Groupe de travail
d’analyse ultramétrique
L OTHAR G ERRITZEN
p-adic Teichmüller space and Siegel halfspace
Groupe de travail d’analyse ultramétrique, tome 9, no2 (1981-1982), exp. no26, p. 1-15
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26-01
p-ADIC
TEICHMULLER SPACE AND SIEGEL HALFSPACEby
Lothar GERRITZENGroupe
d’ etuded’ Analyse ultramétrique (Y. AMICE,
G.CHRISTOL,
P.ROBBA)
9 e
année, 1981/82,
no26,
15 p. 24 mai1982
[Ruhe-Universität Bochum]
In order to
study
thespace mn
of Mumford curves of genus n and the space03B1n
of
principally polarized
abelian varieties which can berepresented
asanalytic
tori we introduce the
p-adic
Teichmuller space and the Teichmuller modular group as well thep-adic Siegel halfspace Xn
and theSiegel
modular group 0393~ n PGL n -(Z) .
One will arrive at the result that the orbit space T. n modY
n isthe space
mn
of Mumford curves and that the orbitspace ?
modr
is the spaceOt.
ofpolarized
abelian varieties.In this paper, we will
only
describe the mainpoints
of the construction of theanalytic
space and the transformationgroup 03C8n
as well as the construction of theanalytic space K
and the transformation groupr .
Agreat
deal of ques- tions remain open.1.
Conjugacy
classes ofhomomorphisms.
(l.l) Homomorphism
classes. -Let X,
Y be groups, let A be asubgroup
of thegroup Aut X of
automorphisms
of X and B asubgroup
of Aut Y .Denote
by (X, Y)
the set of all grouphomomorphisms ~ :
X --> Y . A acts on(X , Y) by composition
ofmappings
fromright :
If a E C E
(X , Y) , then ç 0
a E(X , Y) .
The set ofequivalence
classesCA
will be denotedby X) .
The group B acts on
(~ , Y) by conposition
ofmappings
from left :If f3
EB, ç
E(X , Y) , then 03B2 ° ~
e(X , Y) .
The set ofequivalence
classes13(.
will be denotedby (x ,
For a
E 11, (3 E B, ~e(X~ Y),
we havebecause
composition
ofmappings
is associative. Therefore A(resp. B )
acts ca-nonically on (x , Y]B (resp.
( )
Texte regu le 18 octobre 1982.Lothar
GEHRITZEN,
Postfach2148,
150 UniversitätsstrasseD-463
BOCHUM(Allemagne
fédérale).
Obviously, (X, Y]~
mod A=~[X~ Y)
mod B .We denote this set
by ;~x ,
Its elements are the double cosets Onegets
a canonical commuativediagram
where each arrow denotes the canonical
equivalence
classmapping.
(1.2) Isotropy
groups. - We consider thefollowing isotropy
groups :PROPOSITION 1. - S
II. (ç)
is a normalsubgroup
of 3A(BÇ).
;t~(ç)
ie a normalsubgroup
of 3and
Proof.
10 Let
a
E 1Jll(Ç),
QI E llJA(BÇ) .
Then there is a 03B2 E B such that1;;OQ’=SoÇ.
N°"I
ç
0Of 0
= ( 8ndwhich shows that 3
~) .
Thus @./l(ç)
is a normalsubgroup
of S~(B~).
2° Let
Po
e3 n(~) ~
13 E3 ~~~ ’
Then there is a a e A such that Now1:3 o
o~== ~
andwhich shows that
13-1 Po
f3 e 3B(~).
Thus 3B(Ç)
is a normalsubgroup
of JB(A)~.
3° It is an easy exercice to show that the
mapping
which associates tothe residue
class 03B2
in 3B(~A.)/J B(Ç)
of a 13 e B which satisfies =03B2°~
induces an
isomorphism J A(~)
onB(Ç) .
26-03
(1. 3) Schottky
groups. - Let nov K be analgebraically
closed fieldtogether
with a non-trivial
conplete
ultrawetric valuation. Let E be a non-abelian freen
groUP of rank n a 2
together
with a fixed basise1,
... ,en.
We consider =
lt () §) J
a ,b ,
c , d EK J
ad - bc =11
as a K-algebraic
group. Denoteby tr2
theregular
function on which has the value(a
+d)2
at thepoint ± (a bd) .
