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ON EMBEDDINGS OF S P H E R E S

B Y

B. C. MAZUR Princeton, U.S.A. (1)

Introduction

If we embed an ( n - 1 ) - s p h e r e in an n-sphere, the complement consists of two components. Our problem is to describe the components more exactly.

For n = 2, there is a classical theorem of SchSenflies which says t h a t an arbitrary simple closed curve in the two-dimensional sphere S 2 separates S 2 into two components whose closures are both topologically equivalent to a disk. The Riemann mapping theorem yields, moreover, a conformal equivalence between the interior of a simple closed curve and the open disk.

The reasonable conjecture to make would be t h a t some analogous result holds for all dimensions; more precisely, t h a t the complementary components of an ( n - 1)- sphere embedded in n-space are topologically equivalent to n-cells.

A classical counter-example (in dimension n = 3) to this unrestricted analogue of the "two-dimensional SchSenflies theorem is a wild embedding of S 2 in S 3 known as the Alexander Horned Sphere [1]. One of the complementary components of this embedding is not homeomorphie with the n-cell, and, in fact, not simply connected.

One's intuition shrugs at this counter-example, attributes its existence to the 'pa- thology of the non-differentiable', or whatever, and persists in believing the statement t r u e - - a t least for nice imbeddings. I n particular, the Alexander Horned Sphere embedding can be made neither differentiable nor polyhedral.

Under the assumption t h a t the two-sphere S 2 is embedded polyhedrally in S 3, Alexander [1], and later, Moise [4], proved t h a t the closures of the complementary components of S 2 were topological 3-cells.

(1) A research announcement has already appeared in B u l l . A m e r . M a t h . Soc. 65, 1959.

1 - 61173047. Acta mathematica 105. Imprim6 le 11 mars 1961

(2)

2 B . C . M A Z U R

My aim is to prove t h a t if S n-1 is embedded nicely in S ~, the closure of the c o m p l e m e n t a r y components are n-cells. The word "nicely" is defined in section 1, a n d it includes the class of differentiable embeddings as a special case. However, it is y e t u n k n o w n whether the class of polyhedral embeddings is also included as a subclass of nice embeddings.

The main theorem is proved in section 2. A corollary, the Open Star Theorem, is given in the last section. I t states t h a t the open st~r of a vertex in a triangulated mani- fold is homeomorphic with Euclidean n-space. This is a weak partial result towards what is known as the Sphere Problem. The Sphere Problem asks whether or n o t the closed star of a vertex in a triangulated manifold is combinatorially equivalent to a closed n-cell, I n. I t is not known y e t whether the closed star is even topologically equivalent to I L

I a m thankful to Professor R. H . Bing, Professor R a l p h Fox, a n d J o h n Stallings for suggestions yielding i m p r o v e m e n t s in the presentation of the proof of the main theorem.

1. Section of terminology

The Euclidean n-space, or the Cartesian product of n copies of the real line R, will be denoted R n. A point x E R ~ is thus an n-tuple of real numbers (x 1 .. . . . x,) and

I1 11 = max Ix, I.

i = 1 . . . n

We use the following notations.

The standard n-cube I n = (x e Rnl [I x I[ ~< 1}, 11 = I . The standard n-sphere S n = ( x e Rn+l I

II

x

II

= 1).

The standard n - a n n u l u s A m = ( x ~ Rn [ 1 ~<

II

x II < 2).

The standard n-stock S t n is obtained b y attaching two copies (An)l (An)2 of A n via the identification:

{x e (A~)I I

Xl = e ) ~ { x e

(A n)21Xl

= - - e ) .

The n-annulus has two b o u n d a r y components, each homeomorphic with S n. I shall refer to {x e R~l [Ixll = 1) as the internal b o u n d a r y component, denoted in a A n, a n d ( x e R n l I l x l l = 2 ) as the external b o u n d a r y component, denoted ex ~ A n. I shall also need names for standard homeomorphisms of S n-1 onto each b o u n d a r y compo- nent. Denote b y i: sn-1--->in ~ A n the identity homeomorphism, and b y i*: sn-1--->

ex ~A ~ the radial projection homeomorphism.

Similarly, I shall need a n a m e for the external b o u n d a r y component of S t n.

