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Splitting of the Al surface plasmon dispersion curves by Ag surface layers
T. Lopez-Rios, F. Abelès, G. Vuye
To cite this version:
T. Lopez-Rios, F. Abelès, G. Vuye. Splitting of the Al surface plasmon dispersion curves by Ag surface layers. Journal de Physique, 1978, 39 (6), pp.645-650. �10.1051/jphys:01978003906064500�.
�jpa-00208798�
SPLITTING OF THE Al SURFACE PLASMON DISPERSION CURVES
BY Ag SURFACE LAYERS
T. LOPEZ-RIOS, F.
ABELÈS
and G. VUYELaboratoire
d’Optique
des Solides,Equipe
de Recherche Associée au CNRS n° 462, Université Pierre-et-Marie-Curie, 4,place
Jussieu, 75230 Paris Cedex 05, France(Reçu
le9 janvier
1978,accepté
le 23février 1978)
Résumé. 2014 On étudie les effets de films très minces d’argent sur la propagation d’ondes de plasma
de surface excitées par réflexion totale atténuée à la surface de l’aluminium. On examine surtout le domaine spectral voisin de la
fréquence
de plasma correspondant à l’argent et l’on en déduit lesrelations de dispersion pour les ondes de plasma de surface. On trouve un dédoublement des courbes de dispersion pour des films d’argent d’épaisseurs 26, 39 et 58
Å,
mais ce dédoublement n’existe pas pour les films plus minces. On compare les courbes dedispersion
calculées à celles obtenues expé-rimentalement.
Abstract. 2014 The effects of very thin Ag surface layers on the propagation of surface plasma
waves (S.P.W.) excited by ATR at an Al surface are investigated in the vicinity of the Ag plasma frequency and the S.P.W. dispersion relations, are obtained. A splitting of the
dispersion
curves isfound for Ag layers 26, 39 and 58 Å thick, but does not appear for thinner
layers.
Experimental and computed dispersion curves are compared.Classification Physics Abstracts 68.48 - 78.65 - 73.60D
1. Introduction. - Since the
pioneering
work ofRitchie
[1]
and Ferrell[2],
the existence ofcoupled
surface
plasmon
modes in metallic slabs is well established. Suchcoupled
modes haverecently
beenobserved
by low-energy
electron energy loss spec- troscopy for an Al film of atomic dimension on CdSe and CdS[3].
Whenthe
twosurrounding
media are ofdifferent natures and when the thickness of the metallic film is
large enough,
the modes arenearly decoupled
and tend towards the two surface
plasmon
modescorresponding
to the two interfaces[4, 5].
Fôr metallicfilms on metal
surfaces,
one mode is related to the surfaceplasmon
attbe metal/metal
interface. The existence of such interfaceplasmon
modes was firstsuggested by
Stem and Ferrell[6]
but up to now, to ourknowledge,
there is no evidence for them fromoptical experiments.
Surfaceplasma
waves(S.P.W.)
shouldindeed exist at the
métal/métal
interface for free electron metals in aspectral
rangecorresponding
tothe
reflecting region
for onemetal,
and to theregion
with
positive
dielectric constant for the other one.An
interesting
situation occurs when thethickness df
of the metallic film
deposited
on a metal substrate becomes verysmall,
i.e. muchsnialler
than the wave-length
of excitation. In the small wave-vector range, the two modes arestrongly coupled
and the effect of asurface metallic
layer, having
a well-definedplasma frequency
in thespectral region
where the substratecan
propagate S.P.W.,
is asplitting
in the surfaceplasmon dispersion
relation. The two branches of the mixed modes should be detected in an ATR expe- riment[7].
Very recently,
mention was made of a new branchin the surface
plasmon dispersion
curve inducedby
aninhomogeneous charge
distribution at a metallic surface[8, 9]. This
upperbranch,
related to surfaceinhomogeneity,
should exist for an accumulationcharge layer
as well as for adepletion layer [10].
