Realization Theorems for Valuated p
n-Socles
PATRICKW. KEEF
ABSTRACT- Ifnisa positive integer andpisa prime, then a valuatedpn-socle is said to ben-summable if it is isometric to a valuated direct sum of countable valuated groups. The functions fromv1 to the cardinalsthat can appear asthe Ulm function of ann-summable valuatedpn-socle are characterized, as are then- summable valuatedpn-socles that can appear as thepn-socle of some primary abelian group. The second statement generalizes a classical result of Honda from [9]. Assuming a particular consequence of the generalized continuum hypoth- esis, a complete description is given of then-summable groups that are uniquely determined by their Ulm functions.
0. Terminology and introduction
Except where specifically noted, the term ``group'' will mean an abelianp- group, wherepisa prime fixed for the duration of the paper. Our terminology and notation will be based upon [6]. A group isS-cyclicif it isisomorphic to a direct sum of cyclic groups. We also make use of concepts related tovaluated groupsandvaluated vector spacesthat can be found, for example, in [16] and [7], and that we briefly review: Let O be the classof ordinalsand O1 O [ f1g, where we agree thata51for alla2 O1. Avaluationon a groupV isa functionj jV :V! O1such that for everyx;y2V,jxyjV minfjxjV;jyjVg and jpxjV>jxjV. As a result, for all a2 O1, V(a) fx2V :jxjV agisa subgroup ofVwithpV(a)V(a1). We sayV isa- boundedifV(a) f0g; thelengthofVisthe leastasuch thatV(a)V(1).
A homomorphism between two valuated groups isvaluatedif it doesnot decrease values and an isometryif it isbijective and preservesvalues. If fVigi2I, is a collection of valuated groups, then the usual direct sum, V L
i2IVi, hasa natural valuation, whereV(a)L
i2IVi(a) for everya2 O1. (*) Indirizzo dell'A.: Department of Mathematics, Whitman College, Walla Walla, WA 99362, USA.
E-mail: [email protected]
IfW isany subgroup of V, then restrictingj jV toW turnsW into a valuated group withW(a)W\V(a) for alla2 O1. A valuated groupW with pW f0g iscalled a valuated vector space; so eachW(a) will be a subspace ofW. We say a valuated vector space isfreeif it isisometric to a valuated direct sum of cyclic groups (of orderp). IfV isa valuated group, then itssocleV[p] fx2V:px0gisa valuated vector space, andVis summableifV[p] isfree. A groupGisa valuated group using the height function (also denoted byj jG) asitsvaluation; in thiscaseG(a)paG, and Gissaid to beseparableif it isv-bounded. Ifnisa fixed positive integer, it followsthat thepn-socleof G, writtenG[pn] fx2G:pnx0g;can be viewed asa valuated group.
In [4], an1-bounded valuated groupVwasdefined to be avaluated pn- socle if pnV f0g and for every x2V[pn 1] and every ordinalb5jxjV, there isa y2V with xpy and b jyjV. It easily follows that an 1- bounded valuated vector space is a valuatedp-socle. Thepn-socle of a re- duced groupGisalwaysa valuatedpn-socle, and ifV G[pn], then we will sayGissupportedbyV. A valuatedpn-socle isrealizableif it issupported by some reduced group. [The parallel requirements thatV be1-bounded and thatGbe reduced are convenient, but not strictly speaking necessary.]
LetCbe the class of all cardinals. IfVisa valuated group, then thea-th Ulm invariantofV is
fV(a)r(V(a)[p]=V(a1)[p])2 C:
We call fV :O ! CtheUlm functionofV. Another definition of the Ulm function of a general valuated group isgiven in [10], and it iseasy to verify that these agree for valuatedpn-socles. In general, when we say f :O ! C isa function, we mean that itssupport iscontained in some ordinald, and we identify f with itsrestriction f :d! C.
A valuated pn-socle is said to be n-summableif it isisometric to the valuated direct sum of a collection of countable valuated groups (each of which will also be a valuatedpn-socle). It was shown in [4] that the theory of n-summable valuated pn-socles parallels the theory of dsc groups (i.e., direct sums of countable groups - see Chapter XII of [6] for standard re- sults on these groups). For example, the following is ([4], Theorem 2.7), which parallels([6], Theorem 78.4).
THEOREM0.1. Suppose V and W are n-summable valuated pn-socles.
Then there is an isometry V W iff their Ulm functions agree,i.e., fV fW.
The parallel between n-summable valuated pn-socles and dsc groups can be extended. A subgroupXof a valuated groupVisniceif every coset aXhasan element of maximal value. Anice composition seriesforVis an ascending chain of nice subgroupsfXi:idgsuch that
(C1) X0 f0g,XdV;
(C2) for alli5d,Xi1=XiZp;
(C3) for all limit ordinalsld,Xl S
i5lXi.
Anice systemforVisa collectionN of nice subgroups ofV such that (S1) f0g 2 N;
(S2) N is closed under group sums;
(S3) IfSV iscountable, thenSNfor some countableN2 N. If V isa valuated pn-socle, let lV be the unique ordinal such that jVjV fjxjV :x2Vg O1 isorder-isomorphic tolV[ f1g. The follow- ing is([4], Theorem 2.1), which parallels([6], Theorem 81.9).
THEOREM0.2. Suppose V is a valuated pn-socle andlV v1. Then the following are equivalent:
(a) V is n-summable;
(b) V has a nice system;
(c) V has a nice composition series.
If lV v1 and f:jVjV !lV[ f1g isan order-preserving bijection andjxj0V f(jxjV) for everyx2V, thenVisalso a valuatedpn-socle using j j0Vand virtually anything that istrue using one valuation (e.g., thatVisn- summable) is also true using the other. It therefore makes sense to restrict our attention to thosen-summable valuatedpn-socles that arev1-bounded.
This leads to two of the main questions that are addressed in this paper:
(1) If f :v1! C isa function, when doesf fV for some n-summable valuatedpn-socleV?
(2) IfV isanv1-boundedn-summable valuatedpn-socle, when isVrealiz- able?
