C OMPOSITIO M ATHEMATICA
A LLEN B. A LTMAN
R AYMOND T. H OOBLER
S TEVEN L. K LEIMAN
A note on the base change map for cohomology
Compositio Mathematica, tome 27, n
o1 (1973), p. 25-38
<http://www.numdam.org/item?id=CM_1973__27_1_25_0>
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25
A NOTE ON THE BASE CHANGE MAP FOR COHOMOLOGY Allen B.
Altman 1, Raymond
T. Hoobler and Steven L.Kleiman 2
Noordhoff International Publishing
Printed in the Netherlands
1. Introduction
Consider a commutative square of
ringed
spaces,and an
Cx-Module
F. For each n ~ 0 there is a canonicallVT-homo- morphism 03B1n(F) : t*Rnf* F
~R"f*(g*F);
it is called the basechange
map if the square is cartesian. We prove that when the square is a carte- sian square of
schemes, f is
aquasi-separated
andquasi-compact
mor-phism, t
is a flatmorphism
and F is aquasi-coherent Ox-Module,
thena"(F)
is anisomorphism; simultaneously
we deduce that theas-Module R"f* F is quasi-coherent.
Theprincipal
idea is to workcarefully
with theusual
spectral
sequence ofCech cohomology.
Both the
quasi-coherence
statement and the flat basechange
state-ment are made without
proof in (EGA IV, 1.7.21).
Both statements areproved
in([5]
VI§2) using
the methodof hypercoverings developed
in([SGA 4]
Vap.).
Ourproof is
at the level of EGAIII1.
We include an
example showing
that thequasi-coherence
statementis false without the
assumption that f is quasi-separated
andquasi-com- pact.
It wasinspired by
theexample
in EGA(I, 6.7.3),
whichis, however,
incorrect because the statement there that M =
Mo
holds is false.We also include the rudiments of the base
change
map because there isno
adequate
discussion in the literature. We use Godement’sapproach [2]
tocohomology
via the canonicalflasque
resolutionY·(F)
of a sheaf F.The heart of our discussion is a natural map
cg(G) : G(g* G)
~ g* rc.(G)
for each sheaf G on
Y,
which isessentially
in[6]. Curiously,
the bulk of thetheory
does not involve the bases S and T.1 The first author was supported in part by the United States Educational Foun- dation in Norway.
2 The third author was supported in part by the Alfred P. Sloan Foundation and the National Science Foundation.
The authors wish to express their
gratitude
to the Mathematics In- stitute of AarhusUniversity
for the generoushospitality
extended tothem.
2. The map of canonical
flasque
resolutions Let X be aringed
space and F an2022X-Module.
LetW°(F)
denote thesheaf of discontinuous sections of
F;
thatis,
for each open set U ofX,
wehave
Y°(F)(U) = llXBUFx. Obviously Y°(F)
is aflasque
sheaf and the natural map8(F) :
F ~W’(F)
isinjective.
LetY1(F)
denote the cokernel ofs(F)
and defineinductively Yn(F) = Y°(Yn(F))
andenl l(F) = Y1(Yn(F)). Clearly
theYn(F)
form a resolution ofF,
which behavesfunctorially
in F. It is called thecanonical flasque
resolution of F and denotedW* (F).
Let g :
Y -+ X be amorphism
ofringed
spaces and G anOY-Module.
Let x be a
point
of Xand y
apoint of g-1(x).
For each openneighborhood
V
of x,
there is a natural map fromG(g-1(V))
toGy taking
a section toits germ in
Gy; shrinking V,
we obtain a map(g* G)x
~Gy. Varying
y,we obtain a map
Finally varying
x in an open set U ofX,
we obtain a map fromrlxeu(g* G)x
to
in other
words,
we have defined a map of sheavesis a natural transformation of functors.
Having
definedc0g(G),
we shall extend it to a map ofcomplexes
ina
purely
formal way. Consider thefollowing diagram
with exact rows:The left hand square is
obviously
commutative. Hence there is an induced mapz1g(G) : Y1(g*G) ~ g*Y1(G). Clearly zg ( - )
is a natural transfor-mation.
