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No rational nonsingular quartic curve <span class="mathjax-formula">$\mathcal {C}_4 \subset \mathbb {P}^3$</span> can be set-theoretic complete intersection on a cubic surface

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(1)

R ENDICONTI

del

S EMINARIO M ATEMATICO

della

U NIVERSITÀ DI P ADOVA

P. C. C RAIGHERO R. G ATTAZZO

No rational nonsingular quartic curve C

4

⊂ P

3

can be set-theoretic complete intersection on a cubic surface

Rendiconti del Seminario Matematico della Università di Padova, tome 81 (1989), p. 171-192

<http://www.numdam.org/item?id=RSMUP_1989__81__171_0>

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Toute utilisation commerciale ou impression systématique est constitutive d’une infraction pénale. Toute copie ou impression de ce fichier doit conte- nir la présente mention de copyright.

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(2)

Nonsingular

can

be Set-Theoretic Complete Intersection

on a

Cubic Surface.

P. C. CRAIGHERO - R. GATTAZZO

(*)

RIASSUNTO - In

questo

lavoro si dimostra che in

P3, spazio proiettivo

di dimen-

sione 3 sopra un

campo k algebricamente

chiuso di caratteristica zero,

ogni

curva

~4,

del

quarto

ordine, razionale e non

singolare,

non

pu6

essere

sottoinsieme intersezione

completa

di alcuna

coppia

di

superficie (3f3,

con

3f3 superficie

cubica ed

superficie

di ordine n,

qualunque

sia n.

Introduction.

Let P3 be the

projective

space of dimension 3 over an

algebraically

closed field of characteristic zero.

The first authors who

analyzed

the

problem

whether a nonsin-

gular

rational

quartic

curve can be set-theoretic

complete

intersection

(s.t.c.i.)

of two surfaces were:

1)

L. Godeaux and D. Gallarati

(see

Introduzione in who

proved that,

under some

hypotheses

of

generality concerning

the kind

of the

singularities

that the two surfaces have

~4

itself cannot

be s.t.c.i. of a cubic surface

:F3

and a

quartic

surface

:F4;

2)

P. C.

Graighero

in

[C],

who

proved

that

W4’

=

(A4, ~,3,u, p4)

is not s.t.c.i. of any

pair

of surfaces

:F3

and

~4;

(*)

Indirizzo

degli

AA.: Istituto di Matematica

Applicata

dell’Università di Padova, via Belzoni 7, 35100 Padova.

(3)

3)

E.

Stagnaro

in who

proved

that every

nonsingular

ra-

tional

quartic

curve

W,,

is not s.t.c.i. of any

pair

of surfaces

3E~

and

!F4;

4)

P. C.

Craighero

and R. Gattazzo in

[C-G],

who

proved

that

~~

is not s.t.c.i. of any

pair

of surfaces both of

degree

4.

In this paper the authors prove that

~4

is not s.t.c.i. of any

pair

of surfaces

.9~

and

3Fn ,

for every n. This is a

generalization

of the

result n.

3)

here

above,

and it is in the frame of a program of research in which other authors are

presently engaged,

see for

example

D. B.

Jaffe,

who concludes the Introduction of its paper

[J] by saying:

« We

hope

that the

techniques

of this article will contribute to the determination of which smooth curves are set-theoretic

complete

inter-

sections on other

types

of surfaces in

P3,

for instance on

arbitrary

ruled

surfaces,

on

arbitrary

cubic

surfaces,

or on surfaces

having only

rational

singularities

~.

We remark

that,

in the case when

3;~

is a ruled surface

(but

not

a

cone),

a new method is set up, which we think could be of interest in a more

general

context

(see

Remark

3, § 4).

Many

authors

begin

to

conjecture

that

~4 ,

and even

W,,

is not

s.t.c.i. of any

pair

of surfaces in P3. The aim of this paper, as well

as the papers listed

above,

is that of

finding

new methods and devices which can be

finally

used in

proving

this

conjecture,

or at least to

state it for

particular degrees,

or for

particular kinds,

of the two

surfaces,

in the

hope

that the

conjecture

could be reduced to these

cases.

Actually

somewhat of this sort

happens

here in

reaching

our

result:

indeed,

the main Theorem

in [S2J

is of

help

in

proving

our

Prop. 1;

the

key

Lemma 1 in is used in

proving Prop. 5,

case

3);

and

finally

the recent result of D. B. Jaffe about curves on cones

in

[J]

is used in the case when

!Fa

is a cone

(see Prop. 2).

Notations.

In what follows P3

denotes

the

projective

space of dimension 3

over an

algebraically closed field

of

characteristic

zero.

