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International Journal of Systems Science
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Regionally efficient and strategic actuators
L. Afifi , A. Chafia & A. El Jai Published online: 26 Nov 2010.
To cite this article: L. Afifi , A. Chafia & A. El Jai (2002): Regionally efficient and strategic actuators, International Journal of Systems Science, 33:1, 1-12
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Regionally e cient and strategic actuators
L. Afifi { , A. Chafiai { and A. El Jai {
In this paper, we introduce and characterize the notions of regional remediability and regional e cient actuators. We study their relationship with regional controllability and regional strategic actuators. We also determine the set of regionally remediable disturbances and, for each disturbance , we give the optimal control which ensures its regional compensation .
1. Introduction
This work, which is motivated by environment and par- ticularly pollution problems, is an extension to the regional case, of the remediability and e cient actuator notions introduced by A®® et al. (1998) for a class of linear distributed and disturbed systems. The well- known disturbance problems, the so-called disturbance rejection or decoupling problems, have been studied, particularly for ®nite-dimensional systems (Otsuka 1991, Pandol® 1986, Malabre and Rabah 1993, Senamel et al. 1995, Rabah and Malabre 1997).
However, in this work, where spatial variables, actua- tors and sensors play an important role, the considered problem is di erent. The aim is, ®rst, to show how to determine, with respect to the sensors, regionally e - cient actuators ensuring the regional compensation of any known or unknown disturbance. This is the basic notion of regional remediability which we shall study in local, global, exact and weak aspects and which is, as will be shown, a weaker notion than regional controll- ability. We also determine the set of regionally remedi- able disturbances and we give, using an extension of the Hilbert uniqueness method (HUM) (Lions 1988), the optimal control which ensures regionally the exact com- pensation of a disturbance on the system.
The regional aspect of these notions is motivated by the fact that we may have remediability on a region
! » O but not on the whole geometrical support O of the considered system and, even if we have remediability
on O, the cost is reduced if we are interested only in a subregion ! of O.
More precisely, we suppose that O is an open and bounded subset of
nwith a su ciently regular boundary G ˆ @O , and we consider, without loss of gen- erality, a class of disturbed linear systems described by the following state equation:
… S
P† zz _ … t † z … 0 †
ˆ ˆ
Az … t † ‡ f … t † ‡ Bu … t †; 0 < t < T z
0;
»
… 1 † where A generates a strongly continuous semigroup
… S … t ††
t50on the state space X ˆ L
2…O† , B 2 L…U ; L
2…O†† , u 2 L
2… 0; T ; U† ; U is a Hilbert space (control space), f is a disturbance term generally unknown (A®® and El Jai 1994, 1995), and the system
… S
P† is augmented by the regional output equation
… E † y
!… t † ˆ Ci
!p
!z … t †; … 2 † where C 2 L… L
2…O† ; Y † , Y is a Hilbert space (observa- tion space), p
!is the restriction operator de®ned by
p
!: L
2…O† ¡! L
2…!†;
z 7¡! p
!z ˆ z
j!; … 3 † i
!is the adjoint operator of p
!, which is de®ned by
i
!: L
2…!† ¡! L
2…O†;
z 7¡! i
!z ˆ z in ! 0 elsewhere:
( … 4 †
The observation y
!only depends on the state p
!z of the system in the region !.
In the case where f ˆ 0 and u ˆ 0 (i.e. the normal case), we have
y
!… t † ˆ Ci
!p
!S … t † z
0but, if f 6ˆ 0 and u ˆ 0, then
International Journal of Systems ScienceISSN 0020±7721 print/ISSN 1464±5319 online#2002 Taylor & Francis Ltd http://www.tandf.co.uk/journals/tf/00207721.html
Received 27 April 1999. Revised 8 November 1999. Accepted 8 November 1999.
{Faculty of Sciences. University Hassan II Ain Chock, BP 5366- MaaÃrif Casablanca, Morocco.
{Systems Theory Laboratory, University of Perpignan, 52 avenue de villeneuve, 66860 Perpignan Cedex, France.
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y
!… t † ˆ Ci
!p
!S … t † z
0‡
…
t 0Ci
!p
!S … t ¡ s † f … s † ds 6ˆ Ci
!p
!S … t † z
0:
We study the existence of an input operator B (actua- tors) whose choice depends on the output operator C (sensors), which ensures ®nite time regional compensa- tion of any disturbance, that is for every f 2 L
2… 0; T; L
2…O†† , there exists u 2 L
2… 0; T ; U† such that
…
T 0Ci
!p
!S … T ¡ s † f … s † ds
‡
…
T 0Ci
!p
!S … T ¡ s † Bu … s † ds ˆ 0 or
®® ®
®
…
T 0Ci
!p
!S … T ¡ s † f … s † ds
‡
…
T 0Ci
!p
!S … T ¡ s † Bu … s † ds ®® ® ® < ° for a given ° > 0:
This work is organized as follows. In } 2, we recall the notions of regional controllability, observability, strategic actuators and sensors. In } 3, we de®ne and characterize the notion of exact and weak regional remediability, as well as regional e cient actuators. In } 4, we study the relationship between regional controll- ability and regional remediability, and hence between regional strategic actuators and regional e cient actua- tors, with application to a di usion process. We study, in } 5, the problem of regional exact remediability with minimum energy using an extension of the HUM. Then, we characterize the set of disturbances which are exactly remediable on !, and we give the optimal control which exactly compensates on !, an arbitrary disturbance of the considered system.