Call it ex ~ S t ~. Call the two internal boundary components w 1 and w 2. L e t T1, T~

be standard identity homeomorphisms of S n-1 into each internal b o u n d a r y component.

(3)

o ~ ~ M B w D D ~ S OF SPHeReS

L e t ~ be some fixed h o m e o m o r p h i s m of ex ~ S t n onto S ~-1, for instance:

( x ) =

Z 1 2 X~ for X E (A~)I ~ ex 8 S t ~, x = (x 1 . . . . x~)

(

. . .

If X a n d Y are topological spaces, X ~ Y will signify t h a t there is a homeo- m o r p h i s m between t h e m .

I f X is a manifold, ~ X will refer to its b o u n d a r y , a n d int X will be t h e space X - ~ X .

If X a n d Y are topological spaces, a n d / : A - + Y a continuous m a p , X UI Y or Y (JfX will refer to t h e topological space X tJ Y with t h e equivalence relation x N / ( x ) , equipped with t h e identification topology. There is no a m b i g u i t y arising f r o m reversing the order of X a n d Y; where it is absolutely cIear which a t t a c h i n g m a p / is m e a n t , X tJ I Y m a y be referred to as X U Y. A n d further, in t h e course of t h e proof, iter- a t e d identifications X 1 UrX~ IJr~ ... (JfnX~ will be used. W h e r e no confusion can arise I shall dispense with the parentheses necessary t o indicate t h e precise order of iden- tifications.

B y C X , the cone over a space X, is m e a n t t h e space X • w i t h X • identified to a point. B y a subcone C t X is m e a n t t h e image in C X of X • [0, t] for 0 ~ < t ~ l .

A s i m i l a r i t y trans]ormation S: C X - + C X is a m a p S of t h e f o r m S (X • t ) = X • S (t), where S: [0, l ] - ~ [0, 1] is a m o n o t o n i c continuous f u n c t i o n such t h a t ~ ( 0 ) = 0 .

Finally, a Euclidean similarity trans/ormation is a m a p p i n g T of k n - - ~ R ~ which is of t h e form:

T: x - - ~ x + b , where b E R ~ a n d ~ is a positive n u m b e r , for x E R L

D ~ F I ~ I T I O N : A n e m b e d d i n g 7~: s n - I - - ~ R ~ is nice if one can e x t e n d 7~ to a h o m e o m o r p h i s m ~*: I • S ~-1 -~ R ~ (i.e. ~* (0 • S ~-~) = ~ (S ~-1)) such tha~

(i) ~* ( ( - 1 ) • ~-1) is c o n t a i n e d in the b o u n d e d c o m p l e m e n t a r y c o m p o n e n t of

~* ( 0 • n-l) [this r e q u i r e m e n t is m a d e for convenience only] a n d

(ii) ~* is linear in t h e n e i g h b o r h o o d of some point of ( - 1 , 0 ) • n.

(This requirement, also, is p h r a s e d in a m a n n e r which saves words in a f u t u r e ap- plication. Manifestly, there is no loss of generality incurred b y assuming t h a t t h e 'linear p o i n t ' lie in t h a t restricted territory.) L i n e a r is m e a n t i n t h e sense of a m a p of a subset of t h e v e c t o r space R ~ into itself.

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4 B . C . MAZUR

2. The m a i n t h e o r e m T h e m a i n t h e o r e m t o b e p r o v e d is t h e following:

THEOREM. Let S n-1 be nicely imbedded in S n. Then the closures o/ the comple- mentary components o/ S n-1 are homeomorphic to the n-cell.

Outline o/ the proo/.

(A) I n t h e class of n - m a n i f o l d s w h i c h b o u n d ( n - 1 ) - s p h e r e s (in a nice w a y ) , a m u l t i p l i c a t i o n is d e f i n e d . I n t u i t i v e l y , one t a k e s t w o s u c h m a n i f o l d s M , N a n d a t t a c h e s t h e m t o t h e i n t e r i o r b o u n d a r i e s of a n n - s t o c k , f o r m i n g a n e w m a n i f o l d , M . N , w h i c h a g a i n h a s a n ( n - 1 ) - s p h e r e b o u n d a r y . C o m p l i c a t i o n s e x i s t in t h e defini- t i o n since we m u s t p r o v e t h a t t h e final s p a c e M . N is well d e f i n e d . F o r , a p r i o r i , M . N d e p e n d s s t r o n g l y on t h e h o m e o m o r p h i s m s u s e d t o a t t a c h M a n d N t o t h e i n t e r i o r b o u n d a r i e s .

