R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
G. T OMASSINI
Structure theorems for modifications of complex spaces
Rendiconti del Seminario Matematico della Università di Padova, tome 59 (1978), p. 295-306
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
for Modifications of Complex Spaces.
G. TOMASSINI
(*)
In this paper we are concerned with the modification of
complex
spaces. Given such a modification
f : ( Y’, flX’ )
~( Y, X ),
Y’c X’ ,
Yc X,
we consider the
problem
of a «description »
off .
In this direction the mainproblem
is thefollowing:
under whathypothesis
is thegiven
modification
isomorphic
to the monoidal transformation of Xalong
Y?The main results of the paper are that this is the case when:
a)
X’ isnormal,
Y’ is an irreducibleprojective
bundleP(C)
on Yand the
ideal 1,,
of Y’ is invertible(Theorem 3.2),
orb)
Y’ isirreducible, ly
isinvertible,
Y and X are smooth(The-
orem
3.7).
When X’ is smooth Theorem 3.7 was
proved by
Moisezon([6]).
An
algebraic analogue
of the theorem wasproved by
A. Lascu([5]).
In § 1,
2 we prove some results onmeromorphic
maps betweencomplex
spaces and on the dimension of theexceptional
set Y’ of amodification.
1. Preliminaries.
1)
Let(X,
be a(reduced
andconnected) complex
space.Let
flx
be the sheaf of the germs ofmeromorphic
functions on X.We say that a
morphism f:
X - Y ofcomplex
spaces is bimero-(*)
Indirizzo dell’A.: Istituto Matematico « U. Dini », Università di Firenze.morphic
if thehomomorphism
is anisomorphism.
It canbe
proved
that if Y is normal andf-1(y)
is finite for every yEY,
then
f
is an openembedding.
Moreover the fibres of abimeromorphic morphism f :
X - Y(where
Y isnormal)
are connected.Let
X,
Y be irreducible. Ameromorphic
map Z~’: X -~ Y is an irreducibleanalytic
subset F of X X Y such that: there are ananalytic
subset A c Xand an
analytic
subsetF
c F such that is the0
graph
of amorphism
Y.In
particular
one hasFi
=pr;’ (A)
r1 F(F being irreducible).
Forevery subset Z c X we
put F(Z)
= pry(pril (Z) n F)
and we callF(Z)
theimage
of Zby
.F’. Apoint x
E A is said to beregular
for Fif there is a
neighborhood U
of x and amorphism f:
Y suchI that
f I
=Let Q
=Q(F)
be the subset ofregular points
of F: Q is open andSing (h’)
= is called thesingular locus
of .F. Let X benormal. Then it can be
proved ([11])
that:(i)
if.F’(x)
iscompact and # 0
for every x, thenSing (F)
is ananalytic
subset ofcodimension > 2;
(ii)
apoint x
isregular
for F iff.F’(x)
has a connected com-ponent
of dimension 0.2)
Let X be acomplex
space. We shall say that X is mero-morphically separated
if for x, y EX,
x ~ y, there is ameromorphic
function
f
onX, regular at x,
y, such thatf (x )
~f(y).
Let £. be an invertible sheaf on X and denote
by A(£.)
thegraded
+00
algebra Lxn )
andby Q(L)
thequotient
field ofA(C). Q(L)
isn~0
a field of
meromorphic
functions.PROPOSITION 1.1. Let X be
compact
and normal andQ(C) separates
,thepoints o f
X.projective.
PROOF. Let so, ..., be such that:
separate points
of .~. Let ~k =Pk(C)
andf
be themorphism
X - Pkdefined
by x H (so(x),
... ,f
is aone-to-one,
proper map andf-1
is continuous fromf (X )
to X. Let N =N(X)
be the open subsetof the normal
points
off (X ) ; g = f -1
isholomorphic
on N. Letv : f (X ) * --~ f (X )
be the normalization off (X ) ; f(()*
is aprojective variety and
= is amemomorphic
mapX - f(X)*
which is amorphism
on We have for every x E Xand furthermore is an
analytic
subset ofcodimension >2.
