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Radiation damage of polyethylene single crystals in electron microscopy between 1 and 2.5 MV. II. The
influence of temperature
A. Boudet
To cite this version:
A. Boudet. Radiation damage of polyethylene single crystals in electron microscopy between 1 and 2.5 MV. II. The influence of temperature. Journal de Physique, 1986, 47 (6), pp.1043-1052.
�10.1051/jphys:019860047060104300�. �jpa-00210281�
1043
Radiation damage of polyethylene single crystals in electron microscopy
between 1 and 2.5 MV. II. The influence of temperature
A. Boudet
Laboratoire d’Optique Electronique, CNRS, 29, rue J.-Marvig, BP 4347, 31055 Toulouse Cedex, France
(Reçu le 30 septembre 1985, révisé le 24 janvier 1986, accepté le 3 fevrier 1986)
Résumé. 2014 Influence de la température sur la dégradation des monocristaux de polyéthylène en microscopie électronique à haute tension : des mesures de dose critique effectuées sur des monocristaux de polyéthylène à
2 MV montrent que cette dose augmente d’un facteur 4 environ de 300 K à 20 K. En dessous de 100 K, la phase
cristalline hexagonale intermédiaire n’est pas observée. De ces mesures, on a pu calculer le facteur G de création de réticulations et on a montré qu’il était proportionnel à la température. Enfin nous proposons un nouveau modèle pour expliquer l’influence de la température sur la dose critique, dans le cadre des systèmes de transfor- mation, dont l’avantage est d’être calqué sur les mécanismes réels décrits par les chimistes.
Abstract. 2014 The critical dose measured for polyethylene single crystals at 2 MV is increased by a factor of 4
between 300 K and 20 K. Below 100 K the intermediate hexagonal crystalline phase was not observed. From these measures, the number of cross-links created, factor G, was calculated, and it appeared to be proportional
to temperature. Finally, we propose a new model tempting to explain the influence of temperature on the critical dose. It follows the formalism of transformation systems and has the advantage to match to the real mechanisms
as described by chemists.
J. Physique 47 (1986) 1043-1052 JUIN 1986,
Classification Physics Abstracts
61.80F - 61.40K - 82.55
1. Introduction.
Polyethylene single crystals,
like everyorganic
sub-stance, lose their
crystallinity
whenthey
are hitby
the electron beam
during
the observations in amicroscope.
The critical dose of electrons for which the
Bragg
reflections
disappear
in the diffraction pattern is called Dc. On this dosedepends
the bestexpected
resolution which varies as
(Dc)1/2 [1].
This dose canbe increased
by
different ways. In aprevious
paperwe
reported
how it is increasedby
the use ofhigh accelerating voltages [2]
and we discussed the accurate definition of the critical dose. Here we report astudy
on the effect of
cooling
thespecimen
down to 20 Kat the same
high voltages.
For lower
voltages (100
to 1 000kV),
severalauthors noted an increase of the critical dose for temperatures down to 20 K. The increase rate
depends
on the specimen and varies between 1 and 5 for
paraffin, polyethylene,
aminoacids[3-8]. Experiments
are in progress to determine if there is further
impro-
vement when the
specimen
lies in a cooled environ- ment, i.e. when the lenses are cooledby liquid
helium[9].
No measurement had yet beenreported
athigh voltages.
Several authors
[10-13]
have noted that at roomtemperature the orthorhombic structure of
poly- ethylene
waschanged
intohexagonal
structureduring
irradiation before
being destroyed.
We wanted toknow what occurs at lower temperatures.
The reason
why organic crystals
are more resistantat lower temperatures is not clear and would involve many chemical
investigations.
Some papers show theimportant
role ofalkyl
radicals and determine their rate ofdecay [14-19].
Thecryo-protection
hasbeen attributed to the
trapping
of free radicals[6, 7]
and this
explanation
agrees well with the chemical results. Toexplain
the effect of temperature,only
one model has been
proposed,
based onmultiple
hittheory [8].