Aneiement t (a bd)
oi is calledhyperbolic I tr 2 (~ b d I = I a + c dl 2 > 1 .
set.... of
all grouphomomorphisms
q : E --> will be identified with the n-foldproduct
n n n
° ° ° ~ of w = ° ° ’
determines a
unique homomorphism ~w: En
-> which satisfiesfo r all i. ,
The action of L.ut
En
on(En’
when it is identified withcan be described as follows : let Of E Aut
E ,
a(e. )
is a reduced word in then ~
letter
61’
... ,e : n
we substitutew. J
fore. J
md obtain an element foreach i. Then
°
This
explicit description
shows that a is abiregular
transformation of theK-algebraic
spaceDefinition. - A
homomorphism 03B6: E
--> is calledSchottky homomorphism,
if
,(e)
ishyperbolic
for any e~ En,
e:/: 1 .Denote
by Sn
the set ofSchottky homomorphisms. s
a subset of it isgiven by infinitely
manyinequalities.
Moreprecisely :
we fix e ~E~ ,
and consi- der themapping ç
2014>c(e) .
It is aregular mapping ~ :
2014>and
f = tr2 § regular
function on ThenSn
= EPSLn2(K); |fe(w) I
> 1 for all e E1) .
One can
give explicit expressions
for themapping 03A6e
and the function f . e is determinedby
the finite sequencee(1),
... ,e(r)
withc ( I) e (1 1 , ... , ln)
.d. -and
e (i + 1) ~-e(i)
such thatLet
we will
give expression
forx.
aspolynomials
in ... ,d.
N := set of all sequences s =
«i1 ’ j 1) , (i2’ j 2) ,
... , suchthat
i 1 = j
for all 03BD andi ,j E (1 , 2} .
For any such s , we considerthe
product
with
with a . = +
d. ,
b . = -b. ,
c . = - c. , d . = a.. Then-1 1 ....~ 1 -i 1 -1 1
The
proof readily
followsby
induction on r .We consider
homomorphism
classes asin § ( 1.1)
for A =E ,
n B = group of inner automorphisms .of The ==
AutE
[$) n
of classes, o E n with
C
E S n isjust simply
the set cafSchottky subgroups
ofPSL2(K)
of rank n
chap.ter t, (1.6).
Becauseif 03B6 E S ,
n a E AutE ,
n thenthe
image Im(
ç 0QI)
does notdepend
an x .If,
on the other r i s aSchottky subgroup
o fPSL2(K)
.f ramk n, thenby
definition there is a t Fn
such thatIm 03B6
= T . Ifçt
En
also satisfies ImC’ = r,
1
then we note that
(clr)-l:
r...> En i s a
homomorphism
end( ç "1
I’) ""
Z 0 ç , E E no cx - ~ . _
ç . ’
2.
Hyperbolic fractional
lineartransformations.
(2.1).Let
be theprojective
line over K andP x P - P
= [(x, y)
E P x P: xyJ
be thecomplement
of thediagnnal
in theproduct P
x!..
In order to determine the
regular
functionson P x P - P,
we introduce thefollowing
affine charts:26-05
The
algebras ð(U..)
lJ ofregular
functions onU..
lJ are thefollowing
PROPOSITION
Proof. - The functions
are
clearly regular
on eachU..
and are thusregular on P
xP-P.
Thereforethe
K-algebra K[1x-y, xx -y y . xyx-y] generated by 1x-y, xx-y
is asubalgebra
ofo(P
x P -P) .
Let now f be aregular
function on P xp-p.
Let f
representation
f =g(x ~ y)/(x - y)
with apolynomial
g(x ~ y)
ey]
in the variables x ~ y . Let, , ~2014 B)
Then
which shows E
0(U 12) = ~~ ’ i/y ~ 1/ (1 - if,
andonly if, g = 0
whenever ~
> n .In the same one proves that f E
0(U2l) if,
andonly if, g.
=0 whenever03BD > n. But if n03BD , then
which shows that
If then
As yx-y=xx-y- 1 we obrain also
l:.S - = -- - , we 0 aJ.n 8-1.80
As g is " a linear combination of functions in
Kf201420142014 . x - y x - y x - y 201420142014 . 2014S-20141
it isalso in this
algebra,
which proves(2.2).
LetSL(K)
={.(~) ;
a,b ,
c, ad-bc=I}
andK{~
=K-(0).