Complete answers are given to both questions. For obvious reasons, a function satisfying (1) will be calledn-summable. Section 1 is a discussion of n-summable functions, which are characterized in Theorem 1.10. This combinatorial condition, which we describe later, can be viewed as a gen- eralization of the classical notion of an admissiblefunction (see [6], The- orem 83.6).
Section 2 is a consideration of question (2). In Theorem 2.11 it is shown thatVisrealizable iff for every countable limit ordinalland every a5lwe have
X
ln 1b5lv
fV(b) X
a5b5l
fV(b)@0 :
Naturally, a groupGisn-summable ifG[pn] is n-summable as a val- uatedpn-socle. These groups are considered in [5], [13], [14] and [15]. Ann- summable group will always be summable (since a countable valuated vector space is free), and so pv1G f0g (see, for example, [6], Theo- rem 84.3). Therefore, anyn-summable valuatedpn-socle that is realizable must be v1-bounded; this is another reason for restricting to the v1- bounded case. It is known that a given valuated vector space is often supported by different groups that are not isomorphic. This suggests a third question.
(3) IfVisann-summable valuatedpn-socle, when isVuniquely realizable, in the sense that any two groups supported byV are isomorphic?
Since n-summable valuated pn-socles are classified by their Ulm functions, the last question can be restated as follows:
(30) Describe then-summable groupsGthat are uniquely determined by their Ulm functions; that is, those that have the property that ifG0isan- othern-summable group with fGfG0, thenGisisomorphic toG0.
Assuming a natural statement regarding cardinal arithmetic that is a consequence of the generalized continuum hypothesis, this question is answered in Theorem 3.4. With this cardinality assumption, it is shown thatV isuniquely realizable iffV(vn 1) iscountable; and in thiscase, every groupG supported byV will be a dsc group. In particular, when n1, Corollary 3.5 states that these groups agree with those described in ([2], Theorem 2.6).
Theorem 2.11 (i.e., the solution to the above question (2)) is a gen- eralization of the classical ``Existence Theorem for Principal p-Groups'' from [9]; in fact, for n1, it reduces to precisely this result. However, there are several important differences. First, it is fairly clear that ifn1, thenanyfunction f :v1! Cwill satisfy (1); i.e., any such function is the Ulm function of some free valuated vector space. On the other hand, if n>1, then f will be the Ulm function of ann-summable valuatedpn-socle iff it satisfies Theorem 1.10. Second, the proofs of our main results are
considerably less complicated; i.e., a few pages in length, as opposed to the over twenty pagesneeded to prove the Existence Theorem in [9]. And third, we can apply our techniquesto answer question (3) whenever our condition on cardinal arithmetic holds; the latter question was not even considered in [9].
1. Realizing Ulm Functions
In this section we give an explicit description of those functions fromv1 to the cardinalsthat aren-summable, in that they can appear as the Ulm function of an n-summable valuated pn-socle. By considering (valuated) direct sums, it follows that the sum of a collection ofn-summable functions isn-summable.
Ifaisan ordinal, thenaqv(a)rv(a), whereqv(a) is0 or a limit and rv(a)5v. We s ayaisann-limitifqv(a)>0 andrv(a)5n 1, and other- wise, we say a is n-isolated. An n-limit a isan n;v-limit if qv(a) has countable cofinality; clearly, ifa5v1, then it isann;v-limit iff it isann- limit. Note that all ordinalsare 1-isolated andais 2-isolated iff it is isolated in the usual sense of the term.
For a function f :O ! C, we denote the support of f by supp(f), and we further let suppI(f) fb2supp(f):b isn-isolatedg and suppL(f) fb2supp(f):bisann-limitg. We begin with an elementary observation.
LEMMA 1.1. If V is a valuated pn-socle,f fV :O ! C and b2suppL(f),then qv(b)is a limit point ofsuppI(f).
PROOF. Ifdisn-isolated andd5ldefqv(b), then letabe the smallest ordinal such thatd5a2supp(f); soab. Ifaisann-limit, thenamk where mqv(a)>d andkrv(a)5n 1. Letx2V(a)[p] V(a1)[p]
and find y such that jyjVm and pkyx. Since k15n and pk1ypx0, there isaz2V(d1) such thatpzy. If a0 jzjV >d, thena05ma, and there isaz02V(a01) such thatpz0y. Therefore, z z02V(a0)[p] V(a01)[p], and sof(a0)60. However, thiscontradicts the choice ofa. Soa2suppI(f) andd5a5l, proving the result. p
We will say f :O ! Cisn-isolatedif everya2supp(f) isn-isolated; in particular, f will always be 1-isolated. The next elementary observation is a description of the Ulm functions of the class of strongly n-summable valuatedpn-socles (see [4], Corollary 1.7).
LEMMA1.2. If f :O ! Cis n-isolated,then it is n-summable.
PROOF. For an n-isolated ordinal b, let kminfn;b1g and Vb hxbibe a cyclic valuated pn-socle of orderpk with jxbjVb 0, when b5n 1, and otherwise,jxbjVbb (n 1). We then letVbe the valuated direct sum of f(b) copiesofVbfor allb. It can easily be checked that f fV,
so that f isn-summable, as required. p
In particular, any function f :O ! C is 1-summable. We will say f :O ! Cisann;v-limitif it is the characteristic function of a set of the form fgigi5v[ fbg, where b isann;v-limit ordinal, and gi fori5visa strictly ascending sequence of n-isolated ordinals with limit qv(b).
Unsurprisingly, a countable valuatedpn-socleVisann;v-limitif fV isan n;v-limit function. The following result gives a concrete picture of such objects.
LEMMA1.3. If f :O ! Cisan n;v-limit function,then f isn-summable.
PROOF. Suppose, as above, f isthe characteristic function of fgigi5v[ fbg; s etlqv(b),krv(b). There isclearly no lossof generality in assumingg0n 1. LetWbe generated byyandfxigi5vsubject to the relationspk1y0, and fori5v,pnxiy. It isstraightforward to check that a valuation onW can be defined by the formulas:jp`yjW l`for 0`k, jp`xijWgi (n 1)` for 0`n 1, and if zjy
`1xi1 `mxim, wherepn6 j`1;. . .; `i, then
jzjW minfjjyjW;j`1xi1jW;. . .;j`mximjWg:
It can also be checked that ifz2pW hpxi:i5vianda5jzjW, then there isaz02Wsuch thatpz0zanda jz0jW.