It should be noted that these approaches may be extended to other systems.
2. Preliminaries
2.1. Regional controllability
We consider the system described by the following equation:
… S † zz _ … t † z … 0 †
ˆ ˆ
Az … t † ‡ Bu … t †; 0 < t < T ; z
0:
»
… S † has a unique weak solution on ‰ 0; T Š , denoted z
u…:†
and given by
z
u… t † ˆ S … t † z
0‡
…
t 0S … t ¡ s † Bu … s † ds:
Let H be the operator de®ned by H: L
2… 0; T; U† ¡! L
2…O†
u 7¡! Hu ˆ
…
T 0S … T ¡ s † Bu … s † ds: … 5 † We have
z
u… T † ˆ S … T † z
0‡ Hu; … 6 † then
p
!z
u… T † ˆ p
!S … T † z
0‡ p
!Hu: … 7 †
2.1.1. De®nition and characterization . In this section, we recall some de®nitions and characterization s related to regional controllability (El Jai et al. 1995). The pre-
®x !- denotes the fact that it is regional on !.
De®nition 2.1: The system … S † is said to be
(i) !-exactly controllable (or exactly controllable in !) on ‰ 0; T Š if, for all z
02 L
2…O† , z
d2 L
2… ! † , there exists u 2 L
2… 0; T; U† such that p
!z
u… T † ˆ z
dand (ii) !-weakly controllable (or weakly controllable in !)
on ‰ 0; T Š if, for all z
02 L
2…O† , z
d2 L
2…!† and ° > 0, there exists u 2 L
2… 0; T ; U† such that
k p
!z
u… T † ¡ z
dk
L2…!†< °: &
Let B
?, S
?…:† , H
?be the adjoint operators of B, S …:†
and H respectively and U
?be the dual space of U . We have the following result (El Jai et al. 1995).
Proposition 2.1: The system … S † is (i) !-exactly controllable on ‰ 0; T Š
() Im … p
!H † ˆ L
2…!† … 8 † () 9®
!> 0 such that k z
?k
L2…!†4 ®
!k B
?S
?… T ¡ † i
!z
?k
L2…0;T;U?†;
8 z
?2 L
2…!† … 9 † () the operator
M
!ˆ p
!HH
?i
!: L
2…!† ¡! L
2…!†
is coercive … 10 †
and
(ii) !-weakly controllable on ‰ 0; T Š
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() Im … p
!H † ˆ L
2… ! † … 11 † () ker … H
?i
!† ˆ f 0 g … 12 † () the operator
M
!ˆ p
!HH
?i
!is positive definite: … 13 † Regional exact controllability implies regional weak controllability, but the converse is not true (El Jai et al.
1995).
2.1.2. Regional controllability and actuators. We suppose that L
2…O† has an orthonormal basis of eigen- functions …’
nj†
n51jˆ1;rn
of A such that
A’
njˆ ¶
n’
njfor j ˆ 1; . . . ; r
n; n 5 1 with ¶
n& ¡1:
In the case of p actuators …O
i; g
i†
iˆ1;p(El Jai and Pritchard 1988), we have U ˆ
pand
B :
p¡! L
2…O†
u … t † 7¡! Bu … t † ˆ X
piˆ1
g
iu
i… t †;
where u ˆ … u
1; . . . ; u
p†
T2 L
2… 0; T;
p† , g
i2 L
2…O
i† with O
iˆ supp … g
i† » O for i ˆ 1; p and O
i\ O
jˆ 1 for i 6ˆ j. The adjoint operator B
?of B is de®ned by
B
?z ˆ …h g
1; z i; . . . ; h g
p; z i†
Tfor z 2 L
2…O†;
where in the general case N
Tis the transposed matrix of N, h:; :i ˆ h:; :i
L2…O†is the inner product in L
2…O† and h:; :i
!is the inner product in L
2…!† . For k 2 L
2…O† , if D ˆ supp … k † , we have h k; :i = h k; :i
L2…O†= h k; :i
L2…D†. The system … S † becomes
zz _ … t † ˆ Az … t † ‡ X
piˆ1
g
iu
i… t †; 0 < t < T ; z … 0 † ˆ z
0:
… 14 †
De®nition 2.2: The actuators …O
i; g
i†
iˆ1;pare said to be
!-strategic (or strategic in !), if the corresponding system … S † is !-weakly controllable. &
We have the following proposition (El Jai et al. 1995).