(B) ( L e m m a 2) M . N = N . M .

(C) I f M c S n, one c a n c o n s t r u c t a m a n i f o l d N for w h i c h M . N ~ I n. (N is r o u g h l y t h e c o m p l e m e n t a r y m a n i f o l d S n - i n t M . )

(D) L e t B ~ = M - N . M - N ... U ~ w h e r e ~ is t h e o n e - p o i n t c o m p a c t i f i c a t i o n of t h e rest, t h e n ( L e m m a 3) t h e r e a r e t w o w a y s of v i e w i n g B ~r

(a)

B ~ = ( M . N ) . ( M . N ) ... (J o~

a n d since M . N ~- I n, B ~ = I n . I n . . . U ~ , f r o m w h i c h one e a s i l y d e d u c e s t h a t B ~ ~ I n.

(b) B r = M . (N - M ) . (N . M ) ... U o~

a n d since N . M = M ' N b y (B),

B ~ = M . I n - I ~ ... U f r o m w h i c h one e a s i l y f i n d s t h a t B ~ M .

(E) M ~ I n for b y (b) M ~ B ~, a n d b y (a), B ~ r n.

The proo].

The Semi-Group X. L e t X b e t h e collection of couples ]m = (M, ~), w h e r e (i) M is a c o m p a c t n - m a n i f o l d w i t h b o u n d a r y e m b e d d a b l e i n E u c l i d e a n n- space in s u c h a m a n n e r t h a t i t h a s a n ( n - 1 ) - s p h e r e b o u n d a r y 0 M n i c e l y em- b e d d e d i n Rn;

(5)

O N E M B E D D I N G S O F S P H E R E S

(ii) (I): ~ M - - ~ S ~-1 is a homeomorphism.

If ~ E X, 7?/= (M, @), I will denote M b y ] ~ [ and (I) by (P~ when it is helpful to do so. Call IX I the set of manifolds M satisfying condition (i) above. Two ele- ments ~ , 7?/' E X will be called equivalent (denoted: ~ ' ) if there is a homeo- morphism h: ] ~ ] -> ] ~ ' 1 and a commutative diagram:

pl 'l

v

S n-1 <Td> S n - 1

T h e object of real interest is the set of equivalence classes of X, under the relation defined above. Denote this set by X. A multiplication is defined in X as follows: If ~ , Tl are representatives in X of equivalence classes of X,

Notice t h a t this is just a definition of what is commonly known as "addition of manifolds". The reason for carefulness is t h a t at present we cannot prove t h a t the naive definition of "manifold addition" is independent of the attaching homeo- morphism. This is, in fact, the only reason t h a t the elements of X were chosen to be couples (M, (I)) rather than just topological spaces.

In order to justify the definition of 7 ? / - ~ we must prove the following two lemmas.

L]~[MA. X is closed under this multiplication.

We have to show t h a t [77l-~[ satisfies (i). The proof is however simple and can be omitted.

I might also include the remark t h a t it is not strictly necessary for the proof of the main theorem.

L]~MMA. The above multiplication is well-de/ined on the equivalence classes o/ X , and hence yields a multiplication in X .

All one need show to prove the lemma is t h a t if 7?/ is replaced by an element

~ ' e X equivalent to it, ~ - ~ and ~ ' . T[ are again equivalent.

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B . C . M A Z U R

By the definition of equivalence, ~ and ~ ' satisfy a commutative diagram:

!o,.-o,o,

Sn-1 Sn-1

where h is a homeomorphism h:

I ~'1 -~ I

m l and

= (I m l U..or s t . u..o,, I ~ I. ,).

The homeomorphism H: [ ~ ' - ~1 ~ [ 7?/. ~ l defined as follows:

H I S t n

U I ~ I = identity

H/Im'l:h

yields the equivalence. H is thus defined on I ~ l " ~11 ; clearly it is defined compatibly with attaching maps and is a homeomorphism. F i n a l l y ,

H / O ] ~ I " ~1

is the identity homeomorphism yielding the commutative diagram:

~lm'-~l eo,d ~lm.nl

v v

s n - 1 s n - 1

We stated t h a t X is a semi-group, or, in other words, the multiplication defined above is associative. This could easily be proved from the definition. However, it is not needed for the main theorem, and so I shall not prove it.

