C OMPOSITIO M ATHEMATICA
J. B OURGAIN
A geometric characterization of the Radon- Nikodym property in Banach spaces
Compositio Mathematica, tome 36, n
o1 (1978), p. 3-6
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3
A GEOMETRIC CHARACTERIZATION OF THE RADON-NIKODYM PROPERTY IN BANACH SPACES
J.
Bourgain*
Abstract
It is shown that a Banach space E has the
Radon-Nikodym
property
(R.N.P.)
if andonly
if every nonemptyweakly-closed
bounded subset of E has an extreme
point.
Notations
E, ~ ~
is a real Banach space with dual E’. For setsA C E,
letc(A)
andE(A)
denote the convex hull and closed convexhull, respectively.
If x E E and E >
0,
thenB(x, e)
={y
EE ; ~x - y~ e).
A subset A ofE is said to be dentable if for every e > 0 there exists a
point x
E Asuch that
xÉ c(ABB(x, e)).
Suppose
that C is a nonempty,bounded,
closed and convex subsetSuch a set is called a slice of C.
LEMMA 1: Let C and
CI
be nonempty,bounded,
closed and convex subsetsof E,
such thatCI
C C andCi #
C. Then there exist x EC, f E
E’ and a > 0 withf (x)
=M(f, C)
>M(f, CI)
+ a.PROOF: Without
restriction,
we can assumeM(C) =
1. Take x, ECBCl. By
theseparation
theorem we havefi
E E’ and a,> 0 with Let a= a,/3. Using
a result ofBishop
andPhelps (see [1]),
we* Navorsingsstagiair, N.F.W.O., Belgium, Vrije Universiteit Brussel.
4
LEMMA 2: Let C be a nonempty,
bounded,
closed and convexsubset
of
E.If for
every E >0,
there exist convex and closed subsetsCi
andC2 of C,
such that C =c(C1
UC2), Ci #
C and diamC2 ~
E, then C is dentable.PROOF: Take E > 0 and let
Cl, C2
be convex and closed subsets ofC,
such that C =E(CI
UC2), Ci #
C and diamC2 ~ E/2. By
Lemma1,
there exist x EC, f
E E’ and a > 0 withf (x)
=M(f, C)
>M(f, CI)
+ a.Let d = diam C and consider the set
It follows
immediately
thatQ
is aclosed,
convex subset of C andThis
implies
thatCBQ C B(x, e)
and thereforeë(CBB(x, e)) C Q.
Because
x ~ Q,
we have thatx ~ c(CBB(x, e)),
which proves the lemma.THEOREM 3:
If
the Banach space E hasn’t theRNP,
there exists anonempty, bounded
and weakly-closed
subsetof
E without extremepoints.
PROOF: If E hasn’t the
RNP,
there is a closed andseparable subspace
ofE,
which hasn’t the RNP(see [4]).
Therefore we canassume E
separable.
Let C be a
non-dentable,
convex, closed and bounded subset of E.By
Lemma2,
there exists e >0,
such that if C =ë(CI
UC2),
whereCl, C2
areclosed,
convex and diamC2 -
E, then C =CI. Suppose
C = U pEN*
Bp,
whereBp
is the intersection of C and a closed ball with radiuse/2. By
induction on pEN*,
we construct sequences(Np)p,
(Vp)p
and(ap)p,
whereNp
is a finite subset ofNP, Vp =
{(xw,
Àw,fw); úJ
ENp}
a subset of C x[0, 1]
x E’and ap
>0,
with thefollowing properties:
(In (2)
and(3),
i is the summationindex).
CONSTRUCTION:
(2) Suppose
we foundNp, Vp
and a p.By
lemma1,
we obtaineasily
Because diam
Bp+i ~ e, this implies
Thus there are sequences and
it follows that
We
verify
that thiscompletes
the construction.Now,
for everyp E N*
and oi ENp,
we define6
where for each v E N* the summation
happens
over allintegers i,, ... , iv satisfying (w, il, ... , iv)
EN,,,,.
It is clear that these limits exist.Furthermore,
we have for each p E N* and w ENp:
(In (1)
is i the summationindex).
We will show that R =
{Yw;
p E N* and oi ENI
is therequired
set.If
z E C,
there exists n E N* such thatz E Bn. By
construction U = ÎÎ wENn(EBS(fw,
an,C))
is a weakneighborhood
of z and U rl R isfinite. Hence R is
weakly
closed and we also remark that R is discreet in its weaktopology.
It remains to show that R hasn’t extremepoints.
Take p E N* and w E
Np.
Then there is some n E N * with
Yw E Bn. Clearly,
n > p. SinceYwEc(UnENn(S(fn,an,C)nR)),
and for each03A9 ~ Nn
we haveS(fn,
an,C)
flBn
=0,
Yw is not an extremepoint
of R.This
completes
theproof
of the theorem.COROLLARY 4: A Banach space E has the RNP
if
andonly if
everybounded,
closed and convex subset C of E contains an extremepoint
of its weak*-closure
Û
in E".PROOF: The
necessity
is a consequence of the work ofPhelps (see [5]).
If now E does not possess the
RNP,
there exists abounded, weakly
closed subset R of E without extremepoints. Clearly
C =E(R)
does not contain an extremepoint
of its weak*-closure.REFERENCES
[1] E. BISHOP and R.R. PHELPS: The support functionals of a convex set. Proc.
Symp. in Pure Math. Vol. 7 (Convexity). A.M.S. (1963) 27-35.
[2] J. BOURGAIN: On dentability and the Bishop-Phelps property (to appear).
[3] R.E. HUFF and P.D. MORRIS: Geometric characterizations of the Radon-Nikodym
property in Banach spaces (to appear).
[4] H. MAYNARD: A geometric characterization of Banach spaces possessing the Radon-Nikodym property. Trans. A.M.S. 185 (1973) 493-500.
[5] R.R. PHELPS: Dentability and extreme points in Banach spaces, Journal of Functional Analysis, 16 (1974) 78-90.
(Oblatum 6-V-1976) Department Wiskunde
Vrije Universiteit Brussel Pleinlaan 2, F7
1050 Brussel (Belgium)