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simulations on real networks: Importance of production

hysteresis and trip lengths estimation

Mahendra Paipuri, Ludovic Leclercq, Jean Krug

To cite this version:

Mahendra Paipuri, Ludovic Leclercq, Jean Krug. Validation of MFD-based models with microscopic simulations on real networks: Importance of production hysteresis and trip lengths estimation. Trans-portation Research Record, SAGE Journal, 2019, 2673 (5), pp478-492. �10.1177/0361198119839340�. �hal-02381221�

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simulations on real networks: Importance of

2

production hysteresis and trip lengths estimation

3

Mahendra Paipuri *

4

Univ. Lyon, ENTPE, IFSTTAR, LICIT

5

UMR _T 9401, F-69518, LYON, France

6 Tel: +33 4 72 04 77 08 7 Email:mahendra.paipuri@entpe.fr 8 Ludovic Leclercq 9

Univ. Lyon, ENTPE, IFSTTAR, LICIT

10

UMR _T 9401, F-69518, LYON, France

11 Tel: +33 4 72 04 77 16 12 Email:ludovic.leclercq@entpe.fr 13 Jean Krug 14

Univ. Lyon, ENTPE, IFSTTAR, LICIT

15

UMR _T 9401, F-69518, LYON, France

16 Tel: +33 4 72 04 70 64 17 Email:jean.krug@entpe.fr 18 * Corresponding author 19

Paper submitted for presentation at the 98thAnnual Meeting Transportation Research Board,

20

Washington D.C., January 2019 and for publication in Transportation Research Record: Journal

21

of Transportation Research Board

22

Special call by AHB45 committee on “Advances in modeling and traffic management for

23

large-scale urban network”

24

Word count: 7248 words + 1 table(s) × 250 = 7498 words

25

February 17, 2019

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real transportation networks and discusses the calibration of the MFD shape and trip lengths

es-3

timation using a thorough validation of the network dynamics with micro-simulation data. This

4

work not only investigates a classical unimodal approach to fit the production MFD, but also a

5

bimodal MFD curve. Different methods of calibrating trip lengths in the reservoir are introduced

6

to study the influence of trip lengths estimation on the accuracy of MFD models. MFD models are

7

validated against micro-simulations that are carried out using the real OD matrix and demand that

8

are estimated from the data of Lyon city in France. The proposed bimodal production MFD curve

9

captures the hysteresis in the production MFD to a good extent. Following, it is shown that the

10

refined description of trip lengths gives more accurate estimates of accumulation evolution for the

11

trip-based approach. Finally, a case is presented with a modified OD matrix to study the effect of

12

OD matrix changes on accuracy of MFD simulations.

13

Keywords: Macroscopic Fundamental Diagram, production hysteresis, trip length estimation,

accumulation-14

based model, trip-based model, micro-simulation, validation

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INTRODUCTION

1

There had been plenty of developments in employing Macroscopic Fundamental Diagrams (MFD)

2

to predict the traffic state dynamics at the network level in the recent past. The MFD relates the

den-3

sity of vehicles to the mean flow in the network. This relationship was first introduced by Godfrey

4

(1) and then reintroduced by Daganzo (2) to formulate new urban model. The existence of MFD

5

under certain regularity assumptions is verified by Geroliminis and Daganzo (3). Since then,

sev-6

eral applications like traffic state estimation (see e.g. Knoop and Hoogendoorn, Yildirimoglu and

7

Geroliminis, 4, 5), perimeter control (see e.g. Keyvan-Ekbatani et al., Haddad and Mirkin,

Am-8

pountolas et al., 6, 7, 8), cruising-for-parking (see e.g. Cao and Menendez, Leclercq et al., 9, 10),

9

etc. are proposed based on MFD approach.

10

Even though Geroliminis and Daganzo (3) reported a well-defined MFD for the city of

11

Yokohama, it is to be noted that the empirical data from the traffic network of Yokohama

approx-12

imately satisfies the regularity requirements proposed in Daganzo and Geroliminis (11). Some of

13

them are homogeneous link distributions, slow varying demand, etc. Buisson and Ladier (12) first

14

reported a bimodal MFD curve for the city of Toulouse using the empirical data of the traffic

net-15

work. A clockwise hysteresis-like loop is observed, which is characterized by higher flow during

16

loading and lower flow during unloading. Gayah and Daganzo (13) provided a deeper analytical

17

investigation into the phenomenon of clockwise hysteresis and concluded that uneven

conges-18

tion and drivers inability to re-route during the congestion peaks can be possible reasons for the

19

hysteresis-like loops in MFD. Geroliminis and Sun (14) showed a similar hysteresis-like loop in

20

MFD based on the empirical data of freeway networks. Their work attributed the cause of

hys-21

teresis phenomenon to the different degree of spatial heterogeneity in density during onset and

22

offset of the congestion period. Ramezani et al. (15) proposed a parametrization model of

pro-23

duction MFD (p-MFD) based on heterogeneity of link density in the network. Another factor that

24

influences the shape of MFD is the demand pattern as shown in Leclercq et al. (16). Mahmassani

25

et al. (17) showed that higher demand during congestion period results in the larger hysteresis

26

loop in the MFD. Recently, Leclercq and Paipuri (18) proposed a deeper investigation of

clock-27

wise hysteresis phenomenon in the p-MFD by deriving the LWR solutions to an arterial case with

28

internal bottleneck. They showed that when the network state is close to saturation, the congestion

29

dynamics caused by bottlenecks with unequal shockwave speeds triggers the hysteresis shape in

30

p-MFD. Following the empirical and analytical findings on production hysteresis in the literature,

31

the importance of including hysteresis phenomenon in p-MFD for accurate description of network

32

state dynamics is evident. Hence, first contribution of the present work is to include the hysteresis

33

phenomenon in MFD-based simulations.

