HAL Id: jpa-00211090
https://hal.archives-ouvertes.fr/jpa-00211090
Submitted on 1 Jan 1989
HAL is a multi-disciplinary open access
archive for the deposit and dissemination of
sci-entific research documents, whether they are
pub-lished or not. The documents may come from
teaching and research institutions in France or
abroad, or from public or private research centers.
L’archive ouverte pluridisciplinaire HAL, est
destinée au dépôt et à la diffusion de documents
scientifiques de niveau recherche, publiés ou non,
émanant des établissements d’enseignement et de
recherche français ou étrangers, des laboratoires
publics ou privés.
Electron affinities of the light atoms in self-interaction
corrected LDA
P. Cortona, G. Böbel, F.G. Fumi
To cite this version:
Electron
affinities of the
light
atoms
in
self-interaction
corrected
LDA
P.
Cortona,
G. Böbel and F. G. FumiDipartimento
di Fisica, Università di Genova, 1-16146 Genova,Italy
GNSM/CNR-CISM/MPI, Unità di Genova,
Italy
(Reçu
le 28février
1989, révisé etaccepté
le 28 avril1989)
Résumé. 2014 Nous
présentons
les valeurs des affinitésélectroniques
des atomeslégers
(Z 36)
que nous avons calculées en utilisantl’approximation
locale(LDA)
à la théorie de la fonctionnelle de densité et deuxfaçons
différentes decorriger
les effets de la self-interaction. Nous trouvons un bon accord entre nos valeurs et les meilleures donnéesexpérimentales
disponibles
dans le cas des ionsnégatifs
obtenus enajoutant
un électron s ou p à un atome neutre, tandis que l’accord est mauvaislorsqu’il s’agit
d’un électron d. Nous avonségalement comparé
les valeurs obtenues par la méthode de correction de la self-interactionqui
donne les meilleurs résultats avec des données très récentes,qui
ont été calculées par la methode Hartree-Fock et lesplus
évoluées desapproximations
non-locales à la fonctionnelleénergie
de corrélationactuelle-ment
disponibles.
Nous trouvons que dans de nombreux cas lespremiers
résultats sontplus précis
que les seconds.
Abstract. 2014 We
report values for the electron affinities of the
light
atoms(Z 36 )
calculated in thelocal-density approximation
(LDA)
to thedensity-functional theory
with two different forms of the self-interaction correction. We obtaingood
agreement with the best availableexperimental
values for thenegative
ionsinvolving
the addition of an s or a p electron to a neutral atom, whilethe agreement is not
good
for thenegative
ionsinvolving
the addition of a d electron to atransition metal atom. The values obtained with the form of the self-interaction correction
giving
better results arecompared
with very recent values obtainedusing
the Hartree-Fock method and the best availableapproximations
to the correlation energy functionals.Surprisingly
the former values turn out to be more accurate than the latter in a number of cases.Classification
Physics
Abstracts 31.20J - 31.20DIntroduction.
The
density-functional theory (DFT) [1, 2]
states that theground
statecharge density
and total energy of an electronicsystem
can be obtainedexactly
from the solutions of the Kohn and Sham one-electronequation
where
Ven
is the electron-nucleuspotential
andVeff
is an effectivepotential
which describes the electron-electron interactions.Generally Veff is
divided in two terms,Vc
andV xc’
where the first one is theordinary
coulombicpotential
and the second one, the
exchange-correlation potential,
contains all of theremaining
electron interactions and isgiven by
the functional derivative of theexchange-correlation ground
stateenergy
Exc
withrespect
to the electrondensity
p :As the
explicit
form of the functionalExc [p ]
isunknown,
one needs someapproximation
of it in order to useequation
(1)
in actual calculations. The most common one, thelocal-density
approximation (LDA),
consists inassuming
that thedependence
ofE,,c
from p is the same as for anhomogeneous
electronic gas.The
problem
ofcorrecting
equation (1)
for the electronic self-interaction effects arises because the coulombicpotential (Eq. (2))
contains anon-physical
self-interaction term. The Kohn and Shamtheory,
which is based on the use of an orbitalindependent
effectivepotential,
states that to cancel outexplicitly
this term is not necessary. This isaccomplished
implicitly by
the exact effectivepotential
which verifies thefollowing
three conditions :i)
the«
exchange-correlation
hole » satisfies the « sum rule »[3], ii) Vxc
reduces to -Vc
for asystem
containing only
oneelectron,
iii)
atlarge
distance from a neutral finitesystem
Ven
+V eff
decreases
proportionally
to1 /r
[4].
