C OMPOSITIO M ATHEMATICA
R. B HASKARAN
The structure of ideals in the Banach algebra of Lipschitz functions over valued fields
Compositio Mathematica, tome 48, n
o1 (1983), p. 25-34
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25
THE STRUCTURE OF IDEALS IN THE BANACH ALGEBRA OF LIPSCHITZ FUNCTIONS OVER VALUED FIELDS
R. Bhaskaran
COMPOSITIO MATHEMATICA, Vol. 48, Fasc. 1, 1983, pag. 25-34
© 1983 Martinus Nijhoff Publishers - The Hague Printed in the Netherlands
Introduction
The aim of the paper is to present a
study (§3)
of the structure ofclosed ideals of the Banach
algebra
ofLipschitz
functions defined on acomplete
ultrametric space. We start with the extensionproblem
ofLipschitz
functions(§1)
followedby general theory
of Gelfand ideals of a non-archimedeanweakly regular (Definition 4.1, [4])
Banachalgebra (§2).
We recall that the space
Lip(X, d)
of allLipschitz
functions(functions
for which both
~f~~, Ilflld
arefinite)
on an ultrametric space(X, d) (we
continue to assume without loss of
generality
that(X, d)
iscomplete
andd ~ 1 as in
[4])
is a Banachalgebra
withpointwise multiplication
andthe norm
~·Il
definedby llfll = max(~f~~, ~f~d),
where~f~~
=sup{|f(x)|:x~X}
and~f~d =sup{|f(x)-f(y)|/d(x,y):x,y~X,x~y}.
lip(X,d)={f~Lip(X,d):
lim(|f(x)-f(y)|/d(x,y))=0} is
a closed sub-algebra
ofLip(X, d).
The notation andterminology
are as in[4].
The material forms a
portion
of the author’s Ph.D. thesisapproved by
theUniversity
of Madras. The author is thankful to Dr. G.Rangan
for many useful
suggestions.
§1.
The Extension ProblemThe
problem
under consideration is about the extension of aLipschitz
function on asubspace (Y, d),
to aLipschitz
function on(X, d)
without
altering
the norms. The solution is similar to that of the Hahn-Banach extension
problem by Ingleton [6].
For anypositive
real numberk,
define the truncation(1kf) of f at k by
0010-437X/83/O1/0025-10$0.20
For any
x, y E X,
we havei.e. the truncation
(Tkf)
is aLipschitz
function wheneverf
is so.DEFINITION 1.1: A non-archimedean valued field F is said to have
"Lipschitz
extensionproperty" if, given
asubspace (Y, d)
of(X, d)
andany
f E Lip( Y, d),
there existsf *
ELip(X, d)
such thati) f *(y)
=f(y),
y EY;
ii) ~f*~~= Ilfll.
andiii) llf*lld
=Ilflid.
The
following
theorem characterizes the fieldspossessing Lipschitz
extension property.
THEOREM 1.2: F has
Lipschitz
extension propertyf
andonly if
F isspherically complete.
PROOF: Let F be
spherically complete, (1’: d)
be asubspace
of(X, d)
and
f E Lip( 1: d).
Ifx~XBY,
consider the nest of closedspheres
{C03B5y(f(y)):y~ Y}
in F, where ey =~f~d d(x, y). By
thespherical complete-
ness of
F,
we have a En C03B5y(f(y)).
Definef1:{Y, x} ~
Fby
yEY
Clearly |f1(y)-f1(y’) 1 :::; Ilflld d(y, y’),
y,y’ E {Y, x}
and so the truncationof fl
at"flloo gives
us an extensionof f
to aLipschitz
function on{Y,x}.
An
application
of Zorn’s lemma nowyields
therequired
extension tothe whole of
(X, d).
Suppose
F is notspherically complete
then F is notpseudo-complete ([10], p. 34).
Consider the metric spaceX=FQ5F,
Y = F identifiedby
the map 03B1 ~
(a, 0)
as asubspace
of X and the metric on X is defined asin the
proof
ofIngleton’s
theorem[6].