From this, it follows thatV W[pn] isa countable valuatedpn-socle. It also follows that there is a valuated decomposition
V[p] hpkyi M
i5v
hpn 1(xi xi1)i
! :
Thisimpliesthat fV f, asrequired. p
If f :O ! Cisa function, andab 1, then letRb
a f P
ag5bf(g):We say f iscountableifR1
0 f @0.
THEOREM 1.4. Suppose f :O ! C is a countable function. Then the following are equivalent:
(a) f is n-summable;
(b) f is the sum of a collection of n;v-limit functions and an n-isolated function;
(c) Ifb2suppL(f),then qv(b)is a limit point ofsuppI(f).
PROOF. First, assuming (a), then (c) follows from Lemma 1.1.
Next, assuming (b), then (a) follows from Lemmas 1.2 and 1.3.
To complete the proof, suppose (c) holds for f; we will then verify (b).
Let I f(b;g):b2suppL(f) andg5f(b)g;
k jIj @0andf(bj;gj)gj5kbe a listing ofI. For eachj5kthere isa strictly increasing sequence, faj;`g`5vCjsuppI(f), with limitqv(bj); we can also obviously pick these so that ifqv(bj)qv(bj0), thenCj Cj0.
Let fNjgj5k be disjoint infinite subsets of v. For each j5k, we in- ductively defineTj Cj by the equation
Tj faj;`:`2 Njg (T0[ [Tj 1):
Clearly, these sets are disjoint.
Claim:Tjis infinite. The first term is infinite, so it will suffice to show that if j05j, then faj;`:`2 Njg \Tj0 isfinite. If qv(bj)qv(bj0), then CjCj0 and clearly
faj;`:`2 Njg \Tj0 faj;`:`2 Njg \ faj0;`:`2 Nj0g ;:
On the other hand, ifqv(bj)6qv(bj0), thenfaj;`:`2 Njg \Tj0 Cj\Cj0is finite, sinceCjandCj0 have different suprema.
For every (bj;gj)2I, letfjbe the characteristic function offbjg [Tj; s o fj isann;v-limit function. In addition, ifbisann-limit ordinal, then
X
j5k
fj
(b) jf(bj;gj)2I:bbjgj f(b):
And ifbisn-isolated, then P
j5kfj
(b) equals1 ifb2 S
j5kTj suppI(f), and otherwise, it equals 0. It follows that there is ann-isolated functiongsuch that f P
j5kfj
g, thereby establishing the result. p
Since a function f :O ! Cisn-summable iff it is the sum of a collection of countablen-summable functions, Theorem 1.4 immediately implies the next result.
COROLLARY1.5. A function f :O ! Cis n-summable iff it is the sum of a collection of n;v-limit functions and an n-isolated function.
COROLLARY1.6. If V is an n-summable valuated pn-socle,then it is isometric to a valuated direct sumi2IVi,where each Viis either cyclic or an n;v-limit.
PROOF. By Corollary 1.5, fV isthe sum of a collection of n;v-limit functionsand ann-isolated function, and each term is the Ulm function of a valuatedpn-socle that is ann;v-limit or a valuated direct sum of cyclics. So
the result follows from Theorem 0.1. p
COROLLARY1.7. Ifais an ordinal,lqv(a)and krv(a),thenais the length of some n-summable valuated pn-socle V iff05k5n implies that l has countable cofinality. In fact,if l has countable cofinality or kn,then we can choose V to be countable.
PROOF. Iflhascofinalityk, then letfbigi5kbe a strictly increasing set ofn-isolated ordinals with limitl. First, ifk0, letK fbigi5k. Next, if 05k5n, thenkv,a 1 is ann-limit and we letK fbigi5v[ fa 1g.
Lastly, ifkn, thena 1lk 1 isn-isolated and we letK fa 1g.
In any of these cases, let f be the characteristic function of K. It follows from Theorem 1.5 that f fVfor somen-summable valuatedpn-socleV. It iseasy to check thatV will have lengtha, and that iflhascountable co- finality orkn, thenV will be countable.
Conversely, suppose l isa limit ordinal of uncountable cofinality and 05k5n. If the valuatedpn-socleV iseither cyclic or an n;v-limit, then fV(a 1)0. It followsthat there cannot be ann-summable valuatedpn-
socle of lengtha. p
We now restrict our attention to functions f :v1! C. If l isa limit ordinal, then let
f0(l) Z
ln 1
l
f and f(l)inf Zl
a
f :a5l
:
Observe thatf(l) iseither 0 or an infinite cardinal. We say f isn-thinif there is a closed and unbounded subsetCv1consisting of limit ordinalsl such that f0(l)0. Further, we say f isn-admissibleif
(1.A) for every limitl5v1 we have f0(l)f(l); and
(1.B) either f isn-thin, orfa5v1:f(a) @1gisunbounded inv1. Any function f :v1! Cis 1-isolated and hence 1-summable. In addition, if n1, then f0(l)0, so f is 1-thin and 1-admissible.
We now point out that forn>1, the study ofn-summable functions can be reduced to the study of 2-summable functions, which will simplify our discussion. Ifn>1 andaisisolated, then let f0(a)f(an 2). Ifn2, then f0f.
LEMMA1.8. If f :v1! Cand n>1,then (a) f is n-isolated iff f0is2-isolated;
(b) f is an n;v-limit iff f0is a2;v-limit;
(c) f is n-admissible iff f0is2-admissible;
(d) f is n-summable iff f0 is2-summable.
PROOF. (a), (b) and (c) follow immediately from the definitions, and (d)
followsfrom (a), (b) and Corollary 1.5. p
LEMMA1.9. Suppose f :v1! Cis2-admissible andl5v1is a limit.
(a) If f(l)is uncountable,a5l andg5f(l),then there is an isolated ordinala0such that f(a0)is uncountable,a5a05landg5f(a0).
