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POLARIZATION-DEPENDENT XANES OF POTASSIUM HYDRIDE AND POTASSIUM
INTERCALATED GRAPHITE
G. Loupias, J. Chomilier, J. Tarbes, I. Ascone, J. Goulon, D. Guerard, N.
Elalem
To cite this version:
G. Loupias, J. Chomilier, J. Tarbes, I. Ascone, J. Goulon, et al.. POLARIZATION-DEPENDENT
XANES OF POTASSIUM HYDRIDE AND POTASSIUM INTERCALATED GRAPHITE. Journal
de Physique Colloques, 1986, 47 (C8), pp.C8-891-C8-895. �10.1051/jphyscol:19868173�. �jpa-00226078�
POLARIZATION-DEPENDENT XANES OF POTASSIUM HYDRIDE AND POTASSIUM INTERCALATED GRAPHITE
G. LOUPIAS*
,* * , J. CHOMILIER* , J. TARBES* , I. ASCONE* * ,
J . GOULON* *
,, D . GUERARDI * and N. ELALEM'
+'~aboratoire de MinBralogie-Cristallographie, U.P.M.C. and UniversitB Paris VII, T 16, 4 , place Jussieu,
F-75252 Paris Cedex 05, France
* * L.U.R.E. (C.N.R.S., C.E.A., M.E.N.), Bdtiment 209 D , F-91405 Orsay Cedex, France
+Laboratoire de Chimie ThBorique, Universite Nancy I. BP 239, F-54506 Vandoeuvre-16s-Nancy Cedex. France
++Laboratoire de Chimie du Solide Mineral, Universitt? Nancy I , BP 239, F-54506 Vandoeuvre-16s-Nancy Cedex, France
ABSTRACT
XANES of p o t a s s i u m h y d r i d e g r a p h i t e i n t e r c a l a t i o n compounds a r e r e c o r d e d and compared t o p o t a s s i u m - g r a p h i t e compounds. T h i s s t u d y i s a t r y t o l i n k t h e d e t a i l s of t h e band s t r u c t u r e above t h e Fermi l e v e l t o t h e superconductivi:y.
INTRODUCTION
Because t h e i n t e r l a y e r i n t e r a c t i o n i n g r a p h i t e i s r e l a t i v e l y weak, i t i s p o s s i b l e t o d i f f u s e f o r e i g n atoms o r m o l e c u l e s i n t o t h e s p a c e between c a r b o n l a y e r s . The b i n a r y compounds a r e c o n s t i t u t e d by one s p e c i e s of i n s e r t e d atoms forming a l a y e r i n between two c a r b o n l a y e r s . The number of c a r b o n l a y e r s between two s u c c e s s i v e l a y e r s of i n t e r c a l a t e d s p e c i e s i s c a l l e d t h e s t a g e n of t h e g r a p h i t e i n t e r c a l a t i o n compound (GIC). I n s e r t e d m e t a l s a r e e l e c t r o n d o n o r s t o c a r b o n l a y e r s , i . e . t h e m e t a l c o n d u c t i o n e l e c t r o n s a r e m a i n l y t r a n s f e r r e d t o t h e g r a p h i t e l a y e r s .
I n t h e s u p e r c o n d u c t i n g GIC's r e p o r t e d t o d a t e , t h e i n t e r c a l a t e s p e c i e s a c t s a s a donor. The p r e s e n t t e n d e n c y t o i n c r e a s e t h e t r a n s i t i o n t e m p e r a t u r e T i s t o i n s e r t two d i f f e r e n t s p e c i e s i n g r a p h i t e ; s u c h compounds a r e c a l l e d C t e r n a r y o n e s . Promising r e s u l t s a r e o b t a i n e d w i t h i n t e r c a l a t e d amalgam ( I ) , and r e c e n t s t u d i e s ( 2 , 4 ) a r e performed on f i r s t and second s t a g e s a l k a l i h y d r i d e G I C (KH0.8C4n w i t h n = l o r 2 ) o f t h e same s t r u c t u r e a s amalgam GIC ( f i g u r e
1 ) .jn
Carbon l a y e r s- - - - -
- K (H). . . . . . . . . ."
- - - - - - -
- K (H)Carbon layer
peak
F i g 1: S t r u c t u r e of a l k a l i h y d r i d e GIC F i g 2: Dependence of t h e f i r s t peak
- KHO 8C4n. (H) means a s u b s t i t u t i o n i n t e n s i t y of KC8 v e r s u s s i n 2 0 of R a t t h e c o r n e r s of t h e 2-D c e l l .
