HAL Id: hal-01616960
https://hal.archives-ouvertes.fr/hal-01616960
Submitted on 15 Oct 2017
HAL
is a multi-disciplinary open access archive for the deposit and dissemination of sci- entific research documents, whether they are pub- lished or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers.
L’archive ouverte pluridisciplinaire
HAL, estdestinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d’enseignement et de recherche français ou étrangers, des laboratoires publics ou privés.
A distortion theorem for the iterated inverse branches of a holomorphic endomorphism of CP(k)
François Berteloot, Christophe Dupont
To cite this version:
François Berteloot, Christophe Dupont. A distortion theorem for the iterated inverse branches of a
holomorphic endomorphism of CP(k). Journal of the London Mathematical Society, London Mathe-
matical Society, 2019, 99 (1), pp.153-172. �10.1112/jlms.12163�. �hal-01616960�
A distortion theorem for the iterated inverse branches of a holomorphic endomorphism of P k
François Berteloot and Christophe Dupont October 15, 2017
Abstract
We linearize the inverse branches of the iterates of holomorphic endomorphisms ofPk and thus overcome the lack of Koebe distortion theorem in this setting whenk≥2. We review several applications of this result in holomorphic dynamics.
MSC 2010: 37F10, 37G05 , 32H50.
Key Words: Linearization, Lyapunov exponents
1 Introduction
Let f :
Pk→
Pkbe a holomorphic endomorphism of algebraic degree d ≥ 2. This is a ramified covering of
Pkof degree d
k. The equilibrium measure µ of f is a mixing f -invariant measure, see [DS, Section 1.3]. The Lyapunov exponents of (f, µ) are larger than or equal to log √
d, see [BD] or [DS, Section 1.7]. Setting J := Supp µ, we thus have a non-uniform hyperbolic dynamical system (J, f, µ).
The aim of the present article is to provide a substitute to the Koebe distortion theorem, which is only valid for k = 1, to control the geometry of the iterated inverse branches of f on
Pk. Our proof is based on a normalization of f along µ-typical backward orbits. Although it should face a major difficulty due to resonances on the Lyapunov spectrum, we use a simple trick to get rid of all possible resonances and stay in the setting of linear normalizations.
Our Distortion Theorem allows to skip the use of delicate results on the Lie group struc- ture of resonant maps, see [GK, JV, KS, BDM]. This is a typical feature of our approach. At the end of the article we review various applications which illustrate how it can be used.
Let us now introduce our framework. To deal with inverse branches, we introduce the natural extension of f . Let
O
:= {ˆ x = (x
n)
n∈Z: x
n+1= f (x
n)}
be the set of orbits of f and let τ :
O→
Obe the right shift sending (· · · , x
−1, x
0, x
1, · · · ) to (· · · , x
−2, x
−1, x
0, · · · ). We say that a function φ
:
O→]0, 1] (resp.
O→ [1, +∞[) is -slow (resp. -fast ) if
∀ˆ x ∈
O, e
−φ
(ˆ x) ≤ φ
(τ (ˆ x)) ≤ e
φ
(ˆ x).
Similarly, a sequence (δ
n)
n∈Zin ]0, 1] is -slow if e
−δ
n≤ δ
n+1≤ e
δ
nfor every n ∈
Z. Let ˆ
µ be the unique τ -invariant measure on
Osatisfying π
∗µ ˆ = µ, where π(ˆ x) := x
0, see [CFS, Chapter 10]. The measure µ ˆ is mixing as µ. Since the equilibrium measure µ is a Monge- Ampère mass with bounded local potentials, it does not give mass to the critical set C of f . In particular, the τ -invariant subset
X := {ˆ x = (x
n)
n∈Z: x
n∈ C / , ∀n ∈
Z}
satisfies µ(X) = 1. For every ˆ x ˆ ∈ X, we denote f
xˆ−nthe inverse branch of f
nwhich sends x
0to x
−n, it is defined in a neighbourhood of x
0. We denote dist the distance on
Pkinduced by the Fubini-Study metric and B
x(r) the ball centered at x of radius r.
Theorem A :
Let f be a holomorphic endomorphism of
Pkand let µ be its equilibrium measure. Let Λ
l< · · · < Λ
1be the distinct Lyapunov exponents of (f, µ) and let k
j≥ 1 be their multiplicities.
