A NNALES DE L ’I. H. P., SECTION A
J EDRZEJ ´S NIATYCKI
Regularity of constraints and reduction in the Minkowski space Yang-Mills-Dirac theory
Annales de l’I. H. P., section A, tome 70, n
o3 (1999), p. 277-293
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277
Regularity of constraints and reduction in the Minkowski space Yang-Mills-Dirac theory
Jedrzej 015ANIATYCKI
Department of Mathematics and Statistics, University of Calgary, Calgary, Alberta, Canada.
E-mail: sniat@math.ucalgary.ca
Vol. 70, n° 3, 1999, Physique theorique
ABSTRACT. - The constraint
equations
forYang-Mills
and Dirac fieldsare
investigated
for the extendedphase
spaceconsisting
of theCauchy
data A E
H2(R3),
E EH1(R3),
and 03A8 EH2(R3).
The solution set is asmooth submanifold of a dense
subspace
of the extendedphase
space. It isa
principal
fibre bundle over the reducedphase
space with structure groupconsisting
of the gaugesymmetries approaching
theidentity
atinfinity.
@
Elsevier,
ParisKey words : Banach manifolds, constraints, non-linear partial differential equations, reduction, Yang-Mills fields.
RESUME. - Les
equations
de contraintes pour leschamps
deYang-Mills
etDirac sont examinees dans
l’espace
dephases prolonge compose
de donneesde
Cauchy A
~ H2(R3), E ~H1(R3),
et 03A8 EH2(R3).
L’ensemble de solutions est une sous-variete d’ un sous-espace dense del’espace
dephases prolonge.
C’ est un espace fibreayant
pour basel’espace
dephase
reduitet pour groupe structural Ie groupe de
symetries de j auge convergeant
vers l’identité a l’infini. @Elsevier,
Paris1.
INTRODUCTION
This paper is second in a series devoted to a
systematic study
of aclassical
phase
space forminimally interacting Yang-Mills
and Dirac fieldsResearch partially supported by NSERC Research Grant SAP0008091.
Annales de l’Institut Henri Poincaré - Physique theorique - 0246-0211
Vol. 70/99/03/@ Elsevier, Paris
in the Minkowski
space-time.
The structure of such aphase
spaceplays
an
important
role in thequantization
of thetheory, independently
of thequantization techniques employed.
Ananalysis
of apossible phase
space for thetheory
involves:1. A determination of a space of
Cauchy
dataadmitting
solutions to theevolution
component
of the fieldequations,
2. An
analysis
of the constraintequation
in the chosen space of theCauchy data,
3. A determination of the reduced
phase
space and ananalysis
of itsstructure,
4. An
analysis
of thephysical
consequences of thegiven
choice of thephase
space.There are several papers devoted to the first
point,
that is a determination of various spaces ofCauchy
dataadmitting unique
solutions of the fieldequations,
Ref.[ 1-7] .
Acomplete analysis
of the constraintequation
wasgiven by Moncrief, [8]. However,
there are no existence anduniqueness
theorems for the space of the
Cauchy
data used in[8].
We consider here the
Yang-Mills-Dirac theory
for the internalsymmetry
group G with the Liealgebra
gadmitting
an Ad-invariantpositive
definite metric. The
Yang-Mills potential A,~
describes a connection in theprincipal
fibre bundleR4
x G withrespect
to the trivializationgiven by
theproduct
structure. It is ag-valued
1-form on The curvatureform of the connection
given by A~
is describedby
theYang-Mills
fieldFv
== + where[.,.]
denotes the Lie bracket in g. The 3+ 1splitting
of thespace-time
leads to adecomposition
ofthe
Yang-Mills potential A~
into its timecomponent Ao
and thespatial component
A =(A1, A2, A3). Similarly,
theYang-Mills
fieldF~v
canbe
decomposed
into its electriccomponents
E =(~oi?~o2?~o3)
and themagnetic components
B =( F23 , F31, F12 ) .
From thepoint
of view of the evolutionequations
it is convenient to considerA,
E and B asg-valued time-dependent
vector fields on1R3,
andAo
as ag-valued
timedependent
function on
1R3.