In this
study,
we examine the effect of low tempe-rature on the structure
changes
and on the criticaldoses of
polyethylene single crystals
athigh voltages.
Then we deduce information on the number
of
radicals
produced according
to temperature.Finally,
we propose a new theoretical model of
degradation,
based on observations made
by
chemists, whichArticle published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019860047060104300
provides
theintensity
decrease of diffracted spots at different temperatures and thecorresponding
cross-linking
rate.2.
Experimental
observations.2.1 EXPERIMENTAL DETAILS. - The
specimens
wereprepared
in suitable form for electronmicroscopy
and the critical doses and critical times were measured
on series of diffraction patterns as
already
describedin part I
[2].
The incidentdensity
on thespecimen
was5
e/nm2. s.
Thespecimens
were mounted upon aspecimen
holder cooled withliquid
helium between100 K and 20 K and observed at a
voltage
of 2 MV.2.2 INFLUENCE OF TEMPERATURE ON THE CRITICAL DOSE. - The results of our measurements of the critical dose are
reported
in table I and infigure
1.As
explained
in part I[2],
anuncertainty margin
arises in these results from the fluctuations of the
extremely
lowintensity
of the incident beam. This isreported
infigure
1.It can be seen that the critical dose increases in the
same way as at low
voltages.
Thegain
is effectivebelow 100 K
(factor
x2.2).
At 20 K, thegain
reachesx 4.2.
2. 3 CHANGES OF THE CRYSTALLINE UNIT CELL. - At
room temperature, the same transition from ortho- rhombic to
hexagonal
structure occurred like atlower
voltage.
Theonly
difference is that the time scale islonger.
So if thisphenomenon
is describedwith a normalized time or dose
D/Dc,
it seems to beindependent
of thevoltage.
At lower temperatures
(100
K andbelow)
no tran-sition is seen, at any
voltage,
100 or 2 000 kV. The orthorhombic structure remains until thecrystal- linity
is lost.The
question
is now toexplain
howcrystallinity
islost
during
irradiation in different waysaccording
tothe temperature and this is examined in the
following
section.
Fig. 1. - Experimental values of the critical dose versus
temperature.
3. Evaluation of the
cross-linking
rate.3.1 CROSS-LINKING AND LOSS OF CRYSTALLINITY. -
When the electrons enter the
specimen, primary
events occur. There are collisions onto the atoms,
during
which a certain amount of energy isdissipated
into the
crystal.
In part I[2],
we described theseprimary
events in detail and we calculated thestopping
power
dE/dx,
that is the energy lost everylength
unit.We concluded that
dE/dx
ismainly dependent
upon the electron energy, thegeometrical
structure of thecrystal
and its orientation with respect to the incident beam. The temperature T does not appear in its formulation because theprimary
collisions are nota priori affected
by
it.Temperature
acts on thesecondary
eventsfollowing
the
primary
collisions. Numeroussecondary
eventsmay
happen
when the atom has been excited : chemical dissociation, fluorescence,phosphorescence, dissipa-
tion of heat
[10, 20].
The two mostimportant
eventswith respect to our
study
is the formation of ions and radicals inside thecrystal
and in itssuperficial
amor-phous layer. They
induce chemical reactionsleading
Table I. - Values
of different
resultsas a function of temperature at 2 MV, for I;
= 5e/nm2 and (dE/dx)o
= 0.2578.1045
either to chain scissions or to reticulations. These chemical processes are
complex
and asimple
relationbetween the number of molecular events and the des- truction of
crystallinity
does not seem to exist[21].
However several attempts have been made to describe the
production
and thedecay
of radicals on whichdepends
the formation of cross-links and then, the loss ofcrystallinity [14-19].
At least three types of radicals have
been
detectedduring irradiation : alkyl
radicals-CH2CHCH2 ; allyl
radicals -CH-CH=CH- ;polyenyl
radicals-CH-{CH=CH)n-.