Let :TEX be the couple

(I n, ~)

where t:

aI~-->S n-~

is the identity map.

LEMMA

1. I/ M E [ X I and / is a homeomorphism o/ ~ M onto in ~A n, then M U ) A n ~ M .

LEM•A 1'. I / ~ E X ,

then ~ . ~ J = ~ .

Proo/ o/ Lemma

1. Intuitively the situation is clear. M E IX I is so defined t h a t

~ M has an annulus neighborhood, AL Since ~ M is an (n-1)-sphere nicely embedded in

R ~, ~M=Q(S"-I•

where p is a homeomorphism of, say, S n - l x [ 0 , 1] into M. Let A* be the annulus 0(S n 1• 1])in M , and denote by M* the closure of the

complement of A* in M. Then

M = M * U A*,

and

M O r A n = M * O A* UfA n.

(7)

Olq" EMBEDDII~GS O F S P H E R E S 7

A homeomorphism from M to M UIA ~ can be obtained by leaving the comple- ment of A* fixed and stretching it over itself and A L To define such a homeo- morphism #: M---> M 0IA n formally, let # be the identity on M* and define # from

{~(s, 2t) 6A*, 0~<t~<89 A* to

A*UrA ~

b y # ( e ( s , t ) ) =

(/e(s,O),

4 t - 1 ) 6 A~, 89 L e m m a 1' follows immediately from Lemma 1, since

I'm-Yl=l'mlu,,c,,,(zr'u,,,I") and (I)~..==T.

There is a homeomorphism k:

StnU~,,In--->A n,

sending T 1 to t and v to t *-1. Thus

and (I)~,.~=i *-1. Furthermore, /~ of Lemma l yields a commutative diagram:

;o,. ;~

sn-1 sn-1

LEMMi 2. W~" )l ~ ~l" W~.

The essential point of the proof is contained in a statement concerning

S t n.

L]~MMA 2'. There is a homeomorphism R* o/the standard n.stock which interchanges the interior boundaries by a rigid Euclidean motion, and leaves the external boundary pointwise ]ixed. Further,

T / w 1

= Ts T~I;

T / w s

-~

Z i

~ i .

L e m m a 2' is obvious, and L e m m a 2 follows immediately, for there is a homeo- morphism T: IW/-)/I--~]T/.7~I i.e.

T :

Iml U.,o%.St" u~,.%, I ~1 ~ I ml u~,~ s u~,~

t n

such t h a t

I T / S t"

=

R*

T/I ~ [ = identity

T/I

~1 = identity.

I t is merely a verification to show t h a t T is well defined, and yields an equivalence between ~ . T / and ~ . ~ .

(8)

8 B . O. 3'IAZUP,,

F i g . i .

L~,M~.~ 3. ~rl 1 ~ . 7 ~ 1 ~ i . ,

then

lT~l-~I ", I~[~I".

Let A ~ be a topological space composed of an infinite number of ammli At attached side by side, eompactified by a single point ~ . A ~ is to be thought of as embedded in the Euclidean space. (See Fig. 1.)

Any two adjacent annuli At U At+l form an n-stock. Denote, as above (Fig. 1), the n-stocks A2t-1 U A~ by fli and A2t U A2t+l by fl[. Let tot be the internal bound- arc of At. There are Euchdean similarity transformations a~, a~ bringing fla ~ fl~ and fll a ~ ~ fl~. Let v~ be the euclidean similarity transformation bringing eo~ to wt- Further, fll is to be identified with the standard n-stock, and COx with 8 =-~.

We attach a copy Mr of M = ] ~ [ in each o~i-1 by a homomorphism

M . . . . 9 , ~ n - 1 - - > 0)2~_1

and similarly a copy N~ of N = ]7"1] in each (o2t by a homeomorphism

I ~ - - > , Q n - 1 9

Let B ~ be the "filled-in" space A ~U/V~LJMj and

j

/~; =fl; U hrt U Mt+l. From the definition of flit, fi;, it is clear t h a t

and, using Lemma 2, fi~ "~ ] 7'/" ~F/~] ~ I".

