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Furstenberg boundary for discrete quantum groups

Roland Vergnioux

joint work with M. Kalantar, P. Kasprzak, A. Skalski

University of Normandy (France)

Seoul, April 7, 2021

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Introduction

Outline

1 Introduction Motivation

Discrete quantum groups Actions

Orthogonal free quantum groups

2 Boundary actions Γ-boundaries

Boundaries and unique stationarity The Gromov boundary ofFOQ

An FOQ-boundary

3 Applications

Uniqueness of trace

Universal boundary and the amenable radical

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Introduction Motivation

Motivation

Inotion of Γ-boundaryin topological dynamics (Furstenberg, 1950s)

Isurprising connection with the structure ofreduced group C-algebra (Kalantar-Kennedy, Breuillard-Kalantar-Kennedy-Ozawa, 2010s) Γ discrete group Itranslation operatorsλ(g)∈B(`2Γ)

IreducedC-algebraCred (Γ) =Span {λ(g),g ∈Γ}

Iwith traceh(x) = (11e|x11e),h(λ(g)) =δg,e

Trace : ϕ:Cred (Γ)→C, positive, unital, ϕ(xy) =ϕ(yx).

Theorem (BKKO)

Cred (Γ)simple ⇔ ∃freeΓ-boundary ΓyX .

Cred (Γ)has a unique trace⇔ ∃ faithfulΓ-boundary ΓyX .

In particular simplicity ⇒ uniqueness of trace for reduced C-algebras of discrete groups. The converse is false.

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Introduction Discrete quantum groups

Discrete quantum groups

A discrete quantum group Γis given by : a von Neumann algebra `(Γ) =L`

α∈IB(Hα) with dimHα <∞ a normal∗-homomorphism ∆ :`(Γ)→`(Γ) ¯⊗`(Γ) such that (∆⊗id)∆ = (id⊗∆)∆ (coproduct)

left and right ∆-invariant nsf weightshL,hR on`(Γ) Γ isunimodular if hL=hR. Denote`2(Γ) =L2(`(Γ),hL).

Classical case : Γ= Γ =I,`(Γ) =`(Γ), ∆(f) = ((r,s)7→f(rs)), hL(f) =hR(f) =P

r∈Γf(r).

In general : coproduct Itensor product π⊗ρ:= (π⊗ρ)∆ for representations π,ρ of `(Γ) Itensor C-categoryCorep(Γ).

I : irreducible objects up to equivalence.

The multiplication table of Γ is replaced by the spaces Hom(α, β⊗γ).

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Introduction Actions

Actions

Canonical dense subalgebra : c0(Γ)⊂`(Γ) given by Lc0

α∈I. A Γ-C-algebra is aC-algebraA equipped with a ∗-homomorphism α:A→M(c0(Γ)⊗A) such that (id⊗α)α= (∆⊗id)α (coaction).

For a∈A,ν ∈A,µ∈c0(Γ) we can then define Lµ(a) = (µ⊗id)α(a)∈M(A), Pν(a) = (id⊗ν)α(a)∈`(Γ),

µ∗ν= (µ⊗ν)α∈A.

A Γ-mapT :A→B is a linear map such thatT ◦Lµ=Lµ◦T. Classical case : ΓyX,A=C0(X),α(f) = ((r,x)7→f(r·x)).

Example : A=c0(Γ),α= ∆ “translation action”.

By invariance, the maps Lµ extend to bounded operators on`2(Γ).

IC-algebra Cred (Γ) =Span {Lµ}with state h= (ξ0 | ·ξ0).

Note : h is a trace⇔ Γunimodular.

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Introduction Actions

Actions

Canonical dense subalgebra : c0(Γ)⊂`(Γ) given by Lc0

α∈I. A Γ-C-algebra is aC-algebraA equipped with a ∗-homomorphism α:A→M(c0(Γ)⊗A) such that (id⊗α)α= (∆⊗id)α (coaction).

For a∈A,ν ∈A,µ∈c0(Γ) we can then define Lµ(a) = (µ⊗id)α(a)∈M(A), Pν(a) = (id⊗ν)α(a)∈`(Γ),

µ∗ν= (µ⊗ν)α∈A.

A Γ-mapT :A→B is a linear map such thatT ◦Lµ=Lµ◦T. Definition

The cokernel Nα ⊂`(Γ) ofα is the weak closure of

{Pν(a),a∈A, ν ∈A}. We say that α is faithful if Nα=`(Γ).