By

a cubic

(cubic ruled)

surface we

always

mean a reduced and irreducible cubic

(cubic ruled)

surface in

P3; by

a curve W we mean a reduced and

irreducible

curve in P3. If -F is a surface in P3 and W a curve, with W c

-5F,

we say that W is set-theoretic

complete

intersection

(4)

(s.t.c.i.)

on

F,

or

complete

intersection

(c.i.)

on /fi’ if there exists a

surface 9 such that F

n ~ _ ~,

or

respectively

if ifi’ r1 ~ _ ~ and

~)

= 1. The

expressions

«non

singular

rational

quartic

curve » and

« straight line(s) »

will be in the

sequel respectively

short-

ened in « non s.r.q.c. » and « 8.1. ». Given a and a

point

P E ~,

[P, ~]

will denote the

plane joining

P

and ~ ; given

two

coplanar lines r, s [r, s]

will denote the

plane joining t

and d.

1. In this

paragraph

we examine the cubic surfaces

/73’ containing

a non s.r.q.c. that are either non

singular

in codimension

1,

or

cones,

concluding (see Prop. 1,

and

Prop. 2)

that on these surfaces

~4

cannot be s.t.c.i.

LEMMA 1

(D. Gallarati).

Let -F be an irreducible

surfaces

in

P3,

non

singular in

codimension

1,

and be a

sur f ace in

P3 such that

where

rei

denotes a curve on

!F,

and qi =

I(CCi,

~’ n

f9),

i =

1,

... , t.

If

there exists a

surface

~’ s.t. ~ ~ ~‘’ = s’ s’ &#x3E;

0,

then there exists

a

surface

~ and a

positive integer

s

s’,

s.t.

LEMMA 2

(E. Stagnaro). Let

viI be an irreducible

(hence reduced)

monoid

sur f ace

in

P3,

with the vertex at 0 =

(0, 0, 0 ),

whose

degree

is

n &#x3E;

2,

and which is non

singular

in codimension 1:

Let us suppose that we have either

with a;

(i

=

1, 2) indipendent

linear

polynomials.

c

(a = ~

=

o}

be a s.l. on .~k

through 0,

and let r~ =

(G

=

0}

be a

surface of degree

m

(5)

8UOh that

Under these

assumptions

have the

following:

- in the

f irst

caso

(*),

within a constant

of k,

we have that

- in the second case

(* * )

zve have three

possibilities :

For the

proofs

of the above two Lemmas see

[S,],

pp. 139-143.

LEMMA 3

(L. Robbiano).

be a

(reduced

and

irreducible)

sur-

face

in

P3;

let ~ be a curve on

!F,

and let F have no

singular point

on rc.

Then, i f

~ is s.t.c.i. on

IF, W

os even a c.i. on !F.

PROOF. See

[R].

LEMMA 4. Let

~’~

be a cubic

sur f ace non8ingular

in codimension 1 and not a cone. is a s.l. which is s.t.c.i. on then there exists a

surface

3e such that

PROOF. From Lemma 3 it follows that

~3

has

necessarily

a sin-

gular point

on ~ :

being

not a cone,

~3

must be a monoid surface with

a double

point

D on ~. Then we can

apply

to

~3

and z Lemma 2

(of

course within a linear

isomorphism

we can suppose D =

0).

Then

the

following

cases can

happen:

(6)

a)

a =

ao ,

with oco irreducible of

degree 2,

and d = 1: we have

in this case that

b)

with ao of

degree 1,

and d = 2: we have in this

case that

and, assuming

3Q = = we have

c)

I with ai, ocz

independent

linear

polynomials:

we

have in this case four

possibilities

Now,

if

°1)

or

c2) happens,

we take = =

0)

or (9 = =

0~ :

in both cases we

get

If

os)

or

c~) happens, then, applying

Lemma 1 to af

(= ~), (ai

=

0}

(= ~)

and +

(=

or to J(

(=

=

0} (= ~),

and +

(=

respectively,

we can find a surface ~ such that

PROPOSITION 1. In

p3,

let

F3

be a cubic

surface containing

a non

s.r. q. c.

~4 ,

and let

~3

b e neither

singular

in codimension

1,

nor a cone.

Then

W,

cannot be a.t.c.i. on

~3.

PROOF. Let us suppose the

contrary,

that is that there exists a

surface

~, necessarily

of

degree 4m,

s.t.

(7)

Let 2 be the

(unique) quadric containing W,.

It is well known that

9 is not a cone

(see

e.g.

[H],

Ch.

VI,

Ex.

6.1,

p.

355),

and

that,

of

the two scrolls of s.l. on

~,

one consists of unisecants of

~4 ,

and the

others of trisecants of

W4,

so

W4

cannot be s.t.c.i. on

~, being

of

type (1, 3),

whereas a curve which is s.t.c.i. on 9 must be of

type (d, d)

(see

e.g.