Guidotti and Rice
[11]
claim to have found this newbranch in the case of
Hg-Cs alloys ;
thisis,
up to now, theonly experimental
evidence for it.Here,
wereport
on ATR
experiments performed
on very thinAg
filmson Al surfaces
(it
must bepointed
out that since the number of free electrons is smaller inAg
than inAl,
very thin
Ag
films on Al can beregarded,
under certain aspects, as adepletion layer
at the Alsurface).
Wegive
evidence for the two surface
plasmon
modes corres-ponding
to very thin films ofAg
onAl,
and for the excitation of surfaceplasmons
at theAl/Ag
interface.We show that the surface
plasmon dispersion
relationof Al is
split by
a 26Á
thickAg layer.
Thissplitting
isnot observed for thinner
(6 À) Ag layers.
Thepossi-
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:01978003906064500
646
bilities of
studying
in this way the electronic structureof very
thin metalliclayers
areemphasized.
2.
Experiment.
- Theexperimental
set-up essen-tially
consists of anultrahigh
vacuum chamber operat-ing
in a pressure range of about 10 -10 torr,equipped
with an evaporator with two tungsten
crucibles,
aprecision goniometer (0.01 o angular accuracy) aligned
with an external
optical
double-beam set-up, which allows measurement of the square of thesample
reflection coefficient
Rp (the
incident beam islinearly polarized parallel
to theplane
ofincidence).
AnIthaco 353 is used both as a lock-in
amplifier
and as anelectronic ratiometer. The
optical components
area 250 W
tungsten-halogen lamp (0.4-0.9 gm)
anda 75 W Xenon
lamp
XBO 75(0.27-0.4 gm).
The
samples
are Alfilms,
about 200A thick, deposited by
vacuumevaporation
onto a 600 silicaprism.
A collimatedp-polarized
beamfalling
on theprism
atangles
greater than the criticalangle
excitesS.P.W. at the
Al/vacuum surface,
andspectroscopic
measurements are carried out
by recording Rp
versuswavelength
for severalangles
of incidence p.Electron
microscope investigations
show that such Alfilms have a
good (111)
fibre structure, with cristallites of about 2 000A
in lateral dimensions. Theoptical
constants of the Al films were determined from the ATR curves in the 0.4-0.9 gm
spectral
range andwere found to be in
good
agreement with the valuesreported by
Mathewson andMyers [12].
Thin films
of Ag
are thendeposited
in situ, under thesame vacuum, onto the Al
surface,
the mass of thedeposit being
monitoredby
a 5 MHz Sloanoscillating
quartz, the calibration of which was
previously performed
after the determination of Al andAg
filmthicknesses
by X-ray interferometry.
The quartz balancesensitivity
is 15 Hz for oneA of Ag deposited
in this
particular
arrangement.The d.c. resistance of the Al film is measured in situ, and its modifications
during Ag deposition
arerecorded
simultaneously. Figure
1 shows the variation of the Al film resistance AR as a function of thedeposited Ag
mass(or
mass thicknessdf)
in theearly
stages ofAg deposition,
in the case which will be discussedoptically
later on. Since the Al film thickness(d
= 214A)
is of the same order ofmagnitude
as themean free
path
of conductionelectrons,
size effects areexpected
to beimportant
and the electrical resistancedepends
on thescattering
of the conduction electronsby
the film surfaces[13]. Adsorption
at a surfacegenerally produces
an increase of the film resis- tance[14].
It must be noticed first that the Al film resistance increases very fast andlinearly
versus massthickness df
for very small coverages(df
0.75A).
This
region probably corresponds
to theadsorption of Ag
as isolated ad-atoms[14].
Thelevelling
ofi’ of the curve, followedby
a weak minimum located between 3 and 4Á,
reflects a decrease of diffusescattering,
which suggests a more continuous geometry for thedeposit.
FIG. 1. - Modification of the resistance AR of an Al thin film 214 A thick with initial resistance Ro = 3 n. during the deposition
of Ag films 1 (continuous line) and 2 (discontinuous line).
We conclude
that,
at thebeginning (first monolayer),
the
growth of Ag
on an Al(111)
surface must be rathercontinuous.
Then,
the resistance increasesagain
butsmoothly
untilabout df
= 15Á.
Forlarger thickness,
the resistance starts to decrease and it reaches the initial value for the bare Al film
(,àR
=0) for df
= 58Á.