A part of them recombine.It seems that cross-links are formed
essentially
fromalkyl
radicals, but somealkyl
radicals can bechanged
into
allyl
ones. Radicalpairs
can betrapped
inside thecrystal,
but some of themmigrate
towards the surface.Then
they give
rise to cross-links and losehydrogen.
Other cross-links are formed inside the
crystal
witha rate of 2 or 3 lower than in the
amorphous
part[19].
This can be summed up in the
diagram
offigure
2.Cross-linking
induces a structural transition, eitherbecause it introduces a fixed distortion or because the chains are far more mobile around a fixed
position [19].
As irradiation
proceeds, cross-linking
rubs out thecrystalline planes.
To
explain
thehigher
resistance at lower tem-peratures, it has been
proposed
that the radicals aretrapped
inside thecrystal
and cannotmigrate
to meeteach other. Not so many cross-links are formed
[5-8].
It can also be assumed that more excited atoms are
restored in their neutral state.
Fig. 2. - Diagram of the damage mechanisms.
These reactions are so
complex
- thediagram
offigure
2 isjust
asimplification
- that forpractical
reasons,
they
areusually
reduced to the factor G,the number of cross-links
produced
when theprimary
collisions have transferred a 100 eV energy into the
crystal.
This factor varies with the structure of thecrystal
and its temperature.It has been measured
independently using
otherchemical
techniques
such as GPCby
other authorsat room temperature.
They
found a mean valueG = 1 for bulk
polyethylene,
but it varies with crys-tallinity.
Inside thecrystalline
part, G seems to be0.6 ,
at room temperature
[19].
From ourexperimental
results, we can calculate anapproximate
value for G at different temperatures.3.2 THE CRITICAL ENERGY VARIES WITH THE TEMPE-
RATURE. - We call
Rc
the number of cross-links pervolume
unit when thecrystallinity
hasdisappeared
and Ec the
corresponding
energy used toproduce
these cross-links. This energy is related to the critical dose
by
formula[2] :
As
dE/dx
has been calculated at 2 MV in the pre-ceding
paper[2]
and the values ofDc
havejust
beenreported
for different temperatures, we can calculate Ec. The results arereported
in table I. Of course, thevariation follows the values of Dc and it can be seen
that this energy has values between 500 and 2 500
eV/
nm3 at 2 MV.
3.3 EVALUATION OF
Rc,
THE CRITICAL NUMBER OF CROSS-LINKS. - It islogical
to assume thatRc,
thenumber of cross-links necessary to lose the
crystal- linity
isonly
related to the geometry of thecrystal
and does not
depend
upon the temperature or thevoltage,
because the diffraction pattern isonly
relatedto the
position
of atoms. It is a characteristic of thecrystal.
G is related to R,,
by
the formula :where
E,
isexpressed
in eV.We assume that G = 0.6 at 293 K
(according
to§ 3 .1)
and Ec = 523eV/nm3 (Table I).
Equation
(2)
leads to Rr = 3.14cross-links/nm3
orabout 0.3 cross-links per unit cell
(see
the unit cellin
[2]).
This value isslightly
different from that, 0.575, foundby
Stenn and Bahr[20]
for 100 keV electrons,but
they
did not take into account the difference for G in bulkpolyethylene
and insingle crystal.
3.4 EVALUATION OF G AT VARIOUS TEMPERATURES. - From formula
(2)
we deduceFig. 3. - Value of the G factor versus temperature.
where
G293
= 0.6,Ec(293)
= 523eV/nm’.
The resultsare
reported
in table I and infigure
3.It can be seen that the
points
are wellaligned
on aline of
equation :
A statistic calculation
by
the least square methodprovides
the best fit with a = 1.684 x 10- 3 T-1 and b = 0.105 so that, between 20 and 293 K, we have :3. 5 CONSEQUENCES ON THE CRITICAL DOSE. - Resume
now the different stages of our calculation and take them
together
in the formulagiving Dc(l)
At 2 MV, with
R.