(b) If f(l)60,thenlis a limit point ofsuppI(f).
PROOF. We verify (a), the proof of (b) being even more straightfor- ward.
Since f(l) Rl
a1f, we have g0def maxfg;vg5f(a0) for some a0 with a5a05l. Choosea0to be the smallest ordinal satisfying these conditions.
We need to show thata0is isolated, so assume that it is actually a limit.
By (1.A),g05f(a0)f(a0), sof(a0) isuncountable andg5f(a0). Arguing asin the last paragraph withlreplaced bya0, we haveg05f(a00) for somea00 witha5a005a0, contradicting the minimality ofa0. p We now come to the main point of thissection, the characterization ofn- summable functions defined onv1.
THEOREM1.10. For a function f :v1! C,the following are equivalent:
(a) f is n-summable;
(b) f is the sum of a collection of n;v-limit functions and an n-isolated function;
(c) f is n-admissible.
PROOF. If n1 then any such function satisfies any of these condi- tions. So we may assumen>1. Replacing f by f0, by Lemma 1.8, we may assumen2.
By Corollary 1.5, (a) and (b) are equivalent, so we need to show they are equivalent to (c). Suppose first that (b) holds, and let f P
i2Ifig, where each fiisa 2;v-limit andgis2-isolated. It iseasy to check that (1.A) holds forgand each fi, which readily impliesthat it holdsfor f, aswell.
Regarding (1.B), observe first that iffa5v1:f(a) @1gisunbounded inv1, then we are clearly done; so we may assume it is bounded, say by m5v1. If (1.B) fails, then the setSsuppL(f)\(m;v1) isstationary inv1. For everyl2Sthere isanil2Isuch that fil(l)60. Since each fi isa 2;v-limit function, it follows that the assignment l7!il isinjective. For everyl2Swe can then find anal2(m;l) such that fil(al)60. Note that l7!alwill be a regressive function, so by Fodor's Lemma (see, for example, [12], Theorem 8.7), there isana2(m;v1) such that ala for alll in an uncountable subsetRofS. Thisimpliesthat
f(a)X
i2I
fi(a)X
l2R
fil(a) jRj v1:
Thiscontradictsthe fact that f(a) iscountable for alla>m. Therefore, we have shown that (b) implies (c).
Conversely, supposing (c) holds, we verify that (b) follows. LetUbe the closure offa5v1:f(a) @1gin the order topology. Define fu;fc:v1! C by the conditionssupp(fu)U, supp(fc)v1 U and f fufc. Clearly, fc(a) @0for alla5v1, and ifaisisolated, then fu(a) will be 0 or uncountable. We will be done if we can verify the following:
CLAIM1. (b) holdsfor fu. CLAIM2. (b) holdsfor fc. Starting with Claim 1, let
I f(b;g):b2suppL(fu) andg5fu(b)f(b)g:
If i(b;g)2I, then clearly f(b) isuncountable. Therefore, by Lem- ma 1.9(a), there is a strictly increasing sequenceKi fai;jgj5vsuppI(fu) with limitbsuch thatg5f(a)fu(a) for alla2Ki. Let fi:v1!kbe the characteristic function offbg [Ki; s o fiisann-limit.
We need to establish two facts:
(1) for allb2suppL(fu), we haveP
i2Ifi(b)fu(b); and (2) for alla2suppI(fu), we haveP
i2Ifi(a)fu(a):
For (1), if b2suppL(fu), then fi(b)1 iff i(b;g), where g5fu(b).
Thishappensfor precisely fu(b) elements i2I, so that (1) follows. Re- garding (2), ifa2suppI(fu), then fu(a) @1. Further, ifi(b;g)2Iand fi(a)1, then b>a and g5fu(a). Since thiscan happen for at most
@1fu(a)fu(a) elements i2I, we can conclude that (2) follows. So we have verified Claim 1.
Turning to Claim 2, we first define a closed and unbounded subset Cv1 asfollows: If U isunbounded, then we let CU. On the other hand, ifU isbounded bym5v1, then by (1.B) we can find such a subset D(m;v1) consisting of limit ordinalslsuch that f(l)0. In thiscase, we letCU[D:Since supp(fc)v1 U and f(l)0 for alll2D, it fol- lowsthat supp(fc)v1 Cand that fc agreeswith f onv1 C.
SinceCisclosed,v1 Cis the disjoint union of sets of the form (di;ei) fori2I, whereei5v1. Let fcP
i2Ifiwhere supp(fi)(di;ei). Since fiis countable, Claim 2, and hence the entire result, will follow once we show fi satisfies Theorem 1.4(c) (wheren2).
Letl5v1be a limit ordinal such that fi(l)60; we need to show thatl isa limit point of suppI(fi). Note thatdi5l5eiand by Lemma 1.9(b),lisa limit point of suppI(f). Sincef,fcandfiagree on (di;ei), it followsthatlisa
limit point of suppI(fi), asrequired. p
2. Realizing Valuatedpn-Socles
In this section we discuss which v1-bounded valuated pn-socles V appear asthe pn-socle of some group. In fact, we will start by being a bit more general. We say a valuated group V is group-like if for all ordinals a, we have (pV)(a1)p(V(a)); in other words, if x2pV and a5jxjV, then there isay2V such thata jyjV and pyx. Note that if pnV f0g, then pV V[pn 1], which readily impliesthat any valuated pn-socle is group-like. We say a valuated group V is sup- ported by a group Gif V is an essential subgroup of G so that for all x2V, jxjV jxjG. We will s ay V is realizable if it issupported by some group G. For valuated pn-socles, this agrees with our previous terminology.
Recall from [16] that if V isa valuated group, there isa groupH(V) containingV as a nice subgroup such thatH(V)=V istotally projective. In this construction we may clearly assume thatV andH(V) have the same length.
PROPOSITION2.1. SupposeV is a valuated group. ThenV is realizable iff it is group-like and there is a balanced subgroupZH(V)such that there is a valuated decompositionH(V)[p]Z[p]V[p].