Define
inductively cng(G)
as thecomposition, c0g(Yn(G)) o (zng(G)),
and
zn+1g(G)
asz1g(Yn(G))o (z9(G)). Then,
for each n, we have acommutative
diagram
with exact rows,and the
compositions
in the middle column andright
hand column arecg(G)
andzn+1g(G).
Takentogether,
thesediagrams
show that the mapsc;( G) :
g*Yn(G)
form amorphism
ofcomplexes.
Let h : Z-+ Y be a second
morphism
ofringed
spaces and H anOz-Module.
We shall nowverify
that thediagram of complexes of sheaves,
is commutative. For each x
E X, each y ~ g-1(x)
and each z Eh-1(y)
thetriangle,
is
easily
seen to be commutative.Taking products
we obtain theformula,
in the case n = 0.
We establish formula
(2.4)
and thefollowing formula,
together by
induction on n.For n ~
1 we have a commutativediagram,
with exact rows. If we set
Y0(G)
= G andz0g(G)
=id,
then we alsohave this
diagram
for n = 0. Assume(2.4)
and(2.5)
hold for n. Thenthe
compositions
in the left hand column and the middle column arezn(goh)(H)
andcn(goh)(H).
Hence thecomposition
in theright
hand column must bezn+1(goh)(H);
in otherwords, (2.5)
holds for n + 1.Consider the
following diagram
of sheavesThe upper
triangle
is commutativeby (2.5),
which we areassuming
holdsfor n, and
by
thefunctoriality of W’;
the square is commutativeby
thenaturality of c0g;
and the lowertriangle
is commutativeby (2.4)
for n = 0.Hence
(2.4)
holds for n + 1. Thus(2.3)
is commutative.3. The natural map
h=(F): Hn(X, F) ~ Hn(Y, g*F)
Let g :
Y ~ X be amorphism
ofringed
spaces, F anOX-Module
andp,(F) :
F ~g* g*F
theadjoint
of theidentity
map ofg*F.
Then com-posing cg(g*F)
withrc-(pg(F»
we obtain a map ofcomplexes of sheaves,
Applying
the functorF(X, -)
andtaking cohomology,
weclearly
obtaina map from
Hn(X, F)
toHn(Y, g*F);
we shall denote itby hg(F).
For n =
0,
weobviously
have a commutative square,where the vertical maps are induced
by e(F)
and8(g* F).
For each n, themap
hng(-)
isclearly
a natural transformation.Assume g
is flat. Then it is easy toverify
that a short exact sequence 0 ~ F’ ~ F ~ F" ~ 0 ofOX-Modules gives
rise to a commutativediagram
with exact rows,Hence the
H»(Y, g*F)
form acohomological
functor in F andthe hng
form a
morphism
ofcohomological
functors. Moreover sinceHn(X, -)
iseffaceable for each n >
0, the h;
form theunique morphism
of cohomolo-gical
functionsextending 0393(X, 03C19(F)).
Let h : Z ~ Y be a second
morphism
ofringed
spaces. We shallidentify
the functorsh*g*
and( g o h)*.
Then we have adiagram
ofcomplexes
ofsheaves,
It follows
formally
from thetheory
ofadjoints
that thecomposition,
is
equal
to the map,so, since Y. is a
functor,
the uppertriangle
is commutative. The square is commutativeby
thenaturality of c;.
Thecommutativity
of the lower trian-gle
results from(2.3) applied
with H =(g o h)*F. Applying 0393(X, -)
andtaking cohomology,
we obtain a commutativediagram,
of
cohomology
groups for eachinteger
n.Let Y’ denote the
ringed
space(Y, g-1OX)
whereg-1
denotes the(left) adjoint of g*
in the category of abelian sheaves. Then since the mapUx
~g.(9,
can be factored asax
~g*g-1OX
~g*OY,
themorphism
g can be factored as
Y 1
Y’1
X. Nowg’
isclearly
flatsince,
for eachy E
Y,
thering OY’,y
isequal
to(9x, (Y) (see
EGAOj, 3.7.2)
and in factg’*(F)
isclearly equal
tog-1(F).