Let{(03B1n, 0)}
be thepseudo-
cauchy
sequence which is notpseudo-convergent
in F. If M > 0 be such thatd((03B1n, 0), (am, 0)) ~
M,n, m~N,
definef :
Y- Fby
27
It is
easily
verified thatf~Lip(Y,d)
with~f~~
M andIlflld
= 1. As inthe
proof
ofIngleton’s
theorem(loc. cit)
we can show thatf
can not beextended as desired. The
proof
is nowcomplete.
REMARK 1.3: In the context of
extension,
for the real case(see [12])
we do not
require
any additionalassumptions
while for thecomplex
case, the
possibility
of extensionrequire (as
shownby
Jenkins[7])
theLipschitz
fourpoint
property and Euclidean fourpoint
property.The
following theorems, suggested by
Prof. van der Put in aprivate
communication to the
author, gives
sufficient conditions on the metric space for the extension of aLipschitz
function on asubspace
to thewhole space.
THEOREM 1.4:
If
everystrictly decreasing
sequenceof
valuesof
d haslimit zero, i.e.
if {d(xn, yn)}
isstrictly decreasing
then limd(xn, Yn)
=0,
thenevery
Lipschitz function f
on asubspace (Y, d)
can be extended to thewhole
of (X, d) as a Lipschitz function
with normspreserved.
PROOF: We assume, as we may, that Y is closed.
By hypothesis
ifx ~
XBY,
thereexists y
E Y such thatd(x, Y)
=d(x, y). f * :
X - F definedby
is the
required
extension.Using
the above theorem and aslight
modification of theproof
ofLemma
3.14(iii), p. 66, [16],
we have another theorem on the extension ofLipschitz
functions.THEOREM 1.5:
If a subspace (Y, d) of (X, d)
isspherically complete,
thenevery
f E Lip(Y, d)
can be extended tof *
ELip(X, d)
with normspreserved.
§2.
Gelfand IdealSpace,
WeakRegularity
and Silov IdealsIn this section we present first
improved
versions of certain known results(Theorems 3.5,
3.6 and 4.3 of[4]),
in the case of anarbitrary
non-archimedean Banach
algebra.
These results are used to show that the Silov idealsJ(K)
of a non-archimedeanweakly regular
Banachalgebra
are smallest in some sense. In fact the
proof
of this result is much differ-ent from the classical case in the absence of a smooth
theory
of in-tegration
of vector valuedanalytic
functions.Let X be any set and A any
algebra
withidentity
ofcomplex
valuedbounded functions on X which separate
points
ofX,
isself-adjoint (i.e.
closed under
complex conjugation)
and isinversely
closed(i.e. tif E
A iff E
Aand If(x) | ~
e >0,
x~X).
It is known([8],
p.55)
thati)
X is densein the maximal ideal space M of A with respect to the Gelfand
topology
and
ii)
if X is acompact
Hausdorff space, then X can be identified with M. In the absence of a processanalogous
toconjugation
we resort to analternative
approach,
which as it appears can neither beadapted
nor isan
adaptation
of the classic-al case.We start with the
following theorem,
moregeneral
then Theorem3, p. 154, [10],
which can beeasily proved
on the same lines.THEOREM 2.1: Let X be any compact zero-dimensional
Hausdorff
space and A anyalgebra
withidentity of
continuous F-valuedfunctions
on Xsuch that A separate
points of
Xstrongly
and isinversely closed,
then Xcan be
identified,
in a natural way, with theGelfand
ideal spaceof
A.COROLLARY 2.2: Let X be any set and A any
algebra
withidentity of
bounded
F-valued functions
on X such that A separatepoints of X
strong-ly
and isinversely
closed.If
F islocally
compact, then X is dense in M’of
A with respect to the
Gelfand topology.
PROOF: F
being locally
compact, M’ is compact. Let X denote the closure of X in /ff’. Anapplication
of Theorem 2.1 to thealgebra Â
== {: f E A, 1 = 1 },
is the Gelfand transform off, completes
theproof.
Let
P(X)
denote a non-archimedean Stone-Cechcompactification
ofa zero-dimensional Hausdorff space
(see [2], p.121).
