A NNALES DE L ’I. H. P., SECTION A
G. A UBERSON L. E PELE
G. M AHOUX F. R. A. S IMÃO
Rigorous absolute bounds for pion-pion scattering.
II. Solving modified Szegö-Meiman problems
Annales de l’I. H. P., section A, tome 22, n
o4 (1975), p. 317-366
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p. 317.
Rigorous absolute bounds for pion-pion scattering.
II. Solving modified Szegö-Meiman problems
G. AUBERSON, L. EPELE
(1),
G. MAHOUX, F. R. A.SIMÃO (2)
Service de Physique Theorique, Centre d’Etudes Nucleaires de Saclay,
BP N° 2, 91190 Gif sur-Yvette, France Ann. Inst. Henri Poincaré,
Vol. XXII, n° 4, 1975,
Section A :
Physique théorique.
ABSTRACT. - In this second paper devoted to the derivation of absolute bounds for strong
interactions,
wegive general
methods forsolving
furtherextremum
problems.
The mainproblem
consists infinding
at someanaly- ticity point
the extremal values of a functionF(z), analytic
in agiven
domain
D, knowing :
i) the value of a certain functionalwhere the
integration
runs over theboundary
aD of D andp(z)
is agiven positive function, ii)
thesign
of ImF(z)
on theboundary
The mathe-matical techniques
involvedpertain
to thetheory
ofHardy
spaces ofanalytic
functions. Numericalapplications
to the calculation of absolute bounds for thepion-pion amplitude
arepresented.
I. INTRODUCTION
In the’first paper
[1] (hereafter
denotedby (I))
of this series devoted to the derivation ofrigorous
absolute bounds forpion-pion scattering,
wedisplayed
the various mathematicalproblems
thereencountered,
and (~) Fellow of the Consejo Nacional de Investigaciones Cientificas y Tecnicas, underCTE contract with the CEA. Present address: University of La Plata, La Plata, Argentina.
(~) Fellow, of Conselho Nacional de Pesquisas. On leave of absence from IEN and UFRJ (Brazil).
Annales de l’Institut Henri Poincaré - Section A - Vol. XXII, n° 4 - 1975.
318 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
solved the first of them. In this second paper we pursue our program, and tackle the two
remaining
extremumproblems pointed
out in theintroduction of
(I),
which we first restatebriefly:
let the functionF(z)
beholomorphic
in some domain D(which might
be the cutenergy-plane
when F is the
amplitude
at fixedtransfer);
we suppose that we know the value of a certain functional! F(z) ~ , z) involving F(z) ~ I on the
J~D
boundary ap
of itsanalyticity
domain(3),
wherek( [ F ) , z)
is agiven posi-
tive
function;
we want to answer the twofollowing questions:
i)
assume thatF(z)
satisfies somepositivity properties (the sign
ofIm
F(z)
isgiven
on aD or part ofit);
what are the extremum valuesof F(zo),
where the
point
zo is in D ?ii)
what is the allowed domain for thecouple
ofquantities (F(zo), F(zl)),
where thepoints
zo and z 1 are in D ?Similar and
simpler problems
have beenalready investigated by
many authors. Thequestion i),
withoutpositivity constraints,
and with a function kquadratic in
is rathertrivial,
and its solution is known from along
time
[2].
It has beengeneralized
to functions k’s thatsatisfy
certaingrowth
and
convexity properties [3].
Our purpose is to introduce thepositivity
constraints on
F(z). However,
we shall be able to answerquestion i) (and
also
question ii))
in theonly
case where k is a power functionin F) :
:This is indeed the reason
why
we calculated in(I)
the least upper bounds of the form(I.1)
for theparticular
functions k’s relevant to the calculation of bounds(4).
With a functional of the form
r I dz| p(z)) the natural frame-
work for a search of extrema is the theory
of Hardy
spaces, namely
Banach
spaces of
analytic
functionsF(z)
with a normprecisely
definedby
thatfunctional
(raised
to the powerIIp).
Infact, considering
such spaces isunavoidable,
inasmuch as some non trivial theorems of thetheory
ofHardy
spaces will turn out to be essential in the derivation of our results.In the next two
sections,
we shall state the mathematicalproblems directly
in
Hardy
spaces, withoutattending
to theirprecise
connection with thephysical problems,
that will be madeexplicit
in section IV and in the third paper of this series.Furthermore,
the domain D will be taken as the unitdisk z ~
1(image through
a suitable conformalmapping
of the cutenergy-plane).