Then for every < γ Λ
land for µ-almost every ˆ x ˆ ∈ X, there exist - an integer n
ˆx≥ 1 and real numbers h
ˆx≥ 1 and 0 < r
xˆ, ρ
xˆ≤ 1, - a sequence (ϕ
x,nˆ)
n≥0of injective holomorphic maps
ϕ
x,nˆ: B
x−n(r
xˆe
−n(γ+2)) →
Dk(ρ
ˆxe
n) sending x
−nto 0 and satisfying
e
n(γ−2)dist(u, v) ≤ |ϕ
x,nˆ(u) − ϕ
ˆx,n(v)| ≤ e
n(γ+3)h
xˆdist(u, v), - a sequence of linear maps (D
x,nˆ)
n≥0which stabilize each
L
j:= {0} × · · · ×
Ckj× · · · × {0}, satisfying
∀v ∈ L
j, e
−nΛj+n(γ−)|v| ≤ |D
x,nˆ(v)| ≤ e
−nΛj+n(γ+)|v|, for which the following diagram commutes for every n ≥ n
xˆ:
B
x0(r
xˆ)
f−n ˆ
x //
ϕˆx,0
B
x−n(r
xˆe
−n(γ+2))
ϕx,nˆ
Dk
(ρ
xˆ)
Dx,nˆ //Dk(ρ
ˆxe
n).
Moreover, the fonctions x ˆ 7→ h
−1xˆ, r
xˆ, ρ
ˆxare measurable and -slow on X.
The following corollary shows how Theorem A can be used to estimate the convexity
defect of the inverse branches f
xˆ−n(B
x0(r
xˆ)). A special case of such a property was recently
put forward in [BB].
Corollary (Convexity defect)
Let f be a holomorphic endomorphism of
Pkand let µ be its equilibrium measure. We keep the notations of Theorem A. Let r
x0ˆ:= r
xˆ/h
xˆand, for every 0 < t ≤ 1, let
E
x−nˆ(t) := f
ˆx−nB
x0(tr
x0ˆ)
⊂ E
eˆx−n(t) := f
xˆ−n(B
x0(tr
xˆ)) .
Then for every pair of points p, q ∈ E
x−nˆ(t) there exists a smooth path connecting p and q in E
ex−nˆ(t) and whose length is smaller than e
5nh
xˆd(p, q).
Let us finally mention that Theorem A and its Corollary remain valid for every invariant ergodic measure ν with positive Lyapunov exponents Λ
0l< · · · < Λ
01and, in particular, when ν has metric entropy h(ν) > log d
k−1, see [dT, D2].
2 Proof of Theorem A
In this Section, we explain how to deduce Theorem A from a linearization statement for chains of holomorphic contractions (Theorem B in Subsection 2.5).
2.1 The bundle map over X generated by the inverse branches of f
We recall in Section 5 basic definitions and facts concerning bundle maps. Let (ψ
x)
x∈Pkbe a collection of affine charts ψ
x:
Ck→
Pkwith uniform bounded distortion and satisfying ψ
x(0) = x (for instance fix an affine chart and rotate it thanks to unitary automorphisms of
Pk). To simplify the exposition, we shall ignore the distortions induced by these charts. For every x ˆ ∈ X, let E
xˆ:= {ˆ x} ×
Ckand let ψ
xˆ: E
ˆx→
Pkdefined by
ψ
xˆ(ˆ x, v) = ψ
x0(v).
Let f ˆ := τ
−1be the left shift (· · · , x
−1, x
0, x
1, · · · ) 7→ (· · · , x
0, x
1, x
2, · · · ) on X, and let F
ˆx:= ψ
−1ˆf(ˆx)
◦ f ◦ ψ
xˆ.
Since f is continuous on
Pkthere exist constants M
1≤ M
0such that the bundle map F : E(M
1) −→ E(M
0)
(ˆ x, v) 7−→
f ˆ (ˆ x), F
xˆ(v)
is well defined. Note that F
τ(ˆx)is invertible near 0 since x ˆ ∈ X implies x
−1∈ C. Let / F
xˆ−1:= (F
τ(ˆx))
−1= ψ
x−1ˆ◦ f ◦ ψ
τ(ˆx)−1.
The following lemma specifies the domains of definition of these mappings.
Lemma 2.1
For every > 0, there exists a -slow function ρ
: X →]0, 1] such that the bundle map
F
−1: E(ρ
) −→ E(M
1)
(ˆ x, v) 7−→ τ (ˆ x), F
xˆ−1(v)
is well defined.
