Planning
of
spatially-oriented
locomotion
following
focal
brain
damage
in
humans:
A
pilot
study
Halim
Hicheur
a,∗,
Carole
Boujon
a,
Cuebong
Wong
b,
Quang-Cuong
Pham
b,
Jean-Marie
Annoni
c,
Titus
Bihl
daUnitofSportandMovementSciences,Dept.ofMedicine,UniversityofFribourg,Switzerland
bSchoolofMechanicalandAerospaceEngineering,NanyangTechnologicalUniversity,Singapore
cChairofNeurology,Dept.ofMedicine,UniversityofFribourg&HFR,Switzerland
dNeurorehabilitationUnit,HôpitalFribourgeois(HFR),Switzerland
h
i
g
h
l
i
g
h
t
s
•Motorimpairmentsfollowingbraindamagearewelldocumented.
•Inparticular,hemiparesisisacommonfeatureofstrokepatients.However,thenavigationalabilities(here,theabilitytoplanapathtowardsadistant targetwithvisionorblindfolded)ofsuchseverelydisabledpatientshavebeenpoorlyinvestigated.
•Here,wereportthathemipareticpatientswithsignificantlesionsofthesensory-motorsystemfollowingfocalbraindamagearenotimpairedduring spatially-orientedlocomotionperformedwithvisionorblindfolded.
•Thissuggeststhatthemotorcortexisinvolvedinthesensorimotorimplementationoflocomotionbutisnotinvolvedinthepathplanningstagein humans.
•Suchfindingsopennewavenuesforpost-strokerehabilitationwherespecifictests(i.e.,adaptedversionsofourparadigm)mayallowparallelassessment ofcognitiveandlocomotorfunctionsrecoveryafterstroke.
Motor impairments in human gait following stroke or focalbrain damage are well documented. Here,weinvestigatedwhetherstrokeand/orfocalbraindamagealsoaffectthenavigational compo-nentofspatiallyorientedlocomotion. Tenhealthyadultparticipantsandtenadultbrain-damaged patientshadtowalktowardsdistanttargetsfromdifferentstartingpositions(withvisionor blind-folded). No instructions as to which the path to follow were provided to them. We observed very similar geometrical forms of paths across the two groups of participants and across visual conditions. This spatial stereotypy of whole-body displacements was observed following brain damage, even in the most severely impaired (hemiparetic) patients. This contrasted with much more variability at the temporal level. In particular, healthy participants and non-hemiparetic patients varied their walking speed according to curvaturechanges along the path. On the con-trary,thewalkingspeedprofileswerenotstereotypicalandwerenotsystematicallyconstrainedby path geometry inhemiparetic patientswhereitwas associatedwith differentsteppingbehaviors.
Abbreviations: VI,visualwalkingcondition;BF,blindfoldedwalkingcondition;PH,hemipareticpatients;PN,nonhemipareticpatients;CO,controlgroup(healthy
participants);SN,step’snumber;SLR,steplengthratio;SDR,stancedurationratio;ST,straighttrajectories;LC,lowcurvaturetrajectories;MC,moderatecurvaturetrajectories;
HC,highcurvaturetrajectories;ATD,averagetrajectorydeviation(meanofspatialvariabilityaroundthemeantrajectoryacrosstrialsandsubjects);MTD,maximaltrajectory
deviation(maximumofspatialvariabilityaroundthemeantrajectoryacrosstrialsandsubjects);ATS,averagetrajectoryseparation(meandistancebetweenmeantrajectories
oftwovisualconditionsortwogroupsofparticipants);MTS,maximaltrajectoryseparation(maximaldistancebetweenmeantrajectoriesoftwovisualconditionsortwo
groupsofparticipants);AMPVEL,amplitudeofvelocityvariationsduringlocomotorpathcompletion.
∗ Correspondingauthor.Fax:+41264268135.
E-mailaddress:halimhicheur@yahoo.fr(H.Hicheur).
Theseobservationsconfirmthedissociationbetweencognitiveandmotoraspectsofgaitrecovery post-stroke.Theimpactofthesefindingsontheunderstandingofthefunctionalandanatomicalorganization ofspatially-orientedlocomotionandforrehabilitationpurposesisdiscussedandcontextualizedinthe lightofrecentadvancesinelectrophysiologicalstudies.
Published in %HKDYLRXUDO%UDLQ5HVHDUFK±
which should be cited to refer to this work.
1. Introduction
Howdoesthebrainstorespatialinformationaboutourposition andorientationinoursurroundingenvironment?Howdowefind orplanourwayfromoneparticularspatialpositiontoanother? Answerstothesequestionshavecomemainlyfromanimal stud-ieswheredifferenttypesofcellsintherathippocampusandin neighboringregions(e.g.,para-hippocampusandentorhinal cor-tex)werefoundtosignalvariousspatialattributes[seeRef. [1] forarecentreview].Theseincludethepositionoftheanimalin theroom(theso-called“placecells”),itsspatialorientation(“head directioncells”) and, themetrics or theboundaries ofthe sur-roundingspace (“grid”and “border”cells, respectively).Clinical andexperimentaldatainhumansdohoweversuggesttheroleof amoredistributednetworkduringactivenavigation,asevidenced bytheabsenceofbehavioraldeficitsofhippocampalpatientsin pathintegrationtasks[2,3]orbytheroleplayedbybasalganglia inthesteeringofblindfoldedwalkingincircles[4].Inthecaseof pathintegrationtasks,participantsarerequiredtokeeptrackofa referencelocationusingself-motioncues(forexamplebyasking themtoreturntotheirstartingpositionafterhavingbeen pas-sively/activelydisplacedalongapathwithoutvision).Importantly, theinstructionsprovidedtoparticipantscanaffecttheway naviga-tionalabilitiesaremeasured[5]andthenavigationperformance. Forinstance,theinstructionto“maintainthepathinmind”used insomepathintegrationparadigms[3]duringthelearningphase mayforceparticipantstoupdatetheirpositionwithreferencetothe imaginedpath(a“map”representationoftheirbodydisplacement inspace,anallocentricstrategy).Intheabsenceofsuch(explicit) instructions,participantsmightspontaneouslyestimatetheir start-ingpositionbyupdatingtheirpositionstepbystepwithreference totheinitialstarting position(anegocentricorroutestrategy). Asaconsequence,assessingspatialnavigationperformanceusing pathintegrationtasksisproblematicbecauseofpossible interfer-encesbetweenthesespatialprocessing/memorystrategies,hence makingitunclearwhether,undernaturalconditions,participants wouldhavememorizedspatialattributesoftheenvironment, spa-tialattributesoftheirdisplacementswithintheenvironment,or somecombinationthereof.