34

Another important question in formulating an accurate MFD simulator is definition of

35

macroscopic trip lengths. Geroliminis and Daganzo (3) showed the existence of a linear relation

36

between network production and trip completion rate and proposed the proportionality constant

37

to be inverse of average trip length. However, Yildirimoglu and Geroliminis (5) compared the

38

results of micro-simulation to the MFD-based simulations and concluded that using constant time

39

invariant trip length to compute outflow has significant impact on the accuracy of the MFD-based

40

simulation. Kouvelas et al. (19) also used constant trip length hypothesis in computing the

out-41

flow for their multi-reservoir simulations in the context of perimeter control. However, the authors

42

stated that this assumption needs further investigation as strong fluctuations in demand and route

43

choices can have an affect on outflow approximation. Leclercq et al. (16) showed that the internal

44

trip patterns not only depend on the OD matrix, but also vehicle routing strategy inside the

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voir. Therefore, the second contribution is to study the importance of level of description of trip

1

lengths in a single reservoir setting in MFD-based simulation.

2

The accumulation-based MFD model is proposed by Daganzo (2) in the framework of

sin-3

gle reservoir system. Later, this framework is extended to consider multiple trip lengths inside

4

the reservoir in works of Geroliminis, Yildirimoglu et al. (20, 21). The main advantage of this

5

model is being simple in terms of numerical resolution and computational complexity. Another

6

MFD-based model, which gained significant attention in the recent past is the trip-based

formu-7

lation. Originally based on idea proposed by Arnott (22), this approach is revisited by Leclercq

8

et al., Daganzo and Lehe, Lamotte and Geroliminis (10, 23, 24). Mariotte et al. (25) refined this

9

idea to propose the so-called event-based model for a single reservoir system in the framework of

10

trip-based MFD models. The main assumption of this approach is that all the vehicles travel at the

11

same mean speed given by the MFD at a given time and exit the reservoir after they finish their

12

individually assigned trip lengths. This model is computationally more demanding compared to its

13

counterpart. However, trip-based model addresses few limitations of accumulation-based model

14

which can be found in Mariotte et al. (25). More recently, Mariotte and Leclercq (26) extended

15

the trip-based framework to multiple reservoirs systems that can have multiple trip lengths in each

16

reservoir. Their work proposed a novel way to model the congestion spill-backs in the trip-based

17

formulation. However, Leclercq and Paipuri (18) showed that no model is perfect and the

trip-18

based exhibits inconsistent outflow patterns close to saturation. This can be avoided by monitoring

19

the outflow, however the travel times in the reservoir are no longer consistent with trip lengths and

20

mean speed.

21

There have been complex formulations proposed in the MFD-based simulation approaches

22

in the literature. The inclusion the production hysteresis and definition the trip lengths inside the

23

reservoir of MFD models are still ongoing research questions. Most of the MFD-based simulation

24

approaches are applied to idealized networks and there are only very few detailed validations on

25

real networks. Hence, the contribution of this study is two-fold namely, a detailed investigation

26

into MFD calibration and trip length estimation and a thorough validation of the MFD-based

sim-27

ulations on real network of 6th district of Lyon city (Lyon 6), France. A conventional unimodal

28

MFD and a bimodal MFD with hysteresis patterns are computed from micro-simulation data. This

29

work is the first to consider the clockwise hysteresis-like loop in the p-MFD for both

accumulation-30

based and trip-based models. Another contribution of this work is to establish the importance of the

31

level of description of trip length distributions in reservoir simulation. The individual trip lengths

32

are known a priori from the micro-simulation data and therefore, an accurate model can be built

33

by considering each individual trip length in the MFD simulators. Apart from the individual trip

34

lengths, other definitions like single mean trip, trip based on OD, etc. are considered in the present

35

work. The accuracy of different approaches of trip lengths are presented. The given OD matrix

36

is modified artificially to study the sensitivity of MFD-based simulations on the changes in OD

37

pattern.

38

The paper is organized as follows: section 2 presents the Lyon 6 network description,

39

section 3 discusses the calibration of p-MFD and trip length estimation methods, section 4 briefs

40

about MFD simulator’s accuracy and finally section 5 presents the numerical results.

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LYON 6 NETWORK DESCRIPTION

1

Network characteristics

2

Figures 1a and 1b show the map of Lyon 6 area and the link level description of the network,

3

respectively. The district covers a total area of 3.77 km2. The area analyzed in micro-simulation

4

comprises of Lyon 6, part of Lyon 3 and Villeurbanne (Lyon 6 3V) area, France as shown in Fig. 1c.

5

The whole network is segregated into 75 origins and destinations of which 21 zones belong to Lyon

6

6 area. This simulation set-up consists of transfer trips that start and finish outside Lyon 6 area by

7

transversing through Lyon 6 and more importantly, internal trips that start and finish inside Lyon 6

8

network. Public transport, i.e., buses are also considered in the simulation setup. Hence, the total

9

outflow corresponds to the sum of trip completion rate of internal trips including buses and flow of

10

vehicles that cross border of Lyon 6 area.

11

Three different scenarios, a free-flow case where peak demand is below the network

sat-12

uration, a congestion case with peak demand close to network saturation and a congestion case

13

with modified OD matrix, are considered in the present work for the morning peak hour case from

14

06h30 to 13h30. Figure 2a presents the demand that is estimated from the loop-detectors data that

15

is normalized by the total demand over 24 hr for the three different scenarios. The free-flow

de-16

mand (in blue) is used for free flow scenario, whereas the network saturation case (in red) is used

17

for congestion scenario with original and modified OD matrices. Figure 2b shows the respective

18

actual demand from all different trips aforementioned inside the Lyon 6 network for two different

19

demand levels. Time-dependent OD matrix is estimated from the empirical data of the Lyon city

20

network. The estimated demand is only applicable to cars and there is no reliable data available for

21

trucks. Hence, the truck demand is assumed to be 5% of the car demand in the present simulations.

