C OMPOSITIO M ATHEMATICA
R. R AGHAVENDRAN A class of finite rings
Compositio Mathematica, tome 22, n
o1 (1970), p. 49-57
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49
A class of finite
rings
by
R.
Raghavendran
Wolters-Noordhoff Publishing Printed in the Netherlands
Introduction
In a paper
published
notlong
ago Gilmer[2]
determined com-pletely
the structure of every finite commutativering
with anidentity
element whosemultiplicative
group of units iscyclic;
andshowed that there exists at least one noncommutative
ring
withthis
property by giving
theexample
of thering Ro (say)
of all2 X 2 upper
triangular
matrices over the fieldGF(2). By
way ofgeneralisation, Eldridge
and Fischer[1] proved
certain results ofwhich
only
thefollowing
are of immediate concern to us here. IfR is any
ring
with acyclic
group of units whose left idealssatisfy
the
descending
chaincondition., they
showed that R will benecessarily finite; if,
inaddition,
R is notcommutative, they
show-ed that R will be the direct sum of a commutative
ring
with thering Ro
described above.For
convenience,
we shall usethroughout
this paper the term Gilmerring
to denote anyfinite (associative,
but notnecessarily
com-mutative) ring
with anidentity element,
whosemultiplicative
groupof
units iscyclici
The method of
procedure
ofEldridge
and Fischer may now be described as follows.They
prove a series of lemmas which lead to the conclusion that a Gilmerring
will be commutativeexcept
in acertain
situation;
and thenthey
determine the structure of thering
in thisparticular
case. At onestage
of this processthey
makeuse of the classification
given
in Gilmer[2].
In this paper we redetermine the structures of
all
Gilmerrings
ab
initio,
and in a manner almostindependent
of that of Gilmer.Our discussion is based on a lemma
(Lemma 1)
and somesimple
remarks
(given in § (1.2)).
The discussiondepends
on[2] only
tothe extent of
using
anargument
of Gilmerwhich, however,
formsan essential
part
of theproof
of Lemma 1 of this paper.The author wishes to thank Professor V.
Ganapathy Iyer
for hisencouragement
andguidance during
thepreparation
of this paper.50
Thanks are due to N. Ganesan for
having
shown the author apreprint
of the paper[1]
sent to himby Eldridge prior
to itspublication.
Section 1
(1.1)
Webegin by describing
the notations usedthroughout
thispaper. The
symbol
R will be used to denoteany finite (associative) ring
with anidentity
element 1 ~ 0. Thesymbol j
will be used to denote the Jacobson radical of thering
under consideration. Weuse the notation
GR
for themultiplicative
group of units of thering
R. Thesymbol
S will be used to denote thesubring
of Rgenerated by
itsidentity
element. Thesymbol X
is used to denotean indeterminate. As is
usual,
Z denotes thering
of allintegers
and p denotes any
positive prime integer.
For any set A with afinite number of
elements,
we uselA 1
to denote the number of elements in that set.We now describe a notation which
plays
animportant
role inthis paper. For any
particular prime
p, we use thesymbol N(p)
to denote the set of all the
nilpotent
elements x(of
thering
underconsideration)
whichsatisfy
the condition px = 0.(1.2)
In this subsection we mention somesimple
results whichwill be useful to us later.
(i)
If R is aring
of orderp"l p"k
where the p, are distinctprimes
andthe ni
arepositive integers,
it is well known that R isexpressible,
in aunique
manner, as the direct sum ofrings Rz ,
where
|Ri|
=pnii, i
= 1,..., k.
(ii) (Gilmer [2,
Th.1].)
Let thering
R be the direct sum of nontrivialrings R1, ···, Rk.
Then it is obvious that eachring Ri
has an
identity element,
and that the groupGR
is the directproduct
of the groupsGRs , i
=1, ···, k.
So the groupGR
will becyclic if,
andonly if,
both thefollowing
conditions aresatisfied : (1)
each
GRi is a cyclic
group, and(2)
theintegers 1 GRi |
areprime
toeach other in
pairs.
(iii)
In view of the above remark we seethat,
inconsidering
Gilmer
rings,
we may restrict our attention toindecomposable
ones - whose orders are
necessarily prime-powers.
(iv)
If aring
R is the direct sum of two nontrivialrings,
it canbe
easily
verified that the additive groupgenerated by
the zerodivisors of R will be the whole of R.