From these
results,
we deduce that theAg superficial layer
is then discontinuous. Electronmicrographs
taken for the
largest
thickness(df
= 58Á)
indeedreveal small isolated
Ag crystallites
of about 200Á
in lateral
dimensions,
grown inepitaxy
with the Al substratecrystallites,
andcovering
about 30%
ofthe Al surface
only. Every
time westop
theAg depo- sition,
the resistance does notchange during
theoptical
measurements which take about one
hour ;
we thusconclude that metallic diffusion is
negligible.
3.
Description
ofoptical
results. -Figure
2 showsthe
Rp
versus  curves for an externalangle
of incidence ç =37.770,
obtained in ATRexperiments performed
first on a bare Al film
(d
= 214Â),
then on the samefilm covered
by Ag layers
ofincreasing
thickness :df
=2, 6.5, 26,
39 and 58Á (mass
thickness asdetermined with the
oscillating quartz) ;
we shall refer to theselayers
as1, 2, 3,
4 and 5respectively.
Thesecurves were corrected for stray
light
effects at lowenergies, assuming
that theoptical
constants of Al are, in thisspectral
range,given by
the same Drudeformulae which
reproduce
very well theoptical
constants in the visible
region.
Let us notice that the first
layers
1 and 2give
rise toa
slight
shift and abroadening
of the resonanceonly.
This is the
general
situation observed for the effect ofabsorbing
surfacelayers
on theRp
curves[15].
TheFIG. 2. - Reflection coefficient Rp as a function of wavelength
for an ATR experiment with an Al thin film 214 Â thick deposited
on a 60° silica prism and covered by Ag layers 2, 6.5, 26, 39 and 58 A thick labelled by numbers 1, 2, 3, 4 and 5. The external angle
of incidence was 37.77°.
situation is
quite
different for thefollowing
films3,
4 and 5. There is astrong splitting
of theRp
curve,which
displays
now two resonances instead of asingle
one. Such an effect was
predicted theoretically
whenthe dielectric constant of the surface
layer
passesthrough
zero or goes toinfinity [16].
Infact,
as we dealwith
metals,
we alsorequire
that theimaginary
part of thecomplex
dielectric constant ef be small in order to exciteplasma
oscillations. In thespectral
rangeconsidered,
Al has anegative
dielectric constant and acts indeed as the activemedium,
but the dielectricconstant of
Ag
takes overnegative
and thenpositive
values for û) > Opf
(the
bulkplasma frequency
copof Ag
is 3.77eV)
and the S.P.W. condition at theAl/Ag
interface can be verified. We conclude
that,
at leastqualitatively,
theAg
surfacelayers 3, 4
and 5display
aplasma frequency
behaviour in theexplored spectral
range, like bulk
Ag.
It is
clearly
apparent fromfigure
2 that thespectral position
of theshort-wavelength peak
isnearly
insensitive to the
Ag
filmthickness,
in contrast to thelong-wavelength peak
which isstrongly
thicknessdependent.
Theshort-wavelength peak
is related to S.P.W. excitation at theAl/Ag
interface and it should be observed even for aninfinitely
thickAg
film(we
did not go further thandf
= 58À
in the presentexperiments).
The shortwavelength peak
thereforegives
strongexperimental
evidence for S.P.W. exci- tation at ametal/metal
interface. Infact,
due to thesmall thickness of the
Ag layer,
both modes arestrongly coupled,
and thicknessdependent.
For thickerfilms,
it should bepossible
to looknearly indepen- dently
at both surfaces of theAg
film(Ag/vacuum
and
Ag/Al), simply by changing
thewavelength
in away similar to the method described for metallic films
on dielectric materials
[4, 5].
4.
Dispersion
relation. - The S.P.W.dispersion
relation can be obtained from the set of
experimental
curves similar to those
presented
infigure 2, by taking
the
spectral position
of theRp
minima for eachangle
of incidence
(the experiments
are indeed carried out atfixed
angle
of incidenceby varying
thewavelength).