22

Based on the OD matrix and route definitions, there are 19 080 different trips using the original OD

23

matrix and network saturation demand pattern inside the Lyon 6 network and their corresponding

24

distribution is shown in Fig. 2c and mean trip length is 1 505 m. For the case of modified OD

25

matrix, the trip length distribution is presented in Fig. 2d with mean trip length of 1 652 m.

26

Micro-simulation settings

27

A triangular fundamental diagram is assumed with identical parameters for each vehicle category.

28

Two classes of vehicles are considered, namely cars and trucks. The parameters for cars used

29

are: free-flow speed, u = 25 m/s, wave speed, w = 5.88 m/s and jam density, κ = 0.17 veh/m,

30

where as for trucks: free-flow speed, u = 22 m/s, w = 5.88 m/s and κ = 0.075 veh/m. It is to

31

be noted that the u is maximum free-flow speed and all vehicles will adjust the free-flow speed

32

to the link speed limits, which are given by the network data. The traffic signal settings at the

33

intersections are implemented based on the real data. The micro-simulations are computed using

34

Symuvia platform that is developed within the research laboratory. The platform is based on the

35

Newell’s car following law (see e.g. Newell, Leclercq et al., 27, 28). A static traffic assignment

36

based on Logit’s model (see e.g. Dial, 29) is used for all OD pairs. The duration of the simulation

37

is 7 hr in all the results presented.

38

CALIBRATION OF PRODUCTION MFD AND TRIP LENGTHS ESTIMATION

39

Influence of aggregation period

40

Firstly, a preliminary study is made to understand the influence of aggregation period in the

cali-41

bration of p-MFD. A reference scenario with a peak demand close to network saturation is

consid-42

ered. Different aggregation periods of {180, 360, 420, 600, 720} sec are considered. Some of the

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(a) Map of the Lyon 6 ©Google Maps 2018. (b) Link level representation of the Lyon 6.

(c) Link level representation of Lyon 6, Lyon 3 and Villeurbanne networks. Lyon 6 is highlighed in blue.

FIGURE 1 : Lyon 6 network: map of the area, its link level description and whole network considered in micro-simulation.

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0 2 4 6 0 0.02 0.04 0.06 0.08 0.1 Time, t (hr) Normalized Demand

Free-flow Network saturation

(a) Normalised demand for considered scenarios.

0 2 4 6 0 1 2 3 Time, t (hr) Demand, λ (veh/s)

Free-flow Network saturation Modified OD

(b) Actual demand in veh/s for considered scenarios in Lyon 6 network. 0 1000 2000 3000 4000 5000 0 500 1000 1500 2000 2500 3000 3500 Trip lengths, L (m) Number of trips

(c) Trip lengths distribution in Lyon 6 network for original OD matrix with network saturation scenario.

0 1000 2000 3000 4000 5000 0 500 1000 1500 2000 2500 3000 3500 Trip lengths, L (m) Number of trips

(d) Trip lengths distribution in Lyon 6 network for modified OD matrix with network saturation scenario.

FIGURE 2 : Lyon 6 network: map of the area, its link level description, demand for different cases and trip lengths distribution.

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0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 Accumulation, n(veh) Production, P (veh m / s)

180 sec 360 sec 420 sec 600 sec 720 sec (a) p-MFD data with different aggrega-tion periods. 0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 Accumulation, n(veh) Production, P (veh m / s)

MFD data for static loading Mean fit (b) p-MFD data with static loading and its unimodal fit.

0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 nth= 540 Accumulation, n (veh) Production, P (veh m / s)

MFD data for dynamic loading Loading fit Recovery fit (c) p-MFD data with dynamic loading and its bimodal fit.

FIGURE 3 : Lyon 6 network: influence of aggregation period, calibration of p-MFD with static and dynamic loadings and their corresponding unimodal and bimodal MFD fits.

signal cycle settings in the network are in the order of 100 sec and hence, an aggregation period

1

of less than 100 sec would not be consistent with MFD settings and would result in high scatter

2

profile. The microscopic variables Total Traveled Time (TTT) and Total Traveled Distance (TTD)

3

are aggregated over the considered periods and the corresponding vehicle accumulation (n) and

4

production (P) are computed. Figure 3a presents the p-MFD with different aggregation periods

5

considered. It can be noticed that the MFD is well-captured and it is quite independent of the

6

aggregation period. Therefore, in the present work an aggregation period of 600 sec is used in all

7

computations.

8

Unimodal and bimodal MFD fits

9

Production MFD data is first calibrated by loading the considered network with different levels

10

of static demand until a steady state is obtained in the micro-simulations. Figure 3b presents the

11

data points on accumulation-production plane obtained for different demand levels. The network

12

loading in the free-flow regime results in a good steady state approximation where changes in both

13

production and accumulation are negligible with time. However, close to the network saturation

14

scatter in the MFD data can be noticed, which is the consequence of pseudo steady states. A

15

conventional unimodal fit is computed for the steady state MFD data which relates the mean

accu-16

mulation with mean production in Fig. 3b. Note that the unimodal MFD fit cannot account for the

17

scatter of MFD data close to network saturation. This computed unimodal fit can be expressed as

18

follows,

19

Pum(n) = −0.0024 n2+ 5.9160 n, (1)

where Pum(n) is unimodal fit of the p-MFD.

20

Besides the conventional unimodal fit, this work proposes the bimodal MFD fit to

distin-21

guish between network loading and recovery phases. To accomplish the task, a micro-simulation

22

with dynamic demand corresponding to network saturation shown in Fig. 2b is carried out and the

23

corresponding p-MFD data is plotted in Fig. 3c in blue circles. It can be observed that the values

24

of production in network loading and recovery are different owing the phenomenon of hysteresis.

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Hence, in the present work a bimodal MFD is computed using the hysteresis loop of the dynamic

1

simulation and as stated earlier, unimodal p-MFD fit is estimated from static demand loadings.