(v )
Let K be a nil ideal in thering
R.Il
thequotient ring RIK
isa
field,
then K will consisto f
all the nonunitsof R;
also R will be anindecomposable ring. For,
it can beeasily
verified that an elementx will be a unit in R
if,
andonly if,
the elementx+K
is a unit inthe
quotient ring R/K.
So ifR/K
is afield,
then all the nonunits of R willbelong
to K(and
exhaustK),
and the remark(iv)
aboveshows that R will be
indecomposable (because K
is a proper subset ofR).
(vi) Il
R is a Gilmerring
with radicalJ,
then thequotient ring R/J
will also be a Gilmerring. For, as J
is a nilideal,
theargument
in
(v)
above shows that the canonicalmapping
will map the groupGR
onto the group of units of thering R/J.
(vii)
Let A be thering
of all n X n matrices over a divisionring.
If n >
2 we know that the groupGA
will be nonabelian. So A will be a Gilmerring if,
andonly
if A is a(finite)
field.(viii) If
R is a Gilmerring
with radicalJ,
then thequotient ring R/J
will be a direct sumof fields. For, by
Wedderburn-Artin struc- ture theorem,R/J
will be the direct sum of a finite number of idealsA1, ···, Ak
where eachAi, regarded by itself,
is a totalmatrix
ring
over some divisionring.
The desired result now followsby using,
insuccession,
the remarks(vi), (ii)
and(vii)
above.(Note:
A celebrated theorem of Wedderburn asserts that every finite divisionring
isnecessarily
commutative.However,
we donot need this result
here.)
(ix) (Koh [4]) If a ring
A hasexactly
nleft
zero divisors andn > 1, then
1 AI |
~ n2. For, let z be a nonzero left zero divisor and let K be the kernel of thehomomorphism a - az (a
EA)
of theadditive group of A onto that of Az. As every element of both the sets K and Ax is a left zero divisor in
A,
we have|K| ~ n
and|Az| ~
n. Then the factlA 1
=IK 1 · |Az| gives
the desired result.(1.3)
Theobject
of this paper is to prove thefollowing
compre- hensive result.THEOREM 1.
(Gilmer [2], Eldridge
and Fischer[1].)
Each one
o f
thefollowing rings
is anindecomposable
Gilmerring.
(a) GF(pm),
where p is anyprime
and m > 1.(b) Z/(pm),
where p is an oddprime
and m > 2.(c) F[X]/(X2),
where F is anyprime field o f finite
order.(d) Z/(4).
(e) F[XJ/(X3),
where F =GF(2).
(f) Z[X]1(4, 2X, X2-2).
(g)
Thering of
all 2 x 2 uppertriangular
matrices over thefield
GF(2).
52
Conversely,
everyindecomposable
Gilmerring
isisomorphic
to one,and
only
one,o f
therings
described above.Also, i f
a Gilmerring
is thedirect sum
of
k(~ 2 ) indecomposable rings,
then at least k-1o f
these
component rings
arefields
with characteristic 2.PROOF. First we prove the direct
part
of the theorem. If thering
R is oftype (a)
ortype (b)
ortype (d)
it is well known thatthe group
GR
iscyclic. Suppose
now that R isof type (c)
and that uis the coset
X + (X2)
inF[X].
It iseasily
seen that the nonunits of R constitute the ideal Ru of order p, sothat J
= Ru andR/J ~ GF(p).
The groupGR
of orderp(p-1)
is the directproduct
of the group
1 + J (of
order p, aprime)
and the groupGF (of
orderp-1).
As the groups1 +j
andGp
arecyclic,
it follows that the groupGR
iscyclic.
Next we willdispose
of thetypes (e)
and(f) together. Suppose
that R is oftype (e)
or oftype (f)
and that udenotes the coset
X+ A
in theappropriate polynomial ring,
whereA =
(X)
if R is oftype (e)
and A =(4, 2X, X2-2)
if R is oftype (f).
If K ={0, u, zc2, U2+Ul@
we have R = K ~{1+K}
andas 2u = u3 = 0, we can
easily verify
that K is a nil ideal inR;
and also that
GR
=1+K
iscyclic,
with 1+u as agenerator.
IfR is of any one of the
types (a)
to(f)
we note thatR/J
is afield;
so all these
rings
areindecomposable (by § (1.2) (v)).
Suppose finally
that R is oftype (g).
Here the groupGR (of
order
2)
iscyclic. Let,
ifpossible,
R beexpressed
as the directsum of two nontrivial
rings Rl, R2.
As( R |
= 8, we may suppose that|R1|
= 4 and|R2|
= 2; asRl, R2
would haveidentity
ele-ments, both of them must be commutative. As this contradicts the fact that R is
noncommutative,
we see that thering (g)
isindecomposable.