Theseproperties,
which are very natural onphysical
ground,
arerigorously
true for the exact Kohn and Shampotential.
The first one, inparticular,
is considered of crucialimportance
for the success of anyapproximation
to theexact
theory.
This is the case, forexample,
of the LDA[3],
which, however,
does notverify
the other two
properties.
This drawback has a number of consequences, such as theinstability
of thenegative
ions,
or the fact that thehighest
energyeigenvalue
of an isolated finitesystem
isonly
a badapproximation
of the first ionizationpotential,
while in the exacttheory
thesetwo
quantities
should coincide[4].
A natural way of
taking
into account the self-interaction effects consists inseparating
theexchange
from the correlation and intreating
the first as in the Hartree-Fock(HF) theory.
Also in this way,however,
if one uses the LDA for the correlationpotential,
one has to dosomething
like a self-interactioncorrection,
because theexpressions
derived from thehomogeneous
gastheory
fail to vanish in the case of asystem
containing only
one electron. The mainadvantage
ofproceeding
in this way is that onerequires only
anapproximate
description
of the « correlation hole », which has avanishing
totalcharge.
The obvious drawback is that one has toperform complicated
HF-like calculations. For this latter reason one isinterested,
ingeneral,
inapproximations
of theexchange
contribution as well. Some forms of the self-interaction correction.Before
examining
somepossible
ways ofperforming
the self-interaction correction in the case ofinhomogeneous
systems,
let us recall a result of thetheory
of thehomogeneous
electronic gas.Let us consider
Nu
electrons ofspin a
in a box of volume V = 1 withconditions. The interelectron
exchange
energyEie
has been calculatedby
Rae[5]
and isgiven
by :
where
Exu
is the totalexchange
energy(including self-interaction)
of thehomogeneous
gas andy (N u)
is a function ofN,
definedby
the twoequations :
We note that if
Nu
=1, 8 =
2 and y =0 ;
and that ifN, --*
oo,/3
= 0 and y = 1. Soequation (4)
takes the correct values in theselimiting
cases.Historically
the first self-interaction corrections were due to Hartree and to Fermi and Amaldi. As is wellknown,
in the Hartreetheory
each electron interacts with an orbitaldependent potential
which isgiven by
the coulombic term(Eq. (2))
minus the contribution tothis
potential
due to the electron itself. Fermi and Amaldiproposed [6],
in the context of the Thomas-Fermitheory, subtracting
to the coulombic energyE, [p ]
an averageself-interaction
of the electronsgiven by :
where N is the number of electrons in the
system.
Starting
from these two basic ideas many versions of the self-interaction correction were elaborated. Inparticular,
the Fermi-Amaldi correction can beeasily generalized
in order toderive an
expression
for the interelectronexchange
and correlation.Indicating by
Ex,
[p , ] and
by
Ec.,, [p 1 ,
p 1]
the totalexchange
and the total correlation of thehomogeneous
gas and withEie
andEc,,,,,
thecorresponding
interelectronparts,
one obtains :These two
expressions
have beenrecently
used in self-consistent calculations of atomicproperties.
The first oneby
Cedillo et al.[7],
whoperformed exchange-only
calculationswhere the average coulombic self-interaction was cancelled out
by using equation
(7).
The second oneby
Vosko and Wilk[8]
andby Lagowski
and Vosko[9],
who usedequation
(9)
in order to include the correlation into Hartree-Fock-like calculations.The use of the Rae
equations
in the context of the DFT was first consideredby
Bôbel and Cortona[10]
who,
assuming
thatequation
(4)
could be used toapproximate
the interelectronexchange
of aninhomogeneous
system,
derived a self-interaction-free one-electronequation.
Also in this case, as in the Fermi-Amaldi-liketheories,
anexplicit dependence
from the total number of electrons is introduced in thetheory.
equations
(4-6)
by neglecting
thehigher
powers of/3
inequation
(5)
and inequation
(6)
toobtain
and
and then
replacing
this latterequation
with thefollowing
in order to obtain an
exchange
energy which vanishes whenN cr
= 1.The
resulting expression
is,
infact,
stillgiven by equation (8).
Lindgren
noted, however,
that this
equation
coincides,
in theparticular
case of thehomogeneous
gas, with another naturalexpression
for the interelectronexchange
energy :where i indicates the
quantum
numbers of theoccupied
orbitals,
and heproposed using
thisexpression
in theinhomogeneous
case.The
Lindgren approach
was thengeneralized by
Perdew andZunger
[12],
who included the correlationby assuming
thefollowing equation
as the base of their
theory (Exc
=exchange-correlation energy).