Let x e
Sing (T)
and ... , y Let H be ahyperplane
sec-tion of
f (X ) *
such that =1,
..., l. Then V =f (X )*BH
isan afhne
variety, x
Ef-1(v(H))
and(qJ)
cf (X )*BH~
for every It follows
that p
extends to amorphism ~:
. (v(H))
- V. This provesthat 99
extends on X and Evw( f (x) ).
Hence
is one-to-one and so is anisomorphism
between X andf(X)*.
2. Modifications.
1)
Let X be a(connected) complex
space, Y acomplex
sub-space,
I p
the ideal of Y the monoidal trasformation of X with centerY ( [6] ) .
The universalproperty
of~c : X --~ X
is thefollowing:
for everycomplex
space Z and for everymorphism
such that
f* Iy
is an invertible ideal there is amorphism
g: Z - 8 (unique
up toisomorphisms)
such that =f .
In par- ticular ifX = n-1(Y)
one hasIY =
REMARK. If
f * I y
is invertible on thecomplement
of a properanalytic
subset A ofZ,
then g is ameromorphic
map Z-8.
We denote
by f : ( Y’, X’) - (Y, X)
a modification of irreduciblecomplex
spaces and we will refer to Y’ as to theexceptional
subsetof the
given
modification([6], [9]).
We say that the modification is
a) regular
if Y and X are bothsmooth, b)
apoint-modification
if Y is zero-dimensional.In the
sequel
we shall be concerned with thefollowing problem:
under what
hypothesis
is the modificationf : ( Y’, ~’ ) -~ ( Y, X)
iso-morphic
to the monoidal transformation of X with center Y ~ As weshall see
later,
conditions may beplaced
onproperties
of the embed-ding
Y’ 4- X’ or onproperties
of theembedding
Y 4- X.2)
Now let us establish somegeometrical properties
ofregular
modifications.
THEOREM 2.1. Let
f : (Y’, X’) - (Y, X)
be aregular modification o f complex
spaces. Then(i) i f dime
Y =0,
Y’ isof
pure dimension(ii)
Y’ isof
dimension n -1 and it isof dimension ~ n - 2
at everypoint
x EY’,
(iii)
the connectedcomponents of
Y’of
dimension n - 2 arefibres.
In particular if dime Sing (X’) n - 3
then Y’ isof
pure dimension n - 1.PROOF. We first remark that for
algebraic
varieties(or
foralge-
braic spaces as
well)
it can beproved
that Y’ isactually
of pure dimension n -1( [5] ).
From this remark the affirmation(i)
followsimmediately.
We shall prove
(ii) by
induction on n. Let d =dimc Y, a
EYand p =
dime f -1(a).
Let U be aneighborhood
of a in X such that :dime f -1(y)
p for every y EU,
U is afibration w :
U - y, where y is ananalytic
curve, and nY,
is a submani-fold of dimension d -1. Let us assume Ux is defined
by ht - 0,
’
ha holomorphic,
and let Vt VÂ is an irreducibleanalytic
subset of and
gives
a modification with excep- tional subset Ea =Let
lo e
y ;by
the inductionhypothesis
one has twopossibilities:
a)
is of pure dimension n -2; b) Eao
is reduced to apoint
andis an
isomorphism.
In the case
b),
for everypoint
0 ofYko
thecorresponding
fibreof
f
is either of dimension 0 or it has an irreduciblecomponent
of dimension 1(actually dime Va
nf -1(y)
=0 ).
In the first case wehave that
dimc
= 0 for an yo EYa,o
and therefore for all y ina
neighborhood.
It follows thatf
is a localisomorphism.
In thesecond one has an irreducible
component
of dimensiond c n - 2 .
