C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
E DUARDO J. D UBUC
Open covers and infinitary operations in C
∞-rings
Cahiers de topologie et géométrie différentielle catégoriques, tome 22, n
o3 (1981), p. 287-300
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Article numérisé dans le cadre du programme
OPEN COVERS AND INFINITARY OPERATIONS IN C~-RINGS 1) by Eduardo J. DUBUC
CAHIERS DE TOPOLOGIE E T GEOMETRIE DIFFERENTIELLE
Vol. XXII -3
(1981)
3e COLLOQUE
SUR LES CATEGORIES DEDIE A CHARLES EHRESMANNAmiens,
Juillet 1980INFINITE ADDITIONS.
In the
C°°-ring Coo (Rn)
of smooth real valuedfunctions,
one candefine elements
(functions) by adding
certaininfinite families.
Atypical application
of this method is thefollowing: Suppose
M-Rn
is a closedsmooth
submanifold,
and leth :
M - R be a smooth function defined on M.By
definition this means that there are open setsUa
CRn,
a ch ,
such thatthey cover M ,
and smooth functionsha: U->R
such thatLet
U 0
beRn -M ,
and take any function(e.g.
the zerofunction) h0:U0 -> R.
We then have an open
covering Ua ,
aE F + {0} ,
of the whole spaceRn,
and functions
ha: U - R
such that(since
UOn M = Ø).
Thisfamily
does not agree in the intersectionsUQnUB ;
thus it does not define aglobal
functionf: Rn ->
R which extendsh . However,
we can construct an extension ofh .
LetJq
be alocally
finiterefinement of
Ua ,
for each i take a such that?.
CU a ,
and let gi:Wi->
Rbe
equal
toA lGi . Let O
i be an associatedpartition
ofunity.
The func-tions
fi = Oi gi
are definedglobally, fi ; Rn -> R ,
and have support cont- ained in?.. (This
is so sincesupport (Oi) C Wi by definition. )
It followsthat the
equality f = W fi
defines a functionf : Rn->
R such that(which
is afinite
sum on an openneighborhood
of x). If
we computef
at1)
Partially supported by
the Danish Natural Science Research Council.a
point p E M ,
we have:Thus
f
is an extension ofh.
Two
questions
arise :1. Which
isthe algebraic meaning o f these in fcnitary additions ?
Il.
Towhich
extent canthey be defined and performed
inarbitracry Coo- rings o f finite type
A =C °°( Rn)/ I ?
In
particular,
can wegive
ameaning
toexpressions
of the forma
= I a , aa
cA ?
In a way such that ifaa
=[fall fa
cC°°(Rn ),
andthe
fa
can be added inC°° (Rn) defining
a functionf = "fa ( as before),
then a =
[f] ( where
brackets indicateequivalence
class moduloI ). That
this is notalways possible
is seen asfollows :
Letis of compact
support)
and let
cP
be apartition
ofunity
suchthat Oa E I
forall a .
LetThen a = 1 since in
Coo(Rn).
But a ls oaa =[0]
and thena = 0 since 0
= S 0 in C°°( Rn).
Thus 1 = 0in A ,
which isimpossible
a
since
1E
I . We see that a condition is needed in the ideal that presentsA . Namely,
that ifla E I
and thela
can be added inC°° (Rn) defining
a
function 1 = 2/ (as before),
then lc 1.
This leads to the notion ofa
ideal o f local character ( cf.
Definition6, iv).
ANSWER TO QUESTION II.
The first step is to define the open cover
topology
in the categoryD°f.Pt ,
dual of the category ofC°°-rings
of finite type. Given aCoo-ring
Aand an element
a E A ,
we denote A -> A{a-1}
the solution ind
to the universalproblem
ofmaking
a invertible(cf. [1, 2]).
Thefollowing
isstraightforward:
1. PROPOSITION,
Given
anymorphism 0: A->
Band element
a cA, the diagram
is a
pushout diagram iff C
=B I q5 ( a)-’ 1 .
We recall the
following
2. PROPOSITION.
Let UC Rn be
acn open set,and let f be
suchthat U
=Then
P ROO F . The basic idea is to consider the map
which makes U the closed sub-manifold of
Rn+ 1
definedby
theequation
1-xn+1f(p)=0.
Then use the fact that thisequation
isindependent
todeduce that the
equalizer
ispreserved
whentaking
theCoo -rings
of smoothfunctions
(cf. [1, 2] ).
