0on L2(M;E)G).
Proof. (i). We already showed in Theorem 8 thatΞ10(E)=χ(Ω1M(K)(E)). Since ker(π(ξ,ρ)) is maxi- mal (becauseAGM/ ker(π(ξ,ρ))'End(Eξρ)Gξ'Mk(C), due to the fact thatρ∈Gbξ), the assumption thatχ(ξ,ρ)∉Ξ10(E) implies that there isσ∈AGMsuch thatπ(ξ,ρ)(σ)=IdEξρ and the associated neighbourhoodVσ=©
(η,ρ0)∈ΩM(E)¯
¯π(η,ρ0)(σ)6=0ª
does not intersectΞ10(E). Henceπ(ζ,1)(σ)=0 for all (ζ,1)∈Ω1M(K)(E). Let us assume, by contradiction, thatρK 6=0 and letζn ∈SG∗M(K)be a sequence converging toξ, which exists by Lemma 3. Let us then writeσ(ζn)|Eξρ =σ(ζn)|EξρK ⊕ σ(ζn)|(EKξρ)⊥, forn large enough. Since (Eξρ)K ⊂EξK andσ(ζn)|EKξ =π(ζn,1)(σ)=0, we obtain that IdEξρ =π(ξ,ρ)(σ)=limσ(ζn)|Eξρ vanishes on (Eξρ)K 6=0, which is a contradiction. The relation χ(Ω1M(E))=Ξ10(E) follows by combining what we have just proved with Lemma 9 (iv). The rest follows fromΞ10(E)=χ¡
Ω1M(K)(E)¢ .
(ii). Since the problem is local, we can assume that M =W :=G×HV, as in the previous subsection. Using the compactness ofG/H, let us cover it with finitely many contractible local chartsDi and let (ϕ2i) be a partition of unity subordinated to this covering {Di}. Letκ:W := G×HV →G/H be the projection and Yi :=κ−1(Di). ThenYi is a finite covering of W and E|Yi 'Yi×Ei0is trivial. Letχi∈Cc∞(Di) be such thatχiϕi =ϕi. We extend trivially the partition of unityφi and the functionsχi toW by replacing, for instance,φiwithφi◦κ. EachYi identifies with an open subset of a vector spaceZi. Then letψi∈C∞(Zi∗) be such thatψ(0)=0 if|η| <1/2 andψ(η)=1 whenever|η| ≥1. For any order zero classical symbola∈S0cl(Yi×Yi×Zi∗) onYiand anys∈Cc∞(Yi,E), we let
Op(a)s(y) :=(2π)−dimW Z
Zi∗
Z
Zi
eı(y−z)·ηa(y,z,η)s(z)dzdη.
We shall use this construction forai(y,z,η) :=χi(y)ψi(η)qe³ y,|η|η´
χi(z) to obtainQi :=Op(ai), where we have regarded (y,η)∈Yi×Zi∗=T∗Yi ⊂T∗W. Next we defineQ :=P
iϕiQiϕi and Qe:=Av(Q) :=R
GgQ g−1d g. ThenQeis an order zero,G-invariant pseudodifferential operator on W with principal symbolsqebecause the average map commutes with the principal symbol map.
Let us prove now thatQe|L2(W,E)G =0. By density, it is sufficient to show thatQ s(y)e =0 for y∈W(K)ands∈Cc∞(W,E)G. By Lemma 9 (iii), we have fory∈W(K)∩Yi,z∈Yi, andη∈Zi∗that Pai(y,z,η)=0. Thus for anys∈Cc∞(Yi,E) andy∈Yi∩W(K), we obtain thatP(y)Qi(s)(y)=0. Thus we get thatPQ(s)=0 onL2(W;E)=L2(W(K);E). Using the average map, we obtain
0=£ Av¡
PQ(s)¢¤
(y)=P(y)£ Av(Q)s¤
(y)=P(y)(Q s)(ye ), ∀y∈W(K).
It follows thatPQe=0 onL2(W;E). SinceQe(L2(W;E)G)⊂L2(W;E)GandPacts as the identity on L2(W;E)G, we obtain thatQe(L2(W;E)G)=PQ(Le 2(W;E)G)=0.
Theorem 11. The setΞ1(E) :=Prim(AGM/ ker(Re1M))⊂Prim(AGM)associated to the idealker(Re1M) of AGM:=C(SG∗M; End(E))G is the closure inPrim(AGM)of the setΞ10(E) :=Ξ1(E)∩Prim(AGM
(K)).
Proof. SinceΞ1(E) is closed, it is enough to show that, if ker(π(ξ,ρ))∉Ξ10(E), then ker(π(ξ,ρ))∉ Ξ1(E). We may assume thatK⊂GξandM=G×HV as before. From Lemma 10 (i), we know that ρK =0. Furthermore Lemma 10 (ii) gives that there isQe∈ψ0(M;E)G such thatσ0(Q)e =qeand π1(Q)e =0 onL2(M;E)G. Therefore,σ0(Q)e =qe∈ker(Re1M). Since,π(ξ,ρ)(q)e 6=0 by Lemma 9 (i),π(ξ,ρ)
does not vanish on ker(Re1M), which means that ker(π(ξ,ρ))∉Ξ1(E).
1142 Alexandre Baldare, Rémi Côme and Victor Nistor
Combining the previous results, we obtain the desired determination of the set Ξ1(E) and hence of the kernel of the morphismRe1M.
Proposition 12. We haveΞ1(E)=Ξ10(E)=χ(Ω1M(E)), and hence χ0:Ω1M(E)/G →Ξ1(E)is a bijection.
The form of the main result given in the introduction is then obtained from the following sequence of equivalences (which was referred to as “reduction toα=1”). The last equivalence of the following theorem was shown for finite groups in [3, Proposition 5.9].
Theorem 13. The following statements are equivalent:
(i) πα(P)is Fredholm;
(ii) π1(P⊗Idα∗)is Fredholm;
(iii) P⊗Idα∗is transversally1-elliptic;
(iv) P is transversallyα-elliptic;
(v) For allξ∈(S∗GM)Kthe linear map
σm(P)(x,ξ)⊗Idα∗: (Ex⊗α∗)K→(Ex⊗α∗)K is an isomorphism.
Sketch of the proof. The equivalence of (i) and (ii) is an elementary, direct operator theory argument. The equivalence of (ii) and (iii) is the difficult part of the statement and it is what we have proved for the most part of this note. The equivalence of (iii) and (iv) is an elementary, direct representation theoretic argument. Finally, (iii)⇒(v) by the definition of1-transverse ellipticity.
Leth∈Gξbe such thath·K⊂Gξ. Thenh−1will mapEξtoEh−1ξandEξh·KtoEK
h−1ξ. The invertibility of theG-invariant symbolσm(P) on Ehξ·K (and hence on each Eξβ withβh·K 6=0) will follow therefore from its invertibility onEK
h−1ξ. Thus (v)⇒(iii).
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