This isimpossible
because then theanalytic
subset definedby
= 0would have an irreducible
component
of codimension > 1.Let us suppose that case
a)
holds so that is of pure dimension~ - 2. From the above discussion it follows that
Ea,
is of pure dimen- sion n 2 for every thusdime
Y’ = n -1. Now assumewhere
Y f
is irreducible and(n -I)-dimensional for j
=1, ... , I and
Zi
is irreducible of dimension n - 2 for~==1,...,~.
We haveI(Y’)
= Y for at least one i(and suppose i
=1)
andY, o 0, Zj
r’1Y§ # 0
forevery i, j (the
fibresbeing connected).
Let yl =f (x1)
where xl E
ZlBYi
and letYo
be a submanifold of Uthrough
yo definedby h -
0 . Theanalytic
subsetY,
definedby h o f = 0,
is of pure dimension n -1 andf-1(Vo"’Y)
is an irreduciblecomponent
of W.Let
Wo
be an irreduciblecomponent
of Wcontaining
xo ; then:Wo
cZl
and
gives
a modificationWo -~
It follows thatWo r1 Zl
is ofpure dimension n - 2 or that
flwo
is anisomorphism.
In view of the fact thatZl
is the zero-set of and thatZl
isirreducible,
we have
Zl c Wo
anddimc Z1
= n - 2. This provespart (ii)
of thestatement.
If
xi
E is ’anotherpoint
such that= y[ #
ylthen, by repeating
the aboveargument
withrespect
to avariety V1 through
xi parallel
toYo,
weget a
contradiction. Therefore we have = y;for j =1,
... , 1~. Inparticular
everyZj
iscompact
and the connectedk
components of U Zi
are fibres. This provespart (iii)
of the statement.i=l
Finally,
ifdime Sing (X’ ) c n 3,
inview of the
jacobian
criteriumf
is anisomorphism
at everypoint
of =
17
...,k,
therefore ...== Z~=
0 and Y’ is ofpure dimension n -i- l .
REMARK. It was
proved
in[10]
that if X’ ismeromorphically separated
and X islocally factorial (i.e.,
the localrings
areU.F.D.)
then Y’ is of pure codimension 1.
COROLLARY 2.2. Let
f :
X’ - X be a propermorphism of
irreduciblecomplex
spaces and let Y’ cX’,
Y c X be irreduciblecomplex subspaces of
codimension 1 such thatf ( Y’ ) =
Y. Assume X smooth and thatflx’’’.y’ is
anisomorphism
onto Thenf
is anisomorphism.
3. Structure theorems.
1)
Let us go back to the initialproblem, i.e.,
thedescription
of modification of
complex
spaces.If X is a
complex
space and Y is acomplex subspace
we shalldenote
by n : ( Y, 0l) - ( Y, X)
the monoidal transformation of X with center Y.PROPOSITION 3.1. Let
f : ( Y’, X’ )
-( Y, X )
be amodification
whereY’ is
irreducible, Iÿ
and arelocally f ac-
torial and
that f is
irreducible. Then themodifications f : ( Y’, X’ )
-~-~
(Y, X )
and n:(Y, I) - ( Y, X )
areisomorphic.
PROOF. Assume that X’ is normal and consider the
meromorphic
map g :
X’ -+ X
determinedby f * IY .
For ageneric
x Ef,
the fibreis discrete and therefore reduced to a
single point
x’.Thus g
is an
isomorphism
at x’. The subset A of thepoints
where g is nota local
ismorphism
is ofcodimension >1
in Y’( Y’ being irreducible)
and of
codimension ~ 2
in X’. We have A =?:
Let b E B =
g-1(A)
and a =g(b)
andlet ~
be agenerator
ofLet 1J
be ~ o g
and let h be agenerator
ofhl1J
= Â is a holomor-phic
function on(U being
aneighborhood
of b inX’)
therefore  is
holomorphic
on U. It follows that thepull-back
induces an
isomorphism 1, ~~~~ sw
Thisimplies that g*a
is anisomorphism
andIY’,a
areinvertible ! ) .
ThusA =
0 and g
is anisomorphism.
’
In the
general
case let v : X’* - X’ be the normalization ofX’,
W =
vw( Y)
and z E W r1Sing (X’*).