Proof :
Let t(ˆ x) := |(d
x−1f )
−1|
−2. There exists c > 0 depending on the first and second derivatives of f on
Pksuch that F
ˆx−1exists on E
xˆ(c t(ˆ x)) (see [BD, Lemma 2]). We let ρ := min{c t, 1}. Since log ρ is µ-integrable (see [DS, Theorem A.31]), there exists a ˆ -slow function ρ
: X →]0, 1] such that ρ
≤ ρ (see [BDM, Lemme 2.1]). 2
2.2 Oseledec-Pesin -reduction
We recall that Λ
l< · · · < Λ
1denote the distinct Lyapunov exponents of (f, µ) and that k
j≥ 1 denote their multiplicities. For every j ∈ {1, · · · , l} we set
L ˆ
j:= ∪
x∈Xˆ{ˆ x} ×
h{0} × · · · ×
Ckj× · · · × {0}
i= ∪
x∈Xˆ{ˆ x} × L
j,
so that ∪
x∈Xˆ{ˆ x} ×
Ckis equal to L ˆ
1⊕ · · · ⊕ L ˆ
l. The Oseledec-Pesin’s theorem may be stated as follows, see [KH, Theorem S.2.10, page 666].
Theorem 2.2
Let d
0F
−1be the linear part of F
−1. For every > 0 there exist an invertible linear bundle map C
over Id
Xand a -fast function h
: X → [1, +∞[ such that
1. the linear bundle map A := C
◦ d
0F
−1◦ C
−1satisfies for every 1 ≤ j ≤ l : A( ˆ L
j) = ˆ L
jand ∀(ˆ x, v) ∈ L ˆ
j, e
−Λj−|v| ≤ |A
ˆx(v)| ≤ e
−Λj+|v|.
2. ∀ˆ x ∈ X, ∀v ∈
Ck, |v| ≤ |C
,ˆx(v)| ≤ h
(ˆ x)|v|.
We conjugate the bundle map F
−1as follows:
W := C
◦ F
−1◦ C
−1,
its expansion is of the form W(ˆ x, v) := (τ (ˆ x), W
ˆx(v)), where W
xˆ= C
,τ(ˆx)◦ F
ˆx−1◦ C
,ˆ−1x. Since F
−1: E(ρ
) → E(M
1) by Lemma 2.1, Item 2 of Theorem 2.2 implies that
W : E(ρ
) → E(M
1h
).
By using d
0W = A and applying Lemma 5.1 on tame bundle maps with
0= , we obtain a -slow function, still denoted ρ
, such that
W : E(ρ
) → E(ρ
) and Lip W ≤ e
−Λl+2. (1) 2.3 Resonances and constraints on γ,
As before, Λ
l< · · · < Λ
1denote the distinct Lyapunov exponents of (f, µ) and k
j≥ 1 denote their multiplicities. One defines the k-tuple
(λ
i)
1≤i≤k:= (Λ
1, · · · , Λ
1, · · · , Λ
l, · · · , Λ
l)
by repeating k
jtimes Λ
j. For j ∈ {1, · · · , l}, one defines the set of j-resonant indices by:
Rj
:= {α ∈
Nk: |α| ≥ 2 and α
1λ
1+ · · · + α
kλ
k= Λ
j}.
Since Λ
l< · · · < Λ
1, one immediately sees that one has 2 ≤ |α| ≤ [Λ
j/Λ
l] ≤ [Λ
1/Λ
l] and α
1= · · · = α
k1+···+kj= 0 for every α ∈
Rj, where [·] stands for the entire part.
For each γ > 0 one defines a shifted Lyapunov spectrum by setting:
Λ
γj:= Λ
j− γ.
Likewise, one defines the k-tuple (λ
γi)
1≤i≤kby repeating k
jtimes the Λ
γj: (λ
γi)
1≤i≤k= (Λ
γ1, · · · , Λ
γ1, · · · , Λ
γl, · · · , Λ
γl) and one denotes
Rγj
:= {α ∈
Nk: |α| ≥ 2 and α
1λ
γ1+ · · · + α
kλ
γk= Λ
γj}.