Thisproblemcanbeovercomebyaskingparticipantsto gener-ate“spontaneous”walkingbehaviors.Inpreviousyears,wetesteda simplegoal-orientedtaskofwalkingtowarddistanttargets(either doorwaysorarrowsplacedontheground).Importantly,nospecific constraintwasimposedonhealthyparticipantsintermsofthepath theyweretofollow.Participantshadtoperformthesetasksusing theirvisionorblindfolded[6,7].Strikingly,weobservedthatthe generatedlocomotorpathsweresimilaracrossvisualconditions (withvisionorblindfolded)and thatneitherwalkingspeednor walkingdirection(forwardorbackward)significantlyaffectedthe shapeofthesepaths[8].Therecordedbodytrajectoriescouldbe predictedbyacombinationoffeed-forwardandfeed-back mech-anisms,dedicatedtoaccountingforthe“global”(path-planning) and“on-line”contributions(visualguidance)tolocomotorpaths formation[7,9].Thissuggestsadissociationbetweenspatial cogni-tionandsensorimotorcontrolmechanismsatworkduringspatial navigation.Stereotyped locomotortrajectorieswerereportedin
adolescentsandadults butnot inchildren under11years [10], showingthatpathplanningdevelopsinlatechildhood(wellafter gaitmaturation),whichsuggestsadistinctdevelopmentofpath planningvsgaitmotorstabilityabilities.
Understandingthepotentialinterferences betweencognitive andmotorprocessesisofparticularimportancefollowingstroke [11].Here, weproposeaproofofconcept analysisdedicatedto measuringthenavigationalperformanceofpatientswithmotor andcognitivedeficitsfollowingbraindamage.Giventhe dissocia-tionbetweenmotorandnavigationalcomponentssuggestedbyour previousfindings,wewereexpectingthattheshapeofbody tra-jectoriesinspace,whichmostlyreflectspatialcognitionprocessing (pathplanning),wouldremainunaffectedbysuchmotordeficits. Incontrast,themotorimplementationofthesetrajectories(e.g., thesteppingbehavior)wouldbeaffectedbysuchdeficitswhich, inourmodel,wouldresultingreatervariabilityaroundthemean trajectory.
2. Materialsandmethods 2.1. Participants
Tenpatients(agedbetween28and68years,sixfemales/four males)withchronicbrainlesionsfollowingcerebrovascularevents, andtenage/gender-matchedhealthypeople(agedbetween28and 70years,withoutanyhistoryofneurologicaldisease)volunteered toparticipateinthisexperiment.Allpatientsfulfillingthe exclu-sion/inclusioncriteria defined prior toexperimental recordings wereaskedtoparticipateinthestudy.Theinclusioncriteriawere asfollows:survivorsofafirst-timecerebrovasculareventresulting instructuralsupratentorialor infratentorialcorticallesions(see Table1fordetailedinformationaboutpatientsandSupplementary materialforMRItemplates),admittedtothein-patient rehabilita-tionunitoftheFribourgCantonalHospital(HFR),agedbetween18 and80years,abletounderstandthemeaningofthestudyandto followinstructions,andwithgoodwalkingability.Exclusion crite-riawereasfollows:acutehealthproblemswhichwouldinterfere withthereliabilityofthetask(infections,decompensateddiabetes, etc.),questionablecardio-pulmonarystatus(cardiacfailure, pul-monaryembolism,oxygentherapy),patientswithacutevigilance andspatialdisorders(confusion,disorientation,etc.)atthetime oftheexperimentalrecordings,patientswitheyedisorders and non-correctedvisionproblems(advancedmaculardegeneration, blindness,etc.),andpregnancy.
Allselected patientsexhibited paresis in the first week fol-lowingbraindamage.Five exhibitedhemiparesisatthetimeof the experimental recordings which took place more than two monthsaftertheonsetofstroke.Theycouldwalkatleast1000m without the need to stop for rest. All participants had nor-malorcorrected-to-normalvision.Allpatientsexhibitedresidual cognitive deficits at the time of evaluation: four had aphasia, one had spatial neglect, two had memoryimpairment and six haddysexecutivesyndrome.Longstandingattentionaldeficitwas present in three patients. Nevertheless,all of themunderstood theinformationandordersgivenduringtheenrolmentandtest processes.Participantsgavetheirinformedconsentpriortotheir
Table1
Demographicandneurologicaldataofthe10patients.‘Side’standsforthesideoflesion:L= Left,R=Right.Delaymeanspoststrokedelayuntilgaitevaluationandis
giveninmonths.ED=Executivedysfunction.Concerningsiteoflesion:PFC=prefrontalcortex;M1=PrimarymotorCortex,PO=Parieto-occipitalcortex,BG=Basalganglia;
TO=Temporo-occipitalcortex;PTO=Parieto-temporo-occipitalCortex;FP=Fronto-parietalcortex;CRB=Cerebellum.