Proposition 2.2: The actuators …O
i; g
i†
iˆ1;pare !- strategic, if and only if
\
n51
ker ‰ M
n®
n… ! †Š ˆ f 0 g ; … 15 † where
M
nˆ …h g
i; ’
nji†
iˆ1;pjˆ1;rn
… 16 †
and
®
n…!† ˆ
®
n;1…!†
.. .
®
n;rn…!†
0 B @
1
C A ; … 17 †
with
®
n;j…!† ˆ …®
nj;km…!††
fk51;mˆ1;rngand
®
nj;km… ! † ˆ h ’
nj; ’
kmi
!:
In the case of pointwise actuators … b
i; ¯
bi†
iˆ1;p, we have z
u…:† 2 L
2… 0; T; V † , where V is a Hilbert space such that V
0» L
2…O† » V with continuous injections. The char- acterization of !-strategic pointwise actuators is similar to (15) with M
nˆ …’
nj… b
i††
iˆ1;pjˆ1;rn
. 2.2. Regional observability
The observability is a dual notion of controllability.
The results given in this part may be deduced from } 2.1 by duality. Let us consider the system
… S
0† zz _ … t † z … 0 †
ˆ ˆ
Az … t † ; 0 < t < T;
z
02 X:
»
The initial state z
0is supposed to be unknown in !, that is p
!z
0is unknown. The regional observability is the possibility to reconstruct p
!z
0from the output equation
… E
0† y
!0… t † ˆ K … t † i
!p
!z
0; … 18 † with K … t † ˆ CS … t † , we have
K : L
2…O† ¡! L
2… 0; T; Y † and the adjoint operator K
?of K is de®ned by
K
?: L
2… 0; T; Y
?† ¡! L
2…O†
¼ 7¡! K
?¼ ˆ
…
T 0S
?… t † C
?¼… t † dt: … 19 † De®nition 2.3: The system … S
0† together with the output … E
0† , (or … S
0† ‡ … E
0† ) is said to be
(i) !-exactly observable (or exactly observable in !) on
‰ 0; T Š , if Im … p
!K
?† ˆ L
2…!† and
(ii) !-weakly observable (or weakly observable in !) on
‰ 0; T Š , if Im … p
!K
?† ˆ L
2…!† , or equivalently ker … Ki
!† ˆ f 0 g: … 20 †
&
We have the following proposition.
Proposition 2.3: The system … S
0† ‡ … E
0† is (i) !-exactly observable on ‰ 0; T Š
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() 9 ®
!> 0 such that k z k
L2…!†4 ®
!k Ki
!z k
L2…0;T;Y†; 8 z 2 L
2…!† … 21 † () operator
C
!ˆ p
!K
?Ki
!: L
2…!† ¡! L
2…!†
is coercive … 22 †
and
(ii) !-weakly observable on ‰ 0; T Š () the operator
C
!ˆ p
!K
?Ki
!is positive definite: … 23 † Regional exact observability implies regional weak observability, but the converse is not true.
If … S
0† ‡ … E
0† is !-weakly observable on ‰ 0; T Š , then z
!0may be given by
z
!0ˆ … p
!K
?Ki
!†
¡1p
!K
?y
!0… 24 † with y
!0de®ned by (18). The operator … p
!K
?Ki
!†
¡1p
!K
?is the generalized inverse of Ki
!.
If the output of the system is given by q zone sensors
… D
io; h
i†
iˆ1;qwith h
i2 L
2…O† , D
iˆ supp … h
i† » O for
i ˆ 1; . . . ; q and D
i\ D
jˆ 1 if i 6ˆ j (El Jai and
Pritchard 1988), then the operator C is de®ned by C : L
2…O† ¡!
q;
z 7¡! Cz ˆ …h h
1; z i; . . . ; h h
q; z i†
T; and
C
?³ ˆ X
qiˆ1
³
ih
ifor ³ ˆ …³
1; . . . ; ³
q†
T2
qwe have
Ci
!p
!z ˆ …h h
1; z i
!; . . . ; h h
q; z i
!†
Twith measure … D
i\ !† > 0 for i ˆ 1; . . . ; q (if measure
… D
i0\ !† ˆ 0, then the observation h h
i0; z i
!corre- sponding to the sensor … D
i0; h
i0† is null).
De®nition 2.4: The sensors are said to be !-strategic if the corresponding system … S
0† ‡ … E
0† is !-weakly obser-
vable. &
We have the following proposition.
Proposition 2.4: The sensors … D
i; h
i†
iˆ1;qare !-strategic if and only if
\
n51
ker ‰ G
n®
n… ! †Š ˆ f 0 g … 25 † where ®
n…!† is the matrix de®ned in (17) and
G
nˆ …h h
i; ’
nji†
iˆ1;qjˆ1;rn
:
If the state of system is su ciently regular (continue), then in the case of q pointwise sensors, we have a similar characterization to (25) with G
nˆ …’
nj… c
i††
jiˆ1;qˆ1;rn
, where c
iare the sensors locations.