Perdew andZunger
made extensive tests of this methodfinding,
for a number ofproperties, important improvements
withrespect
to thecorresponding
LDA results.Further progress in this method was done
by
Harrison[13]
who focused on the way ofperforming
thespherical
average in atomic calculations. A well known characteristic of an orbitaldependent
schemeis,
infact,
the non-invariance underunitary
transformation of the orbitals. In the case ofequation
(14), performing
the usualspherical
average of the orbitalcharge
densities one has noproblem
because the results becomeorbital-independent.
But,
using non-spherical
orbitalcharge
densities inequation (14)
and thenperforming
thespherical
average, onegets
different results for different choices of the orbitals. It wassuggested
that theoptimum
choice isgiven by
the orbitals which minimize the total energy of thesystem
[12].
Harrison showed that these orbitals are not those whichgive
the best results : in atomiccalculations,
spherical-harmonic
orbitalsgive
a total energy lower than cartesianorbitals,
but the latterproduce considerably
betterresults,
forexample
for theintercon-figurational energies
of the transition metal atoms[14].
In a recent paper, Cortona
[15]
hasre-analyzed
the use ofequation
(4)
in thein-homogeneous
case. Infact,
it is not obvious thatN,
should be identified with the total number of electrons in thesystem.
Forexample,
in the case of asystem
composed
of two wellseparated
groups of electronsy (N,,) Ex, [pl, + y (N2,) Ex, IP2,1
iscertainly
a betterapproximation
forE(§
than-y (Nlo, + N2u) Exu[P1u + pzu].
On the otherhand,
the latter should be better than the first one when there is alarge overlap
between the twocharge
example,
in the case of atomiccalculations,
it wassuggested
that the electronic shells are the natural units to do thispartition.
Furthermore,
toneglect
completely
theintergroups
exchange
is toorough
anapproximation :
it seems better to treat itby using
the LDA and toinclude in the interelectron
exchange
energy a term similar toequation (13),
but with Piureplaced by
thedensity
of each group. Thisgives
thefollowing expression :
where s indicates the different groups of electrons.
About the
equation
above some remarks are in order. First ofall,
theintergroups exchange
energy does not contain self-interaction. So to use for it the usual LDA does not contrast with the use ofequation
(4)
for theintragroups exchange.
Second,
in the case of groups localizedvery far
apart,
theintergroups exchange correctly
vanishes,
leaving
a sum of terms of thetype
ofequation
(4).
Third,
theintergroups
exchange
is,
for its nature, nonlocal. A localapproximation
to it isnecessarily
veryrough,
and one canexpect
bad results for all theproperties
which areessentially
determined from it.Finally, equation (13)
is aparticular
case ofequation
(15) :
the twoexpressions
coincide if all the electrons are localized in wellseparated regions
of space. If this is not the case,equation
(15)
takes into account morecompletely
the results of thehomogeneous
gastheory,
and,
for this reason, we believe that it is the natural localexpression
for the interelectronexchange
of aninhomogeneous
system.
In two recent papers[15, 16],
Cortona hasapplied equation
(15)
in self-consistent calculations of atomicproperties.
The method gavegeneral improvement
of both thelocal-spin-density
and the Perdew andZunger approximations
for all theproperties
that were studied. Inparticular, remarkably good
results were obtained for the totalenergies (errors
: 0.04
%)
and for theinterconfigurational
energies
of the transition metals(errors
reducedby
50 % or
more).