[H],

Ch.

II, § 6,

pp.

135-136~ .

Let

P,

be the

algebraic cycle

of order

2,

which is the residual

intersection,

with

respect

to

of 9 and

~3:

r2

can be neither an

irreducible conic,

nor a

pair

of distinct and

coplanar s.l.,

because

r2

would be c.i. on 9 with the

plane

con-

taining 1’~,

so

that, by

Lemma

1, applied

to 9

(= eF3 (= ~)

and

F, (= lC4

would even be c.i. on 9 : absurd.

r2

cannot consist of two skew

ig.l., because, by

Lemma

1, applied

to

~3 (= eF), !2 (= ~)

and

‘~4 (= (‘~4

is

by (#)

s.t.c.i. on

~3)

even r2

would be s.t.c.i. on

F3,

which is

notoriously impossible, being

a

disconnected variety (see

e.g.

[K],

Ch.

VI, ~ 4,

Ex.

4.4,

p.

199).

So it remains for

r2 only

the

possibility

of

being

a

pair

of coin-

cident

s.l.,

that is

Now, always by

Lemma

1, applied

to

~3 (= ~), !2 (= ~),

and

‘~4 (_ C1), ~

is s.t.c.i. on

!F3. By

Lemma

3, t

must pass

through

a

singular point

D of

~3:

since

!F3

is not a cone, D must be a double

point

of

~3’

which can be considered a monoid

surface,

non

singular

in codimension 1

by assumption,

of vertex D : from Lemma

1, applied

to

~3 (= !F), !2 (_ ~), CC4 C =

we

get

that t is s.t.c.i. on

~3;

then,

from Lemma 4 we can say that there exists a surface ~ s.t.

Now,

from

(##)

it follows that one can find a surface 9

(actually

one

can take for T the non

reduced 3~)

s.t.

Finally

from

(###), (####),

and Lemma

1, applied

to

(= ~), ~,

and

W, (= 4),

it follows that there exists a surface ;e’

(necessarily

of

degree 4)

s.t.

~3-~= 3~"

which is

absurd, according

to

[S2] .

(8)

PROPOSITION 2.

Let:F3

ac cubic

sur f ace

in

P3,

which is a cow con-

taining

a non s.r.q.c. Then

~4

cannot be s.t.c.i. on

~’3.

PROOF. Let us suppose the

contrary,

that is that there exists a

surface 0? s.t.

3~~

cannot be

singular

in codimension one

by

Th.

4, 3,

first case, in

[J]. ~4

must pass

through

the vertex V of otherwise it would

be, by

Lemma

3,

c.i. on which is absurd. Moreover the

generic

s.l. of

!F3

meets

~4

in V and in

just

one further

point: indeed,

if it

met C4

in at least two further distinct

points,

it would be a trisecant

of

~4’

and it would

belong

to

!2,

so 9 c

3;~:

absurd

again.

This means

that the

projection

of

~4

from V to a

generic plane

section

~3

of

!F3

with a

plane

not

passing through V,

which

presently

is an

elliptic

cubic curve, is a birational

correspondence,

and this would

imply

that

absurd.

Q.E.D.

2. In this

paragraph

we examine the cubic ruled surfaces of gen- eral

type,

those

having

two base skew

s.l.,

one

double,

and one

simple.

Proposition

3 states

that,

even in this case,

C4

cannot be s.t.c.i. on

such a surface.

LEMMA 5. Let

C4

be a non s.r.q.c. in

1P3,

let

F3

be a cubic ruled

surface of general type containing ~4,

and let z£ and a be

respectively

its double and

simple

base s.l.. Then Q is a trisecant

of C4 (may

be

tangent

at a

point

A and secant at a

point B, B =1= A,

or even

tangent

to

C4

at

a

possible f lex),

is a chord

of ~4 (may

be

tangent

at a

point

which is not a

flex).

PROOF. Since d is a double s.l. on

F3,

every s.l.

meeting

o,

C4,

and

d, necessarily belongs

to

~3’

so that

~3

is the ruled surface of the s.l.

meeting

the three curves o,

.~, ~4. Setting 21

= ~,

22 = ~4’

23 = d,

we have that the

degrees

of these curves are

respectively

(9)

whereas the

multiplicities

of

~1

= ~ and

~3

= d for

!Fa

are respec-

tively

1 and 2.

Applying

to

~’3

G. Salmon’s Theorem

(see [G],

p.

377)

we

get

where ri; is the number of

(distinct

or

coincident) points

common

to

Li

and 1

i, j::;: 3,

i #

j.