2

It is noticed that until n ≤ 540 veh, the scatter of the MFD data in dynamic loading case is

3

very low and hence, it is possible to represent this data by a unique parabolic fit. For n > 540 veh,

4

two parabolic curves are fitted that follow the loading and recovering MFD points as shown in

5

Fig. 3c. The relation between production and accumulation can be expressed as follows,

6 Pbm(n) =          −0.0021 n2+ 5.72 n n ≤ 540 −0.0020 n2+ 5.89 n n > 540 &∆n n ≥ 0 (Loading) −0.0025 n2+ 5.55 n n > 540 &∆n n < 0 (Recovery). (2)

In order to avoid the discontinuity at n = 540, the curves are joined using a smoothening function.

7

In the present work, the trigonometric function tanh x is used to join the curves. Therefore, during

8

the loading of the network, loading fit in Fig. 3c is used to maximize the network performance.

9

Similarly, during unloading phase, recovery fit is used to reproduce the hysteresis phenomenon

10

observed in micro-simulations. The critical accumulation, nc, and the corresponding critical

pro-11

duction, Pc, are 900 veh and 3 680 veh m/s, respectively. Using the data points on the

conges-12

tion part of the MFD, jam accumulation, nj, is extrapolated to 3 300 veh. In the implementation,

13

∆n(t) = n(t) − n(t − 60), where t is time in seconds and a tolerance is used for ∆n(t)

n(t) to avoid local

14

oscillations.

15

Trip lengths estimation

16

The total number of trip lengths vary depending on the demand pattern and OD matrix. There

17

are a total of 22 226 trips in the Lyon 6 network corresponding to the free-flow demand pattern

18

shown in Figs. 2a and 2b. As stated earlier, there are total of 19 080 and 26 120 trips for the case of

19

network saturation scenario with original and modified OD matrices, respectively. The reason for

20

having more trips in free-flow scenario than the network saturation with original OD matrix is that

21

demand is kept at nominal level after the peak in the case of free-flow, while demand is reduced to

22

a low value in the case of network saturation as shown in Fig. 2b.

23

In order to demonstrate the importance of level of description of trip lengths, four different

24

methods of trip length estimation is proposed in this work.

25

Mean trip: Only one trip length value is considered inside the reservoir for all trips. It is

26

defined as arithmetic mean of all trip lengths. Hence, the mean trip length depends on the

27

scenario under consideration.

28

OD trips: Depending on the origin and destination of each trip with respect to Lyon 6 area,

29

four different types of trips can be identified: Trips starting outside and ending outside,

30

Trips starting inside and ending inside, Trips starting outside and ending inside and Trips

31

starting inside and ending outside. The mean trip length per trip type is computed and given

32

as length to the respective trip.

33

Similar trips: Several trips are clustered into bins based on the range of trip lengths. The

34

mean trip length inside each bin is given as trip length to the corresponding trip.

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Individual trips: Each individual trip is considered and the corresponding trip length is

1

assigned to each trip in the MFD simulations.

2

Hence, from the aforementioned definition of trip length estimations methods, it can be observed

3

that the level of description of trip lengths increases from single mean trip to individual trips. In

4

other words, trip lengths are exact in case of individual trips and least accurate in case of single

5

mean trip. In the numerical results, different methods of trip length estimation are compared to

6

demonstrate the influence of trip lengths description on accuracy of traffic state dynamics in MFD

7

approaches.

8

MFD-BASED SIMULATION TECHNIQUES

9

Accumulation-based model

10

The following expression governs the dynamics in a single reservoir context with multiple trip

11

lengths based on the conservation equation (see e.g. Daganzo, 2),

12

dni

dt = qin,i(t) − qout,i(t) for i = 1, . . . , ntrips, (3)

where niis the partial vehicle accumulation for the trip i, qin,iand qout,i are the inflow and outflow,

13

respectively. The computation of effective inflow and outflow is discussed in-detail in (26, 30).

14

The outflow of the accumulation model is governed by outflow demand function, Oi(ni, n), which

15 is defined as, 16 Oi(ni, n) =      ni n P(n) Li n< nc ni n Pc Li n≥ nc, (4)

where n is total accumulation on all trips, i.e., ∑ntripsi=1 ni, Liis the trip length of trip i and P(n) is the

17

production computed from MFD. In accumulation-based model, outflow or trip-completion rate,

18

G(n), is approximated as P(n)

L and hence, it is also referred as PL (production over trip length)

19

model.

20

Hence, the conservation equation (3) can be rewritten using eq (4) as follows,

21

dni

dt = qin,i(t) − Oi(ni, n) for i = 1, . . . , ntrips. (5)

The Ordinary Differential Equation (ODE) in eq (5) is numerically resolved using first-order

ex-22

plicit Euler method as follows,

23 nt+∆ti − nt i ∆t = λ t i − O(nti, nt), (6)

where λit is the demand and ∆t is the time step. In the present work, a time step of 1 sec is used in

24

all computations. Depending on the demand level for a given route, there can be as few as 1 veh per

25

trip during whole simulation time. Considering each individual trip in accumulation-based model

26

can add significant numerical diffusion into the scheme. Hence, the case of individual trips is not

27

considered for accumulation-based model.