3. Regional remediability
3.1. The considered system and notations
We consider the disturbed system … S
P† described by the state equation (1) and augmented by the output equation (2). The state of system … S
P† , denoted z
u;f, is given by
z
u;f… t † ˆ S … t † z
0‡
…
t 0S … t ¡ s † Bu … s † ds ‡
…
t 0S … t ¡ s † f … s † ds:
Then
z
u;f… T † ˆ S … T † z
0‡ Hu ‡ z
fˆ S … T † z
0‡ Hu ‡ H Hf ~ ; … 26 † where H H ~ is the linear operator de®ned by
H ~
H : L
2… 0; T ; L
2…O†† ¡! L
2…O†
f 7¡! z
fˆ H Hf ~ ˆ
…
T 0S … T ¡ s † f … s † ds:
… 27 †
Then
y
!u;f… T † ˆ Ci
!p
!z
u;f… T †
ˆ Ci
!p
!S … T † z
0‡ Ci
!p
!Hu ‡ y
!f; … 28 † with
y
!fˆ Ci
!p
!H Hf ~ : … 29 † Let R
!be the linear operator de®ned by
R
!: L
2… 0; T; L
2…O†† ¡! Y
f 7¡! R
!f ˆ y
!fˆ Ci
!p
!H Hf ~ : … 30 † The adjoint operator R
?!of R
!is given by
R
?!: Y
?¡! L
2… 0; T ; L
2…O††;
³ 7¡! R
?!³ ˆ H H ~
?i
!p
!C
?³ ˆ S
?… T ¡ † i
!p
!C
?³:
… 31 †
We have
y
!u;f… T † ˆ Ci
!p
!S … T † z
0‡ Ci
!p
!Hu ‡ R
!f : … 32 †
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3.2. Remediability
In the case without disturbance and no control, the system … S
P† is given by
zz _ … t † ˆ Az … t †; 0 < t < T;
z … 0 † ˆ z
0; and the regional observation by
y
!… t † ˆ Ci
!p
!S … t † z
0:
However, if the system is disturbed by a term f 2 L
2… 0; T; L
2…O†† , the observation becomes
y
!… t † ˆ Ci
!p
!S … t † z
0‡
…
t 0Ci
!p
!S … t ¡ s † f … s † ds 6ˆ Ci
!p
!S … t † z
0:
We introduce a control term Bu in order to compensate regionally and in ®nite time this disturbance that is such that
y
!u;f… T † ˆ Ci
!p
!S … T † z
0‡ Ci
!p
!Hu ‡ R
!f ˆ Ci
!p
!S … T † z
0or equivalently
Ci
!p
!Hu ‡ R
!f ˆ 0:
We have the following de®nitions.
De®nition 3.1:
(i) We say that … S
P† ‡ … E † is f ¡ !-remediable exactly on ‰ 0; T Š if there exists u 2 L
2… 0; T; U† such that
Ci
!p
!Hu ‡ R
!f ˆ 0: … 33 † (ii) We say that … S
P† ‡ … E † is f ¡ !-remediable weakly on ‰ 0; T Š if, for every ° > 0, there exists u 2 L
2… 0; T; U† such that
k Ci
!p
!Hu ‡ R
!f k < °: … 34 †
&
De®nition 3.2: We say that … S
P† ‡ … E † is !-exactly (or
!-weakly) remediable on ‰ 0; T Š if, for every f 2 L
2… 0; T; L
2…O†† , … S
P† ‡ … E † is f ¡ !-remediable exactly (respectively weakly) on ‰ 0; T Š . &
The disturbance f is considered as an element of L
2… 0; T ; X † , but it can be in a greater or a smaller space F . As the regularity of z
u;f… : † depends on f and on the control term Bu, in the general case, we have z
u;f…:† 2 L
2… 0; T ; V † where V is a Hilbert space such that V
0» X » V, with continuous injections (X is iden- ti®ed with its dual). The de®nitions remain the same by replacing L
2… 0; T; X † by F or X by V.
3.3. Characterization results
3.3.1. Regional remediability. From de®nition 3.1, we deduce the following proposition.
Proposition 3.1:
(i) The system … S
P† ‡ … E † is f ¡ !-remediable exactly on ‰ 0; T Š if and only if
R
!f 2 Im … Ci
!p
!H †: … 35 † (ii) The system … S
P† ‡ … E † is f ¡ !-remediable weakly
on ‰ 0; T Š if and only if
R
!f 2 Im … Ci
!p
!H †: … 36 † Let us remark that, for f ˆ ¡ Bu, we have R
!f ˆ y
!fˆ ¡ Ci
!p
!Hu; then
Im … Ci
!p
!H † » Im … R
!† : … 37 † The characterization of the regional exact remediability is given in the following proposition.