PROOF. Suppose first thatV issupported by the groupG. To s how thatV isgroup-like, letx2(pV)(a1). Thenxpzfor somez2V. In addition, there isay2paGsuch that pyx. Note that p(y z)0 s o that y z2G[p]V. Therefore, yz(y z)2V\paGV(a) and pyx, as required.
Next, since V isa nice subgroup of H(V) and H(V)=V istotally pro- jective, by ([6], Corollary 81.4) the identity map V!V extendsto a homomorphismp:H(V)!G. It iseasy to see that the range ofpisa pure subgroup ofGcontainingV. And sinceVis essential inG, we can conclude thatpissurjective. LetZbe itskernel.
Since for allawe have (paG)[p]V(a)[p]p((paH(V))[p])(paG)[p], it followsthatZ isbalanced in H(V). The identity map V[p](G[p])! V[p](H(V)) being an isometry leads to the valuated decomposition H(V)[p]Z[p]V[p], giving one implication.
Conversely, suppose V isgroup-like and we are given ZH(V) as indicated. LetGH(V)=Zandp:H(V)!Gbe the natural epimorphism.
It isclear thatpmapsV onto an essential subgroup ofG. We will be done if we can show that for allx2V, we havejxjV jp(x)jG. We certainly have jxjV jxjH(V) jp(x)jG. We establish the reverse inequality by in- duction on the order ofx.
Suppose first that x2V[p] and a jp(x)jG. Since Z isa balanced subgroup ofH(V), there isay2(paH(V))[p] such thatp(y)x. We mus t haveyxz, wherez2Z[p], so thata jyjH jxjV, asrequired.
Suppose now that this holds for all elements ofV[pk 1], andx2V[pk], where a jp(x)jG. Since px2V[pk 1], by induction a1 jp(px)jG jpxjV. Since V isgroup-like, there isay2V(a) such thatpypx. Note thatx y2V[p] andjp(x y)jGa, so thatjx yjV a. However, this impliesthatjxjV j(x y)yjV a, asrequired. p PROPOSITION 2.2. If V is an v-bounded valuated group,then V is realizable iff it is group-like.
PROOF. By Proposition 2.1, if V isrealizable, then it isgroup-like.
Therefore, assumeV isv-bounded and group-like. SinceVisv-bounded, H(V) will be separable. And sinceV isnice inH(V), the quotientH(V)=V will be a separable totally projective group, i.e., it isS-cyclic. Thisimplies
that there isa valuated decompositionH(V)[p]FV[p], whereFisa free,v-bounded valuated vector space (see, for example, [11], Lemma 1). It followsthat there isa pure (and hence isotype)S-cyclic subgroupZH(V) such thatZ[p]F. SinceFisclosed inH(V)[p] in the inducedp-adic to- pology, it followsthatZisclosed inH(V). ThismeansthatGdefH(V)=Zis separable. Therefore,Zisnice, and hence balanced, in H(V). So by Pro-
position 2.1,Visrealizable. p
Since any valuated pn-socle is group-like, the next statement follows directly from Proposition 2.2.
COROLLARY 2.3. If V is an v-bounded valuated pn-socle,then it is realizable.
The main purpose of this section is to describe precisely when a givenn- summable valuatedpn-socle is realizable. As discussed in the introduction, it is also natural to ask when a group G supported by an n-summable valuatedpn-socleV isdeterminedbyV, i.e., ifG0isany other group sup- ported byV, thenGG0. If s uch aGisdetermined byV, we will sayVis uniquelyrealizable.
For example, ifV isanv-boundedn-summable valuatedpn-socle, then by Corollary 2.3,V isrealizable. In fact, the summability ofV[p] implies that any group supported byVwill beS-cyclic. In other words,v-bounded n-summable valuatedpn-socles are uniquely realizable. In the next section, we consider when this remains the case for groups of greater length. For now, we present a simple example.
EXAMPLE2.4. SupposeV isa valuatedpn-socle which isn-summable and v2vv-bounded. If f fV and f(v) v2R
vn 1f @1, then V is realizable, but not uniquely realizable. In fact, there are groupsAandA0 supported byV such thatA=pvAisS-cyclic andA0=pvA0isnot.
PROOF. Sincefisn-admissible,f(v)f0(l), which readily impliesthat fis an admissible function; so there is a dsc groupAwith f fA. It follows that A[pn] is n-summable, so by Theorem 0.1, there is an isometry A[pn]V; in other words,Visrealizable.
On the other hand, let M fm5v:f(m) @0g, and let kn 1 be an integer such that f(vk) @1. LetB L
m2MZpmk2:Next, letXbe a pure subgroup of the torsion completionBcontainingBsuch thatX=Bhas
rank@1. It can be verified thatYX=B[pk1] isn-summable and
fY(a)
1; if a2M;
@1; if avk;
0; otherwise.
8>
<
>:
If we letA0AY, thenA0will also ben-summable. We have constructed A0so that fA0fAf. ThisimpliesthatA0[pn] is also isometric toV.
Clearly, sinceAisa dsc group,A=pvAisS-cyclic. On the other hand, A0=pvA0has a summand isomorphic to
Y=pvY (X=B[pk1])=(X[pk1]=B[pk1])X=X[pk1]pk1X;
which isnotS-cyclic. It followsthatA0=pvA0isalso notS-cyclic, so thatV
isnot uniquely realizable. p
Iflisa limit ordinal andVisa valuated group, then thel-topologyonV usesV(b) forb5las a neighborhood base of 0. Naturally, a subgroupWof Vissaid to bel-denseif it isdense in thistopology, i.e., for allb5lwe have V V(b)W. We letLlV be the completion ofV in thel-topology, i.e., the inverse limit ofV=V(b) over b5l. Asan exception to our overall re- striction to primary groups, LlV may have elementsof infinite order.
However, ifV isa valuatedpn-socle, thenpnLlV f0g. There isa natural mapV!LlVwhose kernel isV(l), leading to an inclusionV=V(l)LlV.
We then setPlV(LlV)[p]=(V=V(l))[p] andQlV LlV=(V=V(l)). IfG isa group andlhascountable cofinality,G=plGwill be isotype andl-dense inLlG, andQlGwill be divisible.