We consider the
mapping
given by
26-07
which shows that indeed
~(r ~
x ,y)
eProperties
of n :If ,-,,-’ 1:: 1,
then x,y) =TT(TI, x’, yl) if,
andonly if,
either,-
= ,- f ,
x’ = x ,yl
= Y or if T’ =+’T -1 , y’=
Xy x’ =y ." aO x + b
Let (J =
( Co d) E SL2(K) .
o acts on Pby o(x) =-L----~ .
0""
--
0 Then
The trace x 9
y)
= T +T .
03C0 is a
morphism
ofK-algebraic
spaces,rr induce a 2-sheeted unramified
covering,
from
(K - ~0 , 1 , - 1))
x(F x P - P)
onto the affine subdomainSL2(K) = {(~~)
E( a
+;) 2 ; 4~
ofnon-parabolic
matrices.. Let
and
The
mapping
03C0 induces aK-algebra homomrphism
which is
injective.
PROPOSITION 3. -
0.
is a free2-module, generated by
1 and 1".Proof. - Let M be the
generated by
1 and T . One hasT ~ ()2 ’
as for any
polynomial f(,-,
x ,y)
E()2 ’
we have the conditionNow = a+ d and
r - (a+ d)
T+ 1=0 which shows that r is qua- draticover ThusT 2
e M and moregenerally
all powersr i
of T ,are in :
Thus M is a
’0~-algebra*
’
This shows that M=
a *
(2.3).
Let =t(~ ~)
ea
+d)
>1}
be the subdomain ofof
hyperbolic
matrices andThen n induces an
analytic mapping
26-09
PROPOSITION 4. - 11 t is
bianalytic.
LEMMA. - There
exists
a power seriesT(S)
E such that03C4(s) + 103C4(S)
=0160 .
Proofo - Define
’f 0 = 0 ,
’r 1 = 1and,
fork 1 ,
Then
r(s)
:=03A3~i=1
r.si
satisfies theequation r(s)
+20147-B
=s" .
One
gets T.
=0 if i is even andr.>0
if i is odd andr(s)
= s +s~
+2s~
+5s~
+ +42s~
+132s~
+429s~
+ ...Another way to prove this lemma : you remark that
r(s)
satisfies aquadratic equation :
Thus if
char K ~
2 :If you choose the
right sign
for the squareroot,
youget
1
now
Thus
The
proof
ofproposition
4 is immediate with thehelp
of the lemma and of propo- sition 3. The inverse of TI’ can begiven explicitly, namely:
(2.4).
Let(i ( ~’ ~ 9 (
a~ ~
SL(K))
be theprotective special
linear~ c c. cd
group and
Ncw
and
COROLLARY. - The
mapping
gives
abianalytic mapping
3. Teichmüller space.
(3.1)
The setSn
ofSchottky homomorphisms
ç: iEn
--> will be iden-. tified with a subset of
Hbn(K)
=(w
= ... ,w); n
gw. J..
EHb(K)} .
Weidentify
Hb(K) through
the inverse ofmapping ±
TI with PSLbb2(K). Asç( e.)
ishyperbo-
lie,
weget (ç(e1)’
... , EHb n (K) .
J..
We
study
the actions of Aut E and ofAuti PSL2(K)
on $ . LetThen we have a commutative
diagram
26-11
and group actions of
PSL2(K) on n
and ofAut En
onSn.
While Sn corresponds biuniquely
with the set ofSchottky subgroups
ofof rank n
( see (1.3)),
the set5
consists of normedSchottky homomorphisms.
PROPOSITION 5. - S can be identified with
Let =
(Y¿ - y1)/(y2- xl)
x(z - x1)/(z - y1,)
be the fractional- linear transformation which mapsxl
toO, y
to co andy2
to 1 .Now
1
(see properties
of n in(2.2)).
If w with
x, =0 . y,
=~,y2=
1 and ere such thatn i -L 2
a o w .
03C3-1 (w’1,
... ,w’1), w’1 = (t’1, x’1, yp , 0, 1 ,
then
a(0)
=0 ~
= ~ ~ = 1 for which ~oe concludes j = id .We consider E now as a subset of
K3n-3:
apoint
w e S isgiven by
thecoordinates
(t1,
... ,tn, x2, x3, y3,
... ,xn’ yn) ~ K3n-5
kernel ofineffectivity
of the action of AutE
on5
contains the innerautomorphisms
Let V s= Aut E
/Auti
E be the group of outerautomorphisms.
n n n
Then the action of Aut E induces an action of Y on S .
n n n
(3.2)~
Let w =(w~ ~
... ,w~) ~ w~
=(t~ ~ x~ , y~) ,
be a variablepoint
ofHbn(K) .