Henceis the
unique
extension of the canonical map0393(X, F)
~0393(Y, g-1(F))
to
cohomology.
Sinceg"
is theidentity
map ontopological
spaces,cg"
isthe
identity
map. Henceis the map induced
by
the canonical map,Thus
h(g-1(F))
andhng’(F)
areintrinsic;
thatis, they
do notdepend
onthe construction of a map like
cg.
Now thecommutativity
of(3.2)
ex-presses
hg(F)
as thecomposition
In
(EGA OUI’ 12.1.3.5),
this formula is taken as the definition ofhng(F).
4. The
spectral
séquence ofCech cohomology
Let 9 :
Y - X be amorphism
ofringed
spaces and F an(9x-Module.
Let 011 =
(Ui)
be an opencovering
of X and setg-1U = (g-1(Ui)).
Let
(U, F)
denote theCech complex
of F with respect to011;
its for-mation is
clearly
functorial in F. Thusapplying (U, - ) to 03B8g(F),
weobtain a map of double
complexes
It is
clearly
natural in F. Take theH Î-cohomology
in(4.1).
Since theCech cohomology
of aflasque
sheaf is zero([2],
II.5.2.3),
we obtainzero in both double
complexes for p
> 0.For p
=0,
we obtain the map,Thus the map on the limits of the
spectral
sequences isFor any sheaf
G,
letXn(G)
denote thenth cohomology object
ofY(G)
in the category ofpresheaves;
thus for each open setU,
we haveXn(G)(U)
=Hn( U, G). Since the
functor G 1-+(U, G)
is exact on thecategory
of presheaves, taking
theHqII-cohomology
in(4.1) yields
a mapof
spectral
sequences(starting
at theEi-level),
The
Ep,q1-terms (F)) (resp. gF)))
areby
def-inition direct
products
of termsHq(U, F) (resp. Hq(g-1U, g*F))
whereU is an intersection of
(p + 1)
members of W. It is evident that the map is theproduct
of the maps5.
Quasi-cohérence
ofRnf*F
Let
f :
X ~ S be amorphism
ofringed
spaces and F anOX-Mod-
ule. Then
Rnf*F
isequal
to the sheaf associated to thepresheaf
UH-Hn(f-1U, F)
on S.Moreover,
the map,from the
global
sections of thepresheaf
to those of its associated sheaf isequal
to theedge homomorphism
of theLeray spectral
sequenceHP(S, Rqf*F) ~ Hn(X, F), (see
EGAOnh 12.2.5).
Assume that S is anaffine scheme and that
R"f*
F isquasi-coherent.
Then theLeray spectral
sequence
degenerates by (EGA III, 1.3.1).
Therefore(5.1)
is an iso-morphism
in this case. On the otherhand,
theproof
belowthat,
under suitablehyphoteses, R"f,
F isquasi-coherent yields
that(5.1)
is an iso-morphism directly.
(5.2)
LEMMA. Let A be aring,
X aquasi-separated
andquasi-compact A-scheme,
F aquasi-coherent (9x-Module
and B aflat A-algebra.
Let Ydenote
the fibered product
X(8) A
B and g : Y ~ X theprojection.
Thenfor
each
integer
n ~0,
the canonical map inducedby h"(F),
is an
isomorphism.
PROOF. The
proof proceeds by
induction on n. Since(3.1)
is commuta-tive,
the maph0g(F)
isequal
toThe latter map is an
isomorphism by (EGA I,
1.7.7(i), 6.7.1,
and9.3.3);
alternatively
this fact can beproved directly using
the ideas in theproof
of (EGA I,
6.7.1 or9.3.2).
Assume the assertion holds for each
integer q
n for some n > 0.Let l% be a finite affine open
covering
of X and consider the map of spec- tral sequences,induced
by (4.2).
The term
Cl( ôlt,Jeq(F») ~A B(resp. p(g-1 (g*F)))
is a finitedirect sum of terms
Hq(U, F)(resp. Hq(g-1 U, g*F))
where U is anintersection
of (p + 1)
members of ôlt.If p
= 0holds,
then both U andg-1 U
are affine. Sofor q
>0,
bothHq(U, F)
andHq(g-1 U, g*F)
arezero
by (EGA III, 1.3.1).