We now review some additional concepts from [4]. Ifaisan ordinal andVis a valuatedpn-socle, then a subgroupW ofV isa-highif it ismaximal with respecttoW\V(a) f0g. Ana-high subgroupWofVisn-isotypeinV(i.e.,it isa valuatedpn-socle under the induced valuation), and ifaisa limit,Wisa- dense in V. If a is n-isolated, then there is a valuated decomposition VWU, which we refer to as astandarda-decompositionofV. If, in addition,an 1, thenUV(a n1). We now connect these definitions.
LEMMA2.5. Suppose V is a valuated pn-socle,l5v1is a limit ordinal and W isl-high in V. Suppose further that G is a group supported by W, p:LlG!QlG is the canonical epimorphism and m:V !LlG is the natural extension of the homomorphism WG!LlG (so that V(l)is the kernel ofm). Then there is a natural isomorphism
PlV (QlG)[p]=p(m(V))[p]:
PROOF. Note that (LlG)[pn] will be complete in the (induced) l-to- pology andWV will bel-dense in it; so we can identify (LlG)[pn] with LlW LlV. Therefore,
Pl(V) (LlV)[p]=(V=V(l))[p]
(LlG)[p]=m(V)[p]
[(LlG)[p]=G[p]]=[m(V)[p]=G[p]]
(QlG)[p]=p(m(V))[p];
completing the proof. p
We now describe a natural way to construct a group supported by a valuatedpn-socle. The following is the main inductive step.
LEMMA2.6. Suppose V is a valuated pn-socle,l5l05v1are limit or- dinals and WlWl0are,respectively,landl0-high in V. Let Glbe a group supported by Wland A be a group supported by Wl0(l)(where,technically, we shift the valuation in the latter group byl). Then there is a group Gl0 containing Glsupported by Wl0such that plGl0 A iff
Zlv
ln 1
f r(PlV):
()
PROOF. LetAJK, whereJisa maximalpn 1-bounded summand ofA. There isa standardln 1-decompositionWl0 Wln 1Y, where Wln 1isln 1-high inVcontainingWl,Wln 1(l)JandYK[pn].
LetDbe a divisible hull ofWln 1=WlandEbe a divisible hull ofK. There is an embeddingJWln 1(l)J0def[Wln 1(l)Wl]=WlD:
By a standard construction (cf., [8], Theorem 106), the existence ofGl0 isequivalent to the existence of a commutative pull-back diagram
Therefore, givenGl, the existence ofGl0isequivalent to the existence of a homomorphismf:DE!QlGl with kernelJ0K A.
The natural homomorphism m:V !LlGl, whose kernel is V(l), in- ducesa homomorphism g0:Wln 1=Wl!QlGl, whose kernel isJ0. The
divisibility of QlGl impliesthat g0 extendsto a homomorphism g1:D!QlGl. Since Wln 1=Wl is(algebraically) the direct sum of a collection of copiesofZpnandpn 1J0 f0g, it followsthat (Wln 1=Wl)=J0 is essential inD=J0. Thisimpliesthat the kernel ofg1isalsoJ0. In addition, by Lemma 2.5, there is an isomorphism
Pl(V)(QlG)[p]=p(m(V))[p](QlG)[p]=g1(D)[p]:
A standard computation shows that the rank ofE=K agreeswith the rank of a basic subgroup of K, which is lvR
ln 1f. Therefore, there isa homomorphism s:E!QlGl such that fg1s:DE!QlGl has
kernelJ0KAiff () holds. p
We will say the valuated group V hasan v1-high tower if it isthe smoothly ascending union of a chain of subgroups indexed by the countable limit ordinals,fWlgl5v1, such that for eachl,Wl isl-high inV. For ex- ample, ifV is a-bounded where a5vv, thenV clearly hasan v1-high tower. IfVisa valuatedpn-socle or a group, thenV hasanv1-high tower iff the socle V[p] hasan v1-high tower. In particular, ifV isa group or valuatedpn-socle that is summable, then it has anv1-high tower.
THEOREM2.7. Suppose the valuated pn-socle V hasv1-high tower and f fV. Then V is realizable iff for every countable limit ordinall,we have
Zlv
ln 1
f r(Pl(V)):
PROOF. Let Wl be asabove. For each limit ordinal l5v1, we in- ductively construct an ascending chain of groupsGlsupported byWl. Iflis a limit of limit ordinals, we can constructGlby taking a union. Suppose then that we have constructed Wl and we want to construct Wlv. By Cor- ollary 2.3, we can find a groupAsupported byWlv(l). So by Lemma 2.6, we can extendGlto get the requiredGlv iff our cardinality condition is
satisfied. p
We will need a pair of observations about the above construction, so assume the notation in the proof of Lemma 2.6. If lvR
ln 1f r(Pl(V)) is infinite, then we could construct two different extensionsf;f0:DE! QlGlofg1, both with kernelJ0KA, such thatfmapsonto the torsion
subgroup of QlGl, and f0 doesnot. If Gl0 and G0l0 are the groupscon- structed with these two homomorphisms, we could conclude thatQlGl0 is torsion-free andQlG0l0isnot (in other words,Gl=plGlisl-torsion complete andGl0=plGl0 is not). This establishes the first part of the next result.
COROLLARY 2.8. Suppose the n-summable valuated pn-socle V is realizable and f fV. If either
(1) for some limit ordinall5v1, lvR
ln 1f r(Pl(V))is infinite,or (2) f(v) Rv2
vn 1f @1,
then there are non-isomorphic groups G and G0supported by V.
PROOF. Regarding (2), let Wv2 be an v2-high subgroup of V. As in Example 2.4, we can construct non-isomorphic groupsAandA0of lengthv2 supported byWv2; in particular,A=pvAandA0=pvA0will not be isomorphic.
If we extend these to groups G and G0 supported by V, then since G=pvGA=pvAandG0=pvG0A0=pvA0, we can conclude thatGandG0
are not isomorphic. p
We have the following immediate consequence of Theorem 2.7, which is an extension of Corollary 2.3.
COROLLARY2.9. Any vn 1-bounded valuated pn-socle V is rea- lizable.