*In the
following
section we will extends thisanalysis by giving
acomplete
discussion of the electron affinities of thelight
atoms(Z «-- 36)
wich are known to have stablenegative
ions. Calculations of electron affinities ofthèse
elements havepreviously
beenreported by
Cole and Perdew[17],
who used the Perdew andZunger
method(Eq. (14)),
andby
Lagowski
and Vosko[9],
whose work will bebriefly
discussed later on.The électron affinities of the
light
atoms.Equation (15),
whenapplied
to the atomic case, takes the form :where
V",,i,,
the orbitaldependent exchange potential,
isgiven by
In these
expressions
p,,f, is thedensity
of the shell ofquantum
numbersne (T
normalized to1 and
Nnf,
is the number of electrons in this shell. The coefficientN,’,?,
[1 -
y(N nier)]’
which enters in the effectivepotential,
characterizes theapproximation
anddistinguishes
it,
inpractice,
from the Perdew andZunger
one. This coefficientis,
inprinciple,
a function of theN ne a-
can bereplaced
by
thedegeneracy
De
=(2
f
+1 )
of the shell. The effectiveinterelectron
exchange potential
takes then the formwhere the coefficient
DÎ13 [1 - y (De )
]
isequal
to 1 for selectrons,
to 1.130153 for p electrons and to 1.167141 for d electrons. The method based onequations
(16)
and(18)
was called D-SIC. We shall use this notation and we shall indicate the Perdew andZunger
methodby
its usual name SIC.All the results that we
present
in this paper have been obtainedby
self-consistentspin
polarized
calculations. As in thepreceding
papers, we have included the correlationcontributions
by using
the Perdew andZunger
[12] parametrization
of theCeperley
and Alder[18]
Monte Carlo data for thehomogeneous
gas, that we have corrected for the self-interaction effectsusing
the Perdew andZunger
method.Furthermore,
we have taken intoaccount the
non-orthogonality
of the orbitalsby
performing
a Schmidtorthogonalization
after each iteration.In table 1 we show the differences between the calculated electron affinities
(EA)
and theexperimental
ones(1).
The theoretical values have been obtained as differences of totalenergies (ASCF method),
while theexperimental
data are the « recommended » valuesgiven
by Hotop
andLineberger [20].
Theprecision
of these latter data isgenerally
verygood
(except
in a few cases, such as Ga andGe)
and,
in any case,quite
sufficient for our purposes. Incompiling
the table we havedistinguished
if the electron added to the atom is a s, p or d electron. We have done this in order toemphasize
the different accuracy in thedescription
of these electronsgiven by
the two theoretical methods. The s electrons are treatedby
SIC and D-SICexactly
in the same way. The small differences in the EA are due to the differences in the corecharge
densities which canonly produce
minor effectsowing
to thelarge spatial
separation
between the core electrons and the electron which is concerned in the EA. As one can see in tableI,
the EApredicted by
SIC and D-SIC for s electrons are about the same andthey
arequite
accurate, with errors of some hundredths of eV.Larger
differences between the two methods are obtained for p electrons. D-SICgives
EA with an average error of 0.09eV,
while thecorresponding
error of SIC is about four timesgreater.
Inparticular,
we note that the accuracy of D-SIC is about the same as for the s electrons.The case of the d electrons is more difficult. The intershells
interactions,
that the twotheoretical methods treat
by
the localapproximation,
have animportant
role andthey
can beexpected
to introducelarge
errors in the calculated EA. That this is indeed the case can be seen in tableI,
eventhough,
inanalyzing
thesedata,
one should consider that the relativistic effects are not included in our calculations. These effects arepractically negligible
in all the cases of interest in this paperexcept
for the d states of the transition metal atoms[9, 17].
In this case, infact,
they
reduce the EAroughly by
0.2 eV thusreducing
also the differences between calculated andexperimental
values(except
for the D-SIC EA ofFe).
Finally,
wenote that for the d electrons as
well,
D-SICgives
EAconsiderably
better than SIC.(1)
We haveperformed corresponding
calculations for Ca and Sc but these do notgive stability
for thepertinent negative
ions which have a «peculiar »
electronic structure with a delocalized4p
electron.Configuration
interaction calculations and Hartree-Fock calculations with the full LDA correlationTable 1. -
Experimental
electronaffinities
and thedifferences
between the theoretical and theexperimental
values(in eV).
The calculated electronafjînities
are obtained asdifferences of
total
energies.
An alternative way of
evaluating
the EA consists intaking
thenegative
of thehighest
one-electron energy of everynegative
ion. The results of thisprocedure
arereported
in table II for s and p electrons and in table III for transition metal atoms. Theanalysis
of table II isstraightforward
andquite
similar to that of table 1 : D-SIC and SICgive
similar results for selectrons,
while D-SIC is better for p electrons. The accuracy of D-SIC isquite good
and the errors are of the same order ofmagnitude
as in the ASCF calculations(except
forH,
0 andF).
Table III
requires
some more comments. Infact,
by comparing
the theoretical EA with theTable II. -
Experimental
electronaffinities
and thedifferences
between the theoretical and theexperimental
values(in eV).
The calculated electronaffinities
are obtainedby taking
thenegative of
thehighest eigenvalue of
everynegative
ion.Table III. -
Experimental
and theoretical electronaffinities
(in eV).