The vectorpotential
A describes the induced connection in1R3
x G. The matter is describedby
a Diracspinor
field~,
that is a timedependent
map from1R3
toC~ 0 V,
where V is the space of arepresentation
of G. The field
equations split
into the evolutionequations
Annales de Poincaré - Physique theorique
and the constraint
equation
where
[.;.]
is the Lie bracketin g
combined with the Euclidean scalarproduct
of vector fields in1R3,
is an orthonormal basisin g,
and theLatin indices are lowered in terms of the Ad-invariant metric in g.
In the
preceding
paper[9]
we haveproved
the existence anduniqueness
theorems for the evolution
component
of the fieldequations, Eq. ( 1 ),
withthe
Cauchy
data(A, E)
for theYang-Mills
field in the spaceand the
Cauchy
data 03A8 for the Dirac field inHere,
for any vector spaceW,
we useH~ ((~3, W )
to denote the Sobolev space of maps from the source space1R3
to thetarget
space W which aresquare
integrable together
with their derivatives up to the order &. In[9]
we omitted the
target
spaces in our notation for the sake ofbrevity.
In thepresent
paper we have several intermediatetarget
spaces and use the full notation for Sobolev spaces in order to avoid a confusion.The aim of this paper is to
study
the structure of the constraint set, that is the solution set ofEq. (2).
The main results obtained here are summarized in the theorems below.THEOREM 1. - For
minimally interacting Yang-Mills
andDirac fields, the
constraint set .
is a ,
C(X) -submanifold of the
’ Banach spacewith the norm
Similarly,
in absenceof
Diracfields
the setof
theCauchy
data(A, E) satisfying
the canstraintequation
is a C°°-submanifold of
Vol.70,n° 3-1999.
Using
theImplicit
Function Theorem for Banachmanifolds, [ 10],
andthe results of
Eardley
andMoncrief, [4],
one can show that Theorem 1 is a consequence ofTHEOREM 2. - For each A E
H2(~3,
g @1R3),
the operatormaps
onto the Banach space
Outline
of Proof -
It follows from the results of Ref.[4],
that theLaplace operator
restricted to the space~~
E EL6~5(~3, g)~
is ontoB.
Hence, taking
e ==grad ~),
we see that thedivergence operator
div maps D onto B.Now,
the covariantdivergence operator DivAe
== div e +[A; e]
is a
perturbation
of theordinary divergence
divby
amultiplication
operator
e 1-+~A; e].
We showthat,
for A EH2(~3,
g (g)1R3),
theoperator
D 2014~ B : e ’2014~[~4; e]
iscompact.
Since div e is onto and[~4; e]
iscompact
it follows that
DivA
issemi-Fredholm,
whichimplies
that it has closedrange,
[111.
Next we show that the annihilator of the range ofDivA
vanisheswhich
implies
thatDivA
is onto B. This willcomplete
theproof.
The
problem
ofregularity
of the constraint set in the extendedphase
space
PYM
was studied in[ 12] . However,
theargument given
there wasbased on an invalid
assumption
that the range ofgrad
fromR)
to£2(1R3, 1R3)
is closed.Therefore,
eventhough
theoperator grad + [~4,.]
is acompact perturbation
ofgrad,
we cannot conclude that it issemi-Fredholm,
which would haveimplied
thatDivA
were semi-Fredholm. Thisdifficulty
is overcome here
by
the restriction of thetarget
space for ouroperators by
the condition that the
divergence
is contained inL6~5(~3~ ~),
The extended
phase
spaceis
weakly symplectic,
with the weaksymplectic
form cv =d8,
whereThe
pull-back
of 03C9 to C has involutive kernel The reducedphase space P
is defined as the set ofequivalence
classes ofpoints
in CAnnales de Henri Poincaré - Physique theorique
under the
equivalence
relationp ~ ~
if andonly
if there is apiece-wise
smooth curve in C with the
tangent
vector contained in Ifker 03C9C
is a
distribution,
it isclearly
involutive and theequivalence
classes coincidewith
integral
manifolds ofker 03C9C.