From

( * )

we

get

r12 = 4 - 2 = 2 and r2~ = 4 - 1 =

3 ;

whence the Lemma.

LEMMA 6. Let

F3, d, s

be as in .Lemma 5. Let a be a chord

of ~4’ intersecting transversally W4 just

at two distinct

points

U and V.

Let

la

and

Iv

be the two

tangent

8.1. to

W4

at U and V

respectively. Let

u,s set

II u

=

[1, Ilv

=

[1,

and let ou

-and 4,,

the two

rulings of ~3 passing through

U and V

respectively.

Then we have

PROOF. W,

has

surely

a

stationary point P,

for which there exists

a

plane

II

through

P such that = 4P. Assume A3 to be

P3 -

II,

P = and the

tangent

to

CC4

at P as the s.l.

Z~ Y~. Then,

with a suitable choice of 0 =

(0, 0, 0),

of the unit

point

ZI =

(1, 1, 1),

and of the

parameter t,

we can suppose that t = oo

corresponds

to

Z~,

and that

~4’ _

A3 admits one of the

following

two para- metric

representations:

in the first case

Zoo being

not a flex of

~4’

in the second

being

a flex

of

~4. Working

with these

representations

of

W,,

one

gets easily

the

result: we avoid

putting

down

explicitely

the

quite elementary

com-

putations involved, together

with the obvious

adaptations

of the

proof

when

II,

or V is

Zoo.

REMARK 1.

Using

the

representations (**)

of a rational nonsin-

gular quartic

in A3 c

p3,

one can

easily recognize

that has

at least one affine

stationary point,

so in any case has at least two distinct

stationary points.

LEMMA 7.

~’~ , .~,

Q be as in Zemma 5. be ac

tangent

to one

of

its

points U,

which is not a

flex for ~4.

Let

IIu

be the

(10)

obsculating plane

to

C4

at

U,

and let gU be the

ruling of

IF

through

U.

Then we have

PROOF. One

proceeds

in a way

quite

similar to that followed in

proving

Lemma 6.

LEMMA 8. Let as in Lemma 5. Let D a

point of

d r~

6’,.

Let us assume that on the two

(distinct

or

coincident) rulings of ~’3 through

D there is no

point of ~4

other than D. Then the

plane

II =

[1, D] is tangent

to

~~

at D.

PROOF. We

distinguish

two cases,

according

as

~4

intersects 4 at two distinct

points

U

and V,

or it is

tangent

to s at a

point

U

(which

is not a flex of

~4 ) .

In the first case, the

plane

1’I =

[1, D]

cannot be

tangent

to

~4

neither at

U,

nor at V : indeed let it be

tangent

to

~4

for

example

at

U ; then, by

Lemma

6,

the

ruling

flu of

~’3 through

U would

lay

on

II,

and

consequently

we

would

have flu =

UD, against

our

assumption

on the

rulings

of

~’3 through

D. So

Moreover there does not exist any

point ~4’

with

Y, D}:

indeed,

if it

existed,

then E would

belong

to one of the

rulings

of

through D,

and this would lead

again

to a contradiction. So neces-

sarily I (D, ~4 n II ) = 2 .

In the second case one argues in an

analogous

way,

taking

into

account Lemma 7.

LEMMA 9. Let

~4’

Lemma 5. Then there exists

a

point

D f1

rc4

such that at least one

of

the two

(distinct

or

coincident) rulings of

~

through

D intersects on

~4

a

point

D.

PROOF. We shall

distinguish

two cases,

according

as d meets

~4

at three distinct

points D1, D2 ,

or it is

tangent

to

~4

at

D1,

and

meets

~4

in a further

point D~ (possibly

coincident with

Dl, when Di

is a flex of

~4).

Case 1.

~4

r1 ~ _

(Di, D2, Di =1= j. By

Lemma

8,

if

for

every i

=

1, 2, 3, through D~

there does not pass any

ruling

con-

taining

a

point

of

~4

different from

Di,

each of the three distinct

(11)

planes IIa

=

[1,

=

1, 2, 3,

would be

tangent respectively

at

J9~

i =

1, 2, 3,

to

~4’

which is not

possible,

because the number of

planes through a

which are

tangent

to at

points

not

belonging

to a

is at most

2,

as it is easy to

verify.

This

proofs

the Lemma in the first case.

Case 2. Let be either .~ = with .~

tangent

to

W,

at

D1,

and or

~4 r1 ~ _ ~Dl~,

with .~ inflexional

tangent

to

W4

at its flex

Dl.

In both these

subcases,

II =

[1,

is not tan-

gent

to

W4

at

D1,

because it would contain the

tangent

to

~4

at

Dl ,

which is

d,

and d and d would be

coplanar. Then, by

Lemma

8,

there

must exist a

ruling

of

~ 3 through Dl meeting W4

at

Dl

and at a further

point Di .