Thefollowing easily proved
lemma which is well known in the classical case does notseem to have been stated
explicitly
in the literature.LEMMA 2.3: Let
(X)
be a non-archimedean Stone-Cechcompactifica-
tion
of
a zero-dimensionalHausdorff
space X. Then we havei)
X is dense in(X);
ii)
every F-valued bounded continuousfunction f
on X has aunique
extension
f *
to a F-valued continuousfunction
on(X);
iii) (X)
isunique
in the sense thatf
Y is another compact zero- dimensionalHausdorff
spacepossessing properties i)
andii)
then Y and(X)
arehomeomorphic.
29
Corollary
2.2 and Lemma 2.3yield
COROLLARY 2.4:
If
X is a zero-dimensionalHausdorff
space and F islocally
compact, then theGelfand
ideal space M’of C(X; F)
is the non-archimedean Stone-Cech
compactification p(X) of
X.Note.
Lip(X, d), lip(X, d)
areinversely
closed and separatepoints
of Xstrongly
and so Theorem 3.7 of[4]
is immediate fromCorollary
2.2.Incidentally
Theorem 2.1 andCorollary
2.2 areimprovements
ofTheorems
3.5,
3.6 of[4]
and serve as non-archimedeananalogues (see [8],
p.55).
We know that a
family
A of functions on atopological
space X is aregular family
if A separate closed sets andpoints
outside them.Consider for any F-valued function
f
onX,
thefunction f1
definedby
f1(x)={f(x)1 if |f(x)|~1.
The
following
theorem which is animprovement
of Theorem 4.3 of[4], gives
a sufficient condition under which analgebra
of F-valued functions on a compact zero-dimensional Hausdorff space isregular.
THEOREM 2.5: Let X be a compact zero-dimensional
Hausdorff
space and A analgebra
withidentity of
continuousfunctions
on X such that Aseparate
points of
Xstrongly. If f,
E Afor
eachf E A,
then A is aregular family of functions
on X.PROOF: Let H c X be closed and xo E
XBH. By
the non-archimedean Stone-Weierstrass theorem([10], p. 161,
Theorem2)
A is dense inC(X; F).
Xbeing
zero-dimensional there exists aclopen neighbourhood
U of xo such that U n H =
0
so that XXBU EC(X; F). By
denseness ofA,
we have
f ~ A
such that~~XBU-f~~
1. Sincefl E A, g
=( fl - 1)/
(fl(xo) - 1)
is also in A and meets therequirements.
It is
easily
seen thatfl E Lip(X, d) (lip(X, d), C(X; F))
for eachf~Lip(X,d) (lip(X, d), C(X ; F)). Consequently
we haveCOROLLARY 2.6:
If
F islocally
compact,i) Lip(X, d), lip(X, d) for
any ultrametric space(X, d)
andii) C(X; F) for
any zero-dimensional Haus-dorff
space areweakly regular
Banachalgebras.
Note. It is not known whether
lip(X, d)
isalways regular
or not in theclassical case, while in the non-archimedean case it is
always weakly
regular
if F islocally
compact.Let A be a
weakly regular strongly semi-simple (see [4],
p.18)
non-archimedean Banach
algebra
withidentity.
If K is any closed subset ofthe
Silov idealJ(K)
associated to K is defined as the closure of the set of all elements of A whose Gelfand transform vanish in aclopen neighbourhood
of K.Clearly J(K)
is a closed ideal. For any ideal 1 ofA,
lethG(I)
be the collection of all Gelfand idealscontaining
I. IfM(K)
=
{x
e A :x(K)
=01,
where K is a closed subset ofM’
thenM(K)
is thelargest
closed ideal withhG(M(K))
= K. We observe thathG(J(K))
= Kand an element x E A is in
J(K)
if andonly
if there is a sequence{xn}
inA such that
i) xn
= x in aclopen neighbourhood
of K andii) Ilxnll ~ 0,
n - oo. We shall now prove that
J(K)
is the smallest closed ideal withhG(J(K))
= K. We start with thefollowing interesting
lemma.LEMMA 2.7: A and
Â
={:x~A}
areisomorphic algebras. If, further
Fis
locally
compact and A isinversely closed,
we havei)
all the maximal idealsof Â
areof
theform M~={~ Â: (~) =0},
~~M’ of A.
ii) if
I andÎ
are thecorresponding
idealsof
A andÂ
andhG(I)
= K, thenh(I)
= K, whereh(I)
is the collectionof
all maximal idealscontaining 7.
iii) Â is a regular
non-archimedean normedalgebra
so that the hull- kernel andGelfand topology
are the same on M’of Â.