We denoteby p :
C ~ P the canonicalprojection associating
to eachp ~ C
itsequivalence
classcontaining
p.In
[9]
we have studied the gaugesymmetry
groupGS(P)
of the extendedphase
space P. It consists of timeindependent
gaugetransformations, represented by maps $
fromR3
to g , such that the action on theCauchy
data
( A, E, ~ ) given by
is continuous in P. We have shown that ~ E
GS(P)
if andonly
if theBeppo
Levi normwhere
Bl
is the unit ball in1R3
centered at theorigin,
is finite. With thetopology given by
this norm, the gaugesymmetry
group of P is a Hilbert-Lie group.The action in P of an
element ç
of the Liealgebra gs(P)
ofGS(P)
is
given by
the vector fieldwhere
is the covariant differential
of ç
withrespect
to the connection A. The action ofGS(P)
in P preserves the 1-form 9. Since cv =dB,
this action is Hamiltonian with anequivariant
momentum mapV
suchthat,
for everyE
The
closure,
withrespect
to the norm~3,
of the group of smooth maps I> which differ from theidentity only
incompact
sets is a normalsubgroup GS(P)o
of the gaugesymmetry
groupGS(P).
The constraint manifold C coincides with the zero level of the momentum mapV
restricted to the Liealgebra gs(P)o
ofGS(P)o,
Vol. 70, n° 3-1999.
The action of
GS(P)o
in P is proper,[9].
THEOREM 3. - The action
of GS(P)o
in C isfree
and proper. The reducedphase
spaceP
coincides with the setC/GS(P)o of
the orbitsof
the
G,S’(P)o-action
inC,
It is a
quotient manifold of
C endowed with a weak Riemannian metric inducedby
theL2 scalar product in P,
and with a , l such thatwhere
03B8C is the pull-back of 03B8 to
C.symplectic
~~~f
The constraint manifold C is a
principal fibre bundle
overP
with structure group GS(P)0.The existence of a
symplectic
structure in the reducedphase
space isa folk theorem based on the
assumption
that the reducedphase
space isa manifold. For the
symplectic
strata in thebag
model it wasproved
in[13].
The existence of a weak Riemannian structure in the space of orbits of asubgroup
of the gauge groupacting
on the space of connections in acompact
manifold was shown in[14].
2. RESULTS OF EARDLEY AND MONCRIEF
The
following
results can be found in theAppendix
to Reference[4].
They
will be needed in thesequel.
Let
be the Green’s function for the
Laplace equation
in1R3.
For every p EH1(f~3, g)
nL~’~5(~3, g),
the convolutionis a solution of the
equation
Annales de l’Institut Henri Poincaré - Physique theorique
For 1 p oo, and s =
3p/(3 - 2p),
thefollowing inequalities
holdfor an
appropriate
choice of constants c:where,
for every normed vector spaceW ,
the spaceW )
is the weak Lp space, see Ref.[15]. Let
denote the Euclidean measurein R3
definedby
the Euclidean metric. A map u :~3
2014~ W is said to be inW )
if there exists a constant C oo such that
For u E
L~, (1~3, W ),
This
implies
thatMoreover,
and
Hence, H1(~3, g)
DL~~(R~,0)
is in the range of theLaplace operator
Aacting
onH3(~3, g). Moreover,
the kernel of theLaplace operator
restricted toH3(~3, g)
vanishes.The last of the estimates from
[4]
needed here isSimilarly,
we can proveVol. 70, n° 3-1999.
3. PROOF OF THEOREM 1
For A E
H2(R3, 00R3),
E EH1(R3, g~R3),
and 03A8 EH2(R3,C4~V),
all the
bilinear
terms in the constraintequation
are in
H 1 ( (~ 3 , g ) . Moreover,
estimates( 10)
and( 11 ) imply
thatthey
arealso contained in
L6~5(~3, g). Hence,
if(~4,E,~)
is in the constraint setC,
then dzv E is contained inIt follows that the constraint set C is the zero level of the smooth map
where
P°
isgiven by Eq. (3).
For each(A, E, ~)
E C and(a, e, ~)
EP~
According
to theImplicit
Function Theorem C =F-1 (o)
is a submanifold ofP° if,
mapsP°
onto B for every(A, E, ~)
E C and itskernel
splits, [ 10] .
Theorem 2 asserts
that,
forevery A
EH2(~3, g
(g)1R3),
the covariantdivergence DivA,
withrespect
to the connectionA, given by
maps
onto B. Since
it follows that
DivA
maps D onto B. Thisimplies
that mapsP0 onto B.