We have ∆(Nα)⊂Nα⊗N¯ α. In the classical case this impliesNα=`(Γ)Λ with ΛCΓ, and we have Λ =Kerα in this case. In the quantum caseNα is not necessarily associated to a subgroup Λ<Γ...

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Introduction Orthogonal free quantum groups

Orthogonal free quantum groups

Let N∈N,Q∈GLN(C) s.t. QQ¯ =±IN.

The discrete quantum groupΓ=FO(Q) can be described as follows:

ICorep(FO(Q)) is the Temperley-Lieb category withδ =Tr(QQ),

II =N withk⊗1'1⊗k '(k−1)⊕(k+ 1), ¯k =k,

IH0 =C,H1=CN andHom(0,1⊗1) =Ct1 with t1 =P

ei ⊗Qei. We can then constructHk by induction,`(FOQ) and compute ∆.

Assume Q =IN — we writeFOQ =FON.

ωij = (ei | ·ej)∈B(H1) ⊂c0(Γ) Ioperators Lij :=Lωij ∈Cred (FON)

ImatrixL= (Lij)ij ∈MN(Cred (FON)) s.t. Lij =Lij and LL =LL=IN Irepresentation of Wang’s algebra:

Ao(N) =Ch1,uij |uij =uij,uu =uu =Ini In fact Ao(N) is the full C-algebra ofFON...

The terminology comes from the following “classical” quotients of Ao(N):

Ao(N)/(uij,i 6=j)'C(FN), Ao(N)/([uij,ukl])'C(ON).

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Boundary actions

Outline

1 Introduction Motivation

Discrete quantum groups Actions

Orthogonal free quantum groups

2 Boundary actions Γ-boundaries

Boundaries and unique stationarity The Gromov boundary ofFOQ

An FOQ-boundary

3 Applications

Uniqueness of trace

Universal boundary and the amenable radical

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Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

The action ΓyX is:

minimal if ∀x,y ∈X ∃gn∈Γ s.t. limgn·x =y, in other words: ∀x ∈X Γ·x=X ;

proximal if∀x,y ∈X ∃gn∈Γ s.t. limgn·x = limgn·y ; strongly proximal if ΓyProb(X) proximal,

or equivalently: ∀ν ∈Prob(X) Γ·ν∩X 6=∅.

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

Classical examples:

G connected simple Lie group, H <G maximal amenable, X =G/H Γ non elementary hyperbolic, X =∂GΓ Gromov boundary

i) ∀ν ∈Prob(X) X ⊂Γ·ν ii) ∀ν ∈Prob(X) Prob(X) =

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) iv) ∀ν ∈Prob(X) Pν is isometric on C(X)sa

v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

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Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) =ConvΓ·ν

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) iv) ∀ν ∈Prob(X) Pν is isometric on C(X)sa

v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(11)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) iv) ∀ν ∈Prob(X) Pν is isometric on C(X)sa

v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(12)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ∗ν,fi|

iv) ∀ν ∈Prob(X) Pν is isometric on C(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(13)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric on C(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(14)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric onC(X)sa

v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(15)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric onC(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(16)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric onC(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries (indeed T =Pν forν =◦T)

vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(17)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric onC(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries

(18)

Boundary actions Γ-boundaries

Γ-boundaries

Classical case: ΓyX compact.

We have X ⊂Prob(X) via Dirac measures and ΓyProb(X).

X is a Γ-boundaryif it is minimal and strongly proximal, or equivalently: ∀ν∈Prob(X) X ⊂Γ·ν.

The following assertions are equivalent:

i) ∀ν ∈Prob(X) X ⊂Γ·ν

ii) ∀ν ∈Prob(X) Prob(X) ={µ∗ν, µ∈Prob(Γ)}

iii) ∀ν ∈Prob(X),f ∈C(X)sa kfk= supµ∈Prob(Γ) |hµ,Pν(f)i|

iv) ∀ν ∈Prob(X) Pν is isometric onC(X)sa v) ∀ν ∈Prob(X) Pν is a complete isometry

vi) all UCP Γ-mapsT :C(X)→`(Γ) are complete isometries vii) all UCP Γ-mapsT :C(X)→B are complete isometries Quantum case: ΓyAunital, Prob(X)/Prob(Γ)IS(A)/S(c0(Γ)) i) no meaning ; ii)–iv) still equiv. ; only iv)⇒v) ; v)–vii) still equiv.

