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HAL Id: jpa-00210804

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Submitted on 1 Jan 1988

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The reduction of dislocation density in GaAs by in doping: a specific interaction of in with the cores of 30°

partial dislocations

F. Louchet

To cite this version:

F. Louchet. The reduction of dislocation density in GaAs by in doping: a specific interaction of in with the cores of 30° partial dislocations. Journal de Physique, 1988, 49 (7), pp.1219-1224.

�10.1051/jphys:019880049070121900�. �jpa-00210804�

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The reduction of dislocation density in GaAs by In doping: a specific

interaction of In with the cores of 30° partial dislocations

F. Louchet

LTPCM, ENSEEG, INP de Grenoble, BP 75, 38402, St-Martin-d’Hères, France

(Requ le 15 fgvrier 1988, accepté le 21 mars 1988)

Résumé.

2014

La réduction importante de la densité de dislocation dans GaAs monocristallin CZ par dopage In,

souvent mentionnée dans la littérature, est interprétée en termes d’intégration des atomes d’indium dans les dislocations partielles à 30°, dont le c0153ur peut évoluer vers une structure particulière de type shuffle interstitielle. Cette intégration se réalise par diffusion des atomes d’indium au passage des décrochements.

L’énergie d’activation correspondante est déduite des données expérimentales. On propose un critère simple

de blocage des sources de dislocations, fonction de la concentration en indium, qui permet de rendre compte des densités de dislocations observées.

Abstract.

2014

The drastic reduction of dislocation densities in CZ grown GaAs by In doping reported in the literature, is interpreted in terms of an integration of In atoms in 30° partial dislocations, in which a particular

shuffle core structure can be built, through diffusion of In atoms at kinks. The corresponding activation energy is derived from experimental data. A simple criterion is given for locking dislocation sources as a function of In content, which agrees with observed distributions of dislocation densities.

Classification

Physics Abstracts

61.16D - 61.70J

-

61.70L - 61.70P

Introduction.

It is generally accepted now that In has a substantial effect on the reduction of dislocation densities obtained in CZ grown GaAs crystals. An interpre-

tation of this effect has been given in terms of solid

solution hardening due to the interaction with dislo- cations of dilatation centers associated with In atoms

[1]. However, the specific action of In (as compared

to Si for instance) [2], and its particular influence on

screw and a dislocations shown by velocity measure-

ments, suggest that the problem is more closely

related to core structures of dislocations than to their elastic strain field. After a brief review of some

experimental data on this question, a particular type of interaction of In atoms with a and screw dislo- cations will be proposed, and its consequences on dislocation densities will be discussed.

1. Analysis of available experimental data.

Indium addition in GaAs reduces significantly the density of dislocations obtained during CZ crystal growth. More precisely, only glide dislocations, moving on {111} planes under thermal stresses, are concerned with this effect [3], while growth dislo-

cations are not affected. Guruswamy, Hirth and

Faber [1] showed the existence of a substantial

hardening due to In doping, evidenced by hardness

measurements up to 500 °C and a higher plateau

stress level during creep with increasing In content.

The interpretation is based on the solid solution strengthening proposed earlier by Ehrenreich and Hirth [4]. In this model, the increase of about 7 % of the length of the InAs bond compared to that of a

GaAs one, is shown to lead to a volume dilation of about 21 % around the InAs unit in the GaAs matrix. The interaction of the dislocations with these dilatation centers can either pin dislocations which bow out between them (classical line tension solute

hardening), or slow down the migration of kinks along dislocations (interaction of kinks with InAs

units).

Dislocation velocity measurements, by etching techniques or by X Ray transmission topography for instance, give more information than macroscopic hardening or creep experiments [5]. In the present

case, with temperatures between 260 °C and 500 °C,

and stresses from 5 to 20 MPa, dislocations have

polygonal shapes, along ( 110 ) directions, and only

screw and 60° dislocations are sensitive to In addi- tions [5, 6, 2]. If we focus our attention on these two

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019880049070121900

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1220

types of dislocations, two different regimes are observed, according whether the applied stress is lower or higher than a critical value o-c =10 MPa [5, 6]. In regime I (o- o-c), the longer is the distance

travelled by 60° and screw dislocations, the stronger

is the velocity reduction, so that no mobility can be

defined unambiguously for these dislocations in this

case. In regime II (a

>

o’c) on the other hand, 60° a

and screws are slowed down, but independently of

the distance travelled in the slip plane. This suggests

an interaction of 60* a and screws with fixed

impurities in regime II, and a scavenging of mobile impurities in regime I, as for instance in the case of PLC effect. This last point seems to be confirmed by

the behaviour of the critical stress crcg which in-

creases with temperature or with the duration of the temperature plateau, in agreement with a thermally

actived process of incorporation of In atoms in the

dislocation cores.