This
completes
theproof
of the directpart
of the theorem. The first statement in the conversepart
will beproved
later.Assuming
this result for the moment, we see that the second statement follows from the remark
(ii) of § (1.2)
and the observation that|GR|
is odd for anindecomposable
Gilmerring
Ronly
if R is afinite field with characteristic 2.
(1.4)
With the ultimateobjective
ofproving
the first statementin the converse
part
of Theorem 1 we prove fivelemmas,
the firstof which is to be found below. The decisive trick used in its
proof
is due to Gilmer
(refer [2,
Th.3]).
LEMMA 1. Let R be any Gilmer
ring
andlet, f or
aprime
p, the setN(p) (defined in § (1.1»)
contain a nonzero element u. Then thefollowing
results hold.PROOF. We shall first prove
(ii).
Let x be any fixed element ofN(p) with x2 ~
0, and let k(~ 3)
be the leastpositive integer
such that e = 0. It can be
easily
verified that the setA =
{1+(a+bx)xk-2 : a,
b = 0, 1, - - -,p-1}
consists of
p2
distinct elements. Ifp(k-2)
weregreater
than orequal
tok,
then every element y of the set A willsatisfy
the equa- tionyp
= 1, since px = 0 and p is aprime.
This is in contradictionto the fact
that,
for anypositive integer
n, the number of solutions of theequation yn
= 1 in any Gilmerring
is at the mostequal
to n.So if k > 2 we must have k >
p(k-2) > 2(k-2),
and weget
k = 3 and p = 2. As this
implies
that x3 = 0 and so(1+x)4
= 1for all x in the set
N(2),
we get|N(2)|
~ 4. Since 0,u, u2
andu2-f-u
are distinct elements of the set
N(2),
we see that theproof
of(ii)
is
complete.
Theproof
of(i)
will now be obvious.Section 2
(2.1)
Thefollowing
lemma describes the structures of all Gilmerrings
whose orders are powers of oddprimes.
LEMMA 2. Let R be a Gilmer
ring
whose order is a powero f
an oddprime
p. Then R will beisomorphic
to aring of
one, andonly
one,ol
thetypes (a), (b), (c)
mentioned in Theorem 1.PROOF. In the course of this
proof
we use many of the results statedin § (1.2). Suppose
first that R issemisimple,
so thatR =
Ri
~ ···~ Rk
where eachRi
is a field.(Refer § (1.2) (viii).)
As
p-1 (~ 2)
will be a factor of each|GRi|,
it follows(from § (1.2) (ii))
that we can haveonly
k = 1, so that R =Ri
is a field. Thus R will be oftype (a)
in case R issemisimple.
We suppose hereafter that R has
radical J ~ (0).
Thequotient ring Rll
is asemisimple
Gilmerring (refer § (1.2) (vi))
and istherefore a field. All the nonunits of R
belong
to the nilideal J
(refer § (1.2) (v)).
Now we have todistinguish
between two cases.54
CASE
(1).
Here we suppose that R has characteristic p. Thenj C N(p)
andars 1 =1= (0),
we haveIII |
=IN(p)1
= pand J2
=(0) (from
Lemma 1, since theprime
p isodd).
As R hasonly
p leftzero divisors and as
1 RI
is a power of p,(using § (1.2) (ix))
we canconclude
that 1 R I
=p2.
If u is any nonzero elementof J
one caneasily verify
that R ={a · 1+bu :
a, b = 0, 1, ···,p-1 ;
p - 1 =u2 =
0}, by showing
that the set on theright
side of thisequation
has
p2
distinct elements. Thus R =F[X]I(X2)
with F =GF(p)
and so R is of
type (c)
in this case.CASE
(2).
Here we suppose that R has characteristicpm
withm > 1. The
subring
S(refer § (1.1»)
isisomorphic
toZJ(pm)
sothat
N(p )
C S. We now assert that S = R.Suppose
thecontrary
that R contains an element x which does not
belong
to S. A sp- - x
= 0 eS,
there exists aninteger
a with 0 oc ~ m-1 such thatp03B1 · x ~
S whilep03B1+1 · x
e S. As S -ZJ(pm)
there is an ele-ment
y in
S such thatp03B1+1 · x = p03B1+1 ·
y. If we write z =p03B1(x-y),
we
have z 0
S and pz = 0. As every unit in R has additive orderpm (m
>1),
and as every nonunit of Rbelongs
toJ,
we find thatz e
J. As j
is a nil ideal and pz = 0, we have ze N(p).