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ON ~MBEDDI1WGS OF S P H E R E S 9

CI/ B ~ I n.

L e t K be t h e u n i o n of t h e external boundaries of fl~, c o m p a c t i f i e d b y c~, K =

5

ext ~fl~U oo.

i - 1

K can be considered as a subset of A ~ a n d hence of R L As a subset of R n, ext ~fii b o u n d s a cell, c~, a n d it is clear t h a t

is h o m e o m o r p h i e to a cell, V " ~ I n.

There is a h o m e o m o r p h i s m I I f r o m V o n t o B ~. I I is defined t o be the i d e n t i t y m a p p i n g f r o m K c V to K c B ~, This defines I I on ~ci for each i

I I :

~ci-> ~ fi~.

Since b o t h c, a n d fi~ are topological n-cells, one need o n l y prove a simple lemma.

L E ~ M A (a). I / II is a homeomorphism o/ ~ I n - - ~ I n, then II can be extended to a homeomorphism

II*: I n ~ I L

Proo/. Consider each I n to be t h e u n i t ball in R ~, a n d e x t e n d I I radially. There- fore, one can e x t e n d I I to each c~. This yields a h o m e o m o r p h i s m H*: V-->-B ~. T h u s

B ~ 1 7 6 ~ V ~ I n.

(II) B ~ ~ M .

There is a second w a y t o decompose B ~ :

B ~ = (A~ uM~)u (U A~ u Mju ivj) u ~ ,

~>I j>l

or B ~ ~ U ( U fi~U oo).

i

LEMMA (b). A ~ U ( U f l [ U ~ ) ~ A n.

Proo/. L e t K ' = A 1 U ext ~ fl; U oo,

considered as a subset of A ~ a n d hence of R L E a c h ext ~fl; bounds a cell c[ in R n. L e t V ' = K ' U ( U c ~ ) , V ' c R L

I t is clear t h a t V ' ~ A L

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10 B . C . M A Z U R

J

J

F i g . 2 .

GO

Define a h o m e o m o r p h i s m YI' of V' onto A t

U

( U ~ fl[) U ~ as follows. I I ' m a p s K'~_ V' t o K ' ___A 1U ([Jfl[)U ~ b y t h e i d e n t i t y m a p . This defines H ' on each ~c[.

t

t n - e

Since we k n o w t h a t c~ ~ I a n d fl~ ~ I n, t h e a b o v e L e m m a (a) allows us to e x t e n d I I ' to a h o m e o m o r p h i s m of each c; with each /~. This yields t h e h o m e o m o r p h i s m

H * ' : V ' ~ A l U

U~fl;}U~,

proving- Lemma- (b).

W e h a v e o b t a i n e d B ~ ~ M U A n. L e m m a 1 applies, yielding B~C ~ M U A " ~ M .

(I) a n d (II) yield a proof of L e m m a 3, for I " ~ BCC ~ M .

T h e a r g u m e n t is s y m m e t r i c a l in l ~ [ a n d

I l,

a n d so

both I ~ l

a n d I)ll are to- pological cells.

W e can n o w complete the proof of t h e m a i n theorem.

L e t M a n d N be t h e t w o c o m p l e m e n t a r y components. L e t ~: S ~ - I - + S n be t h e nice e m b e d d i n g . T h e n one can assume t h a t there is a m a p ~: I • S ~, and, moreover,

~ ( [ - 1, 0 ] • ~([0, -}- 1]•

L e t M* = M - ~ ([ - ~, 0] • S ~-1).

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O N E M B E D D F N G S O F S P H E R E S 1 1

Then

M* ~ M .

To see this apply Lemma 1, after noticing that M = M * U @ ( [ - 8 9 (}]US ~-1)

and t h a t @([- 89

O]•

is topologically an annulus. Then

S ~ = M * U A u N ~ M U A U N .

Since @ is linear in the neighborhood U of a point in [ - ~ , 0 ] • n-l, let A be a standard simplex in U. Then A - int A is homeomorphic with the standard n-stock b y a homeomorphism /z:

S t ~ -__, A - int A.

tt

Also, @(A) is a standard simplex in S ~, and so S n - i n t q ( A ) ~ I n. Therefore, I n ~ M 0 @ o f f ( S t n) U _iV.