The interaction mechanisms of In atoms with dislocations are then probably quite different in the

two regimes. Regime II is likely to be explained by a

solid solution hardening, as proposed by Guruswamy

et al. [1], but a specific mechanism must be invoked

for regime I. This mechanism operates only on 60° a

and screw dislocations, which both contain a 30° a

partial dislocation. 60° f3 dislocations are insensitive

to In, and do not contain the 30* a partial. This partial dislocation has then probably a specific

interaction with In atoms, which will be described and discussed in the following sections.

2. The particular structure of the 30° a partial.

There is circumstantial evidence that dislocation

cores in elemental semiconductors (Si, Ge) are on

average of glide (G) character. A similar configur-

ation can be reasonably assumed in the case of

compound semiconductors, although a stabilization of glide cores by bond reconstruction is more

questionable in this case [7]. In this G configuration,

a 60° « dislocation dissociates into a 30° a and a

90° « partial, each of them having an As core (Fig. 1), while a screw dislocation dissociates into a

30’ a partial (with an As core) and a 30° /3 partial (with a Ga core). The 60° f3 dislocation dissociates into 90° f3 and 30° f3 partials (with Ga cores). All

these dislocations will be labelled G in the following.

They are separated by a stacking fault which neces-

sarily lies in the

«

G » plane.

Now, if point defects are allowed to migrate onto

the cores of partial dislocations, several core sites

can turn into a shuffle

«

S

»

configuration, labelled Si if the shuffle site is obtained from a G site by

addition of an interstitial, or S, if it is obtained by

addition of a vacancy. As noticed above, the tran-

sition to these shuffle core structures from G ones is

probably easier than in elemental semiconductors,

Fig. 1.

-

Dissociated dislocations loop in GaAs. Burgers

vectors of partial dislocations are indicated by arrows.

Core atoms in the glide (G) configuration are schematized

by stars for Ga and open circles for As. The nature of core atoms in kinks is also mentioned.

since reconstruction of dangling bonds is more

difficult between identical As atoms (in a « G » cores) or Ga atoms (in (3

«

G

»

cores) than between

Si or Ge ones. Different possible Si or Sv cores for

30° and 90° partials have been recently proposed and

discussed [7]. The main conclusions are that Sv cores

are rather hollow and difficult to reconstruct, that 90° Si cores are overcrowded, and probably too energetic to be found, but that 30° Si cores have

three possible and nearly equivalent low energy semi-reconstructed structures, which are shown in

Fig. 2.

-

Core structure of a 30°

a

partial : black and

white atoms refer to the two interpenetrating f.c.c. lattices

(Ga or In in black, As in white) (a) glide configuration ;

(b) (c) (d) : three possible shuffle interstitial cores. Notice

the As-Ga (or B-A) zig-zag chains.

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figure 2. These 30° Si structures are made of zig-zag shaped chains of A and B atoms, with very low distortions of tetrahedral bonding. In the case of a

30° a partial in GaAs, the atoms labelled A in figure 2 are As atoms, whereas B atoms can be either Ga or In ones. A mechanism of incorporation

of In atoms on B (Si) sites is discussed in the

following.

3. Mechanisms and kinetics of incorporation of In

atoms on 30° a Si sites.

Two different kinds of interaction mechanisms of In atoms with dislocation cores can be imagined, ac- cording whether diffusion is allowed. to operate or

not.

3.1 HIGH STRESS, LOW TEMPERATURES. - In this case, diffusion is not favoured. When In atoms are met by dislocation cores, stress relaxation can pin for

a while the dislocation core on the associated dilatation center, giving a classical solid solution

hardening. This is probably the microscopic aspect of the solid solution hardening invoked by Gurus-

wamy et al. [2], and might correspond to regime II.