A differentproof
of thepreservation
of thisequaliz-
er is
given
in[4].
3. DEFINITION. The open cover
topology
in(toP
is thetopology generated by
the emptyfamily covering {0} ,
and families of the formfor all n and all open
coverings U a
ofRn .
It follows from
Propositions
1 and 2 that basic( generating)
coversof an
arbitrary COO-ring
of finite type A are families A->A a- a 1}
which canbe
completed
intopushout diagrams
where Va = {x l ga (x) # 0}
is an open cover ofR’ and O (ga) = aa .
The
morphism q5
can be chosen to be aquotient
map. LetA
=Coo (Rn)/l;
then,
sinceC°° ( Rs )
isfree,
there is a smooth functionf : Rn , Rs making
the
following triangle
commutative :One checks then that the
following diagrams
arepushouts :
where
is an open cover of
R’
andaa = [fa] .
Open
coversC° (Rn) -> C°°(Ua )
areeffective epimo7phic families.
This
just
means thatgiven
acompatible family fa
cC°°(U ) (meaning
that
they
agree in theintersections),
there exists aunique f E C°°( Rn )
such that
fl Ua= f. (Remark
th atC°°( U a n U B)
isthe pushout of C ° (U )
with
C °’° (U B)
overC °° ( R" ) . ) However, they
are notuniversal. open
covers of an
arbitrary A
will not, ingeneral,
be effectiveepimorphic
fa-milies. For
example,
let as before I be the ideal I= (h l lt
is of compactsupport) ,
and
let 0 a
be apartition
ofunity
suchthat q5a
cI
for all a . Then thediagrams
are
pushout diagrams
for all a , wheretJa
is the opencovering
, an d
On the way we see that the empty
family
coversA
since it covers{ 0 }
( use
composition
ofcoverings).
Consider now an open
covering
of anarbitrary
iits
image
inA {a-1 a}. Suppose b, b’ E A
aresuch that
Thus
[f l U a] = [f’ l Ua ] ,
which means that(f-f’) l Ua E I l U a .
If the cov-ering
isgoing
to be effectiveepimorphic,
it should follow that(f-f’) E I.
This leads to the notion of
ideal o f local
character( cf.
Definition6, ii).
We recall the
following elementary
facts in order to fix the notation.4. PROPOSITION. Let A be a
Coo-ring
and p:A -
R amorphism
intoR , which
wewill also call
apoint of A . We
denoteA-> Ap the solu tion
in thecategory of COO-rings
tothe universal problem of making invertible
all theelements
a c A suchthat
p(a) f-
0.There
i.s afactorization of
p ,A -> AP -> R, and AP is
aCoo.local ring. I f
a fA,
wedenote a l P lAp
itsimage in Ap. Suppose
A =C°°(Rn )/I, let U C Rn
open,f such
thatU = { x l f (x) # 01},
and a =[ f ] . Consider th e following diagram (where
the upper square is a
pushout):
Given a point p o f A, p: A -> R,
sinceC°° ( Rn )
isfree,
p canbe iden-
tified with
apoint of Zeros (l) C Rn which
wewill also denote
p .When
there exist
factorizations (necessarily unique)
as shown inthe dotted
ai-rows, p can
be identified with
apoint o f
A{a-1}, which
wewill also
de-note
by
p .Then
p
is a point o f A{a-1}
=>p ( a ) ?10
=>p E U.
It follows
thati f
A -A {a-1 a}
is an open coverand
p is apoint o f A then
there
exists asuch that
p is apoint o f A {aa-1 } (since there
exist asuch that
p cUa ).
P ROO F . This is all rather
straightforward.
For aproof, cf. [2, Expose 11].
Suppose
nowb, b’ E
A are such thatb j p = b’lp
for allpoints
pThen
Thus
[f l p.] = [f’l p ],
which means that(f - f’ ) ’p E I l p . If
we want todeduce that b =
b’,
it should follows that( f - f ’) E I.
This leads to the notionof ideal o f local charnccter ( cf.
Definition6, i).
5. DEFINITION. A
family li E COO (Rn,) (indexed by
anarbitrary set)
islocally finite
if there is an opencovering Ua
suchthat,
for every a ,li Va
= 0 except for a finite number of i .Equivalently,
if eachpoint
p of Rn has an openneighborhood
U suchthat li U
= 0 except for a finite number of i .Given a
locally
finitefamily li ,
the finite sumsform a
compatible family.