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyscol:19868173
C8-892 JOURNAL DE PHYSIQUE
I n t h e b i n a r y potassium compounds s e r i e s , t h e s u p e r c o n d u c t i v i t y i s observed i n t h e f i r s t s t a g e compound KC8, b u t cannot be d e t e c t e d i n t h e second s t a g e KClzn down t o 60mK(3). I n t h e hydrogen second s t a g e potassium t e r n a r y G I C , t h e s u p e r c o n d u c t i v i t y i s c o n t r o v e r s e d ( 2 , 4 ) , while low c o n c e n t r a t i o n of d i l u t e d hydrogen i n KC i n c r e a s e s t h e temperature T ( 5 ) .
8 ~ v e n i f t h e s u p e r c o n d u c t i S i t y mechanism i s n o t w e l l understood, i t depends s t r o n g l y upon t h e d e t a i l s of t h e band s t r u c t u r e above t h e Fermi l e v e l . Polarization-dependent X-ray a b s o r p t i o n (XANES) i s a powerful t o o l f o r s t u d y i n g such l a y e r e d compounds where t h e two main problems t o s o l v e a r e :
- t h e charge t r a n s f e r from metal t o carbon and hydrogen
- t h e symmetry of f i n a l s t a t e s .
COMPOUNDS PREPARATION
The b i n a r i e s s e r i e (KC , KCz4, KC
6,KCg4) has been s y n t h e t i z e d w i t h t h e a l r e a d y e s t a b l i s h e d methods ? 6 ) , a s we13 a s t e r n a r y compounds of s t o i c h i o m e t r y
KHO8C4n(7). A l l samples a r e prepared from HOPG (Highly Oriented P y r o l i t i c G r a p h i t e ) . T h e ' l n s e r t i o n of KH i n t o g r a p h i t e t o produce t h e t e r n a r y compound o c c u r s i n two s t e p s :
-1- Almost e x c l u s i v e i n s e r t i o n of potassium i n t o g r a p h i t e -2- Simultaneous i n s e r t i o n of potassium and hydrogen
A c t u a l l y , a t t h e end of s t e p 1 , t h e b i n a r y compound c o n t a i n s some hydrogen d i l u t e d i n t h e potassium l a y e r s . This i n t e r m e d i a t e "binary" compound i s t h e n
KC H , w i t h x l e s s t h e n 0 . 1 ( 8 ) ; t h i s compound i s n o t a t h r e e - l a y e r s s t r u c t u r e . 24 XThe q u a l i t y of samples i s checked w i t h X-rays, and f o r a good c o n s e r v a t i o n , they a r e k e p t i n c e l l s w i t h 12 um-thick kapton windows.
EXPERIMENTAL CONDITIONS
The measurements of t h e potassium a b s o r p t i o n t h r e s h o l d have been performed a t LURE-DCI, by t r a n s m i s s i o n through t h e sample, on t h e EXAFS 2 s t a t i o n equipped w i t h m i r r o r s f o r harmonics r e j e c t i o n .
Depending upon t h e potassium c o n c e n t r a t i o n , t h e sample t h i c k n e s s (homogeneous) v a r i e s from 5 p t o 5 0 u m t o optimize t h e s t a t i s t i c s . I n t h e s e l a y e r e d m a t e r i a l s t h e c r i s t a l l o g r a p h i c a x i s i s always p e r p e n d i c u l a r t o t h e sample.
The 2-D n a t u r e of G I C i s due t o t h e d i r e c t i o n a l i t y of t h e n a t i v e g r a p h i t e o r b i t a l s . The
0type o r b i t a l s l i e i n t h e b a s a l p l a n e , s o t h e d i p o l e s e l e c t i o n r u l e l e a d s t o an int+ensity f o r a pure transi+t&on, e x c i t e d by a p o l a r i z e d l i g h t of e l e c t r i c f i e l d E, 1 s - o p r o p o r t i o n a l t o s i n 2 ( ~ , c ) and 1s-*proportional t o + c o s 2 ( d , ~ ) . As a r e s u l t , by v a r y i n g t h e a n g l e
Obetween t h e e l e c t r i c f i e l d and t h e c-axis, t h e symmetry of t h e f i n a l s t a t e s can be s e l e c t e d . Because t h e g r a p h i t e h o s t i s HOPG, no d i r e c t i o n a l i n f o r m a t i o n can be o b t a i n e d i n t h e b a s a l plane.