PatientsGenderAgeAetiology DelayParesis FACscoreSideCognitivedeficit Siteoflesion
P01 F 60 Haemorrhagicstroke 4 No 6 R Spatialneglect,attention,ED PFC,M1,insula,parietalcortex,BG
P02 F 28 Ischemicstroke 8 No 6 R Attention,anterogradeamnesia TO,BG,CRB
P03 M 66 Ischemicstroke 8 Yes 5 L Fluentaphasia,apraxia,ED M1,insula,BG
P04 M 49 Ischemicstroke 5 Yes 4-5 L Non-fluentaphasia,apraxia,ED M1,insula,PTO
P05 M 67 Meningiomasurgery 8 No 6 L Attention FP,involvementofM1
P06 F 57 Subarachnoidhaemorrhage 8 No 5 R Motoraphasia,attention,anterogradeamnesia,EDFP
P07 M 68 Haemorrhagicstroke 2 Yes 6 L Mildlearningdeficit M1/insula
P08 F 60 Vasculitis 13 Yes 4 L Anxiety,ED BG
P09 F 30 Ischemicstroke 11 Yes 6 L Globalaphasia,lefthandapraxia, M1,PO,BG
P10 F 51 Subarachnoid 2.5 No 6 R ED PFC,insulaandleftBG
inclusioninthestudy.ExperimentsconformedtotheCodeofEthics of theDeclaration ofHelsinki and wereapproved bythe Com-mission cantonaled’Ethique dela Recherche surl’Etre humain (VD,Switzerland)and registeredunderreferenceNCT02263560 ontheNIHClinicalTrials.govClinicalTrials.govdatabase.Importantly, all patientscouldwalkautonomously (one hemipareticpatient walkedwithacane)asmeasuredbyaFunctionalAmbulation Cat-egories(FAC)walkingtest[12],forwhichallpatientshadscores equalorsuperiorto4(onthe6-pointFACscale).Inordertotest theirabilitytowalkblindfolded,weaskedpatientstowalk sev-eralstepswhilstblindfoldedinaroom,toturnaroundandtowalk backwithandwithoutphysicalassistance(allpatientssucceeded inthistest).Thepatientswereincludedinthestudyonlywhen theyexpressedthefeelingofsafety(subjective)andwhenno near-falleventoccurred(objective).Allpatientsbutonestayedatleast oneweekatHFR,andreturnedhomeatleastfourweeksbefore theexperimentalrecordings.P07wastestedfewdaysbeforehe returnedhomehavingspenttwomonthsatHFR.Importantly,all patientswerefollowedbythesameneurorehabilitationteam. 2.2. Protocol
Theexperimentstookplaceinalaboratory,thedimensionsof whichwere8.7×6×3.3m(length,widthandheightrespectively). Theprotocolwassimilartotheoneusedinourpreviousstudies [seeRefs.[6,7]andSupplementarymaterial].Briefly,participants hadtostartfromoneofthreefixedpositionsinthelaboratory(left, centerorright)andtowalktowardadistanttargetindicatedby anarrowplacedontheground(seeFig.1A).Thedimensionsof thearrowwere1.20×0.25m(lengthandwidth,respectively).The arrowwasplacedataspecific(x,y)positionintheroomwitha particularorientation(South,East,North andWest,respectively S,E,NandW).Intheblindfoldedcondition,theparticipantfirst observedthearrow whilestandingatthestartingposition.This observationperiodtypicallylastedlessthanthreeseconds.When he(orshe)wasready,heclosedhiseyesandattemptedto com-pletethetaskwithoutvision.Thestartingsignalwasgivenbythe experimenterbytouchingtheparticipant’sshoulderwithhishand (forboth“visual”and“blindfolded”conditions).
2.3. Experimentalconditions
Everyparticipantgenerated114trajectories.Forthe“straight targets”,participantshadtoperform18trials:onecentral start-ingposition(C)×threearrowpositions(1,2and3)×onearrow orientation(N)×two visualconditions(visual VIor blindfolded BF)×three repetitions=18 trajectories. Concerning the “angled targets”,theyhadtoperform96trials:twostartingpositions(L andR)×twoarrowpositions(2and3)×fourarrowdirections(S, E,WandN)×twovisualconditions(VIandBF)×threerepetitions. Thetrialswererandomized(intermsofstartingposition,targets’
position and orientation, visual condition and repetitions) in order toavoid anylearningeffect. Thesewererecorded intwo experimentalsessionsondifferentdays(P04tookpartinthree experimentalsessions).Inadditiontotheinter-trialinterval(which typicallylasted10–20s),arestperiodoffiveminutesoccurredat themiddleoftheexperimentalsession.Atotalof2280trajectories (1140inpatientsand1440incontrols)wererecorded.Becauseof problemsindataacquisition(withmarkersmissingforatleastone second),22trials(outof2280)wereexcludedfromtheanalysis; thisinvolvedsixtrialsfromhealthyparticipantsand16trialsfrom patients.
2.4. Experimentalrecordings
Three-dimensional positions oflight reflectivemarkers were recordedata120Hzsamplingfrequencyusinganoptoelectronic Optitrackmotioncapturesystem(NaturalPointInc.,Oregon,USA) wiredto15cameras.Sixmarkerswereattachedtomotioncapture suitsorfootwraps(respectively)throughvelcro-friendlysurfaces (Optitrack).Twowereplacedontheleftandrightshouldersatthe leveloftheleftandrightacromions.Theywereusedtostudywhole bodytrajectoriesinspace[6,7].Twomarkerswereplacedatthe level oftheheelandthird toeofeach foot.Participantsworea headsetwhichpreventedhearingsoundsfromoutside.
2.5. Dataanalysis
Most of thefollowing methods were presented in previous studies [6,7]. We will describe here the main methodological procedures which allowed us to analyze and compare trajec-tories produced in the different conditions and acrosshealthy (control) participants (CO) and patients (hemiparetic PH and non-hemiparetic PN).The readeris referredto [6,7]and tothe Supplementarymaterialforfurtherdetails.
2.6. Generalparametersandsteppingbehavior
The length of the whole-body trajectories in space, the movement execution duration and the steps’parameters were computed.Weusedheelstrikeandtoeoffeventstodefinesteps [24].Theseeventswerederivedfromthetimecourseofheeland toe Zpositionprofilesandcorrespondedtothelocalminimaof thesetwosignals.Weconsideredonestepastheintervalseparating twosuccessiveheelstrikesofthesamefootandcomputedthefeet positionsattheseparticularevents.Thenumber,lengthandstance durationofleft(non-pareticlimbinPHpatients)andright(paretic limb)stepswerecomputedseparately.Thetotalnumberofsteps (SN) and the Step Length/Stance Duration(non-paretic/paretic) Ratios(SLRandSDR,respectively)werecomputedtodocumentthe steppingbehaviorandthepotentialgaitasymmetries(expectedin PHpatientsinparticular).