Moreover,
if( a, e, ~ )
E P andthen div e E
L6~5(~3~ g)
and(~e,~)
EP°. Hence,
isa closed
subspace
ofP°.
Since theL2-scalar product
is continuous andAnnales de Henri Poincaré - Physique theorique
non-degenerate
inP°,
it follows that theL2-orthogonal complement
ofis closed in
P°
and its intersection with iszero.
Thus,
theassumptions
of theImplicit
Function Theorem are satisfiedand C =
F -1 ( 0 )
is a smooth submanifold ofP~.
Clearly,
the same results hold in absence of the Dirac fields. Thiscompletes
theproof
of Theorem 1.Since
P°
is a densesubspace
ofP,
it may appear that the manifoldtopology
in C is finer than thetopology
in C inducedby
theembedding
C c P. This is not the case.
LEMMA 1. - The
topology of
C as a subsetof
P coincides with itsmanifold topology.
Proof -
Thetopology
of C definedby
the norm(4)
is finer than thetopology
inducedby
theembedding
C c P. On the otherhand,
ifpn =
(An,
is a sequence in Cconvergent
in P to p =( A, E, ~ ) .
Since C is closed in
P,
as the zero level of a continuous functionthen,
then p E C. The constraint
equation (2) yields
Taking
into account the estimates( 10)
and( 11 )
weget
Hence ~div(E - En)~L6/5(R3,g)
~ 0 as n ~ ~, whichimplies
that thesequence pn converges to p in the
topology
inducedby
the norm(4).
Therefore the manifold
topology
in C coincides with itstopology
inducedby
theembedding
C c P.4. PROOF OF THEOREM 2 LEMMA 2. - For A E
H2 (~3 ~
g @1R3),
the mapis
compact.
Vol. 70, n 3-1999.
Proof. -
It follows from( 10)
that.4,6
E~(R~g 0 ~3) implies
that~A; e~
EL6~5(~3, g).
Let be a bounded sequence in~(R~ ~ 0 ~3)
with a bound M.
Then,
for every m, n EN,
Let U be a bounded domain in
1R3
withcomplement V,
and xU and xy the characteristic functions of U andV, respectively. Using
thetriangle inequality
and( 10) applied
to functions in domains U andV,
weget
Repeating
theargument
in[ 12]
we seethat,
for every n EN,
there existsUn
such that1/4cMn
whichimplies
thatMoreover,
we may choose the sequence of domainsUn
such thatU~
çBy
the Rellich-KondrachovTheorem,
see[ 16],
theembedding
ofH2(U,z, g ~ 1R3)
into iscompact.
Thisimplies that,
forevery n, the sequence has a
subsequence {e~} convergent
inH 1 ( Un , g ® 1R3).
We can choose thissubsequence
in such a waythat,
form n,
{e~} ç
If n is chosen so that
1/2n,
letNn
be theinteger
suchthat,
for all >N~, Then,
The
subsequence {[A;enNn]} of {[A;en]}
isconvergent
inL6/5(R3,g).
This
implies
that the map~(R~ 0 1R3)
---+L6/5 (Q~3 ~ g) :
e f---7[~;e]
is
compact. []
Annales de Henri Poincaré - Physique theorique
LEMMA 3. -
1,
and A EH ~ ( ~ 3 ,
g 0(~ 3 ),
the mapis
compact.
Proof. - For k =
1,
we follow theargument given
in[ 12] .
be abounded sequence in
~(tR~, g). By
the SobolevImbedding Theorem,
thissequence is bounded in
L~((~3, g),
and there exists M > 0 such thatFor any bounded domain U
C 1R3
withcomplement
V =R3 - U,
Since is the limit of as U increases to
1R3,
for every k >0,
there exists an open bounded setUk
C~3
such thatwhere
Y~
=1R3 - U~ .
For a bounded
domain Uk
inR3,
the Rellich-Kondrachov Theoremimplies
that theembedding .F~ 1 ( I~3 , g )
-+ iscompact, [16].
Hence the sequence
consisting
of the restrictions of en toU~,
has a
subsequence convergent
inFollowing
theargument
in theproof
of Lemma 2 we construct asubsequence
of such thatconverges in
L~ ((~3, g).