Section II deals with the above mentioned
problem i).
We firstgive
(~) See Eqs. (1.3) and (I.3/ in (I).
(4) See Eq. (II . 17) in (I). With the notation of (I), the function k is nothing but ( F
Annales de 1’Institut Henri Poincaré - Section A
319
RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING
precise
definitions and establish somegeneral properties
of the solution(subsection (II. a)) ; then,
we tackle the case p = 2(subsection (II. b)) by resorting
togeometrical considerations;
wecompletely
solve theproblem
in this case, which turns out to be rather easy when
p(z) - 1,
whereas more elaboratetechniques
arerequired
whenp(z) #
const.,especially
ifp(z)
has zeros
(which happens
in ourapplications);
in thegeneral
case p >1,
the solution cannot begiven
in a closedform,
and we shall afford insteada method for
approaching
the extremum from the correct side(subsec-
tion
(II. c)).
In sectionIII,
we solve theproblem îi),
first in the case of aquadratic
functional(subsection (III. a)),
next in tfie case where k has themore
general
form(I .1 ) (subsection (III. b)).
Section IV is devoted to someapplications
that will show how muchtaking
into account thepositivity
constraints
improves previous
bounds. Most of theproofs
are deferredto
appendices.
In the first one wegive,
for the convenience of thereader,
a resume of the main facts of the
theory
ofHardy
spaces which are used allalong
this paper., II. EXTREMUM PROBLEMS
WITH
POSITIVITY CONSTRAINTSIn the
theory
ofHatdy
spaces HPpresented
in the mathematical litte- rature, the norm isdefined
as above withp(z)
a 1. In order to stateproperly
our extremum
problems,
for whichp(z) #
constant, we have first togive
a
precise
definition of the class of functions where these extrema are to befound,
and to connect it to standardHardy
spaces.II.a. Preliminaries and statement of the
problem.
From now on, we
always
deal withfunctions /(z) holomorphic
in theunit
disk I z
1 and « realanalytic » (, f (z*) _ _ f’*(z)).
Theweight
functionp(z)
defined on the unitcircle z =
1 will be denotedp(0)
and will be assumed tosatisfy
thefollowing properties:
In order to refine some of our
results,
we shallactually
need further restric- tions on p, one of thembeing:
Let us define the class
Hp(p)
for p > 1 as(5) :
H~(p) = { /(z)
== exists a. e.,(11.3)
(5) Note that coincides with the standard Hardy space Hp.
Vol. XXII, nO 4-1975.
320 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
where N+ is the Smirnov class
(see Appendix A. a),
andLP(p)
is the usual space of functions g defined on the unitcircle,
with the normOur aim is to make
HP(p)
a Banach space with the norm off (z) given by
the
LP(p)-norm
of itsboundary
value This is the reasonwhy
we areled to introduce the technical
assumption
thatf belongs
to N + . At thispoint
aninteresting question
arises. We know indeed thatf (z),
which isnothing
but ascattering amplitude,
has aboundary
value in the sense of distributions. This property,together
with the conditionf(ei8) E LP(p),
limits
severely
the rate ofgrowth
off (z)
as well as the accumulation ofzeros near the
boundary I z
= 1. This isprecisely
what is controlledby
the condition
j’E N +.
So it is notimpossible
that such a condition be aconsequence of the former
properties.
We were unable to answer thisquestion.
It is worthmentioning
however that any function inHP(p)
has aboundary
value in the sense ofdistributions,
at least for theweights p(0) corresponding
to thephysical
situation(see appendix B).
These considera- tions are in fact related to adeeper problem, namely
to find aprecise
characterization of the class of
analytic
functions theboundary
values ofwhich are
physical amplitudes.
This wouldrequire
a closer examination of theinterplay
between the distribution-theoretic aspect of theamplitudes
and the
(non linear) unitarity
relation(see
footnote at thebeginning
ofsection II in
(I)).
We now introduce a function
G(z) holomorphic in |z| 1,
such that theLP(p)-norm
of.f(ei8)
can be written as[ fn 2014! IP . .