Let

/=#-1o@-1/~M, g=ff-io@-l/~N.

Then

I n = M U f S t U ~ N .

Or, if one sets

then

B u t L e m m a 3 applies and

proving the theorem.

= ( M , / ) , T/= (N, g),

N=Inl P, M=lml m

The dlfferentiable case

The main theorem merely states t h a t a topological equivalence between the closure of the interior component of a nicely embedded sphere and the standard cell can be obtained. This raises the question whether or not a diffeomorphism between X and the unit cell can be obtained when the embedding S~-1--> S n is assumed to be a diffeo- morphism. That a n y differentiable embedding S ~-1 -->S ~ is nice in the above sense is a standard lemma (See Thom [3]). The methods of the proof can be refined, in this case, to yield a homeomorphism between X and I ~ which is actually an equi- valence of differential structures except at the point oo. More precisely, one can ex- tend the given embedding

@:

~I~=S"-I-+ S ~

(12)

12 B.C. ~_AZUR t o a h o m e o m o r p h i s m (I)*: I n - - > S '~

t h a t is a diffeomorphism e x c e p t a t oo [4].

I n fact, this is t h e best one can hope for. Milnor [5] has exhibited a diffeo- m o r p h i s m (I): S ~ --> S e c S 7 which c a n n o t be e x t e n d e d t o a diffeomorphism (I)*: 17 -> S T.

The simplicial case

I f one assumes t h a t (I) is a simplicial e m b e d d i n g it is u n k n o w n w h e t h e r (I) is nice in the a b o v e sense. Assume, then, t h a t (I) is a simplicial, nice e m b e d d i n g S ~ - 1 r , S n. T h e n it is an open question w h e t h e r or n o t (I) can be e x t e n d e d t o a simplicial h o m e o m o r p h i s m (I)*: I~--> S n. Unlike t h e differentiable analogue there is no c o u n t e r - e x a m p l e to this.

Moreover, it is a simple m a t t e r to refine t h e a b o v e proof t o yield a n extension (I)* which is simplicial e x c e p t a t oo. This m e a n s t h a t there is a n infinite triangula- tion T z of X - ~ a n d a n infinite t r i a n g u l a t i o n Tx. of I n - ( I ) - 1 ( ~ ) such t h a t with respect t o each of these triangulations (I)* is simplicial, a n d T x is compatible w i t h t h e t r i a n g u l a t i o n of X - oo inherited f r o m X, a n d TI~ is compatible with t h e triangula- t i o n of I n - r (co) inherited f r o m I ~.

Some further generalizations

L e t ~ be t h e semi-group of k n o t types. ~ is t h e set of equivalence classes of combinatorial imbeddings of S 1 in S 3. T w o imbeddings are equivalent if one can be b r o u g h t to the o t h e r b y a c o m b i n a t o r i a l a u t o m o r p h i s m of S 3 o n t o itself.

T h e definition of a d d i t i o n of k n o t s is s t a n d a r d a n d t h e set ~ forms a semi- g r o u p with respect t o this operation. I t was a n o b s e r v a t i o n of F o x t h a t t h e con- s t r u c t i o n used in t h e m a i n t h e o r e m could be also used t o prove t h a t ~ has no in- verses, a t h e o r e m due originally to Shubert.

This r e m a r k can be generalized:

Define a n i m b e d d i n g (1): S k -> E n t o be i n v e r t i b I e if it satifies (1) a n d (2) below.

(1) (I) is linear on some open set of S k, which m a y be chosen t o be t h e lower hemisphere, b y obvious shifting. If t w o embeddings (I), iF: Sk--> E n satisfy (1), t h e n there is a n a t u r a l w a y t o " a d d " t h e m , o b t a i n i n g an i m b e d d i n g d e n o t e d (I)§ ~ : S k --> E n.

(2) There is a tic, satisfying (1), such t h a t / = r + iF: S k --> E ~ extends to a homeo- m o r p h i s m

/*: D k + I --> E n,

w h e r e D ~+1 is t h e ( k + 1)-cell, a n d S ~ is considered as its b o u n d a r y .