Let h EIw,z
beholomorphic
on~7,
x =
v(z)
and ’h be agenerator
ofIp.,x.
The function p =h/’hov
isholomorphic
onUBSing (X’*) and, therefore,
on U. This proves thath
is an invertible ideal.From the first
part
of theproof
it follows that there is an iso-morphism
6 :X’* - k
such that = = Thusv
and g
areisomorphisms
and this concludes theproof.
Now let X’ be
normal,
Y’ be an irreduciblecomplex projective
bundle
P(£)
on Y where L is alocally
free sheaf on Y of rank r+
1 and r+ dime
Y = n -1(n
=dime X).
Letf : ( Y’, X’ )
-~(Y, X)
bea modification such that is the natural
projection P(£)
- Y. Letbe the fundamental sheaf on
~(~).
THEOREM 3.2. Let
Iy’
be invertible. Then(i) locally isomorphic to
where m > 0.(ii) Iy, is
anample shea f
withrespect
tof
and themodification
is
isomorphic to
the monoidaltransformation n: ( Y, ~) 2013)- ( Y, X ) .
PROOF,
(i)
Since theproblem
is local withrespect
to Y we canassume that Y’ = Y Xpr. Let
2/eY.
Then there are two invertiblesheaves L1
on Y andCz
on P’ such that(PI’
pz naturalprojections) ([7])
so that we canassume L2 = Opr(m)
and
~.1
~0y:
It follows that One has m ~ 0. Ifnot,
as0p,(m) )
= 0 for m0,
we haver(Y’, Y,
= 0 forevery
k ~ 1. Then,
from the exact sequenceit follows that
.I’( Y’, I p. /I p. ) = 0
for everyLet be an element of and
y’ EY’ :
there isk > 2
such that Thus vgives
a non zero element incontradiction.
Now assume m = 0. Then is
isomorphic
to0y,.
LetY =
U
whereUi
is open in X’ and such that isgenerated
tEl
by hi.
We can assume that =1. Let h be a
holomorphic
func-tion on a
neighborhood
of Y’vanishing
on Y’ and let~8z
=We have
Ai
e andÅi
=Aj
onUZ n U,
n Y’. Thus h determinesa
holomorphic
function A on Y’(which
is constant on eachfibre).
The zero-set Z of h has Y’ as an irreducible
component;
let Z beY’ U Z’ : Z’ is of pure codimension 1 and
dimo Z’ r1
Y’ = n - 2. Takeh = go f where g
is aholomorphic
function on Xvanishing
on Y.Then Z’ r1 Y’ intersects each fibre of
f
but it does not contain all fibres. This is a contradiction because then A would have different values on a fibre. ThusIy)I;,
islocally isomorphic
to wherem>0.
(ii)
Let us denoteby I~~~
thealgebraic
restriction of1,,
tof-1(y)o.
Part(i) implies
that the reduced sheafQ§/
isisomorphic
to0pr(na).
Therefore isample
onf-1(y)0.
In view of a result of
Schneider ( [9] ) ly,
isample
withrespect
to f ,
hence we can assume that there exists a closedembedding (for
a suitableN)
such thatIn view of the theorem of Grauert and Remmert on
projective morphisms (cf. [4]),
for every coherent sheaf Y on X’ and for everycompact
K c X there is aninteger
suchthat
for every n = no . From the exact sequence
decreasing
induction on kimplies
thatR 1 f * (I p, ) ~g =
0 for every ~=0.Arguing
as in[10] (Th6or6me 2.2.3)
weget part (ii)
of the statement.REMARK. The above theorem tells us that a modification which
« blows-down a
projective
bundle » Y’ isalways isomorphic
to a mono-idal transformation
(provided ly,
isinvertible).
2)
In this finalpart
we shall provethat,
under naturalhypoth- esis,
everyregular
modificationf : ( Y’, ~’ )
-( Y, X)
isisomorphic
tothe monoidal transformation n:
( Y, X ) -~ ( Y, X).