A convenient choice is:
- J
G(z),
which is an outer function(appendix
A.a),
has thefollowing properties : i )
it has no zerosin z ~
1 and is realpositive
on the realaxis, ii)
it has radial limitsG(ei6)
almosteverywhere,
andThen,
for any the functionbelongs
to theHardy
space HP. Moreprecisely,
one has thePROPOSITION 1. Under the
hypothesis (II .1),
the classHP(p)
is a linearAnnales de l’Institut Henri Poincaré - Section A
RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING 321
space
isomorphic
to HP. Theisomorphism
is isometric whenHP(p)
isequipped
with the norm
,
Proof
- For anyfe HP(p),
let h be definedby Eq. (II. 6). Firstly h belongs
to N + as a consequence of the factorization theorem
(theorem (A . 4))
because1/G
is an outer function andfe N+. Secondly,
and
By
theorem(A. 2),
these twoproperties imply
that h E HP.Conversely,
for any letj(z)
beh(z)G(z).
A similarreasoning
shows
that .lE HP(p).
This proves in
particular
that the classHP(p)
is a linear space, whichwas not at all obvious from its definition.
Finally,
theisometry
is evident.The
isomorphism
established inproposition
1 enables us to make useof the whole
machinery
ofHardy
spaces.However,
in the transforma-tion f’
-h,
thepositivity
constraintbecomes a condition on
h(eio)
which mixes its real andimaginary
parts, and we shall see later on that this makes theproblem
a difficult one.The set of functions of
HP(p)
which fulfilEq. (II.10)
is a convex cone ~.We are now in a
position
to state our extremumproblem : given
a realpoint
x inside the unitcircle,
find the supremum M and the infimum m of/(x)
whenj’
ranges over ~ with a 1.The
mapping f’
-~j’(x)
defines a linear functional onHP(p)
that willbe denoted
by A,
withA( /)
=f’(x).
Let us show that A is continuous.According
to theorem(A. 5),
we can write aCauchy
formula on the unit circle for the HPfunction f’(z)/G(z). Then, using
the Holderinequality,
one gets:
so that
(here
and in thefoHowing, - + -
=1)
Vol. XXII, n° 4-1975.
322 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
It is useful to notice that with
hypothesis (II. 2),
one hasnecessarily
M > 0 and m 0. This isreadily
seenby considering
the functionsf+(z)
= ± s(8
> 0 and smallenough)
whichverify
therequired
conditionsf+
6 ~(Im .r+ (e=8)
=0) and ~f±~p,03C1
1.Moreover,
since InfA( f)
= -Sup [
-0( f )],
we can restrict ourselves to the search of the supremum. Before
proceeding,
we have to know whether the supremum is
really
reached on the allowed set, and whether the solution isunique.
The answer isgiven by
thePROPOSITION 2. - The supremum M is
reached .for
somefunction of
the cone ~. Under thehypothesis (II . 2),
thisfunction
isunique
and hasa unit norm
(~):
That f
must have a unit norm resultstrivially
from the fact that M > 0.The other parts of
proposition
2 areproved
inappendix
C.II . b. Geometrical solution in
H 2(p).
When p =
2,
the spaceH2(p),
isometric toH2,
becomes a Hilbert space.This allows us to use
simple geometrical reasonings,
at least in the first step towards the solution.We first remark that the linear
functional f (x)
can now be written as ascalar
product (~, f ),
where is an element ofH2(p).
The reader will
verify by
anelementary
calculation that:We notice that the functional A
applied
to the functionA(z)
itselfgives (A, A)
=4(x),
so that(7) :
(G(x) > 0
fromEq. (II.4)).
~
Furthermore,
when Abelongs
to the cone~,
the solution of the maxi-mum
problem
isobviously given by
the function/(z)
=0(z)/ ( ( ~ ~ ~ ,
andcoincides with the solution of the
Szegö-Meiman problem
withoutpositivity
constraint
[2]. f is
the(normalized)
element of ~ which makes the smallestangle
with A. Its construction will come out fromgeometrical
considerations. The idea is to
decompose
A into twoorthogonal
compo- (b) We use Max (resp. Min) instead of Sup (resp. Inf) to indicate that the correspondingextremum is reached.
C) Here and in the following, as long as it will be unambiguous, we shall write )[ ll for!)