Figure
3 shows thedispersion
curves úJ versus the reducted wavevector s =k/ko,
where k is the wave- vectorparallel
to the surface andko
=wlc,
in the caseof surface
layers 3, 4
and 5 where asplitting
is observed.The situation is
quite
different if we fix thewavelength
and draw the
Rp
curves as a function of wavevector.Figure
4 shows thedispersion
curve obtained in thisway for surface
layer
3(df
= 26Á) (curve
withstars).
The
striking
difference between these two types ofdispersion
relation must beemphasized :
the dis-persion
curve obtained fromexperimental
ATR dataat fixed
wavelength
is a continuous line(Fig. 4)
whilethe
dispersion
curve obtained from data at fixedangle
of incidence
presents
adiscontinuity
and consists in two distinct branches(Fig. 3).
Asexplained
before[7],
this
phenomenon
is related todamping
effects.The S.P.W.
dispersion
relation for a metalliclayer (ef, df)
on a metallic substrate(ao)
isgiven by
theimplicit equation [17,18] :
which
gives
thepoles
of the reflection coefficient for thislayered
system. Z is theoptical
admittance defined in each caseby
Z =8(8 - S2) - 1/2
and 0 isgiven by
0
= ko df(s2 - Ef) 1/2,
The indices 0 and f refer to the substrate(Al
in ourcase)
and the surfacelayer
ofthickness df (Ag
ourcase) respectively : k, ko
and sFIG. 3. - W1 versus s as computed with equation (1) for complex values of the frequency w = úJl - iúJ2 for Ag layers of thickness
26 A (continuous line), 39 A (dotted and dashed line) and 58 A (dashed line) ; the corresponding experimental values are also
indicated : full circles for layer 3, open circles for layer 4 and crosses
for layer 5.
648
FIG. 4. -- úJ vs si computed with equation (1) for complex values
Of S = sl + is2 for an Ag layer 26 À thick (continuous line), the experimental points are represented by crosses.
have been defined earlier.
Equation (1)
must be solvedwith
complex
values of OJ = WI -iOJ2
if one deals withexperiments performed
at variablefrequency (fixed angle
ofincidence),
but withcomplex
values ofthe reduced wavevector s = s,
+ is2
if one deals withexperiments performed
at variableangle
of incidence(fixed frequency).
The continuous line in
figure
4 represents the dis-persion
relationm(si )
obtainedby solving equation (1)
with s
complex
in the case oflayer
3(df
= 26À).
Forthe Al
substrate,
we have taken a dielectric constant 8ogiven by
the Drudeexpression :
with cop = 14.88 eV and copr =
24.85,
whichgives
excellent
agreement
with ourexperimental
results for bare Al. The parameters are identical to thosereported by
Hunter[19].
For theAg
surfacelayer,
we havetried for Ef the values
given by Dujardin
andThèye [20],
which have been introduced
numerically
in order tosolve
equation (1).
Infigure 3,
we haverepresented
in the same way the
dispersion
relationcol (s)
obtainedby solving equation (1)
with OJcomplex,
in the case oflayers 3,
4 and 5(d f
=26,
39 and 58Â).
Here we needan
analytical expression
to describe the behaviour of theAg
dielectric constant withfrequency, 6f(D).
In theregion
ofinterest,
i.e. in thevicinity
of itsplasma frequency
cop = 3.77eV,
theAg
dielectric constant cannot berepresented by
a free electron modelonly (like
the Alone),
because the contribution of inter- bandtransitions,
whichgive
a steepabsorption edge
at
energies
greater than the onset at 3.86 eV[20],
cannot be
neglected.
A realisticrepresentation
of thedielectric constant in this
spectral
range is a rather difficultproblem [21 and
we have tried theexpression :
with
The first term in each
expression
accounts for intra-band transitions of conduction electrons. The second term is intended to describe the contribution of inter- band transitions near the
absorption edge.
It must benoticed that a contribution
proportional
to r isobtained if one
assigns
an oscillator with constant oscillatorstrength
to every transition between twoparabolic
bands. As far as ourproblem
here isconcerned,
theimportant point
is thatequations (2) reproduce
withinexperimental
uncertainties theAg
dielectric constant in the
spectral region
where S.P.W.can propagate.