In order toget
shorter formulas we also writex-i.
for y . Letwe can consider u~
-k to be a
meramorphic
functinn on It is ananalytic
N
nfunction without zeroes en the subdomain :=
xi:/= Xj
for allare
analytic
onHb~(K) .
This can be seen as in theproof
ofproposition
2.Now
and each term is
clearly analytic
on As-20142014’ss
UoOk it has no zeroes on
PROPOSITION
6. - ?
ç $ .. n n
and
It is easy to see now that ... ,
Yn generates
aSchottky
group of rank n ,and that F is a fundamental domain for this
group (see [1],
rI, (4.
1 .3) ) .
PROPOSITION 7. - The action of Aut
E on Rn
satisfies : 13 n 0 a = G n - if 03B1 is 811 innerauto03BForphism
of E .nThere
only
a finite number of classes E AutE Autl E
ofautomorphistms
ar E Aut
n
such that- Proof. -
Theproof
of(i)
relies on the fact that the cross ratiosu.
areinvariant with
respect
to fractional linear transformations. Theproof
of(iii)
isa
corollary ( chapter I, (4. 3) ) .
26-13
In order to prove
(ii)
one has to introduce the canonical tree T for aSchottky
group r. One has to use the fact that the
geometric
basesystems
and the fundamen- tal domains C T(see [2]~
p.263, bottom) ,
for this actioncorrespond
to the sys- tems in (8 .n
If F is a fundamental domain
(
= maximalsubtree)
ç; T for the action ofT ,
there are
only
a finite number of other fundamental domains F’ such that From this one can conclude(ii).
(3~3)~
Letnow B ===&..
n f;n . Becauses_
is ananalytic polyhedron
ç;;it has a canonical
analytic
structure as subdomain of For Ealso ~(~)
is ananalytic polyhedron
ç;;K .
We consider the
covering {03C8(Bn) ; 1Br
eBf}
andput
onr;
theanalytic
struc-ture which is
isomorphic
to the canonical onegiven
there.We call S Teichmüller space and Teichmüller modular group.
n n
THEOREM 1. - Y
n acts
dis continuously
One has to prove that the
covering ~(sJ ; t
~f)
is admissible(see [4],
p.194, botton),
which means thefollowing
holds : if X 2014> is ananalytic mapping
of an affinoid space X into isgiven
with9(X)
ç;;S ~
then thereis a finite set
{*1’
... ,i )
of elements such thatUri=1 W(0152h).
It follows from the method
given
in[2]~ [3J
and in theproof
of theproposition
in[1] (chapter I, (4.1.3)).
That the action of Y
n is discontinuous follows from
proposition 2, (ii).
I will not work out the details as it seems to make more sense to prove the
stronger
statement that is a Stein manifold.Remark. - One should construct
analytic
structures on§
andon mn
such thatthe
mappings
of thediagram
are
analytic quotient
maps. It seemslikely
that the spaces may beeven ate Stein spaces.
,
4. Siegel halfspaces
(4.1)-
LetA£
be the set of allsymmetric
n x n matrices x =(x.. ~
withVh J.J
x.. E
Ii °>
={0}
for which the real matrix(- log Ix..1)
ispositiv
de-finite. Xn is a subset of the space S of all
symmetric
n x n matricesx =
(xi)
with entriesx..
eK*
’ Weidentify Sn (K*)
with thealgebraic
torusKn*(n+1"2 by identifying
the matrix x =(xij)
with the(n(n
+(x11, x12,
...,x21, x22,...,xnm)
"Let a =
(a..)
be a n x rmatrix with
entriesa.. ~ Z.
For x ~Sn (K*),
wedefine
x~
=(y~~) , y~~ := f~~ x~ .
Then
xa
is n x r matrixwith
entries inK*. Similarly, one
definesif a is a r x n matrix with
entries ~ Z by zij
:=03C0nk=1 xkj
This matrix
operations satisfy
the usual rules of matrix calculations.If a is a n x n matrix and if
a t
denotes the transpose of a ~then a x a
is a
symmetrix
n x n matrix e S(K*)
whenever x e S(K*) .
t
" ~ "Moreover if x ~ K
then a xa
e ? if det a 0 . Themapping
whichn n
. ~
sends
is a
morphism
ofalgebraic
spaces as the entriesof x
are monomials in the va-x...