PROOF:
Obviously,
the Gelfand transformgives
anisomorphism
ofthe
algebras A
andÂ. i)
follows from Theorem 2.1.By i) h(I)
c J/’. If Mis any maximal ideal of
 containing Î,
since M =M,,
for some ç E-4Y’,
all ~ 1
vanish at ç. i.e. I ~ ~ sothat ç
EhG(I).
i.e.h(I)
chG(I). Again
letqJ E
hG(I),
then!(qJ)
=0, f ~ I.
i.e. I cM~
so thathG(I)
ch(I),
in otherwords
ii)
is established.iii)
is a consequence of weakregularity
of A.The
following theorem
which leads to the desired resultregarding J(K),
can beproved using
Lemma 2.7 onlines,
similar to that of its classical counter part(see [8],
Lemma25C,
p.84).
We omit theproof.
THEOREM 2.8: Let F be
locally
compact andK,, K2
be twodisjoint
closed subsets
of
J/’.If
A isinversely closed,
there exists x E A such thatx(K1)
= 1and x(K2)
= 0.In fact,
any closed ideal 1of
A withhG(I)
=K2
contains such an x.
COROLLARY 2.9:
If K is a
closed subsetof M’,
thenJ(K)
is the smallestclosed ideal such that
hG(J(K))
= K, when F islocally
compact.PROOF: It suffices to prove that
J(K)
is the smallest. Let 1 be any31
other closed ideal such that
hG(I)
= K. If x be such that x vanish in aclopen neighbourhood
of K, then support C of x is compact and C n K= 0. By
Theorem2.8,
there exists e ~ I such thatê(C)
= 1 andê(K)
= 0.i.e.
(ex - x) -
0. Abeing strongly semisimple
ex = x, i.e. x ~ I. Theproof
iscomplete.
REMARK 2.10:
Corollary
2.9 is the non-archimedean version of Silov’s theorem[13].
An ideal I of a non-archimedean Banach
algebra
is said to be G-primary (G-primary
atqJEA!’)
ifhG(I)
is asingleton (if hG(I)= {~}).
IfhG(l)
= K, theG-primary
component of 7 at9 c- K,
is defined as the smallest closedG-primary
ideal at 9containing
1 and is denotedby PG(I, (p).
If I* =n PG(l, ~),
then 1* is a closed idealcontaining
I andhG(I*)
= K.DEFINITION 2.11: A non-archimedean
weakly regular
Banachalgebra
A is said to have the G-ideal intersection property if I = I* for every closed ideal I of A.
We
give
below someexamples
of non-archimedean Banachalgebras having
G-ideal intersection property.EXAMPLE 1: Let X be a compact zero-dimensional Hausdorff space and F be
locally
compact.C(X; F)
has the G-ideal intersection property(see [10],
p.154,
Theorem3,
p.155,
Theorem4).
EXAMPLE 2: If p =
{pk}
be a bounded sequence of realnumbers,
thenco(p)={x={xk}:xk~F, |xk|pk~0, k~~}
is a metric linear space, where the metric is definedby
the paranormM = sup{|xo|, |xk|pk,
k ~1}. co(p)
has G-ideal intersection property.EXAMPLE 3: This is due to Schikhof and it has no classical analo- gue
(see [8], 37.3,
p.149).
For further details see[11].
Let H be a lo-cally
compact, zero-dimensional Hausdorfftopological
group andC~(H ~ F)
be the collection of all,u-integrable
functions on H(,u
isthe left
(right)
Haarintegral).
Iff,g~C~(H~F),
thenf * g(x)
=~f(xy)g(y-1)d03BC(y)
defines a convolutionproduct
onC~(H ~ F)
making
it into a Banachalgebra.
This Banachalgebra
has G-ideal inter- section property.§3.