We now fix a constant 0 < a < ln 4 such that
α
1λ
1+ · · · + α
kλ
k− Λ
j∈ / [−a, a] (2) for every j ∈ {1, · · · , l} and for every α ∈
Nk\
Rjsatisfying 2 ≤ |α| ≤ [2Λ
1/Λ
l].
One easily checks that ∪
lj=1Rγj= ∅ if γ is small enough, hence there is no resonance relation for the shifted Lyapunov spectrum. More precisely, setting
b := 1
2 min{γ, a},
one has α
1λ
γ1+ · · · + α
kλ
γk−Λ
γj∈ / [−b, b] for j ∈ {1, · · · , l} and 2 ≤ |α| ≤ [Λ
γ1/Λ
γl] (see Lemma 5.4 in the Appendix). We actually impose the following precise Constraints on γ and , they will play an important role in our future estimates. We stress that these constraints only depend on the Lyapunov exponents (Λ
j)
j.
Constraints 2.3
We shall assume that γ, satisfy the following properties.
1. The number γ > 0 is fixed and sufficently small so that:
γ < Λ
l/2 , γ([Λ
γ1/Λ
γl] − 1) < a/2 and 4γ(Λ
γ1/Λ
γl+ 1) ≤ Λ
γl. 2. Any choice of > 0 is supposed to be small enough so that:
2 < γ , 4 + 2γ < Λ
land ([Λ
γ1/Λ
γl] + 3) < b.
2.4 Preparatory diagram along a negative orbit
Let γ, > 0 satisfying Constraints 2.3. Let ρ
be the -slow function provided by (1) in Section 2.2. Let x ˆ ∈ X. For every n ∈
Zone sets:
ρ
n:= ρ
(τ
n(ˆ x)) , W
n:= W
τn(ˆx).
The sequence (ρ
n)
nis -slow and according to (1) we have:
W
n:
Dk(ρ
n) →
Dk(ρ
n+1) , Lip W
n≤ θ := e
−Λl+2. Let (r
n)
nbe any -slow sequence such that (r
n)
n≤ (ρ
n)
n. We set
r
ˆx:= r
0/h
(ˆ x) , r
nγ:= r
ne
−nγ, n
xˆ:= min{n ≥ 0 , e
n(−Λl+4+γ)h
(ˆ x) ≤ 1}.
The integer n
xˆis well defined since 4 + γ < Λ
lby our Constraints 2.3. We have defined the charts ψ
xˆ: E
xˆ→
Pkin Section 2.1.
Lemma 2.4
The following diagram commutes for every n ≥ n
xˆ:
B
x0(r
ˆx)
f−n ˆ
x //
C,ˆx◦ψ−1xˆ
B
x−n(r
xˆe
−n(2+γ))
C,τ n(ˆx)◦ψ−1
τ n(ˆx)
Dk
(r
0)
Wn−1◦···◦W0 //Dk(r
γn).
Proof :
The commutation follows from our previous definitions so we only have to check that each arrow is well defined. We recall that, to simplify, we do not take into account the distortion induced by the charts ψ
xˆ.
The left vertical arrow is well defined since r
xˆ= r
0/h
(ˆ x) and Lip C
,ˆx≤ h
(ˆ x). Similarly, to see that the right vertical arrow is well defined too, we observe that
r
xˆe
−n(2+γ)h
(τ
n(ˆ x)) = r
0e
−n(2+γ)h
(τ
n(ˆ x))/h
(ˆ x) ≤ r
0e
−n(+γ)≤ r
ne
−nγ= r
γn. Now, by Constraints 2.3 one has :
r
0θ
n= r
0e
n(−Λl+2)≤ r
0e
−n(+γ)≤ r
ne
−nγ= r
nγwhich, since Lip W
n−1◦ · · · ◦ W
0≤ θ
n, shows that the bottom horizontal arrow is well defined.
Finally, one sees that the top horizontal arrow is well defined since, according to the definition of n
xˆ, the map Φ
n:= (C
,τn(ˆx)◦ ψ
τ−1n(ˆx))
−1◦ W
n−1◦ · · · ◦ W
0◦ (C
,ˆx◦ ψ
x−1ˆ) satisfies
Lip (Φ
n) ≤ e
n(−Λl+2)h
(ˆ x) ≤ e
−n(2+γ)on the ball B
x0(r
xˆ) for every n ≥ n
xˆ. 2
2.5 Theorem A from the linearization of chains
Theorem A follows from Theorem B below, whose proof will be given in Section 3.