Fig.1.Illustrationoftheexperimentalprotocol:A—Participantshadtostartfromoneofthreestartingpositions(L,CandR),toenterthearrowbytheshaftandtostop
walkingwhenatthetipofthe(visibleormemorized)arrowforbothvisualconditions(withvisionorblindfolded).Emptycirclesontheshouldersandthefeetrepresent
markers.Thearrowcouldbeplacedatthreedifferentlocations1–3andorientedalongE,W,NorSdirections(seeB).ForthelateralstartingpositionsLandR,participantshad
toperformthetaskinalldirectionsforpositions2and3.ForthecentralstartingpositionC,theyhadtoperformtargets1N,2Nand3Nonly.Inthisexample,theparticipant
hadtowalktowardthe3StargetfromthestartingpositionL(L3S).
2.7. Categorizationandcomputationofthetrajectories
Here,thetested trajectorieswereclassifiedaccordingtothe amountofbodyrotationtheyrequired.Fourcategorieswere dis-tinguished:quasi-straighttrajectoriesST,lowLC,moderateMCand highlyHCcurvedtrajectories.Thebeginning(t=0)ofeach trajec-torywassettothetimeinstantwhentheparticipantcrossedthe X-axisaty=0.5(the averagelengthofthefirst“straight-ahead” step).InordertohavethesamecriterionfortheVIandBF condi-tions,theendofeachtrajectory(t=1)wassettothetimeinstant when theparticipant’sspeed became less than 0.06ms−1 (this valuewaslessthan5%oftheaveragenominalwalkingspeed).We chosethisstrictlypositivethresholdbecauseofthesmallresidual movementsoftheupperbodyoccurringafterparticipantsstopped walking.Whenaderivativeofthepositionwasneeded(tocompute velocityprofile,for instance), a second-order Butterworthfilter withcut-offfrequency6.25Hzwasappliedbeforethederivation. 2.8. Spatialandtemporalattributesofthelocomotortrajectories
Thereaderisreferredtothesupplementarymaterialfordetails ofthecalculationofthefollowingparameters.Thespatial variabil-ityoftheactualtrajectoryaroundtheaveragetrajectory(averaged acrossrepetitionsandsubjects)wasmeasuredusingtheaverage
andmaximaltrajectorydeviationparameters(ATDandMTD),for everyparticulartarget.Thecomparisonof theaverage trajecto-riesrecordedintwoconditions(VIandBF) orbetweenpatients and healthyparticipants inthe sameconditionwere measured usingtheaverageandmaximaltrajectoryseparationparameters (ATSand MTS).These parametersareexpressedincentimeters. Atthetemporallevel,thecomputationofthevariabilityaround theaveragevelocityprofilesfocusedoninvestigatingwhether par-ticipantsvariedtheirwalkingspeedatsimilarinstants/positions along thetrajectory.Thiswasquantifiedusingtheaverageand maximalvelocitydeviationparametersAVDandMVD(expressed in meters/s). Theobservation ofquasi-constant walking veloci-tiesinhemipareticpatientsobviouslyresultedinhighAVD/MVD values(whichmeasuredeviationsfromaveragevelocityprofiles) acrosssub-groupsofpatients.Therefore,wealsomeasuredhow muchwalkingvelocityvariedduringpathcompletion.Thiswas doneby computing the amplitude of walking speed variations (AMPVEL) during path completion for every trial. Importantly here,high-frequencyoscillationsinducedbysteppingactivitywere removedtofocusspecificallyontheglobalvariationofthewalking speedinducedbycurvaturevariationsalongthepath[13,14].This wasdonebyindividuallyadjustingthecut-offfrequenciesofthe second-orderButterworthfilterusedwhencomputingthevelocity
profiles(withafixedvalueof0.5Hzforhealthyparticipantsandin the0.2–0.5Hzrangeforpatients).
2.9. Statisticaltests
AllstatisticalcomparisonsweredoneusingtheStatistica8.0 software package(Statsoft®).We performedrepeated measure-ment analysesof variance(ANOVA)tocomparetheparameters (ATD, MTD, AVD and MVD) calculated for the 2258 recorded trials (dependent variables: four categories×two visual condi-tions×threerepetitions;categoricalvariables:twogroups).These comparisonsallowedustoquantifytheeffectsofthemagnitudeof curvature(categoriesST,LC,MCandHC),thevisualcondition(VIvs BF)andthegroup(patientsPH+PNvsCOparticipants)onthe spa-tialandtemporalattributesofthetrajectories.Asecondseriesof ANOVAanalyseswereperformedtocomparegeneral(e.g.,walking speed,travelleddistancesandwalkingdurationwhencompleting apath)andlocalstepparameters(e.g.,numberofstepsto com-pleteapath,steplength/durationratios).Indeed,theseparameters (exceptforthesteplength/durationratios)wereobviouslymore dependentuponinitialdistances(betweenthestartingpointand thetargetposition/orientation)thanonthemagnitudeof curva-ture.Thus, trials werecategorized according tothesedistances into11categoriesoftrajectories(11categories×twovisual condi-tions×threerepetitions;categoricalvariables:twogroups).Before performingeachoftheserepeated-measuresANOVAcomparisons onthe patients’ data, we first checkedfor the homogeneityof variancesbyperformingaMauchley’ssphericitytest.The normal-ityofeachofthecomputeddistributionswasthentestedusing Kolgomorov–Smirnovtests.Ifbothhypotheses(varianceand nor-mality)wererespected,weperformedtheANOVAcomparisons.
When statistically significant differences (p<0.05) were observed between sub-groups of participants (e.g., PH and PN patients),theANOVAcomparisonswereperformedasecondtime onthepopulationofpatientsonly(N=10),totestfortheeffectof hemiparesisonthecomputedvariables.Here,thetestsofsphericity andnormalitywereperformedonthepatients’data.Anyatypical behaviorobservedforaparticularpatientorhealthyparticipant (detectedornotbythesecomparisons)willbementionedinthe text.