Proposition 3.2: There is equivalence between (i) … S
P† ‡ … E † is !-exactly remediable on ‰ 0; T Š , (ii)
Im … R
!† » Im … Ci
!p
!H † … 38 † and
(iii) 9®
!> 0 such that 8 ³ 2 Y
?k S
?… T ¡ † i
!p
!C
?³k
L2…0;T;L2…O††4 ®
!k B
?S
?… T ¡ † i
!p
!C
?³k
L2…0;T;U?†: … 39 † Proof:
(i) () (ii) This is shown by de®nition.
(ii) () (iii) This derives from (31), and
… Ci
!p
!H †
?ˆ H
?i
!p
!C
?ˆ B
?S
?… T ¡ † i
!p
!C
?… 40 † and the equivalence between
Im … F † » Im … G † and
9® > 0 such that k F
?z
?k
X?4 ®k G
?z
?k
Y?; 8 z
?2 Z
?for any re¯exive Banach spaces X, Y, Z, and F 2 L… X; Z † , G 2 L… Y; Z † . &
For B ˆ I , that is in the case of an action on all the domain O , the system … S
P† ‡ … E † is !-exactly remedi- able, for every ! » O and every output operator C (this result derives from (39) in proposition 3.2).
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For C ˆ I, we have y
!u;f… T † ˆ z
!u;f… T †
ˆ i
!p
!S … T † z
0‡ i
!p
!Hu ‡ i
!p
!H Hf ~ ; then
z
!u;f… T † ˆ i
!p
!S … T † z
0() i
!p
!H Hf ~ ˆ ¡ i
!p
!Hu () p
!H Hf ~ ˆ ¡ p
!Hu:
If there exists u 2 L
2… 0; T; U† such that p
!Hu ‡ p
!H Hf ~ ˆ 0, then … S
P† ‡ … E † is f ¡ !-remediable exactly on ‰ 0; T Š . The converse is true if C is injective.
We have H
?i
!p
!C
?ˆ B
?S
?… T ¡ † i
!p
!C
?; then using (31) we have
H
?i
!p
!C
?ˆ B
?R
?!… 41 † For the characterization of regional weak remediability, we have the following proposition.
Proposition 3.3: There is equivalence between (i) … S
P† ‡ … E † is !-weakly remediable on ‰ 0; T Š , (ii)
Im … R
!† » Im … Ci
!p
!H † … 42 † and
(iii)
ker … B
?R
?!† ˆ ker … R
?!† … 43 † Proof:
(i) () (ii) This arises by de®nition.
(ii) () (iii) This is proved by considering orthogonal spaces and using (37) and (41). &
If, for ! » O , there is an operator P
!such that y
!:ˆ P
!y
O:, that is the regional observation y
!:may be obtained from the global observation y
O:, then the exact remediability on O , implies the exact remediability on !.
This is possible in particular case where C is injective or if
Im … C † ˆ Im … Ci
!p
!† Im … Ci
!cp
!c†;
where !
cˆ On!.
In the case of p actuators …O
i; g
i†
iˆ1;p, the character- ization of the regional exact remediability is given in the following proposition deriving from (39) and proposi- tion 3.2.
Proposition 3.4: … S
P† ‡ … E † is !-exactly remediable on
‰ 0; T Š if and only if there exists ®
!> 0 such that
…
T0
k S
?… T ¡ s † i
!p
!C
?³ k
2L2…O†ds 4 ®
!X
piˆ1
…
T0
h g
i; S
?… T ¡ s † i
!p
!C
?³i
2ds;
8³ 2 Y
?: … 44 † Let …’
nj†
n51jˆ1;rn
be an orthonormal basis of eigenfunctions of A in L
2…O† , and …¶
n†
n51…¶
nwith multiplicity r
n) the associated eigenvalues. The semi- group … S … t ††
t50generated by A is given by
S … t † z ˆ X
n51
e
¶ntX
rnjˆ1
h z; ’
nji’
nj: … 45 †
It is easy to show the following results.
Corollary 3.1: … S
P† ‡ … E † is !-exactly remediable on
‰ 0; T Š , if and only if there exists ®
!> 0 such that 8 ³ 2 Y
?we have
X
n51
1
2¶
n… e
2¶nT¡ 1 † X
rnjˆ1
h’
nj; C
?³i
2!4 ®
!X
piˆ1
…
T 0X
n51
e
¶n…T¡s†X
rnjˆ1
h’
nj; C
?³i
!h g
i; ’
nji
Á !
2ds:
… 46 † If the output is given by means of q sensors
… D
i; h
i†
iˆ1;q, we have the following corollary.