Annales de 1’Institut Henri Poincaré - Section A
323 RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING
FIG. 1. - Decomposition A = A~ 2014 0- of proposition 3.
nents, A = A + -
A’,
the first onebeing
colinear to a naivepicture
in a three-dimensional space
(fig. 1)
suggests that theplane orthogonal
to d- is a
supporting plane
of ’Calong ð + ,
from which it follows that A’belongs
to the dual cone L*. This is indeed true also in the infinite dimen- sional spaceH2(p) :
PROPOSITION 3. - Let 0 + - 4 - - ð + - A. Then: .°
Proo/;
f)(A~A’)=!!A’’~-(A~A)=0 since !!/!!=!
1(proposition
2).ii)
because~l
and = M > 0.iii) By definition,
~* is the convex coneAssume ~*.
Then,
there exists hEre of unit norm such that(0-, h)
0.Let :
where the term of order
82
is suchthat ( (
= 1.Furthermore, 8
is takenpositive
andsufficiently small,
so that the coefficients of h areposi-
tive.
Thus f’e
CC.Next,
at the first order in e:Hence, (â, f )
>(A, f)
and we get a contradiction.Proposition
3 establishes the existence of aparticular decomposition
of 0394 from the very existence of
f
Let us now showthat, conversely,
such adecomposition
isunique
andgives
the solution of the maximumproblem.
PROPOSITION 4. - There exists a
unique decomposition
â = ð + - 4such that :
Vol. XXII, n° 4-1975.
324 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO Moreover:
Proo/.
be adecomposition verifying Eqs. (II. 17)
and
(II. 18).
Consider the two-dimensionalplane
IIspanned by 0394+
and 0-(fig. 2).
FromEq. (II. 18),
the line 6(support of A +)
is theprojection
onto nof a
supporting plane
of thecone ~, namely
theplane orthogonal
to A’.Consequently,
theprojection
of ~ onto n lies in the halfplane
n - limitedby
6 andcontaining ~ - (shaded area). Then, ~ + being
both in ~ and onthe border of rI-, it is a trivial matter to show that the maximum of
(A, /)
is reached for a vector
f
colinear to A B So/"= A~/~ I 0+ I ~ ~
whichimplies Eq. (I I .19).
Theuniqueness
follows from that off (proposition 2).
FIG. 2. - Section of H2 by the plane n (proof of proposition 4).
According
toproposition 4,
theproblem
amounts toconstructing
theabove
decomposition
of A. A few remarks are now in order. The definition of the cone ~ involvesonly
theimaginary
parts of the functions/(z)
onthe
boundary z ~
= 1. On the otherhand,
the scalarproduct
inH2(p),
involves both the real and
imaginary
parts of and we knowactually
that the real part is not
independent
of theimaginary
part(Poisson formula).
Then,
in order to have amanageable
characterization of the dual cone~*,
it is convenient to reexpress the scalarproduct (g, f )
in terms of Imf (ete).
It turns out that such an
operation
is much easier whenp(0) =
1 thanin the
general
case. So we shall treatseparately
the two cases.A)
CASE = 1Because of the «
reality »
condition off (z),
we notice firstthat :
Then,
the scalarproduct (11.20)
reads:Annales de I’Irtstitut Henri Poincaré - Section A
RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING 325
On the other
hand,
we can write aCauchy
formula on the unit circle forthe function
j(z)g(z):
Indeed, according
to theorem(A. 2), gf belongs
to H ~ because :i)
g andf belong
toN +,
whichimplies gf E N+; ii)
the radial limit ofg(z) f (z)
existsalmost
everywhere
andbelongs
to This entails thevalidity
of theabove
Cauchy
formula(theorem (A. 5)).
Subtracting Eq. (II.23)
fromEq. (II.22),
we get the properexpression
of the scalar
product:
We now use the fact
that,
due to Poissonformula, f (o)
and areindependent quantities:
any real/(o)
andIm . f (e‘e)
E L2 determine one(and only one)
functionf (z)
in H2(this
results from theorem(A. 6), where f’(z)
is to bereplaced by if (z)).