3. Results
3.1. Generalparametersandsteppingbehavior
Onaverage,hemipareticpatientswalkmoreslowlythanhealthy controls and non hemiparetic brain lesion patients [15]. We observedthesamegroupeffecthere:themeanwalkingspeedof COwasequalto0.98±0.11and0.85±0.12m/s(visualand blind-foldedtrials,respectively)while itwasequalto0.88±0.15and 0.74±0.15m/sinPNandto0.59±0.19and0.47±0.17m/sinPH (F(1,16)=14,879,p<0.01).Wealsoobservedasignificanteffect ofthecategoryoftrajectories(F(10,160)=58,394,p<0.01)onthe walkingspeed(seeFig.6AoftheSupplementarymaterialformean valuesforallgroupsandcategories),withthehighestspeedsbeing reached for the second and third straight targets (ST)and the lowestspeedsbeingreachedfor thefourmostangled(HC) tar-gets.Thevisualconditionalsosignificantlyaffectedthewalking speed(F(1,16)=121,8,p<0.01).The(category×vision)interaction effectwassignificant(F(10,160)=8,0425,p<0.01)whilethe (cat-egory×group)interactioneffectwasnotsignificant(p>0.05).We didnotobserveanyotherinteractioneffect.Theeffectof hemipare-sisonthewalkingspeedwasassessedbyperformingANOVAonthe patients’group.Thiseffectwassignificant(F(1,8)=6,87,p=0.03): PHwalkedatasignificantlylowerspeedthanPN.Weobserved
hereasignificant(category×hemiparesis)interactioneffect(F(10, 80)=2149,p=,029)withwalkingspeedsbeingnearlyconstantin thePHsub-groupacrossthe11testedcategoriesoftrajectories. However,theindividualanalysisofthewalkingspeedswithineach sub-groupofpatientsrevealedthatPHpatientsP07andP09had walkingspeedscomparabletothatofPN.Thiseffectof hemipare-siscanthusbeattributedtoPHpatientsP03,P04andP08.Thus, hemiparesissignificantlyreducedthewalkingspeed(comparedto PN)whichwasconstantacrossstraightandangledtargetsforthese threePHpatientsonly.
Thesechangesobservedatthelevelofthewalkingspeedswere associatedwithcorrespondingchangesattheleveloftraveled dis-tancesanddurationtimes.Thedetailedresultsofthisanalysisas wellasthoseofthesteppingbehavioraredescribedinthe supple-mentarymaterial.Briefly,weobservedthatthetraveleddistances werecomparable acrossgroupsof participants.Thus, thelower averagewalkingspeedresultedinlongermovementdurationsin PHpatients.
The analysisof thesteppingbehavior provided observations comparabletothatofotherstudiesonhemipareticgait[16].The strongestmarkerofgaitasymmetryinPHwasalongerstancephase durationofthenon-pareticlimb.Importantly,wedidnotobserve anystatisticallysignificanteffectoftheturningdirection(withPH turningfirstwiththeirpareticornon-pareticlimbsforrightand leftturns,respectively)onallcomputedparameters,asreported inarecentstudy[16].Takentogether,theseresultsrevealedthat, togeneratetrajectoriesofcomparabledistances,differentstepping patternswereimplementedindifferentgroupsofparticipants.
3.2. Spatialattributesofthewhole-bodytrajectories
Typical trajectories observed for healthy participants and patientsaredepictedforfourtargetsinFig.2.Thesimilar geomet-ricalformofthewhole-bodytrajectoriesacrossvisualconditions andgroupsisremarkable.Theabsenceofeffectofcorticaland sub-corticallesions(seeFig.2B5andC5)onthegeometricalformof trajectoriesbothduringVIandBFtrialsshouldbenoticed,even forthehemipareticpatientP04whosuffersfromimportant corti-callesionsinthelefthemisphere.Inthispatientandintheother PH patients,onecouldobservelocaloscillationsduringthe tra-jectory which are due totheparticular steppingactivity ofPH patients(seeabove).Thesimilaritybetweenhealthyparticipants andpatients’averagetrajectoriesononehand,andbetweenVIand BFaveragetrajectoriesontheotherhand,wasquantifiedusing theATSandMTSparameters(Fig.3AandB).Thespatial trajec-toryseparation betweengroups rangedbetween4/5(ATS/MTS) and 9/12cmfortheVItrialsandbetween3/6and22/32cmfor theBFtrials,respectively.TheATSandMTSparameterscomputed between visualconditions were of comparable magnitude. The spatial variability aroundthe averagetrajectory wasquantified usingtheATDandMTDparameters(Fig.3AandB).Thesenever exceeded25cm(ATD),47cm(MTD),48cm(ATD)and84cm(MTD) centimetersforVIandBFtrials,respectively.TheANOVA compar-isons revealednoeffectofthegroup(p>0.05).Theyrevealeda significanteffectofthecategory(F(3,48)=47,23,p<0.01andF(3, 48)=34,53,p<0.01)andofthevisualcondition(F(1,16)=110,3, p<0.01andF(1,16)=142,8,p<0.01)aswellasaninteraction (cat-egory×visualcondition) effect (F(3, 48)=5,68, p<0.01 and F(3, 48)=4,18,p=0.010)ontheATD/MTDparameters,respectively.The variabilityincreasedwithincreasingcurvatureandforBFtrials[as reportedinpreviousstudies,seeRefs.[6,7]].
Takentogether,theseresultsindicatethatallgroupsof partici-pantsgeneratedsimilarformsoflocomotorpathsacrosscategories andvisualconditions.
Fig.2.Typicaltrajectoriesgeneratedbycontrolparticipants(A),non-hemiparetic(B)andhemiparetic(C)patients.Panels1–4indicatestraight-aheadwalking(ST),low
curvature(LC),mediumcurvature(MC)andhighcurvature(HC)trajectories.Panel5indicatethelesionedbrainareainpatients(seeTable1fordetails).Averagetrajectories
performedforvisualandblindfoldedtrialsarerepresentedbythicklines(redandblackcolors,respectively).Thevariabilityaroundtheaveragetrajectoryisrepresentedby
theshadowregion.High-frequencyoscillationsaroundthetrajectorywereobservedinPHpatientsonlyandareassociatedwiththespecificsteppingpatternofPHpatients
(seeSupplementarymaterialfordetailsofgaitpatternchangesinallgroups).Notethegreatsimilarityofthelocomotortrajectoriesforallgroupsandvisualconditions.Note
alsothatthevariabilityaroundtheseaveragetrajectories(shadowregion)ishigherwithoutvisionforallgroupsandvisualconditions.
