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Thermalizing Quantum Machines: Dissipation and Entanglement

SCARANI, Valerio, et al.

Abstract

We study the relaxation of a quantum system towards the thermal equilibrium using tools developed within the context of quantum information theory. We consider a model in which the system is a qubit, and reaches equilibrium after several successive two-qubit interactions (thermalizing machines) with qubits of a reservoir. We characterize completely the family of thermalizing machines. The model shows a tight link between dissipation, fluctuations, and the maximal entanglement that can be generated by the machines. The interplay of quantum and classical information processes that give rise to practical irreversibility is discussed.

SCARANI, Valerio, et al . Thermalizing Quantum Machines: Dissipation and Entanglement.

Physical Review Letters , 2002, vol. 88, no. 9

DOI : 10.1103/PhysRevLett.88.097905

Available at:

http://archive-ouverte.unige.ch/unige:36816

Disclaimer: layout of this document may differ from the published version.

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Thermalizing Quantum Machines: Dissipation and Entanglement

Valerio Scarani,1Mário Ziman,2Peter ˇStelmachoviˇc,2Nicolas Gisin,1and Vladimír Bužek2,3

1Group of Applied Physics, University of Geneva, 20, rue de l’Ecole-de-Médecine, CH-1211 Geneva 4, Switzerland

2Research Center for Quantum Information, Slovak Academy of Sciences, Dúbravská cesta 9, 842 28 Bratislava, Slovakia

3Faculty of Informatics, Masaryk University, Botanická 68a, 602 00 Brno, Czech Republic (Received 16 October 2001; published 19 February 2002)

We study the relaxation of a quantum system towards the thermal equilibrium using tools developed within the context of quantum information theory. We consider a model in which the system is a qubit, and reaches equilibrium after several successive two-qubit interactions (thermalizing machines) with qubits of a reservoir. We characterize completely the family of thermalizing machines. The model shows a tight link between dissipation, fluctuations, and the maximal entanglement that can be generated by the machines. The interplay of quantum and classical information processes that give rise to practical irreversibility is discussed.

DOI: 10.1103/PhysRevLett.88.097905 PACS numbers: 03.67. – a, 03.65.Ud, 03.65.Yz, 05.70.Ln

The hypothesis of the quantum appeared suddenly in physics as an offspring of thermodynamics, due to the work of Planck on the blackbody radiation. In its early days, however, the new theory developed rather as a form of reversible mechanics. One century after Planck’s in- tuition, the link between quantum mechanics (QM) and thermodynamics has been discussed by several scientists, and is still an actual field of research [1]. In parallel to fundamental issues, the concept ofquantum machineshas arisen recently in the field of quantum information process- ing [2]. Looking back again to history, we see that thermo- dynamics was born to describe engines. It is thus natural to ask whether there is a “thermodynamics” of quantum machines, and whether the modern standpoint of quan- tum information can cast some new light on the founda- tions of thermodynamics. After some pioneering works [3], these ideas have stimulated many investigations in the last months [4].

In this Letter, we focus on the process ofthermalization, that is, the relaxation towards the thermal equilibrium of a system in contact with a huge reservoir (bath). More precisely, letrB be the thermal state of the bath [5],ra generic state of the system, andrethe state of the system at thermal equilibrium. A thermalization process is defined by these two requirements: (I) The statere ≠rB is sta- tionary; (II) if the system is prepared in a stater fi re, at the end of the process we have a total state rSB such that TrB关rSB兴 ⯝re and TrS关rSB兴 ⯝rB, where TrB,S are the partial trace over the bath and the system, respectively.

Thermalizing quantum channels can be realized by let- ting the system undergo interactions with the bath that are localized in time. Such models, known ascollision models [6], are admittedly rather artificial as models for dissipa- tive processes [7], but are most natural in the context of quantum information [8]. The system passes through sev- eral identical machinesU(Fig. 1), or several times through the same machine; at each passage, it becomes entangled (that is, it shares a part of the information encoded in the state) with an ancilla, i.e., some degrees of freedom of the

bath. At the output of the machine, the ancilla is discarded into the bath: the information present in the system has undergone some degradation that depends on the state of the bath and on the machine.

Our main goal is to quantify the role of entanglement in this thermalization process. Since a computable mea- sure for entanglement of mixed states is known only for states of two two-dimensional quantum systems (qubits) [9], we consider a thermalization process in which both the system and the ancillas are qubits. Before discussing entanglement, we give the family of all the thermaliz- ing machines U acting on two qubits, and a fluctuation- dissipation theorem for the thermalizing channel that these U define.