=3.14, dE/dx
= 0.258eV/nm
In
equation (5), dx/dE
represents thedependence
onthe
voltage
and G = aT + b thedependence
on the temperature.4. A new model of
damage
mechanism.To describe
quantitatively
the evolution of the radia- tiondamage
oforganic
substances with time we mustknown the number of undistorted cells as a function of time. This is true for radiation
damage
evaluatedby
the diffractedintensity
where the undistorted cellsare the
crystalline
unit cells, as well as for the lossmass or a chemical concentration of some element where the cells are the atoms themselves. Therefore
a
quantitative
model mustprovide
a law n =n(t).
Many empirical
formulae have beenproposed
[22, 23](see
§5.2)
butthey
are no real models since the parameters involved have nophysical reality
and temperature is not taken into account. Howeverwe noted a few
exceptions :
Some papers use the formula n = no exp - At
[3, 24-27],
which supposes a collisiontheory
with asingle
hit : theprobability
of the collision, A, is pro-portional
to the number of intact cells. Thistheory
says
nothing
about the mechanismsleading
to a lossof
crystallinity
and the influence of temperature T is not considered. Orth and Fischer[ 11],
Grubb andGroves
[5]
then Reimer andSpruth [28]
have repre- sented thedamage by
a local disorder measuredby
amean
displacement
distance u. But we cannotpredict
any law u =
u(t)
or u =u(T).
The
only
modelincluding
the influence of tem-perature is the model
by
Reimer[8] developing
ideasfrom
Siegel [6]
and Clark et al.[26].
This is a veryinteresting
model because itgives
adecreasing
dif-fracted
intensity
with a verygood
agreement withexperiment.
Its fundamentalphysical
process is stilla collision but we are now
dealing
with amultiple
targettheory.
That is m hits are necessary to be effective. Son/no = 1 2013 [1 2013 exp( - Àt)]m.
Theimpor-
tant parameter m represents the influence of T since at low temperature m is greater. Reimer then could calculate the diffracted
intensity
and found theexperimentally
observed initialplateau
and valuesof m
reaching
4 to 8 between 20 and 50 K for variousorganic
substances.Unfortunately,
this model does not represent the real chemical mechanismsleading
to a loss of crys-tallinity
as described in § 3.1. Therefore we triedto build a new model
giving
a law n =n(t) taking
these mechanisms into account. Thus, we
hoped
todeduce information on the parameters
governing
these mechanisms. It is
important
to note that it isa
general
model that can beapplied
to any of thesedamaged
systems and that ourapplication
topoly- ethylene single crystals
is a first test for itsvalidity.
To account for the decrease of G when T decreases,
two chemical mechanisms have been put forward.
The free radicals are
trapped
so that aself-healing
process takes
place [7],
or the radicalsmigrate
moreslowly [17].
We think that these mechanisms, sche-matised in
figure
2, can be best treatedby
thetheory
of transformation systems
[29]
whichprovides
a cohe-rent tool, far closer to the real mechanisms than the
previous
models. Within this frame, weattempted
toevaluate numerical values for the rate of
transfor-
mation of radicals to cross-link
according
to tem- perature.Note that
figure
2 isalready
asimplification
of thereal mechanisms and that however, a great number of parameters remains, so many that
significant
resultswill be obtained
only by
a more severesimplification.
Some indications were
given
to usby
the authors whomeasured the
decay
ofalkyl
radicalsremaining
after1047
irradiation
[14-19]. They
fit theirdecay
curveby
thesum of two
decreasing exponentials,
a slowdecay
anda
rapid
one[16,17,19].
The fastdecay
seems to comefrom radicals that have not to
migrate
to recombine.The slow
decay
is attributed either to reactions of isolated radicals or to radicals which have tomigrate.