Hence(F))
andq(g*F))
are both zero for
each q
> 0. In orderwords,
we haveIf p
> 0holds,
then since U isquasi-separated
andquasi-compact,
the map
Hq(U, F) QA
B ~Hq(g-1 U, g*F)
is anisomorphism
for q nby
induction.Consequently ul,q: Ep,q1
~Ff,q
is anisomorphism
foreach q
n.For r ~ 2,
we cannot apriori
conclude thatup,qr : E:,q ~ Fp,qr
is anisomorphism
for eachpair (p, q) with q
n because we do not haveenough
information about the various differentialsdp,qr-1. However,
weare
going
to prove thatup,qr
is anisomorphism when p + q
= n holds foreach r ~ 2
by
induction on r.Assume that
up,qr
is anisomorphism
for allpairs (p, q) with q
((1- r)/r)p
+ n.(Notice
that thisimplies
qn.)
Since theslope
of eachdifferential in
Ep,qr
andFp,qr
is(1-r)/r,
it follows thatup,qr+1
is also an iso-morphism
for eachpair (p, q) with q ((1-r)/r)p+n.
Inparticular,
up,qr+1
is anisomorphism
for eachpair (p, q) with q ((-r)/(r+1))p+n.
Hence
by induction, up,qr
is anisomorphism
foreach r ~
1 for eachpair (p, q) with p+q ~ n and q
n. Howeverby (5.5), E°’"
andF0,nr
are bothzero for
each r ~
1. Hence the mapup,q~ : Ep,q~
~Fp,q~
is anisomorphism
for each
pair (p, q)
with p + q = n. Since B is flat overA,
the functor-(8)A B
commutes withcohomology;
hencehng(F)#
isequal
to the map onthe limits of the
spectral
sequences. Thereforehng(F)#
is anisomorphism.
(5.6)
THEOREM. Letf : X ~ S be a quasi-separated, quasi-compact morphism of
schemes and F aquasi-coherent OX-Module. Then for
each n ~0,
thesheaf R"f*F is quasi-coherent.
PROOF. The assertion is local on ,S, so we may assume S’ is affine. Set A =
0393(S’, Os)
and let h be an element of A.Then Ah
is a flatA-algebra
andthe fibered
product X (8) A Ah
isequal to f-1(Sh). Let g
denote the inclu-sion
of f-1(Sh)
in X. Thenby (5.2),
the canonical map,is an
isomorphism.
Therefore thepresheaf
definedby Sh
~Hn(f-1(Sh), F)
is aquasi-coherent
sheafby (EGA 1, 1.3.7). However, Rnf*
F isequal
to the sheaf associated to thispresheaf. Thus, Rnf*
F is.quasi-coherent.
6. The base
change
map Consider a commutativediagram
ofringed
spacesThen form the
composition,
where the second arrow is the map
(5.1)
from theglobal
sections of thepresheaf
V 1-+Hn(f’-1(V), g*F)
on T to those of its associated sheaf.Take an open subset U
of S, replace X,
Y and Tby
the inverseimages
ofU and form the
corresponding
maps ofcohomology
groups,Now, the
hg(F)
were defined as the maps ofcohomology
groups inducedby
the maps0;(F)
ofcomplexes
of sheaves. It is evident that the formationof
03B8g(F)
commutes with restriction. Therefore the formation ofhng(F)
commutes with restriction. Hence as U runs
through
the open setsof S,
the maps
(6.2)
form amorphism
ofpresheaves. Passing
to associatedsheaves,
we obtain a mapThe
adjoint of 03B2n(f,f’,t,g, F)
with respect to t is denoted03B1n(f, f’, t, g, F)
or
an(F)
for short.For n =
0,
weclearly
have a commutativediagram,
where the top map is the
adjoint
ofwith respect to t and the vertical maps are induced
by s(F)
ands(g*F).