Because of$
o03A6b=03A6ba
onegets
thatr :={03A6a;
is a group of
automorphisms
of theK-algebraic
space S(K*).
It is easy to see that r -PGL ( Z) .
(4.2).
If k =()
is a coluimn vector with k. eZ
and x eSn(K*), then x
is an element ef
nK*.
It is the value of themultiplicative quadratic
form asso-ciated to x at the
point
k . Me writex[k]
==k k
x . Denoteby 14 n
the set ofall matrices x e
which satisfy
thefollowing
conditions :For each i and all k =
(, )
eZn
for which thegreatest
common divisor of then
numbers ... ~
k is 1 ~
we haveWe call M Minkowski domain. It consists of these matrice x for which the
n
associated real matrices
(- log | xij|)
are half-reduced in the sense nf Minknwski., For any x E
Mn,
n Wehave , |
’x11|
11 1. This allows to conclude that n ThusM ~ ~ .
It is asimple
c~f the thatU ~ (~Z ) = ~
(see for example [6], chapter II, § 3)
.An
important
thenrem of classical reductiontheory
says, thatn
isactually
defined
’by
a finite number ofinequal.ities (see [6], chapter II, § 5p
theorem10).
This means, there are finite sets .. ~ ~
Zn
such that26-15
(4.3).
The Minkowski domains areanalytic polyhedra
in S n(K*).
"They
are thereforequasi-Stein subdomains
of the senseof [5],, §
2.Thus there is a canonical
analytic
structure canM .
Each 03A6 ~
r n is anautomrphism
of theK-algebraic
space S n(K#)
and thus alsoan
analytic automorphism
of S(K*). Thus 03A6(Mn)
is also aquasi-Stein
subdomainof S
Sn (K*)
and we have a canonicalanalytic
structurenn w01.J, ) .
Thus we have de-fined an
.analytic
E on. put
theanalytic
structure
given by
this atlas. We callI together
with thisanalytic
structurethe
Siegel halfspace
andrn
theSiegel
modular group.TXEORXM 2. - X
n
is an
analytic
manifold nn which r n actsdiscontinuously.
The
proof
of the fact thatrn
actsdiscontinuously
is left to the reader. It canbe deduced from results in
[6J (chapter 1T, ~ 5, especially
statement 4 on page67) .
It means that any affinnid
polyhedron
P ofS (K*)
which lies inXn
theset
[q?
E n finite.Remark. - It is very
likely
that the set X/r
n of rn-orbits in
n can begi-
ven a cannnical
analytic
structure such that thequotient mapping
islocally
biana-lytic
outside the ramification set. One can prove thatgy
is a Stein manifold. Itseems
possible
that even ~ n n is a Stein space.(4.4)
One of the moreinteresting points
in thestudy
~f thesetnpics
is the pe- riodmapping
q which is ananalytic mapping n --> Z n conpatible
with the ac-tions of the Teichmller and of the
Siegel
mdular grnup8) .
Thus q in- duces amapping q e
0 -4> Z Localproperties
ofq
have been studiedin
[3J ( see
forexample
Satz7).
[1]
GERRITZEN(L.)
and VAN DER PUT(M.). - Schottky
groups and Mumford curves. -Berlin, Heidelberg,
NewYork, Springer-Verlag,
1980(Lecture
Notes in Mathe-matics, 817).
[2]
GERRITZEN(L. ). -
Zuranalytischen Beschreibung
des Raumes derSchottky-Mumford- Kurven,
Math.Annalen,
t.225, 1981,
p. 259-271.[3]
GERRITZEN(L. ) . -
DieJacobi-Abbildung
über dem Raum derMumfordkurven,
Math.Annalen,
1982(to appear).
[4]
KIEHL(R.). -
Der Endlichkeitssatz füreigentliche Abbildungen
in der nicht-archimedischen
Funktionentheorie,
Invent.Math., Berlin,
t.2, 1967,
p. 191-214.
[5]
KIEHL(R.). -
Theorem A und Theorem B in der nichtarchimedischen Funktionen-theorie,
Invent.Math., Berlin,
t.2, 1967,
p.256-273.
[6]
SIEGEL(C. L. ) . -
Lectures onquadratic
forms. -Bombay,
Tata institute offundamental