We now specialize this to the case of valuated pn-socles that are n- summable. The next result allows us to compute the required invariants.
LEMMA2.10. If V is an n-summable valuated pn-socle,fdeffVandlis a countable limit ordinal,then r(PlV)(f(l))@0.
PROOF. Letjf(l) andb05lbe chosen so that Rl
b0
f Rl
b f jfor all b0b5l. We may clearly assume that b0 is n-isolated, so there is a standard b0-decompositionVWU, where W isb0-high in V. It fol- lowsthatPlV isnaturally isomorphic toPlU. ReplacingV byU, we may assumeRl
0 f j:
SinceV is a valuated direct sum of countable groups, the same will be true of VldefV=V(l), and BdefVl[p]. Since a countable valuated vector
space is free, we can conclude thatBisfree. Clearly, fB(b)f(b) for all b5l, and we can identify (LlV)[p] withLlB, so thatPlV PlB:
Ifaiis a strictly increasing sequence that converges tol, then we can write B L
i5vBi, where for each i5v we have Bi(ai)Bi and Bi(ai1) f0g. It followsthatLlBisisometric toB Q
i5vBi, so thatPlVis isomorphic toB=B. SinceB=Bhasrankj@0, the result follows. p Thisbringsusto the main goal of thissection, i.e., the generalization of the Existence Theorem for Principal p-Groupsfrom [9] promised in the introduction. It isan immediate consequence of Theorem 2.7, Lemma 2.10 and the fact that anv1-boundedn-summable valuatedpn-socle has anv1- high tower.
THEOREM 2.11. Suppose V is an v1-bounded n-summable valuated pn-socle and f fV. Then V is realizable iff for every countable limit or- dinallwe have
Zlv
ln 1
f f(l)@0:
For example, if f(a)1 for av, f(v1)k and f(a)0 for a>v1, then f is 2-admissible, so there is a valuated p2-socleV with
f fV. However, thisV isrealizable iffk2@0.
3. Unique Realization
We say a function f :v1! Cisv1-countable, if f(a) iscountable for all a5v1. The following issimilar to ([4], Corollary 1.7).
PROPOSITION3.1. SupposeV is a valuatedpn-socle and fdeffV isv1- countable. ThenV isn-summable iff it is summable and fisn-thin.
PROOF. Suppose first thatVisn-summable, so that fisn-admissible.
It followsimmediately thatVissummable. And it followsfrom (1.B) that f isn-thin.
Conversely, supposeVissummable and f isn-thin. Leta00 and for 05i5v1, letai be a strictly increasing enumeration of a CUB subset of countable limit ordinalssuch that f0(ai)0 for all 05i5v1. After col-
lecting terms, there is a valuated decomposition V[p] L
i5v1
Si; where S0V[p] is a1-high and for i>0, SiV(ain 1)[p] is ai1-high.
Clearly, eachSiiscountable.
LetWibe anai1-high subgroup ofV(ai) such thatWi[p]Si. It fol- lowsthatWiiscountable andn-isotype inV. By ([4], Corollary 1.6), there isa valuated decompositionV L
i5v1
Wi, completing the argument. p COROLLARY3.2. Suppose G is a group such that fGisv1-countable.
Then G is n-summable iff it is summable and fGis n-thin. In this case, G=paG will be countable for alla5v1.
PROOF. The first conclusion follows by applying Proposition 3.1 to G[pn]. To verify the last sentence, ifHispav-high inG, then there isan isomorphismH=paHG=paG. SinceH[p] iscountable, so isH. Therefore,
G=paGisalso countable. p
For example, if f(a)1 for alla5v1, andV isa free valuated vector space with f fV, then V isrealizable, so there isa summable group G such that fGf. SinceG=paGwill be countable for alla5v1, thisGwill be a Cv1-group; thisisthe type of group constructed in [1]. Note that this group will not be 2-summable, since f isnot 2-thin. More generally, if we define fso that f(a)0 wheneveraisann-limit and f(a)1 whenevera is n-isolated, then there is an n-summable group G such that f fG. However, since fGisnotn1-thin,Gwill not ben1-summable.
We now turn to a discussion of when a realizablen-summable valuated pn-socles is, in fact, uniquely realizable. We start with the case where the Ulm function isv1-countable.
THEOREM 3.3. Let V be a realizable n-summable valuated pn-socle such that fdeffV:v1! Cisv1-countable. Assuming the continuum hy- pothesis (CH),V is uniquely realizable iff it is countable.
PROOF. Clearly, ifV iscountable then any group supported byVwill be countable, and such groups are classified by their Ulm functions. [This direction clearly doesnot depend on CH.]
Conversely, supposeV isuncountable; i.e., supp(f) isunbounded. We need to construct non-isomorphic groupsGS andGTsupported byV. Let fWlgl5v1be anv1-high tower ofV. LetSl;Tl, for limit ordinalsl5v1, be a smoothly ascending chains of countable sets such that Sl\V Tl\V Wl and jSlv (Sl[V)j jTlv (Tl[V)j @0 and let S;T
be their unions. As sets, we will let GSSand GTT and we will in- ductively define group structures on Sl and Tl so that Sl[pn] Tl[pn]Wl. It isimportant to note that sinceSvwill be pure andv-dense inSl, ifAisa reduced group, then a homomorphismf :Sl!Aisuniquely determined by itsrestriction toSv.
Given CH, the cardinality of the set of functions f :Sv!T is
@1@0 @1, so we can index them by fifori5v1. LetEiv1fori5vibe a collection of pairwise disjoint stationary subsets consisting of limit ordinals (see, for example, [12], Lemma 8.8).
Supposel0isa limit and for alll5l0we have defined group structures onSlandTlsupported byWl. Ifl0is a limit of limits, then we simply take unions. Suppose then, that we have constructed our group structures onSl
andTl, andl0lv. We now divide the construction into two parts.
CASE1. l2Eiand fi(Sv)Tlextends to an isomorphismg:Sl!Tl. IdentifySlandTlusinggand call the resultGl. Then asin the proof of Lemma 2.6, there are group structures onSlvandTlv that extendGl
and are supported byWlv, for whichSlv=plSlvandTlv=plTlvmap to distinct subgroups of LlGl. In particular, thismeansthat the iso- morphismg:Sl!Tldoes not extend to an isomorphismSlv=plSlv! Tlv=plTlv.