The definition(H. 16)
is theneasily
translated into a new characterization of the cone
~*, namely :
The solution of the
decomposition problem
definedby Eqs. (II.17)
and
(II.18) readily
follows.Let A+(z)
be the function defined(via
Poissonformula) by:
Obviously 0 +
E ~belongs
to ~*.Moreover, A ’ (o) = 0
and the intersection of the supports of and Im
4-(et8)
is ofmeasure zero, so that
(~ +, ~ - )
= 0. Hence A+ and ð - realize the desireddecomposition.
To gofurther,
we need theexplicit
form of Imwhich results from
Eq. (II. 14)
withG(z) =1:
It appears that when x >
0,
A and coincides withA(z).
Whenx
0, Eq. (H.26) gives A+(z)
-_-A(o)
= 1.Finally,
we get fromEq. (I! t5)
the very
simple result :
Vol. XXII, n° 4 - .1975.
326 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
Similarly :
This is to be
compared
with the extrema obtained withoutpositivity constraint, namely
M = - m =( 1 - x2)-1
1/2 for all x.B)
CASEp(8) ~
CONST.In this case, the trick used to eliminate the unwanted term Re g. Re
f’ in
the
expression (II.20)
of the scalarproduct
nonlonger applies.
So onehas to find a substitute for the formula
(11.24) expressing (g, f )
in termsof
/(0)
and Im If the functionp(0)
has zeros, the construction of such a substitutecrucially depends
on the wayp(0)
vanishes. We wereable to cook up the
required
formulaonly
whenp(0)
has zeros of evenmultinlicitv. more Dreciselv when
where the
n~s
arepositive integers,
no + ni is even, andp(8)
=p( - 9)
isbounded from above and below. Let us note that the
p’s
of thefamily (II. 30) automatically
fulfil both conditions(II. 1)
and(II. 2).
For the sake ofsimpli- city,
we shall consider here theonly
case of interest for ourapplications (see
sectionIV), namely:
corresponding
to no = n1 =1,
n; = 0 for i >_ 2.Then,
one has thePROPOSITION 5. - Under the
hypothesis (II . 31 ) :
i)
any(real)
continuous linearfunctional
r onH2(p)
can be written in aunique
way aswhere yo and
’)’(8)
are real andy(o) _ - y( - 8)
EL2(p);
ii) conversely,
anyexpression h( f’) of
theform (II . 32) defines
a continuouslinear , functional
onH2(p),
thus afunction
g EH2(p)
such that =(g, f ).
_ _ -
-
This
proposition
is theparticular
case p = 2 of a moregeneral
propo- sition valid inHP(p),
andproved
inappendix
D. That the representa- tion(II.32)
must hold isstrongly suggested by
aPoisson-type
formulaAnnales de l’Institut Henri Poincaré - Section A
327 RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING
in the space
H2(pj, which,
for the class(II.31)
of functionsp(0),
reads asfollows (see Eq. (D. 2)) :
- ~_.~!L1
More
precisely,
any function,f’(z)
inH2(p)
is shown to have the represen- tation(11.34). Conversely, given f (o)
andreal,
withthe
right
hand side ofEq. (II.34)
defines a functionf’(z)
whichbelongs
to
H2(p) (8).
We warn the readeragainst
thetemptation
ofwriting
herethe usual Poisson
representation,
which is not valid inH2(p) (9).
By using proposition
5 and theindependence
of/(o)
andIm
we deduce as
previously
thefollowing
characterization of the cone ~* :It is worth
noticing
that forp(0)
=1,
one has yo =g(o)
andy(0)=
2 Imso that one recovers
Eq. (II. 25).
Thecomplication arising
when/)(0) ~
const.can be viewed in the
following
way. Let us consider the two sets(g(o),
Img(e‘e))
and(yo, y(8))
as the « contravariant » and the « covariant »components
respectively
of the same « vector » g(both
sets of components determineunivocally g(z)
viaEq. (II. 34) with g
inplace
off’
orEq. (II. 33)).
The conditions
defining
the cone %’ bear on the contravariant components, whereas the natural conditionsdefining
its dual ~* bear on the covariantones.
Only
whenp(0)
-= const. the two sets of components are propor- tional(the
« metric tensor » isdiagonal).
In thegeneral
case,(g(o),
Img(e‘e))
and
(yo, y(0))
are related in a « non local » way. The exact relations followimmediately
fromEq. (II. 33).
Combining Eq. (II. 35)
andproposition 4,
we are now led to a theorem whichgives
the solution of ourproblem:
THEOREM 1.