3.3. Temporalattributesofthewhole-bodytrajectories
Thewalkingvelocityvariationsduringtrajectorygenerationare depictedforthesameparticipantsandtargetsasthosepresentedin Fig.2(Fig.3).Thefirstandmainobservationisthedifferent veloc-ityprofilesofPHpatientscomparedtoPNandhealthyparticipants. Indeed,notonlydoPHpatientswalkmoreslowlythantheother groups,buttheyalsomaintainaconstantvelocityduringtheir dis-placementintheroom,forboth“straight”and“angled”targets.This contrastswithsimilarvelocityprofilesbetweenPNpatientsand healthyparticipants.Thesimilaritybetweenthevelocityprofiles acrossgroups,categoriesandvisualconditionshasbeenquantified usingtheAVDandMVDparameters,respectively,(seeFig.4Cand D).ComparablevalueswereobservedbetweenCOandPNgroups whilehighervalueswereobservedforPH.However,theANOVA couldnotreasonablybeperformedforthewholedataset(AVDand MVD)astheMauchleytestforsphericitywaspositive(the vari-ancesofthepatients’groupwerenothomogeneousacrossgroups). WethereforeperformedtheANOVAseparatelyfortheCOandthe patients’groups.TheonlystatisticallysignificanteffectfortheCO wastheoneofthecategoryoftargets(F(3,27)=16,76,p<0.01)on theMVDparameter(whichwassignificantlyhigherforHC com-paredtoSTcategory).Thetestforsphericitywaspositiveforthe patients’groupforboth AVDandMVDparameters.Thiscanbe explainedbylargerAVD/MVDvariabilitywithinthePHsubgroup. ItcanalsobeexplainedbyalackofsensitivityoftheAVD/MVD
parameters(whichwerededicatedtomeasuredeviationsfromthe meanvelocityprofileacrossindividuals)indetectingdifferent pat-ternsofvelocityprofilesalongindividualpathcompletion.
Thatiswhywemeasuredhowmuchwalkingvelocityvaried duringpathcompletionbycomputingtheamplitudeofwalking speed variations(AMPVEL, Fig.4D). Thetest for sphericity was positivewhenappliedtothewholeAMPVELdataset.Wethus per-formedtheANOVAcomparisonsseparatelyforCOandpatients.The velocityvariationsrangedbetween0.4to0.7m/sacrosscategories andconditionsfortheCOgroup.Weobservedasignificanteffect ofthecategory(F(3,27)=33,42,p<0.01),ofthevisualcondition (F(1,9)=19,51,p<0.01)aswellasaninteraction(category×visual condition)effect(F(3,27)=10,85,p<0.01)onAMPVEL.Therange ofvelocityvariationswascomparablebetweenCOandPNgroups (Fig.4D).WethusgroupedtogetherPNdatawiththe(age-gender matched)COdata.Thetestforsphericitywasnegative.TheANOVA comparisonsrevealednosignificanteffectofthegroup(p>0.05) andasignificanteffectofthecategory(F(3,24)=53,67,p<0.01), ofthevisualcondition(F(1,8)=25,49,p<0.01)aswellasan inter-action(category×visualcondition)effect(F(3,24)=8,99,p<0.01) onAMPVEL.Thus,bothCOandPNvariedsignificantlymoretheir walkingspeedalong thepathfor thehighlycurvedtrajectories (HC)andinVFtrials.Thetestforsphericityperformedonpatients’ datawaspositive,revealingthatAMPVELwasnothomogeneousin thepatients’population.Weobservedthatvariabilitywas particu-larlyimportantinPHinBFtrialsandfortheHCcategory(Fig.4D).
Fig.3.Typicalvelocityprofilesgeneratedbycontrolparticipants(A),non-hemiparetic(B)andhemiparetic(C)patientsduringtrajectorycompletion.Samecolorcodeas
Fig.4.Notethequasi-constantwalkingvelocitygeneratedbythePHpatientinperformingthetask,incontrastwiththePNpatientsandthecontrolgroup.Thistypeof
constant-velocitypatternswasobservedinpatientsP03,P04andP08.
WethusrepeatedthesphericitytestfortheST,LCandMC cate-goriesononehandandfortheHCcategoryontheotherhand,and bothtestswerenegativeonpatients’data.TheANOVA compar-isonsperformedforthefirstthreecategoriesrevealedthatAMPVEL wassignificantly smallerforPH compared toPN (F(1,8)=6,32, p=0.036).Wealsoobservedasignificanteffectofthecategory(F(2, 16)=3,83,p=0.044),ofthevisualcondition(F(1,8)=23,56,p<0.01) aswellasaninteraction(category× visualcondition)effect(F(2, 16)=3,6443,p=0.04964)onAMPVEL.Velocityvariedlessduring pathcompletionforSTtargetsandinVFtrials.TheANOVA com-parisonsperformedfortheHCtargetrevealedasignificanteffectof thevisualcondition(F(1,8)=33,77,p<0.01)onAMPVELandaweak (butnotsignificant)effectofthegroup(F(1,8)=4,93, p=0.057). Thus,PHpatientshadlargerintra-groupvariabilitythanCOandPN patients(seealsoSupplementarymaterialforsimilarobservations reportedatthelevelofthesteppingbehavior).Overall,variationsin walkingvelocityduringpathcompletionaresignificantlysmaller inPHpatientscomparedtoPNandCO(Fig.4D).
Takentogether,theseresultsshowthat,onaverage,COandPN groupsgeneratesimilarvelocitypatterns,whilePHgroup gener-atedifferent(andmorevariable)velocitypatternsandvarytheir walking speed significantly less along the path (with patients P03-P04-P08 walking atquasi-constant velocities whatever the curvaturevariationsalongthepath).