Whence the Lemma.

PROPOSITION 3. In

P3, for

every non s.r.q.c.

~4,

and

for

every cubic ruled

sur f acce ~ 3 of general type containing W4,

we have that

W4

cannot

be s.t.c.i. on

~’3.

PROOF. Let and a be

respectively

the double and

simple

base

s.l. of Let ~1 be a

ruling

of

3;~ (see

Lemma

9) which,

beside a

point DI

E

~4 m z£,

contains a further

point P1 (~ .~)

of

~4 . Now, by

Remark

1, CC4

has at least two distinct

stationary points,

so that there

exists

surely

one of them P which is different from

Pi,

and let us

choose as

plane

at

infinity Hm

the

osculating plane

to

W4

at P.

With this

W(4a’ = ~4

n A3 admits a

parametric biregular

represen-

tation of the

type

with

a(t), b(t), c(t) polynomials

in

k[t],

of

degree

4. Let

tl

be the value of the

parameter corresponding

to

P1

=

P(tl). 4F§~~

= A3

admits a

parametric representation

of the form

where one can suppose that

i(t), m(t), n(t)

are three

coprime poly-

nomials in

k[t] (in (*) ~4 ’ plays

the role of base

curve).

For every

given t E k,

such that

P(t)

=

(a(t), b(t), c(t)) 0

.~

(12)

is a

parametric representation (in

the

parameter ~c)

for the affine

part

~ (t ) ~"’

of the

unique

of

~3 through P(t). (* *),

for t =

tl , represents

a s.l.

passing through Pl

=

P(tl)

and contained in

~3a’,

7

which

actually

is the affine

part

of the

ruling

o, of

F3 through Px .

Now let us suppose that there exists a surface such that

~’3 ~ ~ _

-

3m~4. ~

has

necessarily degree

4m.

Being

.~ a trisecant of

~4 (possibly

in three

points variously coincident),

the

generic ruling

of F

is a s.l.

intersecting transversally ~4

in

just

one

point:

this means

that,

for

generic t, ~(t)

intersects

~4 just

in

P(t),

which in

(* * )

is

obtained for the value u = 0 of the

parameter

u. Now we

have,

for

every

such t,

which means that

a(t)

intersects 9 at

P(t)

with

I(P(t), a(t)

n

~) ==

= 4m ==

deg (9).

This

implies that,

if

in

k[t, u]

we have the

following

with suitable

A(t)

E

k[t]. Putting

in

( * * * )

t =

t1,

we

get

Now,

if it were

A(ti)

~

0,

this would mean that the

ruling

y, inter- sects 9 at

Pl

=

P(t1)

with

multiplicity 4m,

and this would

prevent

~1 from

having

on it another

point

of

CC4 c ~: contradiction,

because

we know that

D1 E /11.

So it is =

0;

but then we have ~l c

~,

hence ~1 c 9 r1

~’3 = ~4:

absurd.

Q.E.D.

3. In this

paragraph

we examine the case in which

~’3

is a cubic

ruled surface of

Cayley’s type containing

a non s.r.q.c. The main statements are

Prop.

4 and

Prop.

5.

Let us remember that

~’3

has a base double that there exists

just

one

plane

II*

through

.~ which osculates

~’3 along d,

that is s.t.

(13)

=

3.~;

and that there exists

just

one

point

D E d s.t. the

only

s.l. of

~’3 through

D is d

(D

is the

uniplanar

double

point

of

with H* as

principal plane).

REMARK 2. The

proofs

of the

statements

contained in this Remark

are not

given explicitely, being

either well

known,

or of not difficult

verification. Let

~4

be a non s.r.q.c. in

P3,

and lot 4 be a s.l. which is an

ordinary

chord of

~4’ intersecting

it

transversally just

at two

distinct

points

A. and B. Let P be a

generic point

of

~4:

The

plane

H =

[~, P]

intersects on

~4’

beside

A, B and P,

a further

point

~’’.

1)

The

correspondence

such that = P’ is birational and

biregular:

since

~4 !:::!. P1,

S2 is

a bilinear involution.

2)

Let

Pl

and

P2

be the two

(necessarily distinct)

fixed

points

of ,52. Moreover let ~ be the ruled surface whose

generic ruling

is

the s.l.

[P, Q(P)] (such

surface has

obviously

as base curve both

~4

and

~).

Then the two

tangents

o, and ~2 to

respectively

at

P,

and

P2 , belong

to 1’.

3)

Let

/~

and

/~

be the

tangents

to

~4

at A and

B, respectively.