The model.—We start with a description of the model:

(i) The system is a qubit, and the bath is a reservoir composed of an arbitrarily large numberN of qubits. The free Hamiltonian for the whole system is

H0HS 1HBhS兴 1 XN i1

hi兴, (1) where hk兴 is the operator acting as h苷2Esz on the qubit k and trivially on the other qubits. The bath is supposed to be initially in the thermal state rBe2bHB兾Tr共e2bHB兲 苷共j兲≠N with j 苷e2bh兾Tr共e2bh兲苷

1

2关'1tanh共bE兲sz兴, andb 苷 kT1. Let P0 苷j0典 具0j and P1苷 j1典 具1j be the projectors on the eigenstates of sz; thus

FIG. 1. The quantum channel: a repeated application of a uni- taryU (quantum machine), that couples the state of the system with the state of the bath.

097905-1 0031-9007兾02兾88(9)兾097905(4)$20.00 © 2002 The American Physical Society 097905-1

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j 苷pP01 qP1, q苷12 p, (2) withp12关11tanh共bE兲兴. We setE .0, so thatj0典is the ground state, andp 苷1corresponds toT 苷0.

(ii) The machineU is a unitary operation on⺓2 ≠⺓2. This means that at fixed time the system interacts with just a singlequbit taken out of the bath. In our model we consider that a qubit of the bath undergoes at most one interaction with the system. This assumption is justified by the fact that the bath is assumed to be very large (i.e.,

“infinite”). Therefore the input state of the ancilla is always j, and we write

rk11 苷TrBU共rk≠j兲Uy兴 ⬅Tj关rk兴. (3) Thermalizing machines.—For the model just intro- duced, the two requirements I and II read [10]: for all j diagonal in the eigenbasis ofsz,

I: Uz共j ≠ j兲Uzy 苷 j ≠j, (4) II: rnTjn关r兴 °!j ; r. (5) The subscriptzis meant to remind the reader that we allow the machineUto depend on the eigenbasis ofj, that is on h. Conversely, we want these requirements to hold for all p, that is for all temperature.

It is important to notice here the existence of an equiva- lence class. Let ux兲苷 P0 1eixP1, and suppose that Uz satisfies (4) and defines a channel Tj. Then Uz0 苷 共共共'≠ u共a兲兲兲兲Uz共共共'≠u共b兲兲兲兲satisfies (4) as well, and defines the same channelTj0Tj. This is easy to see by noticing thatux兲ju共xy 苷jfor allx. This equivalence is a con- sequence of the freedom of choosing the global phases of j0典andj1典for qubits in the bath. Having noticed this, we can proceed to find all the thermalizing machines.

Take first requirement I: condition (4) implies that the subspaces P0P0, P1P1, and P0P1 1P1P0

must be invariant under the action ofUz. In fact, on the left-hand sideUzP0P0Uzy appears with the weightp2, UzP0P11 P1P0Uzy with the weight p共12p兲, and UzP1P1Uzy with the weight 共12p2. Since we want condition (4) to hold for allp, the three subspaces must be separately invariant. This implies 关Uz,H0兴苷 0:

the sum of the one-qubit energies is conserved by the in- teractions. By inspection, one can see that, up to a global phase factor, the most general unitary operations that leave these subspaces invariant is parametrized by five angles;

only three of them are left if we choose a suitable repre- sentative element in the equivalence class discussed above.

Precisely, all unitary operations that fulfill condition (4) can be chosen of the form

Uz共f,u,a兲: j0典j0典 ! j0典j0典, j1典j1典 ! j1典j1典,

j0典j1典 !eiu1acj0典j1典 1isj1典j0典兲, (6) j1典j0典 !eiu2acj1典j0典 1isj0典j1典兲,

with c苷cosf ands 苷sinf, f [关0,p2兴, and u, a[ 关0, 2p兴. We turn now to demonstrate that almost all these machines satisfy condition (5) as well. To do this, let us write the state of the system afternsteps as

rndnP0 1 共12dnP11 knj0典 具1j1H.c. (7) Inserting the explicit form (6) forUzinto (3), we find that the effect of the map Tj is given by dn11dnc21 ps2andkn11clkn with

l苷 eiape2iu 1qeiu兲. (8) A straightforward iteration givesdnandknas a function of parametersd0andk0of the input state

dn 苷关1 2共cosf兲2np1 共cosf兲2nd0, (9) knk0共lcosf兲n. (10) Thus, wheneverf fi0, the iteration ofTj yieldsdn! p andkn!0 since jlj# 1; that is, rn !j: almost all the machines of the form (6) satisfy requirement II as well. In conclusion, the family of thermalizing machines forh ⯝sz is composed by theUz共f,u,a兲 given by (6) withf fi0[11].