CASE2. Case 1 does not apply.
Extend the group structures onSlandTltoSlvandTlvin any way so that they are supported byWlv.
Let GS S
l5v1
Sl andGT S
l5v1
Tl. It followsthat V issupported by bothGSandGT. We claim that they are not isomorphic; assume otherwise, and let h:GS!GT be such an isomorphism. It follows that C fl5v1:h(Sa)Tagisclosed and unbounded inv1. Leti5v1be such that hrestricted toSvagreeswithfi. SinceEiisstationary, it followsthat there isanl2Ei\C. Note thathwill induce an isomorphism fromGS=plGS Slv=plSlv to GT=plGTTlv=plTlv, which isan extension of the isomorphismgdefhjSl:Sl!Tl. Thisiscontrary to the construction from Case 1, which shows thatGS andGT are not isomorphic. SoV isnot un-
iquely realizable. p
Observe that the continuum hypothesis is equivalent to the condition that@@00 @1 @0:By theCEH(for ``countable exponent hypothesis) we
will mean the statements thatk@0kfor all infinite cardinalsk. Clearly, the generalized continuum hypothesis implies the CEH. The following result, therefore, generalizes Theorem 3.3.
THEOREM 3.4. Suppose V is a realizable n-summable valuated pn- socle and f fV. If V(vn 1)is countable,then V is uniquely realiz- able. In fact,any group supported by V must be a dsc group.
Conversely,assuming the CEH,if V(vn 1)is uncountable,then V is not uniquely realizable.
PROOF. Suppos e firs t thatV(vn 1) iscountable andGisa group supported byV. LetHbepvn 1-high inG. SinceGisn-summable, by ([4], Theorem 3.5),Hmust be a dsc group. Sincer(G=H)r(V(vn 1)) @0, it followsfrom Wallace'sTheorem (see, for example, [3], Proposition 1.1) that Gisa dsc group. Therefore,Gisdetermined byV.
Conversely, supposeV(vn 1) isuncountable. Letk v2R
vn 1f.
CASE1. kisuncountable.
Letmf(v). Ifkm, then it followsfrom Corollary 2.8(2) thatVisnot uniquely realizable. We may therefore assume thatk>m, so that the CEH implieskm@0. By Theorem 2.11,km@0, so thatkm@0r(Pv(V)). In thiscase, Corollary 2.8(1) impliesthatV isnot uniquely realizable.
CASE2. k @0.
Subcase 2a: For allawithvn 1a5v1we have f(a) @0.
It followsfrom Theorem 3.3 that there are non-isomorphic groupsA0
and A1 supported by V(vn 1) (where, again, we shift values by vn 1). These two groups are contained in groupsG1andG2supported byV, whereA0pvn 1G1 andA1pvn 1G2. SinceG1andG2will also not be isomorphic, it follows thatV isnot uniquely realizable.
Subcase 2b: For someawithvn 1a5v1we have f(a) @1. Let av be chosen minimally so that f(a) @1. Since k R
v2
vn 1f @0, we can conclude thatav2. Since f isn-admissible,amust be n-isolated. Ifqv(a)lv2, thenf(l) Rl
vn 1f @0. In addition, by Theorem 2.11
@1 Zlv
ln 1
f r(Pl(V))f(l)@0 @@00 @1:
It followsfrom Corollary 2.8(1) thatVisnot uniquely realizable, completing
the proof. p
Again, assuming the CEH, the last result states that ann-summable groupGisuniquely determined by fGiff it isa dsc group andpvn 1Gis countable. We now consider the particular case wheren1.
A groupGissaid to bev-totallyS-cyclicif every separable subgroup of GisS-cyclic. These groups were studied in [2], where, for example, it was shown that they are precisely the dsc groupsGfor whichpvGiscountable.
Therefore, we have the following consequence of Theorem 3.4 forn1.
COROLLARY 3.5. Assuming the CEH,a summable group G is un- iquely determined by fGiff it isv-totallyS-cyclic.
For example, if f(a) @1for allavandf(a)0 fora>v, then asin Example 2.4, there are summable groupsAand A0 with Ulm function f such thatAisa dsc group andA0isnot. So, asa summable groupAisnot uniquely determined by f. However by Theorem 3.4, asa 2-summable groupA isuniquely determined by f.
In ([4], Theorem 3.8), it wasshown that ifGisa group andG[pn] isn- summable for all positive integers n, then G must be a dsc group. We conclude this paper with an analogous result for Ulm functions that illus- trates the power of our realization results.
THEOREM 3.6. A function f :v1! C is admissible iff it is n-ad- missible for all positive integers n.
PROOF. If fis admissible, then there is a dsc groupGsuch thatf fG. It followsthatG[pn] isn-summable andf fG[pn]. So by Theorem 1.10,fis n-admissible for each positive integern.
Conversely, suppose for each positive integern, f isn-admissible. So by Theorem 1.10, there isann-summable valuatedpn-socleVn such that fVnf. It isclear thatVn1[pn] will also be ann-summable valuatedpn- socle and that fVn1[pn] f, so that by Theorem 0.1 there is an isometry VnVn1[pn]. If we identify these two, then we can defineG to be the union S
1n5vVn. Note that G hasa valuation j jG determined by the valuationson the variousVn. In addition, if x2G and a5jxjG, then x2Vn for somen, and so x2Vn1[pn]. Hence, there isay2Vn1G such that pyx and a jyjG. Thismeansthat for all x2G, jxjG supfjyjG1:y2Gandpyxg. An easy induction then implies thatj jG
isthe height function onG. SinceG[pn]Vnisn-summable for eachn, it followsfrom ([4], Theorem 3.8) that G isa dsc group. Therefore, f fG
will be admissible. p
The last result could be proven combinatorially using the definition (1.A and B), but the argument is less intuitive and significantly longer than the above.
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Manoscritto pervenuto in redazione il 3 gennaio 2011.