Corollary 3.2: … S
P† ‡ … E † is !-exactly remediable on
‰ 0; T Š if and only if there exists ®
!> 0 such that 8 ³ ˆ …³
1; . . . ; ³
q†
T2
qX
n51
1
2¶
n… e
2¶nT¡ 1 † X
rnjˆ1
X
qlˆ1
³
lh h
l; ’
nji
!Á !
24 ®
!X
piˆ1
…
T 0X
n51
e
¶n…T¡s†X
rnjˆ1
h g
i; ’
nji X
qlˆ1
³
lh h
l; ’
nji
!Á !
2ds:
… 47 † This corollary, may be used as a technical tool for characterizing the exact remediability.
3.3.2. Regional e cient actuators . One of the major interests of this work is to characterize the structures of actuators, which may lead to regionally remediable systems. Such actuators will be said to be regional e - cient. We introduce hereafter the notion of !-e cient actuators, by analogy with !-strategic actuators.
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De®nition 3.3: The actuators …O
i; g
i†
iˆ1;pare said to be
!-e cient if the excited system … S
P† together with the output … E † is !-weakly remediable. &
In the case of p actuators and a semigroup given by (45), we have the following characterization result.
Proposition 3.5: The actuators …O
i; g
i†
iˆ1;pare !-e - cient if and only if
ker … p
!C
?† ˆ \
n51
ker … M
nf
!n†; … 48 † where M
nis given by (16) and f
n!is de®ned by
f
n!: Y
?¡!
rn;
³ 7¡! f
n!…³† ˆ …h C
?³; ’
n1i
!; . . . ; h C
?³; ’
nrni
!†
T:
… 49 † Proof: Let ³ 2 Y
?; we have
R
?!³ ˆ X
n51
e
¶n…T¡ †X
rnjˆ1
h i
!p
!C
?³; ’
nji’
njand, by analyticity, we obtain R
?!³ ˆ 0 () X
rnjˆ1
h i
!p
!C
?³; ’
nji ’
njˆ 0; 8 n 5 1 () h C
?³; ’
nji
!ˆ 0; 8 n 5 1; 8 j ˆ 1; r
n() p
!C
?³ ˆ 0:
Then
ker … R
?!† ˆ ker … p
!C
?† : … 50 † On the other hand
B
?R
?!³ ˆ X
n51
e
¶n…T¡ †X
rnjˆ1
h g
l; ’
njih i
!p
!C
?³; ’
nji
Á !
Tlˆ1;p
and also, by analyticity, we have B
?R
?!³ ˆ 0
() X
rnjˆ1
h g
l; ’
njih C
?³; ’
nji
!ˆ 0; 8 n 5 1; 8 l ˆ 1; p:
According to (49), we have B
?R
?!³ ˆ 0
() M
nf
n!… ³ † ˆ 0; 8 n 5 1;
then
ker … B
?R
?!† ˆ \
n51
ker … M
nf
n!† … 51 † The result derives from the equality (43). &
Now, if the output is given by q zone sensors
… D
i; h
i†
14i4qwith h
i2 L
2… D
i†; D
iˆ supp … h
i† » O;
measure … D
i\ !) > 0, the characterization of !-e cient actuators is given by the following.
Proposition 3.6: The actuators …O
i; g
i†
iˆ1;pare !-e - cient if and only if
\
n51
ker … M
nG
Tn;!† ˆ f 0 g; … 52 † where
G
n;!ˆ …h h
i; ’
nji
!†
iˆ1;qjˆ1;rn
: Proof: For ³ ˆ …³
1; . . . ; ³
q†
T2
q, we have
p
!C
?³ ˆ X
qiˆ1
³
ip
!h
i:
Since the functions … h
i†
iˆ1;qare linearly independent, because D
i\ D
jˆ 1 for i 6ˆ j, and measure
… D
i\ ! † > 0, then … p
!h
i†
iˆ1;qare linearly independent and consequently
ker … p
!C
?† ˆ f 0 g;
using (50), we have
ker … R
?!† ˆ f 0 g:
On the other hand, B
?R
?!³ ˆ X
n51
e
¶n…T¡ †X
rnjˆ1
h g
l; ’
nji X
qiˆ1
³
ih h
i; ’
nji
!Á !
Tlˆ1;p
;
then
B
?R
?!³ ˆ 0 () X
rnjˆ1
h g
l; ’
nji X
qiˆ1
³
ih h
i; ’
nji
!ˆ 0;
8 l ˆ 1; p; 8 n 5 1 () M
nG
Tn;!³ ˆ 0; 8 n 5 1 and hence
ker … B
?R
?!† ˆ \
n51
ker … M
nG
Tn;!† : … 53 † The result derives from equality (43). &
Then we deduce the following corollaries.
Corollary 3.3: If there exists n
05 1 such that
rank … M
n0G
Tn0;!† ˆ q; … 54 † then the actuators …O
i; g
i†
iˆ1;pare !-e cient.