Thus there exists aunique
We denote
this 1 by
the fonnula 16. DEFINITION. An ideal I c
C°° (Rn)
is oflocal character
if it satisfies any one of thefollowing equivalent
conditions :for some open cover for some
partition
ofunity
for every
locally
finitefamily li .
PROOF OF THE
EQUIVALENCE.
The antecedents of the first three im-plications
are themselvesequivalent,
cf.[1],
Lemma10,
and for detailedproof, [2]
Theoreme1.5 ;
thus theequivalence
of the first three conditions.That iv » iii is immediate since
(ba f
is alocally
finitefamily
andf = E O a f . Finally,
it is evident that ii=> iv. Notice that theimplications
inthe first three conditions
always
hold in the other sense.It is clear that any ideal I has a «closure» of local
character ; namely
I can also be seen as the closure
of I
under additions oflocally
finite fa-milies.
Let 93
be the category ofC9-rings presented by
an ideal of localcharacter. Let
Then we have a canonical
(quotient)
map A - rA and the passage A -> rA
isclearly
a leftadjoint
for theinclusion B -> (Gf.t. Thus 93
is closed under all inverse limits and has all colimits. These colimits will not coincide ingeneral
with therespective
construction in(Gf.t.
We remarkthat,
sinceZeros(1)
=Z eros(1),
A and rA have the samepoints.
7. EXAMPLES. lo Let Then
By
construction, A X oo B = C°° ( R2 ) /I,
whereThis ideal is not of local character:
I = { f I f = 0
on anarbitrary neighborhood
of they-axis J .
The
coproduct
of A with Bin 93
does not coincide then with the one per- formed in(1.t. t .
Then
where and
We see this because the
following
is apushout diagram :
(cf. Proposition
1). Now,
thering
A{ a-1}
has thepresentation
where I is the ideal in 1
above.
Thus the localizationA { a-1 } in 93
doesnot coincide with the one
performed
inQr .
SinceZeros (1, 1-x y) = 0 ,
we have that 1
E (1, 1-x y) . Thus A { a -1} = {0}
in93. This
means thatif 0: C°°0 (R) -> B is any morphism, B is in 93, and 0 (x |0) invertible,
then B = {0} .
This is not so if Bis not in 93.
In what follows we will utilize the same notation as in
(if.
t for theconstructions
performed in 93.
Sincethey
are definedby
the same universalpropertie s,
we have:8. P ROP O SITION .
Propositions
1and 4
remainvali d fo r
thecategory 93.
In
addition,
sinceall finitely generated ideals
areo f local
character(c f.
[1,2]), if A is of finite presentation, then for
any a EA, A a-1J }
cons-tructed
in(if
t asalready
in93. Thus Proposition
2 remainsvalid also for
the category 93. FurtheTmore, i f
A is in93, then for
anyelements b, b’ £: A,
b = b’
iff
b| p = b’l p for
allpoints
po f
A .9. PROPOSITION.
The
opencoverings
areuniversal effective epimorphic familie s in the category 93°P.
P ROO F. The
proof
isessentially
arepetition
of the argumentgiven
at thebeginning
of this article. Let A =COO( Rn) I I,
I of localcharacter, Ua
anopen cover of
Rn , fa
such thatUa = { x I fa (x) # 0 }
andaa E A, aa=
[fa] .
We consider thepushout diagram in 93 :
Let b a c A
a }
be acompatible family.
Thisimplies
that for allpoints
1 a
of
A {aa -1, a- B 1}, ba |p = bB |p. Thus,
for all pin A
there is a well definedb (p) C Ap , b (p) = b a I p
for any a such that p isin A a .
We shall cons-truct an element
Let h a E C°° (Ua )
such thatba=[ha ],let Wi
be alocally
finite refine-ment of
Ua,
for each i take a suchthat JP c TJQ ,
andlet g
be
equal
toha|Wi.
allThus,
for all p inW.,
1, p[gi| p ]
=b(p).
Let0.
1, be anassociated
partition
ofunity.
The functions1.
i
=
0, 1, g.
iare defined
globally, 1i c
iC°°(Rn),
and have support contained inW..
iThus, given
any p inA ,
Since the
family l.
i islocally
finite(Definition 5),
we have a function l =Z li .
Letb= [l]. Then, for any
p inA ,
Given any a,
b la
=ba
since for all p in andA
{a-a 1}
isin B .