For k >
1,
we canproceed
as follows. be a bounded sequencein We have
Vol. 70, n° 3-1999.
In order to avoid a cumbersome
notation,
in thedescription
of the normswe have omitted the
target
space. Since A EH~ (~3 ),
it follows thatE
H1 ((~3)
for 0~ ~ -
1.Similarly,
EH1 (f~3).
We canapply
the results for 1~ = 1 to each of theoperators Hence,
there exists a
subsequence
of suchthat {[~4,6~]}
isconvergent
in
H~ (1~3, g).
Thisimplies
that the map ---+H~-~ (1~3, g) given
by
e ~[A; e]
iscompact. []
It follows from Lemmas 2 and 3
that,
for A EH2((~3, ,g
0~3),
theoperator DivA :
D -+ B : e ~ div e +[~4; e]
is acompact perturbation
ofthe
divergence operator div,
where Band D aregiven by Eq. ( 12)
andEq.
( 13), respectively.
Since the results ofEardley
and Moncrief discussed in Section 2imply
that thedivergence
maps D ontoB,
it follows thatDivA
issemi-Fredholm.
Therefore,
the range ofDivA
isclosed, [ 11 ] .
It remains to show that the annihilator of the range ofDivA
in the dual B’ of B vanishes.Since B contains the Schwarz
space S
ofrapidly decaying
smoothfunctions on
1R3,
it follows that elements of the dual B’ of B aretempered
distributions. For
each
EB’, and 03C6 E D,
where the last
equality
follows from the ad-invariance of the metric in g.Hence
annihilates the range ofDivA
if andonly
ifin the sense of distributions.
The space Let
B
=L2(1~3, g)
nL6~5(~3, g)
be endowed with the norm+ It is the
completion
of B withrespect
to
II f ~B.
LEMMA 4. - For A E
H2((~3, g ~ 1R3),
let ~c E B’satisfy
the distributionequation grad
+[A, ]
= 0. Then extends to a continuous linearfunctional
on B .~roof. -
Since 0 is ontoB,
it follows that everyf
E B can beexpressed
in the form
f
=where ~
= K ~f
EH3(R3, g). Hence,
where the last
equality
follows from the ad-invariance of the metric in g.Moreover,
Annales de l’Institut Henri Poincare - Physique theorique
Similarly, ( 10) yields
Since the norm in B is
given by
it follows that
Taking
into account8
and the definition of the norm inB
we setTherefore,
which
implies that
extends to a continuous linear form on B. . LEMMA 5. - For A EH2(1~3, g
@1R3),
let ~csatisfy the
distributionequation grad
+[A, ]
= 0.Then
== 0.Proof -
TheYang-Mills potential
A definesparallel transports
in B and The distributionequation grad
+ = 0implies that
isinvariant under the
parallel transport
inB~.
Let
f o
be any smoothcompactly supported
function with valuesin g,
anda the diameter of the
support
off o .
For n >1,
letPnaf0
be theparallel
transport
off o by
distance na in the direction of the x-axis. DefineThen
and
Similarly,
Vol. 70, n ° 3-1999.
and
Hence, f
E B.On the other
hand, since
is a continuous linear functional onB,
The invariance
of
under theparallel transport implies
thatHence,
Since the series
~ n diverges,
it follows that~~c,
== 0.Hence,
thedistribution ~
vanishes on the space of allcompactly supported
functionsin 5B Since this space is dense in
5’,
it followsthat
= 0.This
completes
theproof
of Theorem 2.5. PROOF OF THEOREM 3
LEMMA 6. - The action P
Proof. -
In[9]
we claimed that the action ofGS(P)o
in P isfree,
however our
argument proved only
that it islocally
free. Let 03A6 E be in thestability
group of p =(A, E, ~)
E P. It follows from(5)
thatthat is I> is
covariantly
constant withrespect
to the connection A.Hence,
forevery x ~
0 in1R3, and t ~ 0,
For A E
H2(1~3, 0 0 1R3)
we can define a gauge transformation r such that the transformed gaugepotential
Annales de Henri Poincaré - Physique theorique
satisfies the Cronstrom gauge condition
see
[5]
and[17].