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Boundary actions Boundaries and unique stationarity

Boundaries and unique stationarity

Definition

A unital Γ-C-algebraA is a Γ-boundary if every UCPΓ-mapT :A→B is automatically UCI.

This has good categorical properties : C,→Ais an “essential extension”

in the category of unital Γ-C-algebras with UCPΓ-maps as morphisms and UCI Γ-maps as embeddings.

Choose µ∈S(c0(Γ)). A stateν ∈S(A) is µ-stationary ifµ∗ν =ν.

Proposition (Kalantar)

Assume that A admits a unique µ-stationary state ν and that Pν is completely isometric. Then A is a Γ-boundary.

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Boundary actions Boundaries and unique stationarity

Boundaries and unique stationarity

Choose µ∈S(c0(Γ)). A stateν ∈S(A) is µ-stationary ifµ∗ν =ν.

Proposition (Kalantar)

Assume that A admits a unique µ-stationary state ν and that Pν is completely isometric. Then A is a Γ-boundary.

Proof. ν is stationaryiffPν(A)⊂Hµ(Γ) :={f ∈`(Γ)|Lµ(f) =f}.

Then Pν is the unique UCP Γ-mapA→Hµ(Γ). Moreover we know that Hµ(Γ) is Γ-injective. Thus it suffices to apply:

Exercice. Let X ,→Y be an embedding,Z an injective object. Assume that there exists a unique morphim Y →Z, which is moreover an embedding. Then X ,→Y is essential.

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Boundary actions The Gromov boundary ofFOQ

The Gromov boundary of F O

Q

Classical case: free groupΓ= Γ =FN.

Word length: |g|, spheres: Sn={g ∈FN;|g|=n}.

Gromov boundary ∂GFN: set of infinite reduced words.

The topology of the compactification βGFN =FNt∂GFN can be described by specifying the unital sub-C-algebraC(βGFN)⊂`(FN):

C(βGFN) =S

mC(βGFN)m where

C(βGFN)m ={f ∈`(FN)|f depends only on firstm letters}

={(fk)k ∈L`

k C(Sk)| ∀k ≥m fk+1=fk◦ρk} where ρk :Sk+1→Sk “forgets last letter”.

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Boundary actions The Gromov boundary ofFOQ

The Gromov boundary of F O

Q

The topology of the compactification βGFN =FNt∂GFN can be described by specifying the unital sub-C-algebraC(βGFN)⊂`(FN):

C(βGFN) =S

mC(βGFN)m where

C(βGFN)m ={f ∈`(FN)|f depends only on firstm letters}

={(fk)k ∈L`

k C(Sk)| ∀k ≥m fk+1=fk◦ρk} where ρk :Sk+1→Sk “forgets last letter”.

Quantum case: Γ=FOQ,N ≥3.

Recall `(Γ) =L`

k≥0B(Hk) and we have canonical isometries Vk :Hk+1→Hk⊗H1 from the Temperley-Lieb category.

Theorem (Vaes-Vergnioux ’05)

Put C(βGFOQ)m={(fk)k | ∀k ≥m fk+1 =Vk(fk ⊗id)Vk}. Then C(βGFOQ) =S

mC(βGFOQ)m is a sub-FOQ-C-algebra of`(FOQ).

We also denote C(∂GFOQ) =C(βGFOQ)/c0(FOQ), which is still a unital

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Boundary actions AnFOQ-boundary

An F O

Q

-boundary

We have “categorical traces” qtrk :B(Hk)→C. They satisfyqtrk+1(Vk(a⊗id)Vk) =qtrk(a)

Iwe get a stateω= lim−→qtrk onC(∂GFOQ).

One checks that ω is µ-stationary for µ=qtr1∈B(H1)⊂c0(FOQ). Denote Cr(∂GFOQ) the image of the GNS representation of ω.

Theorem (Vaes-Vergnioux ’05)

Assume N ≥3. Then Pω extends to a normal ∗-isomorphism Pω:Cr(∂FOQ)00→Hµ(FOQ).

Theorem (KKSV ’20)

For N ≥3,ω is the uniqueµ-stationary state on C(∂GFOQ).

Hence Cr(∂GFOQ) is anFOQ-boundary. proof For N= 2, FOQ is amenable, the only FOQ-boundary isC.