Suppose

that

Ih

=

[.t~, ~]

is

osculating CC4

at A : then

S2(A)

=

A,

and so,

by 2), IA belongs

to 3Q

(similarly S~(B) = B,

and

t’B c.4,

if

IIB

=

[.tB, ~]

is

osculating CC4

at

B).

4)

If

/~

and

IB, (see 3)),

are not

coplanar,

and neither

IIA,

y

nor

lIB (see 3))

is

osculating CC4 respectively

at A or at

B,

then every

plane

II

through t.

intersects

on W,

at least one

point P =1= A,

B.

LEMMA 10. Let

~4

be a non s.r.q.c.

CC4

c P3. Let

~3

be a cubic ruled

surface of Cayl,ey’s type containing ~4 .

Let d be the base s. t.

of J~7,

and

suppose that d is an

ordinary

chord

of ~4 intersecting

it

transversally just

at A and

B, A 0

B. Then

necessarly

the two s.Z.

IA

and which

are

tangent

to

CC 4 respectively

at A and

B,

must be

coplanar.

PROOF.

Suppose

that

/~

and

/~

were not

coplanar.

In our situa-

tion,

the ruled surface ~f of Remark 2 is

just

with + = ~. Let

II be any

plane through d,

and let us prove that II cannot be oscu-

lating ~’3 along d,

that is it cannot be = 3.~: this shall be a

(14)

contradiction,

so

/~

and

/~

must be

coplanar.

Let us choose II =

First suppose

I(A,

=

2 ;

then

I (B, ~4 n II~)

= 1

(it

cannot

be

2,

otherwise

/~

and

IB

would be both contained in

IIA,

that is

they

would be

coplanar) ;

so it exists and this

means that it cannot be = 3.~.

Now suppose

7(~~4~77~)=3; then, by

Remark

2, 3 ),

it fol-

lows that

/ c

and

again

it cannot be = 3~. Same argu-

ment when II =

lIB. Finally

if then =

=

7(-By

=

1,

so it exists at least one

point

and

d,

and this

again prevents

II from

osculating ~ 3 along

.~.

LEMMA 11. Let

~4

be a non s.r.q.c. in ~’3. Let A be a

point o f ~4

which is not a

flex o f ~4

and d the

tangent

to A. Let us sup- pose that

~4 r1.~ _ {~4.}.

..Let B be any

point o f

.~

different f rom

A.

T hen

through

B there

passes at

least one

s.l., di f f erent

which

either two distinct

points,

or it is

tangent to

suit- able

point (different A).

PROOF.

Let y

be a

plane

transversal

to d,

and let

~4

- y be the

projection

of

~4

from B to y, and

~4

the

image

of

~4

under ffJB;

it is easy to see that

~4

is a

quartic

curve

of y

and

~4 -+ ~~

is

a birational

(and regular) correspondence,

so that

~4

is a rational

quartic

curve of y. Let us set A’=

Y B(A):

it is

quite simple

also to

see that A’ is an

ordinary

cusp of

~~,

which

implies

that

~4

itself

has at least one further

multiple point D, D -::;6

A’.

Now,

if

through

B

there did not pass any chord or

tangent

to

~4

different

from d,

every

point

of

~4

different from A’ would be of course a

simple point

of

~~ :

absurd.

LEMMA 12. In ~3 there does not exist any cubic ruled

~3 o f type containing a

non s.r.q.c.

~4,

and

having acs

its double

base

tangent to point A,

not a

flex o f ~4 ,

and

such that

~4~~= ~A~.

PROOF. Let us suppose that such a surface

~3

exists and deduce

a contradiction. Let P be a

generic point

of

~4’

and let us considere

77p=[~7~].

We have

lIP ~ ~4 = 2A -E- P -~-- P’ .

As in Remark

2,

the

correspondence

such that = P’ is a linear

involution,

and let 3Q be the ruled

(15)

surface whose

generic ruling

is

[P, S~(P)].

Of course it is ~ =

.F3, and,

as in Remark

2, 2)

on can see

that,

if

Q(Pi)

=

Pi,

then the

tangent

to

W4

at

Pi belongs

to 3t’ =

!F3. Now,

as it is well

known, through A

there passes a trisecant / of

W4 (intersecting

it at three

non

necessarily

distinct

points)

which

presently

must be different

from d,

so that ~‘ is transversal to

W4

at

.A,

and must then meet

W4

at two

(distinct

or

coincident) points

different from .A..t then

belongs

to F =

3;~.

This means that

through

A there passes a

ruling

of

!F3

different from d.

On the other

hand, by

Lemma

11,

we have that

through

any

point B, B ~ A,

of .~ there passes a

ruling

of

9i’3

different from d.