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Trip-based model

1

The trip-based approach (see e.g. Arnott, 22) is based on the principle that all vehicles travel at the

2

same speed at any given time. The vehicles leave the reservoir once they finish their assigned trip

3

length. If a vehicle entered at time t traveled a distance L in time T (t), the trip-based model can be

4

mathematically expressed as,

5

L=

Z t

t−T (t)

V(n(s)) ds. (7)

The mean speed V (n) is computed from p-MFD, i.e., V (n) = P(n)/n. In the present work,

event-6

based resolution proposed in Mariotte et al., Lamotte and Geroliminis (25, 31) is used in the

7

trip-based formulation. In the event-based formulation, the entry and the exit of each vehicle is

8

considered as an event and network variables like accumulation, mean speed etc., are updated

9

for each event. As mentioned earlier, entry times of each vehicle is known a priori from

micro-10

simulation and hence, it is an input to event-based formulation. Each vehicle travels with mean

11

speed that evolves based on traffic dynamics. Once the vehicle finishes its assigned trip length, the

12

considered trip is completed and vehicle is removed from the reservoir. As proposed in Leclercq

13

and Paipuri, Mariotte and Leclercq (18, 26), the outflow (or trip completion rate) is bounded by

14

the maximum capacity and to sustain the outflow to maximum capacity when network reaches

15

saturation to avoid causality effect (see e.g. Merchant and Nemhauser, Friesz et al., 32, 33). The

16

maximum capacity of the reservoir is computed from the micro-simulation results. Even though

17

different trip lengths are considered, a single queue of vehicles is monitored during the simulation

18

and maximum outflow limitation is applied to the single queue. This avoids the need of defining the

19

maximum outflow for each trip length defined. Owing to the formulation of event-based scheme, it

20

is possible to take all the different trip lengths into account while computing the traffic dynamics.

21

Hence, along with other cases of trip lengths described earlier, individual trip lengths are also

22

considered for event-based formulation.

23

VALIDATION RESULTS FOR THE REFERENCE SCENARIOS

24

Free flow traffic state scenario

25

Firstly, a free flow scenario is considered where the peak demand is less than that of the network

26

saturation state. Figure 4 shows the different state variables like accumulation, mean speed,

out-27

flow, etc. The normalized demand curve shown in Fig. 2a (in blue) is given to each OD matrix

28

in micro-simulation. Since, the flow between an OD pair that transverse through Lyon 6 with

29

origin/destination outside Lyon 6 cannot be predicted a priori, demand is computed from

micro-30

simulation data rather than the actual OD matrix data. In the case of trip-based approach, the

start-31

ing times of each trip is the input and therefore, the micro-simulation data can be used directly.

32

However, in the case of accumulation-based approach, the demand per each trip is computed by

33

taking the first derivative of cumulative curve of entering vehicles per trip. Since the exact trip

34

starting times are known a priori from the micro-simulation data, entry supply function is not

con-35

sidered in the present work. This is done to avoid the discrepancies from the entry flow function,

36

as the primary objective of the work is to study the accuracy of models with respect to p-MFD and

37

trip lengths calibration. However, in the context of multi-reservoir settings, entry supply function

38

must be defined and it is out of the scope of present work.

39

Figure 4a shows the evolution of accumulation with time for both MFD simulators with

40

unimodal p-MFD fit along with the comparison to micro-simulation data. Bimodal p-MFD fit is

41

not considered in this case as the considered demand peak is not high enough to produce hysteresis

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0 2 4 6 0 200 400 600 800 Time, t (hr) Accumulation, n(t) (veh) Acc-based(unimodal) Trip-based(unimodal) Microsimulation

(a) Evolution of accumulation with time.

0 2 4 6 4 5 6 7 8 Time, t (hr) Mean speed, V(t) (m/s) Acc-based(unimodal) Trip-based(unimodal) Microsimulation

(b) Evolution of mean speed with time.

0 2 4 6 0 0.5 1 1.5 2 2.5 Time, t (hr) Outflo w , O(t) (veh/s) Acc-based(unimodal) Trip-based(unimodal) Microsimulation

(c) Evolution of outflow with time.

0 200 400 600 800 0 1000 2000 3000 Accumulation, n (veh) Production, P (veh m/s) Acc-based(unimodal) Trip-based(unimodal) Microsimulation (d) Production MFD.

FIGURE 4 : Results of MFD-based approaches and micro-simulations corresponding to free flow demand scenario. OD trips estimation method is used in MFD-based models.

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pattern. Since the case of individual trip lengths is not considered for accumulation-based model,

1

for the sake of comparison, four different trip lengths based on origin and destination is considered

2

to present results for both accumulation-based and trip-based models. It should be noted that all

3

the variables from MFD simulations are aggregated for 600 sec in order to be able to compare

4

with micro-simulations. It can observed that both approaches of MFD simulators provide a good

5

approximation compared to micro-simulation. The absence of significant hysteresis in production

6

is evident from Fig. 4d. The absence of hysteresis is in-line with the conclusions of the previous

7

work Leclercq and Paipuri (18) and it is due to the smaller drop in the demand profile. The L2

8

norms of the error in accumulation compared to micro-simulation for trip-based and

accumulation-9

based are 0.0241 and 0.0273, respectively. The outflow in this case is defined as the trip completion

10

rate of all the vehicles that travel in Lyon 6. The outflow of the micro-simulation is computed

11

based on the trip ending times of each vehicle inside in Lyon 6. This method of computation of

12

outflow includes all trips irrespective of origins and destinations. Hence, trip completion rate can

13

be estimated accurately from micro-simulations. As observed in the case of accumulation, outflow

14

is also well captured by the MFD simulations as shown in Fig. 4c. Hence, it can be concluded that

15

both accumulation-based and trip-based models are verified in the free-flow regime using

micro-16

simulation data. The results of the present free-flow scenario with different trip length estimation

17

methods have not exhibited any significant differences. Therefore, accuracies of MFD models with

18

respect to p-MFD fits and trip length estimation methods are discussed in the following section with

19

a peak demand close to network saturation.