Moreover,
we have verified that the chosenanalytical expression
does not influence appre-ciably
the resultsconcerning
the S.P.W.dispersion
relations. The values of cvpf and rf are taken from
[20]
and a simultaneous least squares fit of the real and
imaginary
parts of theAg
dielectric constantgiven
in
[20]
leads to theremaining parameters
of the model.The values used in the end are then :
The
large negative
value of P balances thepositive
contribution from the real part
of r,
which iscertainly
overestimated.
Before
discussing
the curves infigures
3 and4,
itmust be
emphasized
that all our treatments of the dataassume first that the surface
layer
is a continuoushomogeneous layer
withplane parallel surfaces, having
the same dielectric constant as bulkAg,
secondthat one has a local dielectric constant
8(m).
We shallcome back later to the first basic
hypothesis.
As forthe
second,
if it seems to be agood approach
for thickenough films,
i.e. for films3,
4 and5,
this isprobably
not the case for very thin films like films 1 and
2,
because the component of the electric field perpen- dicular to the surface varies veryquickly
over distancescomparable
to the surfacelayer
thickness. We have alsoneglected spatial dispersion
effectscoming
fromthe
longitudinal
wave which canpropagate
inAg
forfrequencies greater
than copf[22, 23, 24].
We aredealing
here with a
geometry
which should beparticularly
sensitive to such
effects,
thewavelength of longitudinal
waves
being
about two orders ofmagnitude
shorterthan the
wavelength
of transverse waves, and sizeeffects
being
thereforeexpected
for films with thick-nesses of the order of the present ones,
provided they
are continuous.
Unfortunately, Ag
in theregion
ofinterest does not present a
simple
free-electron like behaviour and thetheory
in this case has still to bedone.
Going
back tofigure 3,
we see that forlayer
3(df
=26 À)
theexperimental points (obtained
fromexperiments
at fixedangle
ofincidence)
are ingood agreement
with thecomputed
curve, at least for thehigh
energybranch ;
for the low energybranch,
theexperimental points
are shifted towardslarger
valuesof s. For
layers
4 and 5(df
= 39 and 58Â),
the dis-crepancy between
experimental
andcomputed
valuesincreases, especially
for the low energy branch. The upper branches have been drawnstarting
from = 1only,
but in factthey
startalready
at s = 0.Damping
mixes the Brewster mode and the Fano mode and the
two
surface, electromagnetic
excitations are nolonger separated [25].
On the otherhand,
the upper branches must stop at s =1.06, 1.062
and 1.075 forlayers 3,
4 and 5respectively,
as shown infigure
3. This isagain
an effect of
increasing damping
in thelayer.
As itclearly
appears infigure 3,
theexperimental
branchesdo not stop at the
computed
values. We haveverified,
both onexperimental Rp(À)
curves and oncomputed
ones, that the minimum at low
wavelength
indeeddisappears
atlarger angles
of incidence. In order tounderstand this
discrepancy,
several reasons can be put forward :a) experimental
errorsarising
from thefact that the minimum of the
Rp(À)
curves becomesflatter and
flatter; b) optical
constants of theAg
surface
layer slightly
different from the bulkoptical
constants which we have used in the
computations ; c) omission,
in the calculation of thedispersion
rela-tions,
of the finite thickness of the Al substrate film and of the presence of theprism.
The arrows in
figure
3 indicate thefrequencies
atwhich the
reflectivity
measured on the same systems from the external side(vacuum side)
shows a mini-mum. This minimum shifts to smaller
energies
and itsintensity
increases withincreasing df :
co. - 3.78 eV forlayer 3,
3.76 eV forlayers
4 and 5. Itsposition
is thesame for different
angles
of incidence :30,
40 and 600.It must be associated with the
plasma frequency
ofthe
Ag
surfacelayer.
We see that thesplitting
of thedispersion
curves occurs, asexpected,
around thefrequencies
indicatedby
the arrows. The shift tosmaller
frequencies is,
at leastqualitatively,
consistentwith the fact that the
experimental points
move away, in the samedirection,
from thecomputed
curveswhen df
increases.It is difficult to discuss the
discrepancy
which existsbetween
experimental
andcomputed dispersion
rela-tions. It is
probably essentially
due to the disconti-nuous character of the
Ag
surfacelayer,
as describedearlier from electron
microscope
studies. Agranular layer
willproduce
scatteredlight
into vacuum,leading
to a shift and abroadening
of the reso-nance
[26, 27].