This is inconsistent with

:F3 being

a cubic ruled surface of

Cayley’s type,

for which there exists

(exactly)

one

point

D of .~ such that the

only

s.l. of

9i’3 through

D is .~.

PROPOSITION 4. In P3 let

~~

be a non s.r.q.c., and let

:F3

be a cubic

ruted

surface. :F3 of Cayley’s type containing ~4’

and

having

its double

base s.l. d which is a

simple

chord

of ~4’ intersecting

it

transversally just

at two distinct

points

A and B. Then

’C4

cannot be s.c.t.i. on

:F3.

PROOF. From Lemma 10 we know that the two s.l.

/~, IB,

which

are

tangent

to

W4 respectively

at A and

B,

are

coplanar. Through

A

there passes a

(unique) trisecant 4A

of

~4, meeting W4

either at three distinct

points,

or at two distinct

points being

at

(only)

one of them

tangent

to

W4,

or

finally tangent

to

~4

at one of its

(possible)

flexes.

Of course

because,

on the

contrary,

the

plane

II =

.tB]

would cut on

~4

at least three

(distinct

or

variously coincident) points laying

on and in at least two

(coincident) points

at

B,

which

would

imply

that absurd. Same

argument

for the trisecant of

~4 through

B. It is also clear that 4A, and I meet trans-

versally ~4 respectively

at .A and at B. This

implies that ’tA and t,,

both meet beside at A and at B

respectively,

at two further

(distinct

or

coincident) points.

Now the surface --Y introduced in Remark 2

presently

coincides

with

our ~ 3, and ’tA and belong

to

:F3.

Let us choose an affine

~i3 in such a way that the

improper plane Ih

is

hyperosculating W4

at one of its

(at

least two and

distinct,

see Remark

1) stationary points P 00;

moreover we can even suppose that one, let it be Jt A, of the two

trisecants rA and 4.,,

is such

that )tA

n

C4

c A3.

By

this

W(4" =

=

W4

r1 A3 is a

polynomial

curve

~4’ _ (a(t), b(t), c(t))

with

a(t), b(t),

c(t)

E

k[t],

and of

degree

4. Even

~3’ - ~3

r1 A3 can be repre-

(16)

sented

parametrically

in the form

(t,

u

parameters) ,

y

where

m(t), n(t)

E y and can be

supposed coprime.

For every

given

t s.t.

P(t)

=

(a(t), b(t), c(t)) ~ .~,

the

equations (t) represent

the

affine of the

unique

of

through P (t ) .

Let

t,

be a value of the

parameters

for which

P (tl ) fC4,

but ~ A .

The

equation (* ),

for t =

tl, represents

the affine

part

of a s.l.

through P(t1 )

contained in since

through P(tl )

there exists

only

one

ruling

of and

through P(ti)

there passes ~~ c

~’3,

then

~{t1) _

4A-

Now let us suppose that there exists a surface # such that -~F- 9

-

3m~4. ~

has

necessarily degree

4m. Given a

generic point P(t)

of

~4’,

let be

Q(P(t)), Q being

the linear involution

introduced in Remark

2,

and

.A(t), B(t)

are

indipendent

linear

poly-

nomials. Let

G(X, Y, Z)

= 0 the

equation

of

~a’ - ~

r1 A3. For

the

generic ruling g(t)

of

!Fa

we have

where

ro(t)

=

A(t) jB(t). Introducing (*)

in

G(X, Y, Z),

we

get

in

k[t, u]

the

following

with suitable

because for u = 0 in

(*)

we

get P(t).

On the other hand the

equation

has a

unique

root

in u,

because

4,(t)

intersects

~4 just

at

P(t)

and

This

implies

where

C(t)

and

D(t)

are suitable

coprime

elements in

k[t].

(17)

Let us prove that

D(ti)

~ 0.

Suppose

the

contrary. Now,

of

course we have

and, by multiplying by D(t),

we

get

By

our

assumption

that I we have that

ro(t1)

is defined at

ti,

(that

is because

Q(P(t1»)

is a

point

which

belongs

to ZA I

and to the infinite value of the

parameter

there

corresponds on C4

the

point P 00 . Putting

in

( * * * )

t =

t1,

we

get

then

whence

O(t1)

=

0, being Z(t), m(t), n(t) coprime:

absurd. So

D(tl)

~ 0.

We

get

then

Let us assume that ~ 0. Now we

distinguish

two cases, ac-

cording

as

0(t,)

~ 0 or

0(t,)

= 0. In the first Case ’tA

meets #,

beside

at

A,

at the two further distinct

points,

both different from

A, P(t1)

and

P(ro(t¡»,

which

correspond

to the two values

0, and O(t1)/D(t1)

of the

parameter u

in the

parametrization

of

~(t)~a’.