Theorem B
Let Λ
l< · · · < Λ
1be positive real numbers. Let γ, > 0 satisfying Constraints 2.3. Let (ρ
n)
n∈Zbe a -slow sequence and let
W
n:
Dk(ρ
n) →
Dk(ρ
n+1)
be a sequence of holomorphic contractions fixing the origin in
Ckand such that
∀n ∈
Z, Lip W
n≤ θ := e
−Λl+2.
We assume the existence of a decomposition
Ck= ⊕
lj=1L
j, where L
j= {0}×· · ·×
Ckj×· · ·×{0}
such that, for every n ∈
Z, the linear map A
n:= d
0W
nsatisfies
A
n(L
j) = L
j, e
−Λj−|v| ≤ |A
n(v)| ≤ e
−Λj+|v| for every v ∈ L
j.
Then there exists a -slow sequence (r
n)
n≤ (ρ
n)
nand a sequence of holomorphic maps ϕ
n:
Dk(r
γn) →
Dk(r
n) where r
γn:= r
ne
−nγsuch that
1. e
n(γ−2)|u − v| ≤ |ϕ
n(u) − ϕ
n(v)| ≤ e
n(γ+2)|u − v|, 2. the following diagram commutes:
· · ·
Wn−1 //Dk(r
γn)
Wn //ϕn
Dk
(r
γn+1)
Wn+1 //ϕn+1
· · ·
· · ·
Aγ
n−1 //Dk
(4r
n)
Aγ
n //Dk
(4r
n+1)
Aγ
n+1 //
· · ·
where the maps A
γnare given by A
γn:= e
γA
n.
Theorem A is simply obtained by combining Lemma 2.4 with Theorem B and setting : ρ
xˆ= 4r
0, ϕ
x,nˆ= ϕ
n◦ C
,τn(ˆx)◦ ψ
−1τn(ˆx), D
x,nˆ= A
γn−1◦ · · · ◦ A
γ0.
Let us stress that the perturbation A
γn= e
γA
nprecisely aims to shift the Lyapunov spectrum of (A
n)
nand cancel the resonances.
Remark 2.5
The statement of Theorem A only takes into account the right hand side part of the commutative diagram of Theorem B, which corresponds to the negative coordinates (the past) of x. The fact that Theorem B concerns sequences of mappings ˆ (W
n)
nindexed by
Zis crucial. Indeed, we shall see in the proof of Lemma 3.3 that the construction of the change of coordinates ϕ
x,nˆactually requires the positive and negative coordinates of x. ˆ
2.6 Proof of Corollary
Let y be either p or q. One sees on the commuting diagram in Theorem A that f
n(y) ∈ B
x0(tr
0xˆ) and that D
ˆx,n◦ ϕ
ˆx,0(f
n(y)) = ϕ
x,nˆ(y). Taking into account the Lipschitz estimates on ϕ
x,0ˆit follows that
ϕ
x,nˆ(p) , ϕ
x,nˆ(q) ∈ D
x,nˆ(
Dk(tr
xˆ)). (3)
Let us also check that
D
x,nˆ(
Dk(tr
xˆ)) ⊂ ϕ
x,nˆB
x−n(tr
xˆe
−n(γ+2))
. (4)
To see this we simply observe that D
x,nˆ
Dk
(tr
xˆ)
⊂
Dktr
xˆe
−n(Λl−γ−)⊂
Dktr
xˆe
−4n⊂ ϕ
x,nˆ
B
x−n(tr
xˆe
−n(γ+2))
where the second inclusion comes from Λ
l> 2γ + 4 > γ + 5 (see the Constraints 2.3) and the last one from the Lipschitz estimate on ϕ
x,nˆ.
Now, by (3) there exists a segment Γ connecting the two points ϕ
x,nˆ(p), ϕ
x,nˆ(q) within the convex set D
x,nˆ Dk(tr
ˆx)
. By the Lipschitz estimate on ϕ
ˆx,n, this segment Γ satisfies length(Γ) ≤ e
n(γ+3)h
xˆd(p, q).
By (4), the image Γ
eof Γ by the map (ϕ
ˆx,n)
−1is a well defined smooth path connecting p and q and contained in ϕ
−1x,nˆ◦ D
x,nˆ(
Dk(tr
xˆ)). Again by the Lipschitz estimate on ϕ
x,nˆwe get
length(e Γ) ≤ e
n(−γ+2)length(Γ) ≤ e
5nh
xˆd(p, q).