2014 L~f ~’(9)
be afunction satisfying the following pr~operties :
(8) In other words H2(p) is isomorphic to the Hilbert space R E.9 L2(p). This isomorphism
is indeed homeomorphic, and the right-hand side of Eq. (II. 32) is the general form of the continuous linear functionals on II~ E.9 L2(p).
(9) In fact, Eq. (II.34) is nothing but the twice-subtracted dispersion relation with only
one subtraction constant, satisfied by the symmetrical scattering amplitude.
Vol. XXII, n° 4 - 1975.
328 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
where :
Under
hypothesis ~II.30),
the setof equations (II. 36)
has one andonly
onesolution
b-(~) in L2(p),
and:Proof :
i) Let A+(z) and A’(z) = A~(z) - A(z)
be the two functions definedby Eqs. (II.17)
and(II.18). Then, according
to the first part ofproposi-
tion
5,
there exist5o
real= 2014 ~’(- 0)
EL 2(p)
such that :Moreover,
fromEq. (II. 33) :
But A’
implies b o
= 0and ~ - (8)
>_ 0(0
0x). Thus 5’(9)
verifiesthe
properties (II.36a
andb).
Also
Eq. (II. 37)
results fromEq. (II.40),
and the property(II. 36c)
fromthe fact that ~ + E.. ’
Finally, Eq. (11.39) gives:
so that
Eqs. (II.36b
andc)
entailEq. (II.36d),
since(~-, A+)
= 0. Thisshows that the set of
Eqs. (II. 36)
has a solution.ii) Conversely,
let5’(0)
be a solution ofEqs. (11.36)
inL2(p).
Let usdefine
D - (z) by Eq. (11.40)
with5o
=0,
andA+(z) by
ð+ = D - + A.Then A"
(and
alsoA+) belongs
toH2(p) according
to the second part ofproposition 5,
satisfiesEq. (11.37). Furthermore,
and D+ E rt as a consequence of5o
= 0 andEqs. (II.
36b andc).
Next, (A’, A~)
isgiven again by
theright
hand side ofEq. (II.41),
sothat the condition
(II. 36d) implies (A’, D + )
= 0.Hence,
the functions0 - (z)
constructed realize the decom-position
ofproposition
4. Since thisdecomposition
isunique,
and sincethe
correspondence
betweenb-(8)
EL2(p)
and0-(z)
EH2(p)
is one-to-one,we conclude that the solution of
Eqs. (II.36)
isunique.
Finally, according
toEqs. (II.19)
and(II.17),
Annales de l’Institut Henri Poincaré - Section A
329
RIGOROUS ABSOLUTE BOUNDS FOR’ PION-PION SCATTERING
Inserting
here the form(II.14)
ofA(z)
andusing Eq. (II.39),
we get theexpression (II.38)
for the maximum.The above
proof
is valid under thehypothesis (11.31).
However, as we havealready mentioned,
theorem 1 still holds for all functionsp(0)
of theform
(II.30).
Such ageneralization
isstraightforward
after suitable(and
rather
obvious) changes
are made in thePoisson-type
formula(II.34)
and in
proposition
5.The
expression (II.38)
for the maximum M has been written in a form whichdirectly
exhibits theimprovement
obtainedby taking
into accountthe
positivity
condition. As a lastremark,
let us indicate that the equa- tions(11.36)
and(II.37)
furnish a real-variablealgorithm
for comput-ing 5*(0)
from Im0(e~e).
In the course of such acalculation,
it isrequired
however to invert
Eq. (II. 37).
The form of thisequation given
above is notvery convenient for
doing
thatinversion,
since it involves alimiting
process.Therefore,
at theprice
of aslight
additionalassumption
on theweight p(0),
it is useful to recast
Eq. (II.37)
in a more tractable form. It turns out that the function/?(0) (as
defined inEq. (II.31))
which appears in our calcula- tion ofbounds,
can be written as(see
subsection IV.a)):
where
p(8)
i sLipschitz
continuous of order ~u> 1 2 ( lo . )
Then one has theTHEOREM 2. 2014 Under
hypotheses (II . 31)
and(II . .42), Eq. (II . 37)
isequi-
valent to :where
1>(8)
=Arg
Moreover, considered as an
integral equation for
thefunction JP{ë)ð-(0)eL2,
Eq. (II.43) is a
Fredholmequation
with a Hilbert-Schmidt kernel.The
proof
isgiven
inappendix
E.Eqs. (II. 36)
and(II.43) provide
uswith a modified
algorithm
which is nowperfectly
suited for numericalinvestigations.