20

Network saturation traffic state scenario

21

In this section, a demand profile is considered such that the network is loaded close to the

sat-22

uration. Figure 2a shows the normalized demand (in red) given to each OD pair in the

micro-23

simulation. As explained earlier, demand for MFD simulators is computed from the inflow

cumu-24

lative curve of micro-simulation in Lyon 6 area. Figure 5a shows the accumulation evolution with

25

time for accumulation-based, trip-based with both unimodal and bimodal p-MFD fits and

micro-26

simulation data. It can be noticed that the peak accumulation exceeds the critical value (nc= 900)

27

and network is saturated. The trip-based unimodal p-MFD approach over-predicts the peak

accu-28

mulation by 91 veh as presented in Table 1. This is due to use of mean p-MFD fit, which results

29

in lower mean speeds and higher accumulation. Note that the accuracy of the unimodal trip-based

30

approach improves both inL2 andL∞norms as the description of trip lengths is refined. On the

31

other hand, accumulation-based model with unimodal p-MFD fit yields results that are closer to

32

micro-simulation ones than the bimodal case. Using the unimodal p-MFD, production is estimated

33

incorrectly in accumulated-based model, however outflow is well predicted, see Figs. 5d and 5c.

34

Since, the key element of the accumulation-based model is outflow, accumulation evolution is well

35

captured as shown in Fig. 5a. The comparison ofL2norms of accumulation-based and trip-based

36

models with unimodal fit for corresponding trip length estimation infers that the models are very

37

close in terms of accuracy. Besides, the evolution of mean speed and outflow presented in Figs. 5b

38

and 5c, respectively, are very similar for both MFD models with unimodal approach. As shown

39

in Fig. 5d the hysteresis phenomenon cannot be reproduced using unimodal p-MFD fits for both

40

MFD models. In the case of accumulation-based approach with unimodal fit, errors increase as

41

the trip length description is refined. However, errors in outflow are very similar for all trip length

42

estimation methods, which suggests that there is significant error in production compared to trip

43

lengths. The L2 norms of mean speed and outflow for both accumulation-based and trip-based

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0 2 4 6 0 200 400 600 800 1000 1200 Time, t (hr) Accumulation, n(t) (veh) Acc-based(unimodal) Trip-based(unimodal) Acc-based(bimodal) Trip-based(bimodal) Microsimulation

(a) Evolution of accumulation with time.

0 2 4 6 4 6 8 Time, t (hr) Mean speed, V(t) (m/s) Acc-based(unimodal) Trip-based(unimodal) Acc-based(bimodal) Trip-based(bimodal) Microsimulation

(b) Evolution of mean speed with time.

0 2 4 6 0 0.5 1 1.5 2 2.5 Time, t (hr) Outflo w , O(t) (veh/s) Acc-based(unimodal) Trip-based(unimodal) Acc-based(bimodal) Trip-based(bimodal) Microsimulation

(c) Evolution of outflow with time.

0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 Accumulation, n (veh) Production, P (veh m/s) Acc-based(unimodal) Trip-based(unimodal) Acc-based(bimodal) Trip-based(bimodal) Microsimulation (d) Production MFD.

FIGURE 5 : Results of MFD-based approaches and micro-simulations corresponding to saturation flow demand scenario. OD trips estimation method is used in MFD-based models.

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T ABLE 1 : L2 and L∞ norms of errors for state v ariables with dif ferent trip length estimation methods for accumulation-based and trip-based approaches for original OD matrix. MFD model (p-MFD fit) T rip length type || n − nm ||L 2 || nm ||L 2 || V − Vm ||L 2 || Vm ||L 2 || O − Om ||L 2 || Om ||L 2 || n − nm ||L ∞ || V − Vm ||L ∞ || O − Om ||L Acc-based (unimodal) Mean trip 0.0354 0.0277 0.0259 66 0.3949 0.0884 OD trips 0.0420 0.0282 0.0282 75 0.4705 0.1075 Similar trips 0.0496 0.0261 0.0275 81 0.4041 0.0934 T rip-based (unimodal) Mean trip 0.0627 0.0305 0.0337 98 0.4259 0.1268 OD trips 0.0552 0.0298 0.0301 91 0.4234 0.0850 Similar trips 0.0512 0.0294 0.0349 87 0.4199 0.1730 Indi vidual trips 0.0496 0.0295 0.0338 84 0.4202 0.1742 Acc-based (bimodal) Mean trip 0.0753 0.0407 0.0554 95 0.6248 0.2244 OD trips 0.0973 0.0398 0.0429 150 0.6088 0.1922 Similar trips 0.0928 0.0373 0.0399 119 0.5060 0.1754 T rip-based (bimodal) Mean trip 0.0346 0.0267 0.0372 56 0.4279 0.1696 OD trips 0.0283 0.0269 0.0334 46 0.4203 0.1273 Similar trips 0.0226 0.0268 0.0341 37 0.4235 0.1730 Indi vidual trips 0.0272 0.0274 0.0331 46 0.4492 0.1742

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with unimodal p-MFD fits are comparable for all trip length estimation methods without a specific

1

trend. As stated already, this can be due to larger error in p-MFD estimation.

2

Now comparing the bimodal accumulation-based and trip-based approaches, from Fig. 5a,

3

it can be observed that trip-based approach with bimodal fit is more closer to micro-simulation than

4

its counterpart. The most accurate solution is obtained using the clustered trip lengths estimation

5

method using trip-based approach with bimodal p-MFD fit. Using a single trip with mean trip

6

length gives the least accurate estimation of accumulation in the case of trip-based approach with

7

bimodal fit. Figure 2c presented earlier shows that the trip lengths vary from 1 m to 4 500 m. By

8

taking a single trip with mean trip length, vehicles may travel longer distances, which results in

9

higher accumulation. This can be improved by taking a weighted mean of all trip lengths based on

10

demand per each trip. However, this data will not be readily available in the practical applications.