Nothing
is known about the selfhealing
rate ofexcited atoms to neutral atoms.
4.1 GENERAL MODEL. - The formalism of transfor- mation systems describes the evolution of systems, the elements of which can be
separated
into homo-geneous classes. We represent our real
object by
atheoretical system with 5 classes
C1, C2, C2, C" 2
andC3
and this is a
simplification
with respect tofigure
2(Fig. 4)
N1 is the number of neutral atoms,N2
thenumber of
alkyl
radicals incrystalline
part,N2
andN"2
the number of two other sorts of radicals, and N3 the number of atoms which have movedby
cross-linking.
The arrows show thepossible
transformations.Since the parameters are numerous, we think that,
whatever the model, it can be
easily
fitted toexperi-
mental results. That is
why
so many differentempirical
formulae have been
proposed.
That iswhy
agood
fitto
experimental
data is not asufficiently
reliablecriterium of
validity
for this model.Here we intend
only
to evidence how the existence of several classes and several rates of transformation between them can influence the evolution of thegeneral
system and how the different formulae pre-viously proposed
can appear asparticular
cases of thisgeneral
model.From this
point
of view it is instructive to limit this model to three classesonly according
to thediagram
offigure
5, where wekeep C2,
butneglect C2
and
C"2
which are notdirectly
related to the formationof cross-links.
The transformation of neutral atoms
N1
intoFig. 4. - A 5-class model of radiation damage. The
arrows point a possible transformation. Ii is the incident intensity.
Fig. 5. - A 3-class model of radiation damage. Letters
denote the transformation rates.
radicals
N2
isrepresented by
s, which isclosely
relatedto
610,
the cross section of neutral atoms to be excitedby
inelastic events. These radicals can be restored to theoriginal
neutral atoms with a rate x. How fastthese radicals are transformed into cross-links
by
somemigration along
the chains inside thecrystal
isgiven by
y. s, xand y are expressed by
a number per time unit.Then, we have :
At time t = 0,
N1
=No,
initial number of neutral atoms andN2
=N3
= 0.We find :
where we have put :
A1
andA2
arepositive and ,1,1 A2-
We can also
change
the variables and take : st = u,a =
xis, P
=y/s.
The reason is that s is not a priori temperaturedependent
and is a timescaling
variable.Then,
11, 12,
and r areindependent
from s so thatonly
twoparameters remain.
We have obtained the evolution with time of a
population
q,, q2 or q3 and the temperature actsthrough
twoparameters A,
andÅ2.
The consequences will be discussedin §
5, but now, we want to restrict ourself to thedamage
evaluatedby
the diffractedintensity.
4.2 CALCULATION OF THE DIFFRACTED INTENSITY. -
In the case of a
crystal,
the relation between the diffractedintensity
and the number ofdiffracting
atoms is rather
complex
and cannotgenerally
beexpressed
in ananalytic
form. If the diffraction pattern iscomposed
of many beams, theintensity
canonly
be calculated
numerically [2].
In these simulations,it is easy to take
absorption
into account[2].
But, in order to understand the role of temperature, we consider aparticular
case when we haveonly
onediffracted beam and we are in
Bragg
conditions.These conditions lead us to a
simple analytic
form andto valuable information.
Absorption
can beneglected
because our
specimen
is very thin[2].
The restriction toBragg
conditions is not so easy tojustify. Jouffrey
found a different
intensity
decreaseaccording
toorientation
by
numerical simulation[27].
However, besides the fact that we can obtain ananalytical
formonly
in theBragg position
- as will bereported
later - it can be noted that the areas
contributing
to the diffracted spot
intensity
areessentially
in theBragg position.
In the two-beam conditions, the diffracted
intensity
is of the form
[30] :
where z is the thickness, and 6 and ( are functions of the orientation. and structures of the
crystal.