Dynamical equivalence of machines.—The dynamics (9) of the diagonal term dn, that is the dissipation, is determined only byf. The other parametersuandaen- ter only the dynamics (10) of the off-diagonal termkn, thedecoherence,through the complex numberlgiven in (8). Actually,a plays a trivial role: it simply redefines at each iteration the axesxandyin the plane orthogonal toz.

Apart from this global rotation, the effect oflcan be vi- sualized as follows: the state of the system undergoes a rotation of 2u (respectively, 1u) in the 共x,y兲 plane if it interacts with the state j0典 (respectively, j1典) of the bath, which happens with probabilityp (respectively, q).

This dephasing process contributes only to the decoherence rate. Note also thatjljis unchanged if one replaces uby p 1 u. Guided by these considerations, we say that two machines Uz共f,u,a兲 and Uz共f,u 1np,a0兲 that differ only on the value of a are dynamically equivalent. We choose

Vz共f,u兲 ⬅Uz共f,u, 0兲 苷Uz共f,u,a兲 关u共a兲 ≠u共2a兲兴 (11) as a representative element of the class. TheVz共f,u兲are diagonal in the Bell basis:

Vz共f,u兲 苷P00 1P11 1eiu1fPC1 1eiu2fPC2, (12) with jC6典苷 p12共j01典 6j10典兲. The Hamiltonian repre- sentation is easily derived:Vz共f,u兲苷eiu2eiHf,uwith

H共f,u兲 苷 1

2 关f共sx ≠sx 1 sy ≠sy兲2 usz ≠sz兴. (13)

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Finally note that we can handle the dissipation and the dephasing processes separately, since Vz共f,u兲 苷 Vz共f, 0兲Vz共0,u兲苷 Vz共0,u兲Vz共f, 0兲. By the way, Vz共f, 0兲 is a realization of the two-qubit copying ma- chine, proposed by Niu and Griffiths, that defines Eve’s optimal individual attack on the four-state protocol of quantum crypthography [12].

The partial swap.—During the whole construction of the thermalizing machines, we insisted on the fact that the machine may depend on the direction z defined by the local Hamiltonian h. A natural question is whether any of the machines Uz共f,u,a兲is actually independent ofz:

such a machine would thermalize the state of the system for all one-qubit Hamiltoniansh 苷2Enˆ ? s. It turns out៬ [13] that there exists a unique machine with this property, which isV共f,2f兲. This machine is apartial swap,since V共f,2f兲苷e2if共cosf'1 isinfUsw兲, (14) where UswVp2,2p2兲 is the swap operation, i.e., it is the unitary operation whose action is jc1典 ≠ jc2典 ! jc2典≠ jc1典for alljc1典,jc2典[⺓2. The partial swap con- veys the intuitive idea, that at each collision part of the information contained in the state of the system is trans- ferred into the bath. This machine is the cornerstone of the quantum-information process calledhomogenization[13].

For the dissipation, i.e., apart from phase fluctuations, all thermalizing machines are equivalent to the partial swap:

V共f,u兲 苷V共0,u 1 f兲V共f,2f兲.

This concludes the characterization of the family of the thermalizing machines. In the remainder of the paper, we study their properties, first in terms of thermodynamics, then from the standpoint of quantum information.

Relaxation times.— We would like to pass from the discrete dynamics indexed by n to a continuous-time dynamics with parameter t. To perform the limit, we set nt兾t0, and we let the interaction time t0 go to zero together with f and u, keeping constant the dissi- pation rate ft2

0T11 and the phase fluctuation rate 2ut2

0

1

Tpf. We have 共cos2f兲n 艐 共12 f2tt0 !e2tT1, and 共jljcosf兲n 艐 关共12 2pqu2兲 共12 f22兲兴tt0 !e2tT2 with

1 T2 苷 1

2T1

1 pq 1 Tpf 苷 1

2T1

µ

114pq lim

t0!0

u2 f2

∂ . (15) Thus in the continuous-time limit, the processes of dissi- pation (9) and decoherence (10) are exactly exponential:

dt兲苷e2tT1d共0兲1 共12 e2tT1p, (16) jkj共t兲 苷e2tT2jkj共0兲, (17) with the relaxation times T1 and T2 defined in the usual way [14]. For u 苷0 or at zero temperature, the bound T1 $ 12T2(see, e.g., [6], p. 120) is saturated.