11

This conclusion complies with the formulation of trip-based approach when the trip lengths are

12

distributed over wide range. Just like in the case of unimodal p-MFD, the accuracy of trip-based

13

solutions with bimodal fit improves as trip length description is refined except for the case of

14

individual trip lengths. The L2 and L∞ error norms of trip-based model with bimodal fit with

15

individual trip length case are larger than clustered trips. This might be due to errors from

mean-16

speed approximation is the dominant compared to trip-length distribution in the case of individual

17

trip lengths. A similar trend is observed in both outflow and mean speed for the case of

trip-18

based approach with bimodal fit. On the other hand, error in accumulation in the case of bimodal

19

accumulation-based approach increases as the trip-lengths are refined. It can be concluded that in

20

the case of bimodal accumulation-based approach, considering a single trip with mean trip length

21

produces satisfactory results. However, it is worth noting that the errors of outflow decreases with

22

increasing the refinement in trip lengths. It suggests that production is well estimated and dominant

23

errors in outflow are due to the approximation of trip lengths. It infers that refining the trip lengths

24

results in better estimation of outflow. The reason for the opposite trend in accumulation might

25

be due to the presence of numerical dissipation in inflow computations. The L2 norm of error

26

for inflow cumulative curve between accumulation-based model and micro-simulation for mean

27

trip case is 6.1 × 10−4, which is two orders lower than errors obtained in accumulation. However,

28

as the number of trip lengths increase with fewer trips on each trip length in the reservoir, the

29

error in inflow cumulative curve can influence the error in accumulation evolution. Finally, Fig. 5d

30

shows that the clock-wise hysteresis pattern is obtained by both accumulation-based and trip-based

31

models. The size of the hysteresis loop in accumulation-based is smaller than the micro-simulation

32

one because of the under-prediction of peak accumulation.

33

Overall, comparison of different models infers that trip-based with bimodal fit, similar trips

34

and accumulation-based with unimodal p-MFD fit, mean trip models are very close to the

micro-35

simulation results and gives a good estimation of accumulation evolution for the real network of

36

Lyon 6.

37

Validation when changing the OD matrix

38

The next part of the study is to compare the MFD models to the micro-simulation when OD

ma-39

trix is modified, which changes the internal trip patterns. The estimated trip lengths from

micro-40

simulation is now shown in Fig. 2d. As stated earlier, the micro-simulations are carried out using

41

static assignment by predefining the routes and their corresponding assignment coefficients. The

42

OD matrix of Lyon 6 is changed artificially by increasing the flow between OD pairs which have

43

longer trip lengths (2 000 m − 3 000 m) and decreasing the same amount of flow between OD pairs

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which have smaller trip lengths (1 000 m − 2 000 m). The idea is not to obtain a realistic scenario,

1

but to create enough modifications in the trip patterns to have a significant differences from the

2

reference scenarios. The accumulation-based MFD is applied with a unimodal p-MFD fit, while

3

the trip-based is applied with a bimodal one.

4

Without re-calibration of p-MFD fit and trip lengths

5

In this part, the results are presented using the same p-MFD fits and trip lengths proposed for the

6

original OD matrix. Such a situation arises when the modeler does not consider the OD matrix

7

changes and uses the previous calibration settings. The normalized demand pattern is same as

8

the network saturation case as shown in Fig. 2a, however the actual demand is slightly different

9

from the case of original OD matrix as shown in Fig. 2b. The results of accumulation-based with

10

unimodal p-MFD fit, mean trip and trip-based with bimodal fit, OD trips are presented. Figure 6

11

presents the results of MFD models and micro-simulation. It can be observed that evolution of

12

accumulation and mean speed are inaccurate for MFD models, especially during the network

re-13

covery phase. The hysteresis loop obtained in the p-MFD from micro-simulation is comparatively

14

bigger than MFD models as shown in Fig. 6d. Figure 6c shows that both accumulation-based

15

and trip-based models estimate the outflow evolution with a good accuracy. Since, the inflow for

16

both models are equal, albeit the numerical errors, the difference in the accumulation is due to the

17

inconsistencies in p-MFD fits and trip lengths.

18

With re-calibration of only trip lengths

19

This part shows the results with re-calibration of trip lengths according to the modified OD

ma-20

trix, however using the same p-MFD fit for the original scenario. Figure 7 presents the results

21

for different state variables for both MFD and micro-simulation models. The first noticeable

dif-22

ferent between previous results in Fig. 6 and the present one is that the peak accumulation in the

23

accumulation-based model is over-predicted by about 50%. The reason is that the mean trip length

24

in the modified OD matrix case is 1 652 m compared to 1 505 m in the original OD matrix

sce-25

nario. Hence, by using the same p-MFD fit as the original OD matrix case results in the smaller

26

outflow and higher accumulation. The reduction of outflow can be observed in Fig. 7c for the

27

accumulation-based model. On the other hand, the accuracy of the trip-based model is improved

28

close to the peak accumulation using the re-calibrated trip lengths. However, the production

hys-29

teresis in the trip-based model is still not close to micro-simulation.

30

With re-calibrated p-MFD fit and trip lengths

31

Figure 8 shows the evolution of accumulation, mean speed, outflow with time along with p-MFD

32

obtained from MFD models and micro-simulation using re-calibrated trip lengths and p-MFD fits.

33

It can be noticed that the hysteresis loop in the p-MFD is improved for the trip-based model

com-34

pared to Figs. 6d and 7d. The p-MFD during the recovery phase of network in trip-based model is

35

following the micro-simulation results. The consequence of this can be noticed in the evolution of

36

accumulation, where accumulation values are higher during the recovery phase in Fig 8a compared

37

to Fig. 7a. This highlights the importance of re-calibrating the p-MFD fit to accurately predict the

38

transient state, especially during the network recovery. It can also be noticed that the evolution

39

of accumulation during loading phase with both re-calibrated p-MFD fit and original p-MFD fit is

40

very close. Even though, the peak accumulation in both accumulation-based model with unimodal

41

fit and bimodal trip-based models are very close, it can be observed that the accumulation-based

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0 2 4 6 0 200 400 600 800 1000 1200 Time, t (hr) Accumulation, n(t) (veh) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(a) Evolution of accumulation with time. RelativeL2error

norm of acc-based is 0.2701 and trip-based is 0.1955.