Ideals inlip(X, d), Lip(X, d)
We shall assume
throughout
this section that F islocally
compact.Suppose f~lip(X,d)
is such that K ={x~X:f(x)~0}
is non-empty, then there exists(as
can beeasily seen)
a sequence{fn}
inlip(X, d)
suchthat
a) h
=f
in aclopen neighbourhood
of K andb) Ilfnll
~0, n -
~.Consequently
we havei)
for any closed ideal I withhG(I)
= Kc X, J(K)
= I =M(K)
andii)
if(X, d)
is compact, every closed ideal oflip(X, d)
is of the formM(K)
for a suitable subset K of(X, d).
It may be noted here thatii)
is known in the classical case forlip(X, d) only
whenlip(X,d)
isregular (see [12], p. 251).
For any
ideal I,
12 stands for{03A3ni=1 03B1ifigi:fi,gi~I, a i E F n~N}.
12and so Pare ideals. For the
study
of the idealsJ(K)
inLip(X, d)
wefirst observe that
{f~Lip(X,d): i) f(x)
=0,
x~K andii) I f(x)
-
f(y)l/d(x, y)
~ 0 as(x, y)
- K xKI
is a closed subset ofLip(X, d),
where K is a compact subset of
(X, d). Using
this observation we presenta
simpler proof
of thefollowing
theoremconcerning J(K).
THEOREM 3.1: Let K be a compact subset
of (X, d).
Thenf
ELip(X, d)
isin
J(K) f
andonly f f satisfies i) f(x) = 0, x~K;
ii) |f(x) - f(y)|/d(x, y)
~ 0 as(x, y)
~ K x K.PROOF:
If f E J(K),
the observationimplies
thatf
satisfies bothi)
andii).
Let nowf ~ Lip(X, d)
andsatisfy i)
andii).
For eachpositive integer n,
let
Un
be aclopen neighbourhood
of K such that1) |f(x)| 1/n,
x EUn
and
2) |f(x)-f(y)|/d(x,y) 1/n,
x, y EUn,
x ~ y.By
compactness of K,m(n)
there exist
spheres S1, ... , Sm(n)
such that K cU Si
cUn. Let fri
=f.
m(n) m(n)
£ xs,.
OnU Si, clearly fri = f
and~f’n~~, ~f’n~d
are both less than1/n.
Now f’n
can be extendedto fn
on the whole of Xby
Theorem 1.2 suchthat
~fn~ 1/n.
Thesequence {fn} satisfy i)
andii)
stated in the para-graph preceeding
Lemma 2.7. Theproof
iscomplete.
The
following
result isimportant
for thestudy
ofG-primary
ideals.THEOREM 3.2:
If
characteristicof
F e2,
thenfor
each compact subset Kof (X, d), J(K)
=M(K)2.
PROOF: That
M(K)2
cJ(K)
can beproved
as in the classical case33
[12].
For the reverseinclusion,
letf~J(K)
be suchthat f
~ 0 in aclopen neighbourhood
U of K. Kbeing
compact, there exists g ELip(X,d)
such that g = 0 on K and g = 1 onXB
U.Clearly
g EM(K)
and so
g2 E M(K)2.
Furtherg2
= 1 onXBU.
Thereforefg2
=f.
AsM(K)2
is an ideal it follows thatf
=fg2 E M(K)2.
i.e.J(K)
cM(K)2.
Consequently
we havei)
the closedprimary
ideals ofLip(X, d)
atx ~ X are
precisely
the closed linearsubspaces
betweenJ(x)
andM(x);
ii)
if K is a closed subset of a compact ultrametric space thenJ(K)
=n J(x)
andiii)
if(X, d)
is a compact ultrametric space and 7 isxeK
any ideal of
Lip(X, d)
such thathG(I )
is aclopen
subset of(X, d),
then 7 isthe intersection of
G-primary
ideals at x ~ K.REMARK 3.3: From the results mentioned in the first
paragraph
of thissection,
it follows that if(X, d)
is compact,lip(X, d)
has G-ideal inter- section property. It has beenproved
in the classical caseby
LucienWaelbroeck
[17],
that when(X, d)
is compactLip(X, d)
has ideal inter- section property. Theanalogous
result for the non-archimedean case is not known.REFERENCES
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(Oblatum 19-III-1980 & 1-VII-1981)
R. Bhaskaran, Ramanujan Institute, University of Madras, Chepauk, Madras 600 005 India
Presently at
School of Mathematics, Madurai Kamaraj University,
Madurai 625 021 India