For each n, the map
an( - )
isclearly
a natural transformation. Assume in addition that tand g are
flat. Then both thet* RJ* F
and theRnf’(g*F)
form
cohomological
functors in F and it is easy toverify
that thean(F) : t*Rnf*F
~Rnf’*(g*F)
form amorphism
ofcohomological
functors in F because the
hg(F)
do. Sincet*Rnf* F
is effaceable for eachn >
0,
thean(F)
form theunique
extension of theadjoint of f*(03C1g(F))
with respect to t to the
higher
directimages.
Let U be an open subset of S and W its
preimage
in X. Give each its inducedringed-space
structure. Let i : U ~S and j :
W ~ X denote theinclusions. Then the
(RJ*F)I
U and theRn(fl | W)*(F| W)
both form uni- versalcohomological
functors in F, and so03B1n(f, f | W, i, j, F)
is theunique
extension of
03B10(f,f| W, i, j, F)
to thehigher
directimages. Now,
for eachopen subset of
W,
the map0393(V, 03C1j(F))
isclearly
theidentity
map ofF(V, F). Hence, by (6.3), 03B10(f,f|W, i, j, F)
is anisomorphism.
Thereforeits extensions are the
isomorphisms
Consider a second commutative square of
ringed
spaces,Then
the commutativity
of(3.2) yields, by passing
to associatedsheaves,
thecommutativity
of thetriangle,
Therefore
taking adjoints,
we obtain thefollowing
commutativetriangle:
This
triangle
expresses thecompatibility
of the basechange
map withcomposition.
Let U be an open subset of
S,
and Y an open subset oft-1U,
and leti : U
~ S and j :
V ~ T denote the inclusions. Then we have i o t’ =t o j
where t’ : U ~ V is inducedby
t.So, applying
on the one hand(6.5)
toio t’ and
(6.4)
to i and on the otherhand, (6.5)
toto j
and(6.4) to j,
weobtain a commutative
diagram,
The horizontal maps are
isomorphisms by (6.4).
This
diagram
expresses the local nature of the basechange
map;the restriction of the base
change
map to an open set V contained in thepreimage
of an open set U isequal
to the basechange
map of the restricted sheaf with respect to the induced map from V to U.(6.7)
THEOREM. Letf :
X ~ S be aquasi-separated, quasi-compact morphism of
schemes and F aquasi-coherent mx-Module.
Let t : T -+ Sbe a
flat morphism of
schemes and set Y =Xxs T
withprojections f’
andg to T and X. Then the base
change
map,is an
isomorphism,f’or
each n ~ 0.PROOF.
By (6.6),
the assertion is local on both S andT;
so we may as-sume S and T are affine. Set A =
r(S, as)
and B =F(T, OT). By (5.6),
thesheaves
R"f* F
andR"f*(g*F)
arequasi-coherent.
Therefore the maps(5.1), Hn(X, F) -+ F(S, R"f* F)
andH"(Y, g*F)
~F(T, Rnf’*(g*F)),
are
isomorphisms.
Henceby (EGA I, 1.7.7(i)),
we haveF(T, t* R"f*F) = H"(X, F) (8)A
B. Thus0393(T, a"(F))
isequal
to the map,of
(5.3)
and so it is anisomorphism.
Hencea"(F)
is anisomorphism.
Alternately
we could note that the map ofstalks, 03B1n(F)03C4, is
an isomor-phism
for eachpoint
r E T because it is the direct limit of the isomor-phisms
of(5.3),
as U runs
through
the affineneighborhoods
oft(i)
and V runsthrough
the affine
neighborhoods
of i contained int-1U.
(6.8)
EXAMPLES. Let k be afield, k[T]
apolynomial ring
in one vari-able over k. Let A denote the
subring of 03A0i~Nk[T] consisting
of thosesequences
(fi)
suchthat f.
=fn+1
holds for n » 0. Let I denote the ideal of Aconsisting
of those sequences( fi)
suchthat fn
= 0 holds for n » 0.Set S =
Spec (A)
and set U = S-V (I). Let j :
U ~ S denote the inclu- sion. We shall show that the canonical map,is not
surjective; thus j*OU
is notquasi-coherent.