The details of this interaction are probably different

in the case of {3 or a partials, since in the former case

In atoms (assumed to occupy Ga sites in the crystal)

are in the same sublattice as the dislocation core, whereas in the latter case the dislocation core (in the

As sublattice) flees over the In atom. It is difficult to

decide from core structure models in which case the

pinning effect is most effective. Nevertheless, the

relative insensitivity of {3 dislocation velocities on In

doping in regime II [5] suggests that relaxation around the In center is larger in the case of a partials. In addition, 90° partials might be more

sensitive to In than 30° ones, due to their larger edge

component.

3.2 LOW STRESS, HIGH TEMPERATURES. - Dif- fusion can now operate, and a progressive incorpor-

ation by diffusion of In atoms in dislocation cores can be envisaged. As discussed in 2, the best type of

core for In storage is the 30° a one. As long as the In

atom remains on the Ga sublattice, it is bonded to 4

As atoms, and the expected stress relaxation is small

(even smaller for a 30° a than for a 90° a partial). In

contrast, diffusion of In onto a Si site leads to a

reduction of In-As bonds, and to an increased stress

relaxation. This advantage becomes predominant

when a number of In atoms have been collected on

30° a Si sites, forming zig-zag chains as shown in figure 2. The shift of In atoms into shuffle sites is a

thermally activated process, in agreement with the dependence of the critical stress Te on temperature and annealing time (see [5] and 1). The progressive incorporation of In in the core also agrees with the continuous slowing down of a and screw dislocations in regime I. The specific core structure of In deco-

rated 30° a partials explains the specific effect of In doping on a and screw dislocations, since this type of

partial belongs to both a and screw dislocations, but

not to j3 ones.

3.3 ROLE OF KINKS. - In fact, In atoms are not met directly by dislocations, but by kinks, and one has to

look at the way by which In atoms can be incorpo-

rated into 30° a cores by kinks.

A particular and interesting feature of 30° partials

is that, contrary to 90° partials, their double kinks

are made of kinks of different natures. A 30° a glide partial (with an As core) has an As 90° kink and a Ga

30° kink (see Fig. 1). This is not the case for 90°

partials in which core atoms are of the same nature

as those in their kinks. During motion of a 30° a partial, the As 90° kinks will probably fly over In

atoms (on Ga sites), whereas Ga 30° kinks will actually meet In impurities, around which bonds will be cut. In this latter case, climb of the In atom onto a

Si site is much easier than from a 90° kink, since bonds are already broken. A vacancy is left on the

kink, which can facilitate its motion [7], leaving the

In atom on its Si site. Other kinks will sweep out the

partial, but it will be now very difficult for a normal kink to take the In atom out from the core, since it would require a larger energy than the formation energy of an interstitial. If the incoming kink is

associated with a vacancy, as for instance a 30° kink with a Ga vacancy, it might incorporate the In atom,

and we return into the former situation, in which the

following 30° Ga normal kink will transfer In into a

Si site in the new core position. If the incoming kink

is not a 30° kink with a Ga vacancy but a 90° kink with an As vacancy, In can come back into a glide

site only by creation of an As/Ga antisite defect,

which is rather energy consuming. It seems that the

return of In into a glide position is difficult, and

therefore that In atoms migrate with the 30° a core.

More and more atoms are then collected, leading to

In-As chains.

3.4 KINETICS.

-

The jump of In from a G onto a

Si site is a thermally activated process, characterized

by an activation energy Ag. The effective jump frequency can be written :

assuming that the vibration frequency of the In atoms in the dislocation core is the Debye frequency

vD.

If the probability of reverse jump is neglected, as

discussed in 3.3, the In atom will be actually incorporated into the Si site if the average time

1/ v necessary for jumping on Si is less than the time

åtk spent by the kink on the In site. otk can be

obtained from the expression of kink velocities (8)

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1222

valid at relatively small stresses :

where a is the applied stress, and Wm the migration

energy of kinks.

The condition of incorporation becomes :

and the critical stress o-c separating regimes I and II

is obtained when Atk =1/v

i.e.:

.

or :

where Wm and Ag do not depend on temperature.

In current cases, o,-b3,: kT, and therefore Wm - Ag 0. We check that 03C3c is an increasing function of T, as observed experimentally [5]. If we put Uc = 10 MPa at T = 400 °C [5], we find :

If the migration energy Wm is estimated about 0.8 eV (see [9] and appendix), this gives an activation

energy for In incorporation of 0.95 eV, which is not unreasonable.