But thisis in contradiction to the
facts: z 0 S, N(p)
C S. This contradiction proves our assertion that S = R and hence shows that R is oftype (b)
in this case.As the very method of
proof
shows that the above threerings
are
mutually nonisomorphic
theproof
of the lemma iscomplete.
Section 3
(3.1)
In this section we determinecompletely
the structures of allindecomposable
Gilmerrings
whose orders are powers of 2, and thuscomplete
theproof
of Theorem 1. For this purpose werequire
somepreliminary
results which aregiven
in thefollowing
lemma.
LEMMA 3.
(Eldridge
and Fischer[1,
Lemmas 5 and6])
Let R be any Gilmer
ring
whose order is a powerof
2 andlet J
beits
Jacobson
radical. Then thefollowing
results hold.(i)
The characteristicof
R is either 2 or 4.(ii) Every nilpotent
elementof
Rbelongs
toJ.
(iii) Il
the characteristicof
R is 2, then either(iv) If
the characteristicof
R is 4, theneither j
={0, 2},
PROOF. The characteristic of R is 2k for some
positive integer k,
and so the
subring
S(defined
in§ (1.1)) ~ Z/(2k).
AsGs
= S nGR
and therefore
GS
iscyclic,
weget
k = 1 or 2 from a well knownresult. This proves
(i).
The result(ii)
follows from§ (1.2) (viii).
We will now show
that J
=N(2).
ThatN(2) Ç J
follows from(ii);
forproving
the reverse inclusion we need consideronly
thecase where the characteristic of R is 4. If x is any element of
J, 2(1+x) =A
0, because(1+x)
is aunit;
then(1+2x)2
= 1 and1+2x ~ -1
imply
that 1-f-2x = 1. This proves the desired result thatJ Ç N(2),
and the result(iii)
follows from Lemma 1.Again
suppose that the characteristic of R is 4. As the element 2.1 isnilpotent,
we haveJ ~ (0)
andif III
= 2 thenJ
={0, 2}.
If
J
={0, u, u2, u2+u}
we canonly
have 2 = u2 since22 = 0 ~
(u)2
=(U2+U)2.
Thiscompletes
theproof
of the lemma.(3.2)
REMARKS.(i)
From theproof
of the directpart
of Th. 1 wesee that all the cases mentioned in the results
(iii)
and(iv)
of theabove lemma are
possible.
(ii)
Forproving
the results(iii)
and(iv)
of the above lemmaEldridge
and Fischerdepend
upon the classification of all commu-tative Gilmer
rings given
in[2].
(3.3)
Thefollowing
two lemmasgive
the structures of all inde-composable
Gilmerrings
whose orders are powers of 2.LEMMA 4. Let R be a Gilmer
ring
whose order is a powerof
2 andlet
J be
itsJacobson
radical.Il
thequotient ring RIJ
is afield,
thenR will be
isomorphic
to aring of
one, andonly
one,of
thetypes (a), (c), (d), (e), (f)
mentioned in Theorem 1.PROOF.
If j
=(0)
then R -R/J
is a field(by
ourhypothesis)
so that R will be of
type (a)
in this case. Hereafter we suppose thatJ ~ (0).
From the results(iii), (iv)
of theprevious
lemma wesee that we have to discuss four cases. We now assert that R
= J ~ {1 + J}
in all these cases.Granting
this assertion for themoment and
using
the results(iii)
and(iv)
of theprevious
lemmawe
get
thefollowing
results:when Ij |
= 2, R= J u {1+J}
willbe of
type (c)
or oftype (d) according
as the characteristic of R is 2 or 4, andwhen Ij |
= 4, R will be oftype (e)
or oftype (f) according
as the characteristic of R is 2 or 4.So the
proof
of the lemma will becomplete
if we show that56
R
== y u {1+J}
incase J ~ (0). Suppose
first that/J/
= 4 sothat J
={0,
u,u2, u2+u :
2u = u3 =0}. (Note:
This is valid evenwhen the characteristic of R is
4.)
Let g be agenerator
of thecyclic
group of units of R and letgu2
= v. As ve J,
v ~ 0 andvu = 0, we see that
(gu2 =) v = u2,
so that(g-1 )
is a zero divisorin R. As all the nonunits of R
belong to J (for R/J
is afield)
wehave g = 1+w for some w in
J,
and henceg4
=(l+w)4
= 1.This shows that
1 Gn |
~ 4. But as{1+J}
is asubgroup
of order 4in
GR
weget GR = 1+J.