We have performed measurements f o r a n g l e s
Oranging from 9 0 " t o 30' by s t e p s of 15". For each spectrum the energy s t e p i s 0.15 eV.
DISCUSSION
1. Charge t r a n s f e r and e l e c t r o n i c s t r u c t u r e of t h e s t a g e 1 potassium GIC.
I n KC8,the p r e d i c t e d charge t r a n s f e r of potassium v a r i e s from 0.6(9) t o l ( 1 0 ) . A r e c e n t r e v i e w ( l 1 ) of experimental r e s u l t s does n o t c l e a r l y f a v o r one of t h e two c a l c u l a t i o n s . N e v e r t h e l e s s , t h e models(l2) used t o e x p l a i n i t s s u p e r c o n d u c t i v i t y a r e supported by a n o - t o t a l charge t r a n s f e r . The experimental a b s o r p t i o n edges f o r t h e s t a g e s 1 t o 3 potassium b i n a r y compounds a r e compared t o KH and t o t h e s t a g e 7(KC8&)edges. The charge t r a n s f e r i s n o t t o t a l f o r K 4 s e l e c t r o n i n KH (0.7 according t o P a u l i n g ' s e l e c t r o n e g a t i v i t i e s ) , and i t corresponds t o a measured chemical s h i f t of 1.7 eV ( f i g u r e 6 ) compared t o t h e t o t a l l y i o n i z e d potassium i n d i f f e r e n t surroundings (face-centered c u b i c K C 1 a s w e l l a s KC24 o r KC,' " . f o r which t h e t o t a l t r a n s f e r
ti s u n i v e r s a l l y admitted). All t h e edges f o r t o t a l l y i o n i z e d K i n d i f f e r e n t surroundings have i d e n t i c a l p o s i t i o n s and a r e superimposed w i t h t h e KC8 one.
Then, a t t h e p r e c i s i o n of t h e experiment, t h e potassium i n i t i a l l y 4s e l e c t r o n
i n KC8 i s t o t a l l y t r a n s f e r r e d . T h i s confirms t h e p r e d i c t i o n s of DiVincenzo and
Normalized 70 m t e r t h e edge.
R a b i i ( i 0 ) who argue f o r a model w i t h an empty K4s band.
The s p e c t r a show ( f i g u r e 3 ) d r a m a t i c v a r i a t i o n s i n peak i n t e n s i t i e s a s t h e a n g l e
8i s v a r i e d and l e a d s t o i d e n t i f y t h e symmetry bands above t h e Fermi l e v e l . 0 n l y two s p e c t r a a r e r e p o r t e d b u t f o u r a r e measured. The i n i t i a l peak has been shown t o be a K ( l s ) t o
oe x c i t a t i o n by t h e l i n e a r dependence of t h e peak i n t e n s i t y v e r s u s s i n 2 O ( f i g u r e 2).A more e l a b o r a t e d comparison w i t h t h e band s t r u c t u r e c a l c u l a t i o n of Rabii t a k i n g i n t o account t h e h y b r i d i z a t i o n of C and K ( s , p and d ) o r b i t a l s , a s w e l l a s t h e e x p l a n a t i o n of small d i f f e r e n c e s i n energy p o s i t i o n s of t h e near-edge s t r u c t u r e s a r e i n p r o g r e s s ( l 3 ) .
2. P o l a r i z a t i o n dependent XANES of h i g h e r s t a g e s potassium G I C .
The s p e c t r a f o r two v a l u e s of O ( 9 0 " and 45") a r e r e p o r t e d f o r second KCz4 and t h i r d KC s t a g e s on f i g u r e s 4 and 5. I n t h e energy range of 60 eV
above t h e edge, 3fhe p h o t o e l e c t r o n s have a mean f r e e p a t h l a r g e enough t o be m u l t i p l e s c a t t e r e d . The p o l a r i z a t i o n e f f e c t i s s p e c t a c u l a r and i n c r e a s e s w i t h t h e s t a g e . This shape resonance depends upon t h e c l u s t e r geometry+related t o t h e d i l u t i o n of potassium which i n c r e a s e s w i t h t h e s t a g e both a l o n g t h e c-axis and a l s o i n t h e 2-D l a y e r s ( 1 potassium f o r 8 carbon i n t h e f i r s t s t a g e and only 1 f o r 12 i n h i g h e r s t a g e s ) . The s e n s i t i v i t y of t h e 2-D surrounding i s confirmed by t h e s i m i l a r peak p o s i t i o n s and amplitudes f o r both t h e s t a g e s 2 and 3 s p e c t r a measured w i t h 8=90° compared t o t h e f a r d i f f e r e n t spectrum f o r s t a g e 1 ( f i g u r e 3) because of a d i f f e r e n t s t o i c h i o m e t r y i n t h e plane.