In the same way one checks theuniqueness
of such a,b,
since all
points
of A are in someA a-a 1} .
This finishes theproof.
10. DEFINITION - PROPOSITION. Given any
COO-ring
Apresented by
anideal of local
character,
afamily b, 1, f
A( indexed by
anarbitrary set)
islocally finite
if there is an opencovering
A - Aa-a1}
such that for everya
a,
bi |a =
0 except for a finite number of i . Given such afamily,
the fin-i a
ite
sums b.1 f
A{ a -a 1}
form acompatible family.
It follows then fromi i a a
the
previous proposition
that there exists aunique b E A
such th atWe denote this
b by
the formula b= I b..
Given anymorphism 0: A ->
BI i
in 93,
thefamily 0 ( bi ) C B
is alsolocally finite,
andThis finishes the answer to
Question
II. Infinite additions oflocally
finite families make sense and can be
performed
in certainCoo-rings.
TheCOO -rings
which have this extra structure areprecisely
thosepresented by
an ideal of local character. Before
passing
toQuestion I,
we make a final remark on the openc overin g topolo gy.
11. P R OP O SIT IO N .
Given
anyCOO-ring
A c(if.
tand
afamil y
a a cA,
A , A
{a a-1}
covers inthe
opencovering topology iff for
allpoints
p in Athere
exists asuch that
p is inA { aa-1}. Thus
anyC°°=ring
withoutpoints
is
covered by
theempty family.
P ROO F . One of the
implications
hasalready
been seen( Proposition 4).
Suppose
then that for all p in A there is a such that p is in Aaa-1
a}
Let j such that
The
h ypoth esis
means that for all p cZ eros (I ) C R’
there is a such thatp c
Ua .
Ifp i Z ero s (I),
there is1 E I
such thatThus the
Ua together
with thelJl
l form an open cover ofRn .
Letb, E A , bl = [l]. Then A -> A { aa-1} together
withA -> A {bl-1}
form an open coverof A . But A
{ bl-1} = {0} ;
thus it is coveredby
the emptyfamily. By
com-position
ofcoverings,
it follows that A -A a" }
is an opencovering of A ,
ANSWER TO QUESTION I.
We consider the free
Coring
in Xgenerators,
EF, cf. [2] .
Thisring,
which we denoteCoo ( R r ),
is thering
of functionsR T ->
R whichdepend only
on a finite number ofvariables,
and which are smooth on thesevariables.
Clearly,
this is aring
of continuous functions(
for theproduct topology
inR r ) .
If we take alocally
finitefamily
of functionsRT ->
Rin
C °° ( R T ) ,
and add it up, we get a continuous function which will notbe in
general
inCoo (R r) . However,
everypoint
will have aneighborhood
in which this function will coincide with the restriction of a function in
Coo (R r ) .
We consider allfunctions 0
whichlocally depend
on a finitenumber of
variables.
Moreprecisely,
functions for which there exists anopen cover
U/ C R T,
a finitesetts / ,
a smooth functionsh a and
a factoriza-tions as indicated in the
following diagram (where
p is theprojection) :
for all a . Thus we add to
C°° (RT)
all the functions needed to render theopen covers of
Rr
effectiveepimorphic families.
Wewill,
for the lack ofa better
notation,
denote thisring by oo C°° (RT).
Thus afunction 0
isin
ooCoo (Rr)
iff for eachpoint
p cRr ,
there is an openneighborhood
Uof p , a finite set of indices
*{L1, L2, ... , Ln}
and a smooth function of n variables h such that for all( xL )
cU,
x cr,
We leave to the reader the
proof
of thefollowing (where r and A
are any sets,including finite):
12. PROPOSITION. Given any
and a h-tuple
the
composite
It follows then that there is an
infinitary algebraic theory
in thesense of Linton
(cf. [3])
which has asr-ary operations
therings oo Coo (RT).
We shall call this
theory
thein finitary theory o f C°°-rings.
Itsfinitary
partis the
theory
ofCOO-rings, since ooC°°(Rn)
=COO( Rn ). Thus,
thisring
isstill free on n generators for the
infinitary theory. (The
action of ar-army operation
onCoo (Rn )
isgiven
inProposition 12, with A = n . )
AllMC m -
rings
of finite type are thenquotients
ofCoo (Rn) presented by 00 Coo-
ideals,
thatis, ideals I
such that the congruenceis
an 00 Coo -congruence.