Proof: This proof derives from (52) and ker … M
n0G
Tn0;!† ˆ f 0 g using (54). &
We also have
Corollary 3.4: If there exists n
05 1 such that
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rank … G
Tn0;!† ˆ q … 55 † and
rank … M
n0† ˆ r
n0; … 56 † then the actuators …O
i; g
i†
iˆ1;pare !-e cient.
Proof: This proof is immediate with the conditions (55) and (56), which imply that ker … M
n0G
Tn0;!† ˆ f 0 g , and the result derives from (52). &
The following are clear.
(a) The conditions (55) and (56) ˆ) (54).
(b) The conditions (55) and (56) ˆ) q 4 r
n04 p.
(c) The condition (54) ˆ) q 4 p.
(d) The hypothesis p 5 sup
n51… r
n† is necessary for actuators … D
i; g
i†
iˆ1;pto be !-strategic (El Jai et al.
1995), but it is not necessary for them to be !-e - cient.
(e) The condition q 4 p is not necessary for actuators to be !-e cient.
Indeed, in the case of one actuator …O
1; g
1† and q sensors … D
i; h
i†
iˆ1;q, with q > 1, we have
M
nˆ …h g
1; ’
nji†
jˆ1;rnof dimension … 1; r
n†;
G
Tn;!ˆ …h h
i; ’
nji
!†
jˆ1;rniˆ1;q
of dimension … r
n; q †:
Then
M
nG
Tn;!ˆ X
rnjˆ1
h g
1; ’
njih h
l; ’
nji
!Á !
lˆ1;q
of dimension … 1; q †
and, using proposition 3.6, …O
1; g
1† is !-e cient if and only if T
n51
ker … M
nG
Tn;!† ˆ f 0 g: Then, if there exists n
1; n
2; . . . ; n
msuch that n
i6ˆ n
jfor i 6ˆ j and
\
iˆ1;m
ker … M
niG
Tni;!† ˆ f 0 g; … 57 † then …O
1; g
1† is !-e cient. In the particular case when m ˆ q, the condition (57) is equivalent to
X
rn1jˆ1
h g
1; ’
n1jih h
1; ’
n1ji
!X
rn1jˆ1
h g
1; ’
n1jih h
q; ’
n1ji
!.. .
. . .
.. . X
rnqjˆ1
h g
1; ’
nqjih h
1; ’
nqji
!X
rnqjˆ1
h g
1; ’
nqjih h
q; ’
nqji
!6ˆ 0: … 58 †
Remark 3.1:
(i) One can consider the problem of regional remedia- bility in ! from T
0. This consists in studying the existence of a control term Bu reducing the regional observation to the normal case, from T
0, that is for all T 5 T
0. In the case of a semi-group given by (45), we show by analyticity that the previous result (on regional remediability, regional e cient actua- tors, their characterizations , etc.) remains true from T
0, but that this is not generally true.
(ii) Let us also note that in the pointwise actuators case, the state p
!z of the system in ! is in a space V such that V
0» L
2…!† » V . The characterizations are similar to those obtained for zone actua-
tors. &
4. Regional remediability and regional controllability In this section, we study the relationship between regional controllability and regional remediability, and therefore between !-strategic actuators and !-e cient actuators.
Proposition 4.1: If … S † is !-exactly (or weakly) control- lable on ‰ 0; T Š , then … S
P† ‡ … E † is !-exactly (or weakly) remediable on ‰ 0; T Š .
Proof: For the exact remediability, we consider
³ 2 Y
?; then we have
k S
?… T ¡ † i
!p
!C
?³k
2L2…0;T;L2…O††ˆ
…
T0
k S
?… T ¡ s † i
!p
!C
?³k
2L2…O†ds 4
…
T0
k S
?… T ¡ s † i
!k
2ds k p
!C
?³ k
2L2…!†4 M
!k p
!C
?³k
2L2…!†;
with M
!> 0, because the semigroup is bounded on
‰ 0; T Š . Since … S † is !-exactly controllable, there exists
®
0!> 0 such that
k p
!C
?³k
L2…!†4 ®
0!k B
?S
?… T ¡ † i
!p
!C
?³k
L2…0;T;U?†and, consequently, there exists ®
!ˆ M
!…®
0!†
2> 0 such that
k S
?… T ¡ † i
!p
!C
?³ k
2L2…0;T;L2…O††4 ®
!k B
?S
?… T ¡ † i
!p
!C
?³k
2L2…0;T;U?†: The result derives from proposition 3.2.
For the weak remediability, let ³ 2 ker … H
?i
!p
!C
?† ; we have H
?i
!p
!C
?³ ˆ 0; then p
!C
?³ ˆ 0, because ker … H
?i
!† ˆ f 0 g . Since R
?!ˆ S
?… T ¡ † i
!p
!C
?, then
³ 2 ker … R
?!† and consequently ker … H
?i
!p
!C
?† ˆ
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ker … B
?R
?!† » ker … R
?!† ; then ker … B
?R
?!† ˆ ker … R
?!† ; we have therefore the regional weak remediability. &
From the previous results, we deduce that !-strategic actuators are !-e cient. The converse of proposition 4.1 is not true. This is illustrated in the following example.