(13)

O N E M B E D D I N G S O F S P H E R E S

J

xK

K

/ / 1

//

F i g . 3.

The interior boundary oJ the (] + 1)st copy o] I x K is attached to the exterior boundary o] the ]-th.

13

TH~O~V,M. I / 09: S k---> E ~ is invertible, then 09 can be extended to a homeomorphism dp*: D ~+1 --> E ~.

A proof a n d applications of this fact will be given elsewhere.

3. The open star t h e o r e m

B y a t r i a n g u l a t e d manifold will be m e a n t a simplicial complex t h a t is topo- logically locally Euclidean. The closed star of a v e r t e x v in a t r i a n g u l a t e d manifold M will be the s u b e o m p l e x of M consisting of all simplices containing v. T h e open star of v is just t h e interior of t h e closed star of v.

THEOREM. The open star o/ a vertex i n a triangulated n-mani[old is topologically equivalent to R L

P r o @ L e t K d e n o t e t h e b o u n d a r y of t h e closed star of a v e r t e x v. T h e n t h e open star of v can be considered t o be just C K U K x I U K x I U ... where t h e at- t a c h i n g m a p s are as in Fig. 3.

Choose o, a n n-dimensionaI simplex with v as vertex. L e t o ' be a simplex con- t a i n e d in G, a n d similar in shape t o o. T h e n ~(a') is a n ( n - 1 ) - s p h e r e nicely em- bedded in 0.

L e t U be a n e i g h b o r h o o d of v h o m e o m o r p h i e with R n, disjoint f r o m y, ~', t h e opposite faces of v in G a n d G'. I assume t h a t o ' has been chosen sufficiently near

so t h a t 0' intersects U a n d t h a t U c C K .

(14)

B . C . M A Z U R

?,

o- o"

14

Fig. 4.

Choose a point p E int a'N U. Since U is Euclidean space, there is a homeo- morphism 2: U--> U, such t h a t A is the identity homeomorphism outside of a suffi- ciently large sphere S c U, a n d 2 ( p ) = v . The homeomorphism ~ can be extended to a homeomorphism of C K - - > C K b y defining ~ to be the i d e n t i t y outside S. 2 ( a ( a ' ) ) is a sphere Z, which contains v in its interior. I f y is the face opposite v, ~ ( y ) = y.

Choose a sufficiently small subcone C ' K of C K so t h a t C ' K lies entirely in the interior of Z. The region between C K and int C ' K is topologically K x I . Therefore 7 c K x I , a n d there is a copy, Zj, of ~ embedded in each K x l contained in the open star. See Fig. 5.

L ] ~ M A 4. The closed region A between Zj and 7-j_1 is topologically an annulus.

One could obtain L e m m a 4 b y first proving the simple b u t technical corollary to the main theorem:

Let ~ , ~ be two nice embed, dings of S ~-1 into S ~ such that ~ (S ~-1) N ~7"(S n-l) is empty. Then the closure o] the comple~nentary component o[ ffP (S ~-1) U IF (S ~-1) which has ~P (S ~-1) U IF (S ~-1) as boundary is topologically an annulus.

I content myself, however, with a direct application of the main theorem.

(15)

ON E M B E D D I N G S O F S P H E R E S

F i g . 5.

15

Z i

F i g . 6.

i

Each

~?jcCK

U ( K • is the image of ~ = 2 ( ~ a ' ) under a similarity trans-

k = l

formation vj. Both ~j and ~j-1 are contained in Tj2(a) and

Since 2 is the identity transformation on 7, 7 c : ~ a ' is mapped linearly onto y j = T j ~ ( 7 ) in ~j, and also onto yj 1 =Tj-x ~(7) in

~]-1.

Thus 7j, 7J-1 are linear sim- p/ices.

(16)

16 B. C. MAZUR

Fig. 7.

LEMMA 5. There is an n-ceU (pictorially it is a tube)D contained in A and inter- secting yj and D-1 on ( n - 1 ) . c e l l s Aj and As_l respectively.

The eonstruotion of D is straightforward, and I shall merely sketch the m e t h o d b y which one m a y obtain such a D.