We refer to subsection(IV. b)
for thepractical
use of theo-rems 1 and 2 in
computing
absolute bounds on thepion-pion amplitude.
The case
p(0) = 1 - e2te ~2,
which is not very far from the realistic situa-tion,
iscompletely soluble;
it is treated inappendix
F.Actually, p(O) is Lipschitz continuous of order for any J1. 1.
Vol. XXII, n° 4 - 1975. 23
330 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMAO
I I . c. Solution in >
1).
The
geometrical
considerations of subsection(II. b)
nolonger apply
when
p # 2,
since in that caseHP(p)
is not a Hilbert space. We shall thus resort to acompletely
different method. Our purpose is to set up anapproxi-
mation scheme
allowing
us toapproach
the maximum Marbitrarily
well.A first idea would be to restrict the space
HP(p)
to a finitesubspace
ofdimension N for which the
problem
istractable,
and let Nultimately
increase.
Unfortunately,
theapproximate
maxima obtained in these finite-dimensional spaces are smaller than M(they
are maxima on smallersets),
andconsequently they
are not upper bounds forf (x). Upper
boundscome out however
when,
instead ofrestricting
the set where the maximum is lookedfor,
weenlarge
it. A way to do this is toapproximate
the cone ~by
the convex cone limitedby
a finite number ofsupporting planes
of ~.Such will be
precisely
the method we shall use in thefollowing,
the essential toolbeing
theimportant
«duality
relation » which connects our maximumproblem
in HP to a minimumproblem
in the dual space(HP)*.
For
convenience,
we choose to work in the space HP instead ofHP(p), by making
use of theisomorphism
definedby Eq. (II. 6).
The norm in HPwill be
denoted )~.
Theimage
.)f of the cone ~through
theisomorphism
is the convex cone:
Just as was done in the case p =
2,
we restrict ourselves to theparticular
class of functions
p(0)
which is of interest for us(see
sectionIV), namely:
Then,
we have thefollowing result,
whichparallels proposition
5 :PROPOSITION 6. Under the
hypothesis (II . 45),
any real continuous linear.functional
r on HP can be written in aunique
way as :where Yo and
y(8)
are real andy(9) _ - y( - 0)
ELq(p) , ( - + - = 1 ).
.This result is an immediate consequence,
through
theisomorphism (II . 6),
of the
proposition proved
inappendix
D(11). Besides, Eq. (II.34)
is stillvalid for any
f
inHP(p),
whichimplies
theindependence
ofh(o)
andIm
So, by
a similar argument, the cone.%’*,
dual of.~’,
isgiven by :
(t 1) Notice that yo has been redefined so as to include an extra factor G(o).
Annales de l’Institut Henri Poincaré - Section A
331 RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING
Now,
fromEq. (II.13),
the maximum M we arelooking
for can be writtenas : O
where A is the continuous linear functional
(12)
on HP:Any
linear functional r in Jf* defines asupporting plane
of.3f, r(h)
=0,
and thehalf-space T’(h) >_
0 in HP is a convex cone which contains .3f.Thus :
Moreover, according
toproposition 2,
still valid when ~ isreplaced by
the cone
r(h) >_ 0,
the supremum over this cone is reached(it
will thus be denotedby Max). Finally, letting
r range over oneobviously
gets fromEqs. (I I . 48)
and(II. 50):
-The search of the Max in
Eq. (11.51) requires
theknowledge
of the(unique)
solution
ho
of theSzego-Meiman problem
in HP withoutpositivity
cons-traint :
It is a well known fact in the
theory
ofHardy
spaces that the solution of thisauxiliary problem
when p # 2 is notgiven by simply applying
Holderinequality
toEq. (II .49). Indeed,
it is notpossible
to saturate thisinequality
with a function h in
HP,
since the necessary and sufficient conditions for saturation fix both the modulus(within
aconstant),
and thephase
ofIt has to be noticed however that the kernel associated with the linear functional A is not
uniquely
defined.Actually,
in theright-hand
side ofEq. (II. 49)
one can add to the kernelx)
a term of the form whereu(z)
is ananalytic
function inHq,
withoutchanging
the value of theintegral.