4. Discussion
Motorimpairmentsingaitsofindividualsfollowingstrokeor brain damage are welldocumented [see Ref. [15] for a recent review].Here, weinvestigated whethertheseimpairmentsalso affectthecognitive(navigational)component ofa spatially ori-entedlocomotortask.Importantly,participantswerefreetochoose any path allowing them to reach a distant (visible or memo-rized)target(withvisionorblindfolded).Aspreviouslyobserved in healthy adult participants [6–8,10], we observed very simi-largeometricalformsofpathsacrosstargetpositionsandvisual conditions.Remarkably,thisspatialstereotypyofthelocomotor trajectories was observed following brain damage, even in the mostseverelyimpaired(hemipareticPH)patients.Thiscontrasted withmuch morevariability atthetemporal level.In particular, healthy participants and non-hemiparetic patients varied their walkingspeedaccordingtocurvaturechangesalongthepath.On thecontrary,thewalkingspeedprofileswerenotstereotypicaland werenotsystematicallyconstrainedbypathgeometryin hemi-pareticpatients(walkingvelocitywasalmostconstantinthreePH patients)whereitwasassociatedwithdifferentstepping behav-iors.Thisextensionofourpreviousobservationstopatientswith significantlesionsofthesensory-motorsystem,andindependently ofthepresenceofnon-navigationalcognitivedeficits,yieldsdirect
Fig.4.Measuresofthespatial(A–B)andtemporal(C–E)variabilityofthewalkingtrajectoriesacrossgroupsandvisualconditions.ST,LC,MCandHCindicatestraight-ahead
walking,lowcurvature,mediumcurvatureandhighcurvaturetrajectories,respectively.(A–B)Averageandmaximaldistancesbetweentrajectoriesacrossgroupsorvisual
conditions(ATSandMTS,respectively:seeinsertinpanelAforthecodecolorusedtodisplaytheControlsvsPatientsandVisualvsBlindfoldedcomparisons,respectively).
Averageandmaximaldistancesbetweentrajectoriesacrossrepetitionsofallparticipants(ATDandMTD,codecolorsimilartoFig.3).Notethattrajectoryseparationindices
acrossgroupsorvisualconditionsneverexceed,onaverage,0.2m(ATS)andthatallpatientsdonotdifferfromcontrolparticipants’values.(C–D)Similarmeasurements
performedforthevelocityprofile:notethesystematicallyhighervariabilityforPHpatientsonly.E—Amplitudeofvelocityvariationsduringpathcompletion.Notethat
velocityvariessignificantlylessinblindfoldedtrialsandforPHpatientsacrosscategoriesandvisualconditions.
experimentalevidenceinhumansthatthemotorcortexisinvolved in the sensorimotor implementation of locomotion but is not involvedinthepathplanning/navigationalstage.Thishasseveral implicationsthatarediscussedbelow.
4.1. Navigationalabilitiesfollowingstrokeorbraindamage
VanderHametal.[17]observedthat29%ofpost-mildstroke patientsincludedintheirstudycomplainedofspatialnavigation impairmentswhichcouldnotbedetectedusingmostofthe neu-ropsychologicaltestsincommonuse.Suchfrequentcomplaintof strokepatientsisrelatedtothedisorientationproblemsthey expe-riencewhennavigatinginafamiliarspaceinpartialorcomplete absenceofvision(likewalkingfromtheirbedtothekitcheninthe night).Importantly,thiscanoccurevenafterfullmotorrecovery,as recentlyreportedbyHanetal.[18]whodescribedthecaseofa 72-yearoldpatientwhoexperiencedasuddeninabilitytonavigateto therestroom,kitchen,oranyfamiliarplaceaftersufferingastroke. Notably,thispatientwithmultipleacuteischemicbrainlesionsin theparietalandoccipitallobeswasblindfor30yearsanddidnot exhibitanydisorientationproblemspriortothestroke.The disori-entationproblemswereresolvedwithinthreedaysoftreatment. Theabsenceofpersistentnavigationalproblemsevenin hippocam-palpatientsperformingactivelocomotororpointingtasks[2,3]can berelatedtothedifficultyinassessingspatialmemoryand/or nav-igationabilities[5].Thegoal-orientedtaskwetestedherebelongs tothelattertypeofabilitiesinthesensethatallparticipantshad bothtoplan and executea whole-body displacementina new environment. We didnotobserve differencesbetweenpatients and healthy participantsat thespatial (cognitive)level despite important differences at the execution (motor) level. In other
words,wecouldnotfindany“path-planning”impairmentevenin patientshavingexperiencedstrokesonlytwomonthsbefore inclu-sioninthestudy.Inareviewpaper,Krakauer[19]distinguished thepost-strokekinematicalanddynamicalpotentialtroublesfor armmovementsandarguedthattheabnormal(hemiparetic)arm movementsmaysuggestadeficitintransformingaplanned tra-jectoryintotheappropriatejointangles. Thisdistinctionseems alsotoholdtrueforhemipareticwhole-bodymovements. How-ever,wecannotexcludethepossibilitythatpatientswithspecific (e.g.,hippocampal)lesionsorpatientsatearliertimepointsafter strokeswouldalsoexhibitpathplanningdeficits.Thisshouldbe testedinfuturestudies.Besides,itcouldbearguedthattheconstant walkingspeedsobservedinthreehemipareticpatientsreveal plan-ningdeficitsatthetemporallevel.Whilewecannotexcludethis possibility,ourresultsshowacleardissociationbetweenspatial andtemporalcomponentsofwhole-bodymotionplanning.Thisis furtherdiscussedbelow.