In the column labelled exp 2 theexperimental
electronaffinities
arereferred
to the(3d)n - (4s )1 configuration of
the neutral atom. The theoretical values are obtainedby taking
thenegative
of
thehighest
number. The reason of this is that for all these ions the
highest eigenvalue corresponds
to a 4s electron.Taking
off this electron leaves a neutral atom in theconfiguration
(3d )" -1 (4s )1
which is not theexperimental ground
stateexcept
in the case of Cr and Cu. So the naturalquantities
to compare with the theoretical values are not theexperimental
EA but the sums of the latter and theexperimental [21]
interconfigurational energies
(3d )" -1 (4s )1 - (3d)n - 2
(4s
)2 .
This is themeaning
of the data labelled as exp2,
which agree better with the calculated values.Recently, Lagowski
and Vosko(LV) [9]
have calculated a number of ionizationpotentials
(IP)
and of EA in order to test the nonlocal correlation functionalsproposed by
Hu andLangreth (HL) [22]
andby
Perdew(P) [23].
These functionals are based on a modification of thegradient
correctionsuggested by
theanalysis
of thisapproximation performed by
Langreth
and Perdew[24, 25],
andthey
have been usedby
LV in order to calculate the correlation contribution to the IP and to the EA to be added to thecorresponding
HFTable IV. -
Experimental
electronaffinities
and thedifferences
between the theoretical and theexperimental
values(in eV).
The calculated electronaffinities
are obtained asdifferences of
total
energies.
The D-SIC valuesdiffer from
thoseof
table 1for
the additionof
relativistic contributions. HL and P indicate resultsof Lagowski
and Vosko[9]
obtainedincluding
inHartree-Fock-like calculations the nonlocal correlation
functionals
proposed
by
Hu andquantities.
We note that the HL and P functionals are the mostsophisticated
correlation functionals atpresent
in use and that to combine them with the HF methodgives
the most accurateapproximation
that one can conceive in the context of the DFT for atomic calculations.We
report
the LV results in table IVtogether
with our D-SIC EA. In order todirectly
compare the three sets of data we have added to the D-SIC EA the relativistic
contributions,
which were calculated
by
aperturbative
methodby
LV and which are included in their HL and P results. Thecomparison
isquite surprising
and reveals that D-SIC isgenerally
the moreaccurate of the three methods. More in
detail,
the accuracy of the D-SIC and P results is about the same for most of the s electrons and pelectrons,
while D-SIC is better for0,
F,
and for all the transition metal atoms. On the otherhand,
the HLfunctional,
which is based on the randomphase approximation
and which makes no use of the Monte Carlo results for thehomogeneous
gas, is often less accurate than the other two methods.It is difficult to rationalize these results : the D-SIC
exchange
isapproximated,
while in HL and in P theexchange
is exact ; D-SIC is a localmethod,
while in HL and in P the nonlocal corrections are taken into account ; on the other hand the self-correlation is cancelled out in D-SIC but not in HL and in P.Perhaps
the moreimportant
factor is the use of similarapproximations
for theexchange
and for the correlation functionals. In any case we believe that table IV illustrates one more time thedifficulty
ofgoing really beyond
thelocal-density
approximation.
Conclusions.
We have used a
recently proposed
method(D-SIC)
ofcorrecting
the LDA for theself-interaction effects in order to calculate the EA of
light
atoms. We have found that this methodreproduces
theexperimental
values with aprecision
ofroughly
0.1 eV for the EA ofnegative
ions obtainedby adding
an s or a p electron to a neutral atom(except
the cases ofH,
0 and F if the EA arecomputed by taking
thenegative
of thehighest eigenvalue),
while the errors areconsiderably
greater
in the case of the addition of a d electron to a transition metal atom.We have
compared
the results of D-SIC with theanalogous quantities
calculatedby using
the self-interaction correctionproposed by
Perdew andZunger
(SIC).
We have found that D-SICgives clearly
better results in all the cases whereappreciable
differences between the twomethods could be
expected.
This isanalogous
to thefindings
ofpreceding
papers[15, 16]
for total andexchange energies,
ionizationpotentials
andinterconfigurational energies.
We have also
compared
the D-SIC EA with values calculated[9] by using
the best nonlocalcorrelation functionals
presently
available and the HF method. Also in this case D-SIC turns out to begenerally
the more accurate method. This isquite
surprising,
inparticular
in the case of d electrons : these haveimportant
nonlocal contributions to the EA andyet
the nonlocal methods discussedgive
rather inaccurate results.References