This was
proved
in[5]
foralgebraic
normal varietis and thatproof
extends to normalalgebraic
spaces aswell, by passing
to an« étale))
covering
andapplying
the « descentproperty » ([3]).
For
complex
manifolds the theorem wasproved
in[6].
We
proceed
in severalsteps.
LEMMA 3.3. A
regular point-modi f ication f : ( Y’, X’ )
-( yo , X) of
irreducible
complex
spaces such thatIp.
isinvertible,
isisomorphic
tothe monoidal
trasformation n: ( Y, I) - ( yo , X).
PROOF. We can assume X is P" and that X’ is a
compact
Moi0161e-zon space therefore a
complete C-algebraic
space([2]).
We havedime Sing (~’ ) c n - 2
because is invertible. Let be the normalizati on of X’ andput
W=v-1 ( Y’ ) :
~V is irreducible. Letz E W r1
Sing (X’*), z = v(z)
and let h E beholomorphic
on aneigh-
borhood U of z
and ’g
agenerator
of The functionhl’gov
isholomorphic
onUBSing (X’ * )
and theref ore on ~7. It follows that’g o v generates locally Iw. Then, by
theprevious remark,
the modi-fication g:
(W, X’*)
~(yo, X)
isisomorphic
to the monoidal trans-formation. Let X CW and let zi, ... , zn be local coordinates at yo such that
ZL(YO)
_ ... = 0. Let «=1, ... ,n,
andlet us assume that x,
generates lw,x. Let y
=v(x)
andlet ~
be a gen- erator of On aneighborhood of y
the zero-setsof $, z1o f coincide,
so that
~8 ==
where A is invertible and and therefore(Sov)8 =
On the otherhand, as $ ov generates
we havealso x1 =
where p
is invertible. Thus s = 1 andz1o f generates
Iy, v.
Inparticular
if1.
denotes the idealsheaf
of{2/0}? is
invertible
and,
in view of theProposition 2 .1, ( Y’, X’ ) - (yo, .X )
isisomorphic
to the monoidal transformation.REMARKS. In the
previous statement,
thehypothesis
that1y’
isinvertible can be
replaced by
thefollowing
ones: Y’ isgeometrical principal (i.e.,
Y’ islocally
a zero-set of aholomorphic function)
andX’ is a
regular
in codimension 1.Namely
we have theLEMMA 3.4. Let
( Y’, X’ )
-~X )
be aregular point-modification o f
irreduciblealgebraic
varieties. Assume that Y’ isgeometrically prin- cipal
and that X’ isregular in
codimension 1. Then theshea f
invertible.
PROOF. We can assume that X and X’ are
complete. Let y
E Y’and h be a local
equation
for Y’ on aneighborhood
U of y. Let u be a rational function on X such that h = andput u
=q/r
whereq, r are rational functions on X without common factors in We observe that
q(yo)
= 0. Let(h)
denote the divisor of h. On rTwe have
(h)
=0,
and therefore(h)
==( f oq)
-( f or)
> 0.As q
and r have no common factor in
f o q
is apositive
divisor on aneighborhood
Vof y
and on V one has :(foq)
=m Y’,
m > 0.Let 1p
be in
(or
inIp.,~) :
we have 0 onV,
so thatfo1p
==This proves that
(and 1~)
are invertible and therefore that(and
are invertiblebeing local).
LEMMA 3.5. Let
( Y’, X’ )
-4(yo, X)
be aregular point-modification o f complex compact surfaces.
Assume that X’ is normal. Then the modi-fication is isomorphic to a product o f
monoidaltrans f ormations.
PROOF. Let Y’ =
Ci
U ... UCk
be the irreducibledecomposition
ofY’ and let
X’
-=4. X’ be adesingularization
of .X’ : in view of the fundamental theorem of surfacetheory ([8]),
.F’ =fon:
is aproduct
of monoidal trasformations. Furthermore theexceptionl
set Eof 1~’ is
where
CP, D*
areprojective
lines andWe may blow-down the curves
D1, ..., Dt
in such a way as toget
aregular
surface with amorphism ~o --~
X’ which isactually
an
isomorphism (X’ being normal).