Let en
denote the element of I that coincides with the zero sequence except for a 1 in the nthplace. Clearly,
theelements en
generate I.So,
we have U = u
Sen. Hence,
for any elementf
=( fi)
ofA,
we haveU m Si
= uSien . Moreover, Alen
isclearly equal
tok[T]fn.
Sinceen · em = 0 holds for n ~ m, we have
Sien
nSfem
=~. Therefore,
we haveequivalently,
we haveIn
particular, for f = 1,
we haveClearly F(S, j, (9u) QA Ag consists
of all sequences of the form(gi/Tm)
with g ~
k[T]
and m fixed. On the otherhand,
the element h =(1/Ti)
is in
0393(Sg, j*OU)
and itobviously
does not have the form(gi/Tm).
Thush is not in the
image
of(6.9).
In the above
example,
themorphism j
isquasi-separated, being
an em-bedding,
but it isobviously
notquasi-compact.
We now construct fromit a
morphism
u : X --+ S that isquasi-compact
but notquasi-separated
such that
R1u*OX
is notquasi-coherent.
Let
S 1 , S2
be twocopies
of’ S. Let X denote the scheme obtainedby
iden-tifying Sl and S2 along
U. Let u : X ~ S denote themorphism
that isequal
to theidentity
on eachSi.
Then u isquasi-compact
but notquasi- separated (EGA I, 6.3.10). Let ji : Si ~ X,
for i =1, 2, and j3 :
U ~ Xdenote the inclusions.
Consider the
(augmented) Cech
resolution of thecovering {S1, S2}
of
X([2], Il, 5.2.1) :
It
yields
an exact sequence,For i =
1, 2,
the exact sequence of terms of lowdegree
of theLeray spectral
sequence,begins
with the exact sequence,So,
sinceuoji
isequal
to theidentity of S,
we haveR1u*(ji*OSi)
= 0and
u*ji*OSi = Os -
Since the mapsr(SI’ as) ~ 0393(U ~ Sf, Os)
areinjective
foreach f ~ A,
it is evident thatu*OX = Os
holds. Sinceu o j3
is
equal
to theinclusion j
of Uin S,
wehave u*j3*OU = j*OU. So, (6.10)
is
equal
to the exact sequence,Since
as and OS ~ OS
arequasi-coherent,
the cokernel of w isquasi-
coherent
(EGA 1’, 2.2.7i). So, since j,, (9u
is notquasi-coherent, R1u*OX
isnot
quasi-coherent.
BIBLIOGRAPHY
M. ARTIN, A. GROTHENDIECK and J.-L. VERDIER
[1] Théorie des Topos et Cohomologie Etale des Schémas, Tome 2. Séminaire de Géo- métrie Algébrique du Bois Marie 1963/64, Lecture Notes in Math., V. 270. Springer- Verlag (1972). (cited SGA 4).
R. GODEMENT
[2] Topologie algébrique et théorie des faisceaux. Hermann, Paris (1958).
A. GROTHENDIECK and J. A. DIEUDONNÉ
[3] Eléments de géométrie algébrique I. Springer-Verlag (1971). (cited EGA 0I, EGAI).
A. GROTHENDIECK and J. A. DIEUDONNÉ
[4] Eléments de géométrie algébrique III, IV. Publ. Math. IHES 11, 20. (cited EGA 0III, EGA III, EGA IV), Paris (1961, 1964).
M. HAKIM
[5] Topos annelés et schémas relatifs. Springer-Verlag (1972).
R. HOOBLER
[6] Non-abelian sheaf cohomology by derived functors. Category Theory, Homology Theory and their Applications III, Lecture Notes in Math., V.99, pp. 313-365, Springer-Verlag (1969).
(Oblatum: 8-11-1973) A. B. Altman
Department of Mathematics, University of California, San Diego, La Jolla, California 92037, U.S.A.
R. T. Hoobler
Department of Mathematics, Rice Uni- versity, Houston, Texas 77001, U.S.A.
S. L. Kleiman
Department of Mathematics, Massachusetts Institute of Technology, Cambridge, Massa- chusetts 02138, U.S.A.