4.2. Sensorimotorimplementationoflocomotortrajectories Anotherfunctionalimplicationofthepresentstudyisrelated tothenatureofthemechanismsunderlyinglocomotortrajectory formationandcontrol.Wepreviouslyreportedthatinhealthy par-ticipantsthespatialstereotypyoflocomotortrajectoriesdoesnot relyontheavailabilityof visualinputs [7,9].Our presentstudy extendstheseobservationstopatientsandtohealthyelderly peo-ple.Nevertheless,inpreviousstudiesweobservedthatvisionis involvedinminimizingthevariationsaroundtheaverage (stereo-typed)trajectories.Wecouldpredictbothaveragetrajectoriesand variabilityprofilesaroundthesetrajectoriesusingamodel combin-ingtwomodulesaccountingforthe“global”(path-planning)and
“on-line”contributions(visualguidance)tolocomotorpaths for-mation.Importantly,bothmodulesrelyonoptimalityprinciples alreadydescribedforhandmovementsplanningandcontrol[20].
Otherapproachesdonotassumesuchcomputationalmodules andproposea directuseofopticflow(aloneorincombination withothervisualvariables)toguidelocomotion andalsoallow forthepredictionofalargerangeoflocomotortrajectories[21]. Thespatialstereotypyoftrajectoriesobservedduringblindfolded locomotionquestionstherelevanceofsuchapproaches.Itcould bearguedthatthestereotypedbehaviorobservedduring blind-folded locomotion is the by-product of some preserved visual motor feedbackloops. Inany case,this would require translat-ingthememorized(static)position/orientationofthelocomotor goalintoappropriate(dynamic)visuo-motorpatterns,e.g.,some non-visualcomputationalprocessing.Adaptingourparadigmand testingcongenitallyblindpeoplemighthelptodisambiguatethe possibilityofpreservedvisual-motorfeedbackloops.Besides,the observationofspatialstereotypyinhemipareticpatientsdoesnot supportthehypothesisofpreservedvisual-motorfeedbackloops asthesepatientssufferfromsignificantimpairmentsoftheir loco-motorpatterns;rather,itseemsthatsomehigherorder(cognitive) mechanismexplainsthespatialstereotypyoflocomotor trajecto-rieswhilevisuomotorcontrolloopswouldlikelybeinvolvedinthe on-linecontrolofthesteeringbehavior.Thus,theconstant walk-ingspeedsobservedinhemipareticpatientswouldrepresentan adaptedvisuomotorsteeringstrategyratherthanapath-planning deficit.Atthemodelinglevel,previousstudieshavesuggestedthat, in both hand movements and locomotion, thevelocity profiles alongapredefinedpathareconstrainedbygeometricquantities orprinciples(curvatureoraffineinvariance)oroptimization prin-ciples[14,20,22].Withinthis context,theobservationofsimilar geometricalformsofpaths,butdifferentvelocityprofiles,in hemi-pareticpatientsfurthersupportstheexistenceofa dissociation betweenthespatial(path-planning)andtemporal(sensorimotor implementationlevel)componentsofspatially-oriented locomo-tioninhumans.
4.3. Brainareasinvolvedinthespatialandtemporalaspectsof spatially-orientedwalking
Inarecentreviewpapermainlybasedonanimalstudies,Drew andMarigold[23]proposedananatomicaldistinctionofbrainareas involvedindifferentaspectsoflocomotion.Namely,theyprovided neurophysiologicalevidenceforadifferentcontributionof poste-riorparietalandmotorcorticesintheplanningandexecutionof locomotion,respectively.Inthecitedstudies,theplanninglevel wasmainly related tolimb trajectory planningduringobstacle avoidancetasksincats(withvision).Ourbehavioralobservations showthat,inourpatients,importantbrainlesionsinthe premo-torandmotorcorticesdonotaffectpath-planningmechanisms; this supports the propositions of Drew and Marigold [23] and goesevenfurtheraswesuggestsimilardistinctionsbetween plan-ning(spatial)andexecution(temporal)levelsoflocomotionbut atthelevel ofthewhole-body trajectory.Besides,weobserved that patientswithfocal lesionsofthecerebellum orbasal gan-gliadidnotexhibitnavigationaldeficits.Importantly,thisabsence of behavioral deficitsat theplanning level was observed even intheabsenceofvision. Itshouldalsobenotedthatmore dis-tributedcorticalnetworkisinvolvedintheplanningandexecution ofwhole-bodydisplacement.Takentogether,theseobservations suggestthatmedio-temporalareasknowntobeinvolvedinspatial processing(includingthehippocampus,seeSection1)mayplay acritical roleinprovidinga continuous“routetofollow”signal tothemotorcortexwhichwouldthentranslatethisintomotor commands. Following stroke, plasticity in the motor and somatensory cortices would result in a different sensorimotor
implementationofthelocomotorpath.Whether“thepath plan-ning” stage is encoded in allocentric or egocentric coordinates cannotbeansweredusingthepresentdata.Futurestudies manipu-latingthesedifferenttypesofspatialrepresentationsmayprovide adeeperunderstandingofthefunctionalandanatomical organi-zationofspatially-orientedlocomotion.Anotherlimitationofour study is the relatively small-scale environment (comparable to dailylocomotortasksathome)inwhichparticipantsperformed thetasks.
4.4. Implicationsforrehabilitation
Thepotentialdissociationbetweencognitiveandmotoraspects ofgaitrecoverypost-strokemustbefurtherstudiedatdifferent time points afterstroke and for complex locomotor tasks. The findingsofthispilotstudyarereminiscentofthosereportedby Belmontietal.[10]:cognitiveandmotorcomponentsofhuman locomotionseemtoevolveindependentlyduringalifetime,witha stabilizationofgaitoccurringearlier(around4–5yearsofage)than pathplanning(around11–13yearsofageintheirstudy).When appliedtofocalneurologicaldiseasesaffectinggait,thisemphasizes theneedtodeveloptests(i.e.,adaptedversionsofourparadigm) allowingparallelassessmentofcognitiveandmotorfunctionsafter stroke;thismayhelprehabilitationteamstobetterfocusonthe specificdeficitsofpatients.
Acknowledgments
TheauthorswouldliketothankDrAlanChauvinforhishelp withthestatisticalanalysisandtwoanonymousreviewersfortheir constructivesuggestionsandcomments.
AppendixA. Supplementarydata
Supplementarydataassociatedwiththisarticlecanbefound,in theonlineversion,athttp://dx.doi.org/10.1016/j.bbr.2015.12.014. References
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