Finally, Γ
e⊂ ϕ
−1x,nˆ◦ D
x,nˆ◦ ϕ
x,0ˆ(B
x0(tr
xˆ)) = E
ex−nˆ(t) by the Lipschitz estimate on ϕ
x,0ˆ.
3 Linearization of chains of holomorphic contractions
This Section is devoted to the proof of Theorem B.
Step 1 : Shifting the spectrum
Lemma 3.1
Let W
n:
Dk(ρ
n) →
Dk(ρ
n+1) be a sequence of holomorphic contractions satis- fying the assumptions of Theorem B. Let
ρ
γn:= ρ
ne
−nγ, ∆
n:= e
nγId
Ck, W
nγ:= ∆
n+1◦ W
n◦ ∆
−1n. Then
• the following diagram commutes
· · ·
Wn−1 //Dk(ρ
γn)
Wn //∆n
Dk
(ρ
γn+1)
Wn+1 //∆n+1
· · ·
· · ·
Wγ
n−1 //Dk
(ρ
n)
Wγ
n //Dk
(ρ
n+1)
Wγ
n+1 //
· · ·
• Lip W
nγ= θe
γ< 1 and the linear part A
γn:= e
γA
nof W
nγsatisfies e
−Λ1−+γ|v| ≤ |A
γn(v)| ≤ e
−Λl++γ|v| for every v ∈
Ck.
Proof :
Recall that according to Constraints 2.3 we have θe
2γ= e
−Λl+2+2γ< 1 and (ρ
γn)
n∈Zis 2γ -slow since < γ. In particular Lip W
nγ= e
γLip W
n= e
γθ < 1. It remains to check that
W
n:
Dk(ρ
γn) →
Dk(ρ
γn+1), which is clear since ρ
γn· Lip W
n≤ ρ
γnθ ≤ ρ
γn+1θe
2γ< ρ
γn+1. 2
Step 2 : Improving the order of contact with the linear part
Proposition 3.2
Let W
n:
Dk(ρ
n) →
Dk(ρ
n+1) be a sequence of holomorphic contractions satisfying the assumptions of Theorem B. Let W
nγ:
Dk(ρ
n) →
Dk(ρ
n+1) be the sequence of holomorphic contractions given by Lemma 3.1. There exist a -slow sequence (r
n)
n≤ (ρ
n)
nand a sequence of holomorphic maps
T
n1:
Dk(r
n) →
Dk(2r
n) such that d
0T
n1= Id
Ckand
1. ∀n ∈
Z, ∀(u, v) ∈
Dk(r
n) ×
Dk(r
n), e
−|u − v| ≤ |T
n1(u) − T
n1(v)| ≤ e
|u − v| , 2. the following diagram commutes
· · ·
Wγ
n−1 //Dk
(r
n)
Wγ n //
Tn1
Dk
(r
n+1)
Wγ
n+1 //
Tn+11
· · ·
· · ·
Xn−1 //Dk(2r
n)
Xn //Dk(2r
n+1)
Xn+1 //· · · where X
n= A
γn+ O([Λ
γ1/Λ
γl] + 2) for every n ∈
Z.
The proof consists in applying a finite number of times Lemma 3.3 below. Let us say for convenience that a sequence (G
n)
n∈Zof holomorphic mappings G
n:
Dk(a
n) →
Dk(a
n+1) is -slow if (a
n)
n∈Zis a -slow sequence. Assume that the linear part of such a sequence (G
n)
n∈Zis equal to (A
γn)
n∈Z. Then, according to our discussion in Subsection 2.3, the Λ
γj’s do not satisfy any resonance relation and thus, given any integer p ≥ 2, Lemma 3.3 allows to conjugate (G
n)
n∈Zto some new -slow sequence whose linear part is still equal to (A
γn)
n∈Zbut with no homogeneous part of degree p in its Taylor expansion. The cancellation of the p- homogeneous part of (G
n)
n∈Zrelies on the resolution of some so-called homological equations.
We shall only sketch the proofs, the details are in [BDM, Subsection 3.2] or [JV].