For thinspecimens,
For
polyethylene C
is estimated to 300 nm at 2 MV(see
TableII) compared
to z of the order of 10 nm,so that this
approximation
is valid.The
damaged
cells areamorphous
and can thereforebe considered as an inclusion of a
precipitate
of thick-ness Zl in the
crystalline
matrix.Guyot [31]
couldcalculate the contrast of such inclusions and showed that in the
particular
case ofBragg
conditions, theTable II. - Extinction distances in A.
Fig. 6. - A multiple hit model.
inclusion induced no
change
inphase
so that theintensity
was the same as that of acrystal
with thicknessZ - Z1 :
As a first
approximation
we consider that zi, thethickness of the
amorphous
inclusion, isproportional
to the number of crosslinks and z - Zl is propor- tional to the
undisplaced
atoms, thatis q
= q, + q2.Then
In
amorphous
solids, the diffusedintensity
isproportional
to the number of atoms becausepartial
intensities are added, but in
crystals,
where there arephase
relations between the diffracted waves,ampli-
tudes are added so that the
intensity
varies with the square of the atom number.We find :
thus
Typical
curves ofI/I o
arereported
infigures
7 and 8for different values of a and
fl.
Infigure
7, we can seethat the form of the curves suits well with
experimental
results
(Fig. 9)
with its initialplateau. When P
increases, the form is similar but theintensity
decreases faster,and the
plateau
becomes shorter. When a increases(Fig. 8)
on the contrary, thecrystallinity
remains alonger
time but this is sensibleonly
for values of a greater than 0.5.1049
Fig. 7. - Theoretical diffracted intensity for different migra-
tion rates.
Fig. 8. - Theoretical diffracted intensity for different self- healing rates.
Fig. 9. - Experimental diffracted intensity of polyethylene single crystals for two temperatures.
Since
li /1’ exp(- 2 l2 u)
decreases morerapidly
then for times
larger than ti
=0.6 tc (see [2]),
the curvedecreases
exponentially
asexp( - 2/1 u)
= exp(- 2 ,1.1 t).
This formalism has been tested on two
typical experimental
curves ofdecreasing intensity (Fig. 9),
that have been
depicted
from a series of diffractionmicrographs
as described in part I[2]. They
can bedivided into two parts. For t > t1
(where
tl is about 0.6tc),
we have anexponential decay.
If we draw it inlogarithmic
coordinates, theslope
isgiven by
2Å.l.
If we subtract this term from the whole curve, the
remaining
value can be fittedby
two otherdecreasing exponentials,
one with aslope 2 A2
and the other onewith a
slope
not very farfrom (£ 1
+Å.2).
Theknowledge
of
Å.l
andA2 gives
numerical values for x + y + s and sy.Unfortunately,
the accuracyon A2
is bad because the first part of the curve(t ti)
isfluctuating
froma
crystal
to another so thatcomparisons
are notstrictly
valid. Therefore, we were not able to make clear how the parameters xand y are
affectedby
temperature. We could however demonstrate that these curves can be fittedby
our model with values of the parameters of the order of :s can be
compared
with the calculated value s =also
= 2 x 10-4 s-’ at 2 MeV.4. 3 THE CRITICAL TIME. - The critical number of
crosslinks, Rr = 0.3 per unit cell
(see § 3 . 3)
isreached
at a
time tc
measured in § 2.2 andreported
in table I.As this time,
so that
or
with qc = 2
Rc/No
= 0.15, if we suppose that 2 atomsare
displaced
in a crosslink.Equation (15) gives
sy ifÅ.l
andÅ.2
aregiven by (14).
It can be verified that the numerical values found in
§ 4.2 and table I are coherent with
equation (15).
5. Discussion.
The
validity
of our model can be tested on several criteria, the first of thembeing
the fit with our expe- riences. But,owing
to the greatgenerality
of this model, other criteria will be examined[29].
5. 1 ADJUSTEMENT TO EXPERIMENTAL DATA. - We
are aware that our
experiments
are much too crudeto prove the