Energy (eV)
3640 3660
Absorption
__ _ _
. . ((arb.unit)
KC,,H,
-
KC,.6000 GolO Energy (eV) 6020
w: XwES of KC f o r 0-90' and 45' m: XANES of KH, KH 8C4, KC2,+$: KCZ4.
Normalized 38 eV a f t e r t h e edge. Normalized a t tfk f i r s t pea 3. Charge t r a n s f e r i n potassium hydride GIC's.
-Ternary compounds ( f i r s t and second s t a g e s ) :
The second s t a g e KH C edge has t h e same p o s i t i o n a s a l l t h e b i n a r y
compounds: t h e e x p e r i m e n k f 8charge t r a n s f e r of t h e K4s e l e c t r o n i s t o t a l . For t h e
C8-894 JOURNAL DE PHYSIQUE
s t a g e one t h e e x p e r i m e n t a l a b s o r p t i o n edge i s compared t o t h e KH and KC 022'~k' f i g u r e 6 : i t c o r r e s p o n d s t o a c h e m i c a l s h i f t e q u a l t o 0.6 eV comparei4 t o t h e t o t a l l y i o n i z e d potassium.
Asa r e s u l t , t h e t r a n s f e r of t h e K4s e l e c t r o n i s n o t t o t a l i n t h i s compound.
- Binary compound w i t h d i l u t e d H (second s t a g e KC H w i t h x<0.1)
The edge i s r e p o r t e d on t h e f i g u r e 6 and e z f f i ~ i t s a c h e m i c a l s h i f t from KCz4 e v a l u a t e d t o 0.3 eV. T h i s e x p e r i m e n t a l r e s u l t i s s u r p r i s i n g because t h e c h a r g e t r a n s f e r i s l e s s t h a n i n KC and t h e o n l y known r e s u l t c o n c e r n i n g t h e e l e c t r o n i c s t a t e of hydrogen i n suc?i4a compound i s claimed by Enoki t o be a n a n i o n H by p o s i t r o n a n n i h i l a t i o n measurements(l4).
Table 1:Summary of c h a r g e t r a n s f e r and s u p e r c o n d u c t i v i t y r e s u l i s
*: c h e m i c a l s h i f t between t h i s compound edge and t h e t o t a l l y i o n i z e d K edge.
We c a n o b s e r v e ( t a b l e 1 ) t h a t a p a r t i a l c h a r g e t r a n s f e r i s n o t s u f f i c i e n t t o p r e d i c t s u p e r c o n d u c t i v i t y : KC i s a s u p e r c o n d u c t o r w i t h a q u a s i - t o t a l c h a r g e t r a n s f e r , b u t i f a s m a l l amount of t h e i n i t i a l l y K4s e l e c t r o n remains i n potassium, 8 i t p a r t i c i p a t e s a t a c o n d u c t i o n band. On t h e o p p o s i t e , i n KHO C4 a l a r g e r
amount of t h e K i n i t i a l l y 4 s e l e c t r o n remains on i n s e r t e d K a d moreover i t o c c u p i e s l o c a l i z e d e l e c t r o n i c s t a t e s because o f t h e i o n i c i n s u l a t o r c h a r a c t e r o f p o t a s s i u m h y d r i d e KH.
I n c o n c l u s i o n , a s i t i s p o i n t e d o u t by P r e i l and F i s h e r ( l 5 ) f o r t h e amalgam G I C , t h e symmetry of s t a t e s a t t h e Fermi l e v e l i s p r e p o n d e r a n t t o u n d e r s t a n d t h e s u p e r c o n d u c t i v i t y mechanism. E l a b o r a t e d band c a l c u l a t i o n s a s w e l l a s measurements of e l e c t r o n i c d e n s i t y o f v a l e n c e e l e c t r o n s i n ground s t a t e by Compton
s c a t t e r i n g ( l 6 ) a r e needed t o i n t e r p r e t t h e hydrogenated p o t a s s i u m G I C s u p e r c o n d u c t i v i t y .
s u p e r c o n d u c t i v i t y measured t r a n s f e r
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