Lemma 3.3
Let (G
n)
n∈Zbe a -slow sequence of holomorphic contractions fixing the origin and whose linear part is equal to (A
γn)
n∈Z. Let p ≥ 2 and let G
(p)nbe the p-homogeneous part of the Taylor expansion of G
n. Then:
1. there exists a sequence of p-homogeneous polynomial maps (H
n)
n∈Zsuch that
∀n ∈
Z, G
(p)n+ H
n+1◦ A
γn− A
γn◦ H
n= 0,
2. for S
n(p):= Id + H
nand
0> 0 there exists a -slow sequence (τ
n)
n∈Zsuch that
∀n ∈
Z, ∀(u, v) ∈
Dk(τ
n) ×
Dk(τ
n) , e
−0|u − v| ≤ |S
n(p)(u) − S
n(p)(v)| ≤ e
0|u − v|
and for which the following diagram commutes
· · ·
Gn−1 //Dk(τ
n)
Gn //S(p)n
Dk
(τ
n+1)
Gn+1 //Sn+1(p)
· · ·
· · ·
Gpb
n−1 //Dk
(e
τ
n)
Gpb
n //Dk
(e
τ
n+1)
Gpb
n+1 //
· · ·
where G
pnb= A
γn+ G
(2)n+ · · · + G
(p−1)n+ 0 + O(p + 1).
Proof of Proposition 3.2
Let p
∗:= [Λ
γ1/Λ
γl] + 1 and
0:= /p
∗. We successively apply Lemma 3.3 with p = 2 , G
n= W
nγ,
and then with
p = 3 , G
n= (W
nγ)
b2, and so on, up to
p = p
∗, G
n= (· · · ((((W
nγ)
b2)
b3)
b4) · · · )
p\∗−1.
This yieds a -slow sequence (r
n)
n≤ (ρ
n)
nsuch that the following diagram commutes
· · ·
Wγ
n−1 //Dk
(r
n)
Wγ
n //
Tn1
Dk
(r
n+1)
Wγ
n+1 //
Tn+11
· · ·
· · ·
Xn−1 //Dk(e
p∗r
n)
Xn //Dk(e
p∗r
n+1)
Xn+1 //· · · where
X
n:= (· · · ((((W
nγ)
b2)
b3)
b4) · · · )
cp∗= A
γn+ O([Λ
γ1/Λ
γl] + 2) and
T
n1:= S
n(p∗)◦ · · · ◦ S
n(2).
Since p
∗<
12ln 4 by Constraints 2.3, we have T
n1:
Dk(r
n) →
Dk(2r
n). Since p
∗0= , we also have e
−|u − v| ≤ |T
n1(u) − T
n1(v)| ≤ e
|u − v| on
Dk(r
n). 2
Proof of Lemma 3.3
To prove Item 1 amounts to show that the following linear operator Γ, defined on the space of slow sequences of p-homogeneous mappings, is surjective:
Γ : (H
n)
n∈Z7→ (H
n+1◦ A
γn− A
γn◦ H
n)
n∈Z.
To simplify we suppose that every exponent Λ
jhas multiplicity k
j= 1 (therefore l = k and λ
j= Λ
jfor 1 ≤ j ≤ k). Let us fix
α ∈
Nksuch that 2 ≤ |α| ≤ [Λ
γ1/Λ
γl] + 1.
We are going to exhibit a preimage for Γ to the sequence G
(p)n= (0, · · · , a
nz
α, · · · , 0), where a
nz
αis at the j-th place.
For this purpose, we shall use the control α
1λ
γ1+ · · · + α
kλ
γk− Λ
γj∈ / [−b, b] (see Subsection 2.3) and treat separately the cases α
1λ
γ1+· · ·+α
kλ
γk−Λ
γj> b and α
1λ
γ1+· · ·+α
kλ
γk−Λ
γj< −b.
In the first case, we shall solve the equation Γ((H
n)
n∈Z) = (G
(p)n)
n∈Zby averaging on n ≥ 0 (which correspond to the past of x) and by averaging on ˆ n ≤ 0 (which correspond to the future of x) in the second case. ˆ
• If α
1λ
γ1+ · · · + α
kλ
γk− Λ
γj> b, we set
∀n ∈
Z, H
n:= (A
γn)
−1G
(p)n+
Xr≥1
(A
γn)
−1· · · (A
γn+r)
−1G
(p)n+rA
γn+r−1· · · A
γn. (5)
A formal computation shows that Γ((−H
n)
n∈Z) = (G
(p)n)
n∈Z, which means:
∀n ∈
Z, G
(p)n+ H
n+1◦ A
γn− A
γn◦ H
n= 0.