Fluctuation-dissipation (FD) theorem.— A FD theorem links the fluctuations at equilibrium and the mechanisms

of dissipation. Usually, this link is derived in a different framework [7]: in particular, a continuous spectral density of the bath is normally assumed, while here HB exhibits finite gaps. Nevertheless, one can define a measurable quantity associated to fluctuations and dissipation. Con- sider the following protocol. First, the system is prepared in the equilibrium statej and is measured in the basis of its eigenstatesP0 andP1. Obviously, the mean values of one-qubit observables A are unaffected by this measure- ment. Then we let the system undergoninteractions with the bath qubits: from the state Pjj 苷0, 1兲 in which it had been found by the measurement, the system evolves into the state rjnTjnPj兴 苷共12c2n兲j 1c2nPj ac- cording to (9). By the definition of equilibrium,pr0n 1 qr1n苷j; in particular, the mean value of A holds un- changed. However, due to the information gained through the measurement, now we have also access to the follow- ing statistical quantity:

FAn苷 q

p关Tr共d0nA兲兴2 1q关Tr共d1nA兲兴2, (18) where djn苷 rjn2 Pj is the deviation from the mea- sured statePj after n interactions. FAn is a measure of the fluctuations ofA; the dissipative element can be seen through the fact that, ifFAn fi0, then the fluctuations have partly erased the information that we had obtained through the measurement. WritingDn 苷关12 共cosf兲2n兴we find

FAnDn 1

2cosh共bE兲jTr共Asz兲j. (19) In the continuous time limit, Dn is replaced by Dt兲苷 共12e2tT1兲. This is our FD theorem: the fluctuationsF are proportional to the dissipationDthrough a function of the temperature. The fluctuations are absent at zero tem- perature, while they are maximal at infinite temperature.

Usually one considers the fluctuations of the one-qubit Hamiltonian h, in which case jTr共hsz兲j苷2E the split- ting of the energy levels.

We proceed now to discuss the link between dissipation and entanglement under two complementary standpoints (a third approach is given in Ref. [13]). The last equality in (11) means thatUz共f,u,a兲is equivalent toVz共f,u兲up to local unitaries (LU); thus we can restrict to theVz共f,u兲 for the study of entanglement.

Dissipation and entangling power.—The entangling power of a unitary operation U has been given different definitions [15 –17]. Here, we are interested in the crea- tion of entanglement during the thermalization process. In this context, the natural definition of the entangling power of a thermalizing machineVVz共f,u兲is

E关V兴苷 max

r E共Vr≠ jVy兲, (20) withE共?兲a measure of entanglement. As we said above, for two qubits there exists a measure of entanglementC, calledconcurrence,that is computable, basically by rank- ing the eigenvalues of a434matrix [9]. This may be a

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tedious task on the paper, but is a trivial one for a com- puter. Performing the optimization, we find forp $q

C关Vz共f,u兲兴 苷 C共VP1≠ jVy兲苷 psin2f. (21) The maximal entanglement is thus produced when the in- put state is the excited statej1典. The phases fluctuations, measured byu, do not show up: the entangling power of Vz共f,u兲depends only on the dissipation, measured byf.

Moreover, if we want to introduce small fluctuations into the bath [10] (anda fortioriin the continuous-time limit), we must consider small values off. In this limit, the en- tangling power is increasing with dissipation.

Equivalence under LU.—We have noticed above that Uz共f,u,a兲 is LU equivalent to Vz共f,u兲. This is a particular case of a general theorem [16] stating that any unitary operation on two qubits is LU equivalent to UdeiHd, where Hd 苷P

ix,y,zmisi ≠si. In our case mx 苷myf2 [ 关0,p4兴; and mz 苷2u2. Since Vz共f,p 1 u兲苷 关sz ≠szVz共f,u兲, one can always choose u [关2p2,p2兴 within LU equivalence. Now, for parameters in these ranges, themiare uniquely determined [18]. ThereforeUz共f,u,a兲is LU equivalent toVz共f0,u0兲 if and only if f 苷f0 [关0,p2兴 and u0 苷umodp. In conclusion, two thermalizing machines are LU equivalent if and only if they are dynamically equivalent.