So we haveR = J ~ GR = J ~ {1+y},
in the case
III
= 4. As theproof
for the caseIJI
= 2 isquite similar,
theproof
of the lemma iscomplete.
LEMMA 5. Let R be an
indecomposable
Gilmerring
whose order isa power
of
2 andlet J
be itsJacobson
radical.Il
thering RIJ
is nota
field,
R will beisomorphic
to thering (g) of
Theorem 1.PROOF.
By § (1.2) (viii),
thering R/J
is the direct sum of k(~ 1) fields;
our conditions on Rimply
that k ~ 2, and hencethat J ~ (0). By
Lemma 3, there exists aunique
nonzero elementv
(say)
in the entirering
R such that V2 = 0.Lifting idempotent
elements from the
quotient ring R/J,
we canget
kmutually
ortho-gonal
nonzeroidempotents
e1, ···, ek in thering
R such thatei+ ’ ’ ’ +ek
= 1 and such that(Rei-y-J)/J
=(eiR+J)/J
is a fieldfor each
i;
and then we consider the Peircedecompositions
R =
Re1~ ··· ~ Rek
andR = e1R ~ ···
~ekR. (Refer
Jacobson[3,
Ch.III,
Sections 7 and8].)
IfeiRei = (0)
forall i, j
withi
~ j,
it will follow that R isdecomposable
into the direct sumof k
(~ 2)
nonzero idealsRej
=eiRei
=eiR,
a contradiction toour
hypothesis.
IfeiRei =1= (0)
for apair i, j,
with i =1=j,
thene,Re, = {0, v},
since(erse,)2
=(0).
If(0)
~eiRei
=ea,Rep,
itfollows
easily
that a = iand fl = j.
So we may suppose thatelRe2
={0, vl
and thateiRei = (0)
for all otherpairs i, j
withi ~
j.
Now if k > 3, R will be the direct sum of the nonzero idealsR(e1+e2)
=(e1+e2)R,
andeiRei for i ~
3, a contradiction. So wemust have k = 2.
We have
J
=e1Je1+e1Je2+e2Je2.
IfeJel =1= (0)
we can finda nonzero element z in
elje,
such that z2 = 0. But this willimply
elzel = z = v e
e,Re2,
a contradiction since v ~ 0. SoeiJei
=(0)
for i = 1, 2 and we find that
J
=elJe2
=elRe2
={0, v}.
Thesupposition
that the characteristic of R is 4 will lead to v = 2, a contradiction because v = elve2 does not commute with el. So we haveproved
that the characteristic of R is 2 and that|J|
= 2.(Refer
Lemma3.)
Now
J
=elRe2
CRe2.
IfJ2
is the Jacobson radical ofRe2l
then
J2
=J. (For, as J
is a nil ideal inRe2, J C J2
and the reverseinclusion follows from Lemma 3
(ii)).
AsRe2/J2
=Re2/J is
afield,
we
get IRe21
= 4, andsimilarly
thatle,Rl
= 4(by using § (1.2)
(ix)).
AsRel
=e,Re,
is a proper subset ofeiR,
we find thatIRI
= 8.If F =
{0, 1},
then F is a subfield ofR,
and as every element of R isuniquely expressible
in the formael + be2+cv
with a,b,
cin
F,
and as themapping
is
easily
verified to be anisomorphism,
we see that R isisomorphic
to the
ring
of all 2 X 2 uppertriangular
matrices over the fieldGF(2).
Thiscompletes
theproof
of the lemma.(3.4)
The result(v) of § (1.2)
shows that therings
consideredin Lemmas 2 and 4 are all
indecomposable.
So the Lemmas 2, 4 and 5together
prove the first statement in the conversepart
ofTheorem 1.
The
proof
of Theorem 1 is nowcomplete.
REFERENCES K. E. ELDRIDGE and I. FISCHER
[1] DCC rings with a cyclic group of units, Duke Math. J. 34, 2432014248 (1967).
R. W. GILMER
[2] Finite rings having a cyclic multiplicative group of units, Amer. J. Math. 85, 2472014252 (1963).
N. JACOBSON
[3] Structure of Rings, Colloquium Publication volume XXXVII of the Amer.
Math. Soc., (1956).
K. KOH
[4] On "Properties of Rings with a Finite Number of Zero Divisors", Math. Annalen 171, 79201480 (1967).
(Oblatum 12-IX-68) Department of Mathematics Annamalai University
Annamalainagar, Madras State, India