Recall that this congruence isalways
aC°° -con-
gruence ( cf, [1, 2]).
13. P ROPO SITION .
Let
A =C °° ( Rn ) / I be
aCOO-ring presented by
an id-eal I of local character. Then, A
is anoo C °° =ring. Or, equivalently, I
isP ROOF. Let
Let p be any
point
ofR’
and lettJ eRr
be an openneighborhood
of thetwo
points j where 0 depends
on a finite number of variables :for some be an open
neighborgood
of p such thatThen
because
since all ideals are
Coo-ideals.
Thus the term( is in
I/p .
Since I is of localcharacter,
thisimplies
The converse of this
proposition
says, in a way, that there are en-ough operations
in theinfinitary theory
ofC°°-rings
to forceany 00 Coo-
ideal to be of local character. This is
actually
the case, and we prove itby showing
thatgiven
anylocally
finitefamily lL
cC°° ( Rn ),
there is aninfinitary operation
that adds it up.14. P ROPO SITION.
L et lL
cCOO(Rn),
À cT , be
anylo call y finite family.
Then, the following function:
PROOF. Given any
point
, take an openneighborhood U C Rn
of(a1 , ... , an) ,
where all but a finite numberof l a
are zero. Then the open set
U X RT
is aneighborhood
of p where L de-pends
ononly
a finite number of variables.Let
hllh 2,... hn and fL
be any(n+T)-tuplet
of smooth func-tions
in k variables.
Thefamily (indexed by T ) lL (h1..., hn) fL
is alocally
finitefamily
inCoo (Rk),
and it follows fromProposition
12( with
k= h )
that the action of L forthe 00 Coo -ring
structure ofC°°( Rk )
isgiven by
the formulaWe have
15. PROPOSITION.
Let lL and
Lbe as in Proposition 14.
i) Given
anyn-tuple
and
anylocally finite family
P ROO F. i is
clear,
and ii followsclearly
from i . We get iiiby putting
k - n and hi
i
=
ITi
theprojections.
Finally,
observe thatgiven
any open set U CR n
and any smooth functionf
withSupp ( f ) C U ,
then there exists a function l withsupp (l) C U
andsuch that
f = f l .
To proveiv,
weapply
this observation to each of the functionsfL.
Thefamily 1X
so obtained is alsolocally finite;
thus it hasan associated
operation
L. iv follows then from iii.16. COROLLARY. Let A
be
aooCOCJ-ring o f finite type. Then
A is aC°°- ring presented by
anideal o f local character.
P ROO F . Immediate from iv in the
previous proposition
and Definition6,
iv.Thus, the ideals o f local character
areexactly the
congruencesfor
the in finitary theory o f COO-rings.
Remark that we have alsoproved
thatgiven
anylocally
finitefamily fX
inCoo (Rn),
X cT,
there is a( n + T)-
ary operation L
such thatwhere 77i are the
projections. Suppose
nowI
is an ideal of localcharacter,
be the generators of
A ,
and letThen, by Definition-Proposition 10, b x
is alocally
finitefamily,
and. But since I is a
, we also h ave
Thus, given
anylocally
finitefamily b L = [ fL ]
in aC ’-ring A presented
by
an ideal of localcharacter,
A =C’ ( R’ )II,
iffX
islocally
finite inCoo (Rn ),
there is aninfinitary operation
L such thatwhere
e 1 ’ ... , en
are generators ofA .
With this we finish the answer toQuestion
I.REFERENCES.
1.
E.J.
DUBUC,C~-schemes,
Aarhus Univ.Preprint
Series 1979/80, n°3. A revis- ed version is to appear in the American J. of Math.2. E. J. DUBUC, Schémas
C~,
Exposés 3 et 11 in Géom. Diff.Synth., Rapports Dépt.
Math, et Stat. Univ.Montréal,
DMS 80-11 and 80- ( to appear).3.
F. J.
LINTON, Some aspects ofequational categories,
Proc.Conf.
oncategorical Alge bra,
LaJolla, Springer
(1966 ).
4. G. E. REYES, Anneaux
C~,
Exposé 1 in Géom. Diff.Synth., Rapports
duDépt.
Math. et Stat, Univ,
Montréal,
DMS 80-11.Departamento de M atematicas Universidad de Buenos Aires
1428 BUENOS-AIRES ARGENTINE