0 2 4 6 2 4 6 8 Time, t (hr) Mean speed, V(t) (m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(b) Evolution of mean speed with time. RelativeL2error

norm of acc-based is 0.0817 and trip-based is 0.0905

0 2 4 6 0 0.5 1 1.5 2 2.5 Time, t (hr) Outflo w , O(t) (veh/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(c) Evolution of outflow with time. RelativeL2error norm

of acc-based is 0.1600 and trip-based is 0.1071

0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 Accumulation, n (veh) Production, P (veh m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation (d) Production MFD.

FIGURE 6 : Results of MFD-based approaches and micro-simulations corresponding to saturation flow demand scenario with modified OD matrix and without re-calibration of p-MFD fit and trip lengths. OD trips estimation method is used in MFD-based models.

(20)

0 2 4 6 0 500 1000 1500 Time, t (hr) Accumulation, n(t) (veh) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(a) Evolution of accumulation with time. RelativeL2error

norm of acc-based is 0.2427 and trip-based is 0.0793

0 2 4 6 2 4 6 8 Time, t (hr) Mean speed, V(t) (m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(b) Evolution of mean speed with time. RelativeL2error

norm of acc-based is 0.1344 and trip-based is 0.0365

0 2 4 6 0 0.5 1 1.5 2 2.5 Time, t (hr) Outflo w , O(t) (veh/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(c) Evolution of outflow with time. RelativeL2error norm

of acc-based is 0.1170 and trip-based is 0.0543

0 500 1000 1500 0 1000 2000 3000 4000 Accumulation, n (veh) Production, P (veh m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation (d) Production MFD.

FIGURE 7 : Results of MFD-based approaches and micro-simulations corresponding to saturation flow demand scenario with modified OD matrix and with re-calibration of only trip lengths. OD trips estimation method is used in MFD-based models.

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0 2 4 6 0 200 400 600 800 1000 1200 Time, t (hr) Accumulation, n(t) (veh) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(a) Evolution of accumulation with time. RelativeL2error

norm of acc-based is 0.2223 and trip-based is 0.0638

0 2 4 6 2 4 6 8 Time, t (hr) Mean speed, V(t) (m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(b) Evolution of mean speed with time. RelativeL2error

norm of acc-based is 0.1510 and trip-based is 0.0383

0 2 4 6 0 0.5 1 1.5 2 2.5 Time, t (hr) Outflo w , O(t) (veh/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation

(c) Evolution of outflow with time. RelativeL2error norm

of acc-based is 0.0850 and trip-based is 0.0561

0 200 400 600 800 1000 1200 0 1000 2000 3000 4000 Accumulation, n (veh) Production, P (veh m/s) Acc-based(unimodal) Trip-based(bimodal) Microsimulation (d) Production MFD.

FIGURE 8 : Results of MFD-based approaches and micro-simulations corresponding to saturation flow demand scenario with modified OD matrix and with re-calibration of p-MFD fit and trip lengths. OD trips estimation method is used in MFD-based models.

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model’s inability to estimate the production hysteresis accurately results in huge discrepancies of

1

accumulation and mean speed in the network recovery phase as shown in Figs. 8a and 8b,

respec-2

tively.

3

Hence, it can be concluded from this discussion that it is crucial to re-calibrate the

p-4

MFD fits and trip length distributions when the OD matrix is changed. The results infer that

5

changes in OD matrix do not effect the network loading significantly, as noticed in Fig. 7d, where

6

original p-MFD fit with calibrated trip lengths captured micro-simulation trend quite reasonably.

7

However, re-calibration is necessary during the network recovery, as changes in OD matrix can

8

have significant impact on the network unloading.

9

CONCLUSIONS

10

This work presents the calibration of p-MFD shape and trip length estimation of MFD-based

ap-11

proaches using validation of micro-simulation results on real network of Lyon 6. A reference

12

free flow scenario and a network saturation scenario are presented to validate the MFD-based

ap-13

proaches. In addition, an additional case by changing the OD matrix is considered to study the

14

impact of changes of OD matrix on accuracy of MFD simulations.

15

In the first case of free flow scenario, both accumulation-based and trip-based approaches

16

gave satisfactory results using a unimodal p-MFD. Since, the network is largely in free flow regime

17

and network unloading is slow, production hysteresis is negligible in this scenario. This test case is

18

only used to benchmark the MFD-based approaches using micro-simulation data. In the following

19

case of network saturation, clockwise hysteresis in the p-MFD is noticed from micro-simulations.

20

The importance of considering a bimodal fit for p-MFD to capture the hysteresis pattern is

demon-21

strated for the trip-based model. In the case of accumulation-based model, a good estimation of

22

outflow and accumulation evolutions is obtained with unimodal p-MFD fit. The comparison of

23

MFD-based approaches to micro-simulation results suggests that the MFD simulations can

esti-24

mate the evolution of accumulation, mean speed and outflow to a good accuracy. It is concluded

25

that the trip-based approach with bimodal p-MFD gives good estimates of state variables, however

26

a more refined description of trip lengths results in more accurate results. Finally, the influence of

27

changing OD matrix on the MFD simulations is studied. It is concluded that the re-calibration of

28

p-MFD fit and trip lengths are required to accurately predict the dynamics of the network.

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ACKNOWLEDGMENT

1

This project has received funding from the European Research Council (ERC) under the European

2

Union’s Horizon 2020 research and innovation program (grant agreement No 646592 – MAGnUM

3

project). The authors thank the reviewers for their insightful comments, which enhanced the quality

4

of the paper.

5

CONTRIBUTION STATEMENT

6

The authors confirm contribution to the paper as follows: study conception and design: M. Paipuri,

7

L. Leclercq; micro-simulation design and settings: M. Paipuri, J. Krug; analysis and interpretation

8

of results: M. Paipuri, L. Leclercq; draft manuscript preparation: M. Paipuri. All authors reviewed

9

the results and approved the final version of the manuscript.

10

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