From

(***)

we

have

(18)

But ’tA

intersects # also at

A,

so

that 4,

c ~ because

So t,

c ~ r1

!F3

=

~4 :

absurd.

In the second case we have

already n ~A~

-

4m,

and

P(t1)

=A

A,

hence the same conclusion.

So it must be

Q’m(t1)

=

0,

and this

implies again

that ~~ c

~,

which leads once more to a contradiction with the

hypothesis

LEMMA 13. In P3 let

F3

be cubic ruled

surface of Cayley’s type containing

a non s.r.q.c.

~4’

let 9, be the

unique (non singular) quadric containing ~4’

and let d be the double base s.l.

of !F3.

Let us suppose de

9"

and let P be a

point of ~4 (1 d,

at which

~4

and d meet each other

transversally.

Then the

uniplanar

double

point

D

of ~3

on .d is

dif- f erent f rom

P.

PROOF. Within a linear

isomorphism

of P3 and with a suitable choice of an affine A3 c

P3,

we can suppose that

and

by

consequence we have D =

(0, 0, 0),

_

fX

= Z =

0}.

Since

~ c

~,

we have

Let us suppose that P = D = 0 =

(0, 0).

From direct calculation it follows that

~4

passes

through

0

only

if d = 0. On the other hand it must be b #

0,

otherwise no

component

of

~’3

m 9 would be a

quartic

curve, as it is easy to see. Then from the

parametric

repre- sentation of

C4

it is immediate to

verify

that

~4

is

tangent

to z£

at 0 : contradiction. So

D =1=

P.

14. In P3 let d be a trisecant

of

a non s.r.q.c.

C4, meeting

it at three distinct

points Pi (i

=

1, 2, 3),

and let

~’3

a cubic ruled

surface of Cayley’s type having d

as its double base s.l.. Then on at

(19)

least one

of

the f

(i

=

1, 2, 3 ) of ~3, respectively through P, (i

=

1, 2, 3),

there is a

point

R E with

B Od.

PROOF.

By

Lemma 13 it is D =1=

Pi (i

=

1, 2, 3)

so

through

each

of the

points Pi,

there passes a

ruling

gi, with d

(i

=

1, 2, 3).

If on every oi

(i =1, 2, 3)

there did not exist a

point

.R E

~4

f1 gi,

.~,

then the three distinct

planes

a~ =

[~_, ~],

would not meet

ref,

outside d.

On the other hand

there

are

exactly

three

planes through d behaving

like

this,

and

they

are the

planes containing respectively

the three

tangents

to at

Pi (i

=

1, 2, 3).

For any other

plane

II

through

.~ we have

~4

r1

II)

= 1

(i

=

1, 2, 3),

so that 11 and

must meet each other at a further

point P 0

d.

From all this it would follow that no

plane through d

can inter-

sect on

F3 only

d:

contradiction,

because

F3

is of

Cayley’s type.

LEMMA 15. Let

C4

be a non s.r.q.c. in

P3,

and let d be a

tangent-

chord

of C4, tangent

to it at

PI,

and

intersecting

it

transversally

at

Pl

Let

!F3

be a cubic ruled

snr f ace of Cayley’s type containing ~4

and

having

.~ as its double base

s.t. ;

moreover let us suppose that the

uniplanar

double

point

D

of ~’3

on d is

different from Pl.

Then on at

least one

of

the

rulings

/Ii’

(i

=

1, 2) of ~’3 respectively through P, (i = 1, 2)

there is a

point

R E

~4’

with d.

PROOF.

Through

each of the

Pi (i

=

1, 2)

there passes a

ruling

oi

different from .~: as for

P,,

since

D 0 PI,

and as for

Pa, by

Lemma 13.

After that the

argument

is an easy

adaptation

of that used in

proving

Lemma 14.

PROPOSITION 5. In P3 let

~4

be a non 8.r.q.c., and let

~’~

be a cubic

ruled

sur f ace of Cayley’s type containing

and s2cch that its double base is:

1)

either a trisecant

of rc4,

at three distinct

points Pi (i

=

1, 2, 3);

2)

or a

tangent-chord of ~4’ tangent

to

t:t’4,

at

P,,

and

intersecting

it

transversally

at

3)

or,

if ref. actually

has a

flex,

a

tangent

to at one

of

its

flexes Po .

Then,

in all these cases,

rc4,

cannot be s.t.c.i. on

PROOF. Case

1 ). By

Lemma

14, through

at least one of the

points P, (i

=

1, 2, 3)

there passes a

ruling g

of

!F3

different from

d,

having

on it

(at least)

two distinct

points

of

~4.

We can then argue

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