Under this gauge transformation ~1--+ ~
= andEq. ( 14) implies
that ~ is constantalong
the raysemanating
from theorigin.
Since at
infinity 03A6
~identity
EG,
it follows that(x) = identity
forall x E
1R3. Hence, 03A6(x)
=identity
for all x E1R3
whichimplies
that 03A6 isthe
identity
inTherefore,
the action ofGS(P)a
in P is free. []Since the action of
GS(P)o
in P is free and proper, and the manifoldtopology
of C coincides with thetopology
inducedby
theembedding
ofC into
P,
we obtainCOROLLARY 1. - The action C
is free and proper.
Theorem 3 is a consequence of smoothness of the constraint set, the properness and freeness of the action of in C and several results which can be found in the literature. For each
p ~ C,
we denoteby Op
the orbit of
GS(P)o through
p. Since the action ofGS(P)o
is free andproper, the
isotropy
group of p is trivial.LEMMA 7. - For each p E
C,
Proof -
It is a consequence of theequality
of the constraint set and thezero level of the momentum map
V, Eq. (7),
and theidentity
established in
[ 19]
for momentum maps ofequivariant
actions of Hilbert-Liegroups. []
LEMMA 8. - For each p E
C,
there exists a smoothsubmanifold S’P of
C
through
p such thatif
q ESp
Egs(P)o,
thenProof. -
This lemma is aspecial
case of the Slice Theorem established in[ 18]
for actions ofnon-compact
Liegroups.
This result was extendedVol. 70, n 3-1999.
to Hilbert-Lie groups in
[13].
In the case under consideration the result is trivial. The extendedphase
space P =7~(R~
g® ~3)
xH1(U~3,
g @1R3)
x.H2 (~4
(~)V)
can be considered as an affine space with a weak Riemannianstructure defined
by
theL2-scalar product
in P. For eachpEP,
and apair
of vectors
( a, e, ~ )
and( a’ , e’ ~’ )
inTpP,
The action of
GS(P)o
in P is affine and it preserves this Riemannian structure.Hence,
we can take5p
to be an openneighbourhood
of p in the intersection with G of the affinesubspace
of P which isL2-orthogonal
to
TpOp. []
COROLLARY 2. - It
follows from
Lemmas 5 and 6 thatker 03C9C is a
distribution on G and its
integral manifolds
coincide with the orbitsof
C. The
reduced phase
space P is aquotient manifold 9/’C.
Since the action of in P is
free,
the fibres of p : C 2014~ P arediffeomorphic
to Aproof
that asmooth,
free and proper action of a Lie groupGo
on a manifold Mgives
rise to aGo-principal
bundlestructure in M is
given
in[c-b].
It extends without anychanges
tosmooth,
free and proper Banach-Lie group actions on infinite dimensional manifolds.
Hence, p :
G ~P
is aGS(P)0-principal
fibre bundle.The weak Riemannian structure in P induces a weak Riemannian
structure in G which is
preserved by
the action ofGS(P)o.
Hence itgives
rise to a weak Riemannian structure in the
quotient
space P =G/G5’(P)o,
[ 14] . Similarly,
thepull-back BC
the 1-form 8 to G ispreserved by
theaction of
GS(P)o.
Thetangent
bundle spaces of the orbits ofGS(P)o
are
spanned by
the vector fields~p for ç
Egs(P)a. Eqs. (6)
and(7) imply
that()c
annihilates these vector fields.Hence 03B8C projects
to a 1-form9 in the reduced
phase
space P.Clearly,
(~ = d8pulls-backs
under theprojection
map p to thepull-back
of 03C9 toG,
and Lemma 5implies
that(D is
non-degenerate, [ 13] . Hence, W
isweakly symplectic.
Thiscompletes
the
proof
of Theorem 3.ACKNOWLEDGMENT
The author is very
grateful
to Gunter Schwarz forpointing
out the errorin
[ 12]
and forstimulating discussions,
and to PaulBinding
forhelpful
discussions and his interest in this work.
Special
thanks are due to theReferee whose
suggestions
havegreatly improved
this paper.Annales de l’Institut Henri Poincaré - Physique theorique
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(Manuscript received on May 1997;
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Vol. 70, n° 3-1999.