Irreversibility.—We conclude on some general consid- erations about irreversibility. The thermalization process that we described is certainly reversible, since it involves only unitary operations. Thermalization appears as a con- sequence of entanglement, not of measurements. The en- vironment does not play the role of measuring apparatus, but of “waste basket for information.” In fact, the informa- tion encoded in the initial state of the systemr is not lost after the thermalization process, but is encoded in a dif- ferent way, being spread between the system and the bath.

The initial state of the system can be reconstructed only if one knows which qubits of the bath have interacted with the system, and in which order. Without this knowledge, any attempt of reconstruction of the initial state will fail [13]. Thus, irreversibility arises here as the interplay of two information processes: (i) the quantum information on the initial state of the system is spread between the sys- tem and the bath, still in a reversible way; (ii) theclassical informationabout the order of the collisions is lost, lead- ing to the practical impossibility of running the process backwards. As an application, one can define “safes” for quantum information that can be “opened” with classical keys [13].

In summary, we have discussed the family of the thermalizing machines for two qubits. These unitary operations can be decomposed into two processes, dissipation and decoherence. Dissipation is linked to fluc- tuations — and this is expected, although our FD theorem is derived in a different framework than usual — and to

the entangling power of the machine in the process. Both dissipation and decoherence are related to equivalence under local unitaries.

We acknowledge fruitful discussions with Ignacio Cirac, Günther Mahler, and Sandu Popescu. Part of this work was prepared during the ESF Conference on Quantum In- formation (Gdan´sk, 10 –18 July 2001). This work was partially supported by the European Union project EQUIP (IST-1999-11053).

[1] J. Gemmer, A. Otte, and G. Mahler, Phys. Rev. Lett.86, 1927 (2001); H. Tasaki, Phys. Rev. Lett.80,1373 (1998).

[2] G. Alber et al., Quantum Information: An Introduction to Basic Theoretical Concepts and Experiments,Springer Tracts in Modern Physics Vol. 173 (Springer-Verlag, Berlin, 2001).

[3] S. Popescu and D. Rohrlich, Phys. Rev. A 56, R3319 (1997); R. Horodecki, M. Horodecki, and P. Horodecki, Phys. Rev. A 63,022310 (2001).

[4] C. M. Bender, D. C. Brody, and B. K. Meister, quant- ph/0101015; J. Eisert and M. Plenio, quant-ph/0111016;

J. Oppenheim et al., quant-ph/0112074; V. Vedral and E. Kashefi, quant-ph/0112137.

[5] We do not discuss the question ofhowthe bath reached the equilibrium state. It is believed that QM should ultimately answer also this question; see Ref. [1].

[6] R. Alicki and K. Lendi,Quantum Dynamical Semigroups and Applications, Lecture Notes in Physics (Springer- Verlag, Berlin, 1987).

[7] U. Weiss,Quantum Dissipative Systems(World Scientific, Singapore, 1999).

[8] B. M. Terhal and D. P. DiVincenzo, Phys. Rev. A 61, 022301 (2000).

[9] W. K. Wootters, Phys. Rev. Lett.80,2245 (1998).

[10] The second part of requirement II, namely the fact that the partial state of the bath must not undergo important changes, will be met in the physical discussion by requiring that the interactions are weak.

[11] In the case cosf

1, we have d共n兲

d共0兲 for all n, but still kn !0, unless jlj

1, i.e., unless u

0. So r共n兲!dP01

共1

2d兲P1: the iteration of Tj does not converge to the state of the bath j, but is a pure deco- herence process.

[12] C.-S. Niu and R. B. Griffiths, Phys. Rev. A60,2764 (1999);

V. Scarani and N. Gisin, Phys. Rev. Lett. 87, 117 901 (2001).

[13] M. Ziman et al.,quant-ph/0110164 [Phys. Rev. A (to be published)].

[14] A. Abragam,Principles of Nuclear Magnetism(Clarendon Press, Oxford, 1996).

[15] P. Zanardiet al.,Phys. Rev. A62,030301 (2000).

[16] B. Kraus and J. I. Cirac, Phys. Rev. A63,062309 (2001).

[17] W. Düret al.,Phys. Rev. Lett.87,137901 (2001).

[18] This uniqueness is stated in W. Dür et al., quant-ph/0112124, that refers for the demonstration to a paper in preparation. In this paper, the ranges for the parameters are given in a different way, which is found to be equivalent by direct inspection.

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