The convergence of the series (5) relies on the block diagonal property of (A
γn)
n∈Z. To simplify, let us assume that the (A
γn) are truly diagonal. Writing H
nas H
n= P
n,0+
Pr≥1
P
n,r, we obtain
|P
n,r(z)| ≤ |(A
γn)
−1· · · (A
γn+r)
−1G
(p)n+re
−rλγ1+rz
1, · · · , e
−rλγk+rz
k
|
≤ |(A
γn)
−1· · · (A
γn+r)
−10 , · · · , a
n+re
−r(α1λγ1+···+αkλγk)+|α|rz
α, · · · , 0
|
≤ e
rΛγj+re
−r(α1λγ1+···+αkλγk)+|α|r|a
n+r| |z
α|
≤ e
−rbe
r(|α|+1)|a
n+r| |z
α|
≤ e
−rbe
r([Λγ1/Λγl]+3)|a
n| |z
α|.
where the last inequality uses |α| ≤ [Λ
γ1/Λ
γl] + 1 and the fact, easily checked by using Cauchy’s estimates, that (a
n)
n∈Zis a -slow sequence. By Constraints 2.3, b − ([Λ
γ1/Λ
γl] + 3) > 0 and thus the series (5) converge.
• If α
1λ
γ1+ · · · + α
kλ
γk− Λ
γi< −b, we proceed as before by setting
∀n ∈
Z, H
n:= −G
(p)n−1(A
γn)
−1−
Xr≥1
A
γn−1· · · A
γn−rG
(p)n−(r+1)(A
γn−r)
−1· · · (A
γn)
−1.
Let us now deal with Item 2 of Lemma 3.3. We first set S
n(p):= Id + H
nand observe that (S
n(p))
−1= Id − H
n+ O(p + 1) and
(S
n+1(p))
−1◦G
n◦S
n(p)=
A
γn+ G
(2)n+ · · · + G
(p−1)n+
G
(p)n+ H
n+1◦ A
γn− A
γn◦ H
n+O(p+1).
The second term in the right hand side vanishes by construction of (H
n)
n. Finally, Lemma
5.2 on bundle maps ensures the existence of a -slow sequence (τ
n)
nsatisfying the required
properties.
In order to prove the general case where G
(p)nis a p-homogeneous map but not a monomial map, we proceed by linearity in Item 1 to obtain:
G
(p)n+
XH
n+1j,α◦ A
γn− A
γn◦
XH
nj,α= 0,
where the sum ranges over j ∈ {1, · · · , l} et |α| = p. Item 2 then follows by performing the change of coordinates S
n(p):= Id +
PH
nj,α. 2
Step 3: Conjugation to a linear mapping and conclusion
Proposition 3.4 below is a special case of Theorem 1.1 in [BDM], it shows that a slow sequence of holomorphic mappings (X
n)
n∈Zis conjugated to the sequence of its linear part (A
γn)
n∈Zonce these two sequences have a sufficiently large contact order. Let us stress that this step does not require the fact that (A
γn)
n∈Zis block diagonal.
Proposition 3.4
Let (X
n)
n∈Zbe a -slow sequence of holomorphic mappings with linear parts (A
γn)
n∈Z. Assume that there exist 0 < m ≤ M < 1 such that
∀n ∈
Z, ∀v ∈
Ck, m|v| ≤ |A
γn(v)| ≤ M |v|
and that
X
n= A
γn+ O(q + 1) where q ≥ 1 satisfies (M e
2)
q+1< me
−. Then there exist a -slow sequence (r
n)
n∈Zand a sequence T
n2n∈Z
of holomorphic mappings T
n2:
Dk(r
n) →
Dk(2r
n) such that d
0T
n2= Id and
1. ∀n ∈
Z, ∀(u, v) ∈
Dk(r
n) ×
Dk(r
n), e
−|u − v| ≤ |T
n2(u) − T
n2(v)| ≤ e
|u − v| , 2. the following diagram commutes:
· · ·
Xn−1 //Dk(r
n)
Xn //Tn2
Dk
(r
n+1)
Xn+1 //Tn+12
· · ·
· · ·
Aγ
n−1 //Dk
(2r
n)
Aγ
n //Dk
(2r
n+1)
Aγ
n+1 //