First a point zj E D can be joined to a point zj-1 ED-1 b y an arc C in A. Take an open neighborhood of C, and in it, replace C b y a polygonal are 0. Finally t a k e a closed regular neighborhood of C in A, /3. Since D a n d yj-1 are hyperplanes (locally) one can modify 13 near zj and zj 1 to yield D, a regular neighborhood which intersects D and D-1 at (n - 1)-cells Aj 9 zj, A]_ 1 9 Z]-I.

L]~M~A 6. a ( A - D ) is an (n-1)-sphere nicely embedded in vj2(a), where ~j2(a) is considered to be a simplicial n-cell with simplicial structure transported lrom a by Tj 2.

The proof of L e m m a 6 is straightforward a n d tedious, a n d so it is omitted.

We now prove L e m m a 4.

Consider A ~ to be a a ' • Define a mapping 6 bringing ~ a ' • to 5j b y , j 2 , and a a ' x 1 to 5j-1 b y ~j-12. Construct a tube

f r o m

to

in such a w a y t h a t the closure of is topologically a n n-cell, D " .

is already defined on

b u t undefined on

D' c a a ' x I . ; 1 A j c ~ a ' x O Tj-_11 kj_l c a a' x 1,

8 g ' •

~Ti 1A 1U ~Tj--11 A]-I, L' = ~ D ' - T i 1A t IJ T~ 1 AI-1.

(17)

O N E M B E D D I N G S O F S P H E R E S 17 Our problem is to e x t e n d ~ to a h o m e o m o r p h i s m 3 of

0 a ' • (0} U { 1 } c L '

tO Zj U Zj-1 U L,

where L = 0 D - Aj U A j_l.

Since L a n d L ' are b o t h h o m e o m o r p h i c with A ~-1, a n d (~/~L is a combinatorial h o m e o m o r p h i s m of ~ L ' o n t o a L, the p r o b l e m is m e r e l y t o e x t e n d ~ given combina- torial h o m e o m o r p h i s m (~ f r o m ~ A ~-1 o n t o itself to a combinatorial h o m e o m o r p h i s m of A ~-1 onto itself. This requires checking t h a t t h e t w o h o m e o m o r p h i s m s o b t a i n e d b y restricting ($ to each of t h e c o m p o n e n t s of ~ A ~-1 b e h a v e c o m p a t i b l y with re- spect to orientation, a n d t h e n a p p l y i n g T h e o r e m 1 of [6]. I n this w a y (~ is e x t e n d e d to L.

B y L e m m a 6, 8 ( A - D ) is a nicely e m b e d d e d sphere, hence t h e closure of t h e interior of ~ ( A - D ) is topologically a n n-cell. N o w 5 / 3 D " m a p s t h e b o u n d a r y of a n n-cell o n t o the b o u n d a r y of an n-cdll a n d so can be e x t e n d e d to a h o m e o m o r p h i s m of D " . Similarly ~/~D' can be extended to a h o m e o m o r p h i s m of D ' o n t o D. ~ is therefore a h o m e o m o r p h i s m of A n o n t o A.

Proo[ o/ the open star theorem.

C K U ( I •

can be regarded as ~ ( a ' ) U A~

which is topologically 1 ~ U A~ U A ~U ...

w h e n t h e interior b o u n d a r y of A~+I is a t t a c h e d to t h e exterior b o u n d a r y of A~, a n d t h e interior b o u n d a r y of A~' is a t t a c h e d t o ~ I ~. H e n c e

CKI.J ( K • ~ R ~.

References

[1]. A L E X A N D E R , J. ~V., Proceedings o] the National Academy o] Sciences, ! 0 (1924), 6-10.

[2]. GUGGENREIM, V. K. A. M., Piecewise linear isotopy, Proc. London Math. Soc., 3 (1953), 417-434.

[3]. lVKILNO~, J. W., On manifolds homeomorphic with S 7, Ann. o/Math., 64 (1956), 399-405.

[4]. MoisE, E. E., Affine Structures in 3-manifolds I I , Ann. of Math., 55 (1952), 172-176.

[5]. MORSE, M. To appear in Ann. o] Math.

[6]. THOM, REN~, Quelques propri6t@s globales des vari@t@s differentiables, Comment. Math.

Helv., 28 (1954), p. 21, in particular.

Received May 20, 1959

2 - 61173047. Acta mathematica. 105. Imprim@ le 11 mars 1961

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