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Applications

Outline

1 Introduction Motivation

Discrete quantum groups Actions

Orthogonal free quantum groups

2 Boundary actions Γ-boundaries

Boundaries and unique stationarity The Gromov boundary ofFOQ

An FOQ-boundary

3 Applications

Uniqueness of trace

Universal boundary and the amenable radical

(25)

Applications Uniqueness of trace

Uniqueness of trace

Theorem (KKSV ’20)

Assume that Γacts faithfully on someΓ-boundary A. Then:

ifΓ is unimodular, h is the unique trace on Cred (Γ) ;

else Cred (Γ) does not admit any KMS state wrt the scaling group.

Question: in the unimodular case, does uniqueness of trace imply the existence of a faithful boundary action?

Theorem (KKSV ’20)

For N ≥3,FOQ acts faithfully on ∂GFOQ.

Note: in this case, uniqueness of trace was already proved in [VV ’05]. In the non-unimodular case, the absence ofτ-KMS state is new.

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Applications Universal boundary and the amenable radical

Universal boundary and the amenable radical

Recall that an injective envelope is an injective and essential extension.

Theorem (Hamana, KKSV ’20)

C admits an injective envelope C(∂FΓ) :=IΓ(C), which is unique up to unique isomorphism. We call it the Furstenberg boundary of Γ.

Then anyΓ-boundary embeds in a unique way in C(∂FΓ).

There exists a faithfulΓ-boundary iff Γy∂FΓ is faithful.

In the classical case the kernel of this action is the maximal amenable normal subgroup of Γ (amenable radical).

(27)

Applications Universal boundary and the amenable radical

Universal boundary and the amenable radical

Theorem (Hamana, KKSV ’20)

C admits an injective envelope C(∂FΓ) :=IΓ(C), which is unique up to unique isomorphism. We call it the Furstenberg boundary of Γ.

There exists a faithfulΓ-boundary iff Γy∂FΓ is faithful.

In the classical case the kernel of this action is the maximal amenable normal subgroup of Γ (amenable radical).

M ⊂`(Γ) is called a Baaj-Vaes subalgebra if ∆(M)⊂M⊗M¯ . It is relatively amenable if there exists a UCP Γ-mapT :`(Γ)→M.

Theorem (KKSV ’20)

The cokernel NF of Γy∂FΓis the unique minimal relatively amenable Baaj-Vaes subalgebra of `(Γ).

Hence there exists a faithful Γ-boundaryiff `(Γ) has no proper relatively amenable Baaj-Vaes subalgebra.

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Proof of unique stationarity for F

N

Sn ⊂FN: reduced words of lengthn. µn: uniform proba measure onSn. Gromov boundary: ∂GFN 'S. PutXg ={g· · · reduced} ⊂S. Proposition

Let ω be a proba measure on S such thatµ1∗ω=ω. Then for any g ∈FN we haveω(Xg) = (#S|g|)−1.

Observe that the assumption implies µ∗k∗ω =ω andµk∗ω=ω for all k.

It is sufficient to prove limnn∗ω)(Xg)≤(#S|g|)−1: indeed both sides sum up to 1 when |g|is fixed.

We have (µn∗ω)(Xg) = (#Sn)−1P

|h|=nω(hXg).

(29)

Proof of unique stationarity for F

N

It is sufficient to prove limnn∗ω)(Xg)≤(#S|g|)−1: indeed both sides sum up to 1 when |g|is fixed.

We have (µn∗ω)(Xg) = (#Sn)−1P

|h|=nω(hXg).

Case 1: the last letter of g is not simplified in the producthg, i.e.

|hg|=|g|+n−2l with 0≤l ≤ |g| −1. Then hXg =Xhg and when l is fixed these subsets are pairwise disjoint. Hence for fixedl:

P{ω(hXg);|h|=n,|hg|=|g|+n−2l} ≤1.

Case 2: use the trivial estimateω(hXg)≤1. In this case the last |g|letters of h are fixed, equal to g−1, so we have (2N−1)n−|g|such elements h.

Altogether (µn∗ω)(Xg) ≤(#Sn)−1P|g|−1

l=0 1 + (#Sn)−1(2N−1)n−|g|

= (#Sn)−1|g|+ (#S|g|)−1n∞(#S|g|)−1.

Indeed #Sn= 2N(2N−1)n−1. back

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