LEMMA 3.6. Let
f: ( Y’, X’)
-(yo , X)
be aregular point-modifica-
tion
of complex compact sur f aces.
Assume Y’ isgeometrically principal.
Then the
modi f icatzon
is aproduct of
monoidaltrans f ormations.
PROOF. Let us assume for
simplicity
that Y’ is irreducible. We may restrict ourselves to thefollowing
case: .X is P2 and X’ isalge-
braic.
By passing
to anon-singular
model of .~’ andarguing
as in theprevious
lemma we find a modification ~c :P2 )
--~(Y’, X’) (where
g : ( ~’, P2 ) ~ ( yo , X )
is aproduct
of monoidal transformations and=
g).
Let10
be the ideal sheaf of{yo}
and let zl, z2 be rational functions on Xgiving
local coordinates at yo(and z,(y,)
=z,(yo) = o ).
Let y, = y2 = x1=
and x2
= z2 o g. The invertible ideal7y
isgenerated by
xl or x2 and there are twopoints f,
suchthat
Iÿ,z == all c~g,~ - x2 u8,x b1, b2 .
Let c = ~~(b2) :
y2 = 0
is a localequation
for Y’ at c. We have Y2 on = uxl whereu =
(p/q)og
is invertible in° i,,,
and p, q arepolynomials
in zl, z2 without common factors. Furtherwhere p1, q, are
polynomials
ofdegree >2
andIt follows that
p
and q
arecoprime
thereforep o f , q o f
can vanishonly
on Y’(locally
at
x).
It follows that either p og and q og vanish on Y’ or are invertible at x(because (p/q)og
isinvertible).
In the first case p =z1 Pl , q
=ZlQ1
which
implies B0
= 0 and pi =z1 P2 ,
q1 =ZlQ2
whereP2(0) # 0, Q~(o) ~
0. Thus Y2 where v is a unit of°X’,c.
It follows that the ideal is invertible onXo
= U{n(b2)}.
The mor-phism X( - P2
determinatedby
is an inverse and thisproves that .X’ is non
singular
in codimension 1. Now the result fol- lows from Lemma 3.4.REMARKS.
1)
LetAi
be theanalytic
set definedby zj
= 0 andlet
~P~
= =1,
2. As a consequence of the above lemmawe have
Wi
r10.
2)
Theassumption
that Y’ isgeometrically principal
cannot bedropped.
Now we are in
position
to prove theTHEOREM 3.7. Let
f: ( Y’, X’ )
-( Y, X ) be a regular modi f ication of
irreduciblecomplex spaces..Assume
that Y’ is irreducible and thatIF,
is invertible. Then the
modification
isisomorphic
to the monoidal trans-formation of
X wich center Y.PROOF. From the
hypothesis
it follows that .X’ isnonsingular
in codimension 1. The
problem
is local withrespect
to Xalong
Yso we may assume X is a ball in Cn centered at 0 and Y is defined
by
... = zn = 0.Let C;
be the functionz; o f, j
= d-f-1,
... , nand let
W j
be theanalytic
set wherej
= d+ 1,
... , n. In view of Remark 1 it is easy to prove that r1 ... r1 0.Let y
E Y’ and let U be aneighborhood of y
and~i
such that 0. Let h be a
generator
ofIY,7I.
Then we have~~
= Àhm where ~1 is a unit of0x,,y.
Let IJ be aregular point
of X’ and L1 a one dimensionalanalytic
disk such that L1 r1 Y’ _=
~y’~ .
On 4 we have hm = and = 0i.e.,
is a holo-morphic
functionvanishing at y’
andadmitting
aholomorphic
root.This
implies
that m = 1 and therefore thatCj
is agenerator
ofIn
particular f * IY
is invertible. The statement is now a consequenceof the
Proposition
3.1. ,BIBLIOGRAPHY
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