It turns out that there exists a(unique)
functionu(z)
such that the e2) We use the same symbol A to denote the functional which sends a function onto its value at x, whatever may be the space (HP(p) of HP) the function belongs to.Vol. XXII, n° 4 - 1975.
332 G. AUBERSON, L. EPELE, G. MAHOUX AND F. R. A. SIMÃO
saturation conditions of the Holder
inequality
for the new kernel arefulfilled with a function
ho(z)
in HP. Theequivalent
kernel and the func- tionho(z)
constructed in that way are calledrespectively
the extremal kernel and the extremal function associated with A. Wegive
inappendix
A . ethe
algorithm,
aspresented by
Duren[4],
that leads both to the extremal kernel and the extremal function. In the present case, one finds :By assumption, ho
does notbelong
to Jf(otherwise,
it wouldobviously give
the solution of our initialproblem,
and M =G(x)/( 1
- There-fore,
there are r’s in Jf* such thatr(ho)
0. As we shall see in a moment, ithappens
that the Inf inEq. (II . 5 1)
is reachedprecisely
for a rsatisfying
the
inequality r(ho)
0. Thusnothing
is lostby limiting
the range of r to the subset of definedby r(ho)
0.Anyhow, restricting
the range ofr does notspoil
theinequality (II. 51 ) :
Furthermore,
whenr(ho) 0,
the maximum ofA(h)
in thehalf-space r(h) 2
0 is reached for a function h on theboundary
of thishalf-space, namely r(h)
= 0 :Proof.
- First ofall, according
toproposition
2(where l
is to bereplaced by
thecone r(h) >_ 0),
the maximum is reached for a functionh1(z)
whichis
normalized, ~h1 lip
= 1.Suppose
thatr(h1)
> 0. Defineh03BB(z) by (see Fig. 3) :
Then
1 because of theconvexity
of the unit ball in HP. Moreover:rh + r(ho) ~ 0
for .(11.58)
r(h1) - r(ho)
FIG. 3. - Landscape in HP,
Annales de l’Institut Henri Poincaré - Section A
333
RIGOROUS ABSOLUTE BOUNDS FOR PION-PION SCATTERING
Obviously
05 1,
andfor
~ 1:since
A(ho)
>A(hi) (uniqueness
ofho).
This is in contradiction with the fact that Max
A(h)
is reached inhl.
The virtue of
Eq. (II. 56)
is that it reduces an extremumproblem
withinequality constraints, r(h) >_ 0,
to asimpler problem
withequality
cons-traints, r(h)
=0,
for which one can make use of theduality
relation. Notethat
Eq. (11.56)
is validonly
for those r’s in such thatr(ho) 0,
asit can be viewed on a naive
picture
where HP isreplaced by
a three-dimen- sional space(see Fig. 4).
’
Inserting Eq. (11.56)
intoEq. (II.55) provides
us with aninequality
which
actually
is anequality.
Theproof
is deferred toappendix
G. Weestablish there the existence of a
supporting plane r(h)
= 0which, firstly,
contains the function
h(z)
where the maximum is reached =0)
and
secondly,
is such thatr(ho)
0(see Fig. 4).
It then follows that:We are now
ready
toapply
theduality
relation. Thegeneral
formulation of thisrelation,
a consequence of the Hahn-Banachtheorem,
goes as follows[5].
Let B be a Banach space, S a(closed) subspace
of B. For any continuous linear functional A onB,
one has(13):
where the minimum has to be taken over all the linear functional that
belong
to thesubspace
S1 of the dual B* of B.Sol,
the annihilator ofS,
isthe set of elements of B* such that = 0 for all h in S.
In order to
apply
theduality
relation(II. 61)
toEq. (II. 60),
one istempted
to
identify
B with HP and S with theplane r(h)
= 0. This would lead us to a formulainvolving
norms of functionals in the dual space(HP)*,
norms e 3) Eq. (II.61) has a very simple geometrical interpretation when B is a Hilbert space.A picture in a three-dimensional space is particularly illuminating.
Vol. XXII, n° 4 - 1975.