Example 4.1: We consider a di usion process described by the following system:
… S
P†
@z
@t … x; t † ˆ Az … x; t † ‡ f … x; t † ‡ Bu … t † in O Š 0; T ‰;
z … x; 0 † ˆ 0 in O;
z … x; t † ˆ 0 on @O Š 0; T ‰;
8 >
> >
> >
<
> >
> >
> :
… 59 †
with Az ˆ ¢z for z 2 D … A † ˆ H
2…O† \ H
01…O† , f 2 L
2… 0; T; L
2…O†† and u 2 L
2… 0; T; U† . (S) is aug- mented by the output equation
… E † y … t † ˆ Ci
!p
!z …:; t †: … 60 † (i) Firstly for B ˆ I; f ˆ 0 and ! ˆ O , the system (59) is !-exactly controllable on H
01… ! † , but not on L
2… ! † . However, inequality (39) is veri®ed on L
2… ! † for B ˆ I, then … 59 † ‡ … 60 † is !-exactly reme- diable for every output operator C.
(ii) Consider now the particular case where O ˆŠ 0; 1 ‰ and Bu … t † ˆ g …:† u … t † , the system (59) can be written in the form
@z
@t … x; t † ˆ @
2z
@¹
2…¹; t † ‡ g …¹† u … t † ‡ f …¹; t † in Š 0; 1 ‰ Š 0; T ‰ ; z … ¹; 0 † ˆ z
0… ¹ † in Š 0; 1 ‰ ;
z …¹; t † ˆ 0 on f 0; 1 g Š 0; T ‰;
… 61 †
together with the output equation (60). Consider an actuator … I; g † , with I »Š 0; 1 ‰ and g 2 L
2… I † , a sensor
… J ; h † , with J »Š 0; 1 ‰ and h 2 L
2… J † and an unknown disturbance f 2 L
2… 0; T; L
2…Š 0; 1 ‰†† .
For n 5 1, we have ’
n… ¹ † ˆ 2
1=2sin … np¹ † and
¶
nˆ ¡ n
2p
2. As we assume that h 6ˆ 0, there exists n
0such that h h; ’
n0i 6ˆ 0. Thus we have the following results.
The actuator … I; g † is O -e cient if h g; ’
n0i 6ˆ 0, or equivalently
…
I
g … ¹ † sin … n
0p¹ † d¹ 6ˆ 0 … 62 † by corollary 3.3.
For ! ˆ O and g ˆ ’
n0, the actuator …Š 0; 1 ‰; g † is O -e cient but not O -strategic, because the condition
…
I
g … ¹ † sin … np¹ † d¹ 6ˆ 0; 8 n 5 1; … 63 † is not satis®ed.
For ! ˆŠ 0;
12‰ , h ˆ ’
1and g ˆ ’
2, the actuator
…Š 0; 1 ‰ ; g † is not O -e cient because h g; ’
nih h; ’
ni ˆ 0 8 n 5 1;
but it is !-e cient since, for n
0ˆ 2, we have h g; ’
2ih h; ’
2i
!ˆ h’
1; ’
2i
!6ˆ 0;
then corollary 3.3 gives the result. &
Let us note that the results are analogous in the two- dimensional case.
5. Regional exact remediability with minimum energy In this section, we consider the problem which consists to compensate a disturbance by considering a minimum energy control.
5.1. Problem statement
Under the same hypothesis as in } 1, consider the system … S
P† together with the output … E † :
… S
P† zz _ … t † z … 0 †
ˆ ˆ
Az … t † ‡ f … t † ‡ Bu … t †; 0 < t < T ; z
0;
»
… 64 †
… E † y
!… t † ˆ Ci
!p
!z … t †: … 65 † For z
02 L
2…O† and f 2 L
2… 0; T ; L
2…O†† , the regional exact remediability consists in ®nding a control u 2 L
2… 0; T ; U† such that
y
!u;f… T † ˆ Ci
!p
!S … T † z
0or equivalently
Ci
!p
!Hu ‡ y
!fˆ 0:
Now the problem that we consider consists in exploring among such controls, the control that is of minimum energy. That is to say, given a region ! and a disturb- ance f , does a control which realizes the f ¡ !-exact remediability and minimizing the cost function
J … u † ˆ k u k
2L2…0;T;U†exist? This will be given in theorem 5.1.
Firstly let us show results which will be used to proof theorem 5.1.
5.2. Preliminaries results
For ³ 2 Y
?² Y, the mapping k³k
F!ˆ
…
T0
k B
?S
?… T ¡ s † i
!p
!C
?³k
2U?ds
1=2