The shift is towardslarger angles
ofincidence,
therefore in the same direction as the effects noticed in our results.Moreover,
but this may be asecondary effect,
theassumption
that the dielectricconstant of the surface
layer
isequal
to the bulkAg
dielectric constant must break down for small
grains, especially
for the conduction electroncontribution,
since their relaxation time must be sensitive to the
grain
size.In all the former
discussions,
we havecompletely neglected
the case of the thinner surfacelayers
1 and2,
for which nosplitting
of the minimum in theRp(À)
curves is observed. It is remarkable to see that the
reflectivity
measured fromthe
vacuum side does not even show a minimum in these two cases, at least in thespectral
rangeexplored.
Wesuggest that,
for so small coverages(df
= 2 and 6.5À),
theAg
clusters ormicrocrystallites
are notlarge enough
to have a well-defined
plasma frequency,
or that theplasma
reso-nance is
damped by
collision effects. The effects discussed in thepresent
paper, related to the fact that the dielectric constant of the metallic surfacelayer
passes
through
zero in thespectral
range where the active medium isexamined,
are notpresent.
Thesefilms must then be treated in the same manner as in the
general
case of anabsorbing
surfacelayer
.on ametal surface
[15]. However,
anyinterpretation
ofthis kind is
highly speculative
aslong
as non-localeffects and
spatial dispersion
areneglected.
A final
point
which must be made is toemphasize
the
sensitivity
of the method based on the effects described here to detect very thin metallic surfacelayers
on a metalsurface,
if theselayers
present theexpected
bulk dielectric constant. Thesplitting
observed in the
reflectivity
curves is indeed veryimportant,
even forquite
thin films. For a free electron gas behaviour(with Âpf
theplasma wavelength
of thefilm
larger
than/Lpo
theplasma wavelength
of the Alsubstrate,
as in ourcase),
thewavelength splitting
ôÂis
given [7,18] by :
The fact that c5À is
proportional
to(dflîp,,)’I’
and notto
dei Âpo,
as isgenerally
the case for theoptical
response to very thin films
(dIÂ » 1),
leads to anincrease
c7f sensitivity
for very small values ofdflâ.
For
example,
thesplitting
observed forlayer
3(df
= 26Á)
is 800Á,
i.e. about 30Á
perÁ.
On the otherhand,
it isquite
easy todetermine,
at leastqualitatively,
at what thickness the surfacelayer
behaves as the
bulk, just by looking
at therough experimental data,
without any othersophisticated analysis.
5. Conclusion. - We have
performed
ATRexperi-
ments on
Ag
surfacelayers
ofincreasing
thicknesses(from
2 to 58Á) deposited
on an Al surface in aspectral
range(0.27-0.9 pm)
in which Al ishighly
650
reflecting (active medium)
and the dielectric constant ofAg
passesthrough
zero at theplasma frequency.
We have shown
that,
for not very thin surfacelayers (df >
26Â),
thepredictions
of thetheory
areroughly verified,
even if the surfacelayers
arelargely
disconti-nuous. We have indeed observed a
splitting
ofthe S.P.W.
dispersion
relation around the surfacelayer plasma frequency,
and we havegiven experimental
evidence for S.P.W. excitation at the
metal/metal (Al/Ag)
interface. We have discussedwhy
nosplitting
is observed for the thinnest surface
layers.
We havefinally emphasized
thesensitivity
of such a methodfor the detection of thin metallic
layers
on a metalsurface.
Acknowledgments.
- We are indebted to Dr.M. L.
Thèye
for manyhelpful
discussions and criticalreading
of this paper. We wish to thank S. Fisson for hishelp
with electronmicroscope studies,
and L. Névotfor his
help
with thickness measurements.The
partial support
of the D.G.R.S.T. and theEuropean
Research Office isgratefully acknowledged.
References [1] RITCHIE, R. H., Phys. Rev. 106 (1957) 874.
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