4. Role of In concentration on dislocation densities in CZ grown crystals.

The density of glide dislocations measured in CZ grown GaAs crystals depends drastically on In

content [3]. For In concentrations larger than about

1 %, the crystal is nearly dislocation-free, except in a thin zone close to the surface. When In content is decreased (Fig. 3), the thickness of this zone in-

creases, and for an In content less than approxi- mately 0.5 %, another dislocated region appears at the center of the crystal.

A simple explanation based on equation (3) might

account for this kind of dislocation distribution, the

extension of the dislocated region depending on the

relative values of oc and of the thermal stress ath, i.e. the stress induced by temperature gradients

in the crystal, as sketched in figure 4a : in the regions

where o-lh

>

o-c, we are in regime II, dislocations are

only slowed down by fixed In atoms, and can develop. In the intermediate region where Uth- 03C3c we are in regime (I), and dislocations are stopped

after a mean free path X which corresponds to a

Fig. 3.

-

Influence of In doping on the dislocation distri- bution in a CZ grown GaAs crystal (after Chabli, Molva, Bunod and Bletry) (KOH etching).

saturation of 30* a cores in In. If the incorporation

occurs as soon as a Ga 30° kink meets an In atom

(see 3.3), the core will be saturated after a path :

where the lattice periodicity is taken equal to the Burgers vector b for simplicity, and where the factor 2 accounts for the fact that only one type of kink is assumed to incorporate In atoms in the core.

This estimate gives X = 0.1 f.Lm for cIn == 1 %, which

is unfortunately much less than the extension of dislocated regions.

Moreover, this explanation cannot account for the

dependence of dislocation densities on In content. It

can be improved by taking into account dislocation

multiplication. The basic idea is that, in regime I, a

dislocation source can operate only if the mean free path X before saturation is larger than the distance necessary to activate a Frank Read source, i.e.

roughly Gblo-th, where crth is the thermal stress.

If X > Gb the source can produce a complete

ath

loop, containing both screw, a and f3 dislocations.

The former ones will stop further on, while the latter

can propagate freely until they activate another

source.

If X Gb on the other hand, dislocations will

03C3th

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Fig. 4.

-

(a) and (b) : a comparison of the (schematic)

thermal stress radial profile in the CZ crystal with the

critical stress shows the regions where dislocation motion

obeys regimes I or II. The absence of dislocations at the center of the crystal for high In contents (Fig. 3) suggests that the real situation is that of (b) () crm! ! I U c

I UM I); (c) : within regime I region, a comparison of Gb / Uth (full lines) with the different values of the dislocation path X, which depends on In content (dashed lines), shows the existence of a ring-shaped dislocation free region (DFR) for Gb / Uth :> X. The width of this

region increases when X decreases (i.e. when In concen-

tration c increases).

stop before the source has reached its critical pos- ition, and multiplication is hindered.

This is sketched in figure 4 : in figure 4a, crj I o, m I - I cr m I, and a bundle of dislocations is always present at the center of the crystal, whatever

cIn might be. This is obviously not the experimental

situation. In figure 4b, I U c I is larger, i.e. tempera-

ture is also larger than in figure 4a, according to equation (3). Some dislocations in this case remain close to the surface (regime II), but would disappear

at higher temperatures. The main part of the speci-

men is in regime I (oth - (7c). Multiplication will

occur or will be hindered depending on the respec- tive values of X and Gb / U th, which are sketched in

figure 4c. At high In concentrations, X = X(cl) is

less than Gb / U th everywhere except close to the surface. The crystal will be nearly dislocation free. If cIn is increased up to C2, X

=

X(C2):::. Gb I Uth in the surface region, but also in the center, where some dislocations appear. At low In concentrations

(X = X(C3) large), the dislocation-free region is

reduced to a narrow ring in the region where

°’tn is minimum.

A rough estimate of the order of magnitude of G6/o’th can be derived from computed stress profiles [10], which give maximum stresses of several tens of MPa. With G

=

60 GPa, this gives minimum values of Gb / U th slightly less than 1 f.Lm, which is not inconsistent with estimates of X in actual exper- imental conditions (between 0,1 and 1 03BCm when

cIn varies from 1 % to 0.1 %).

Conclusion.

A simple model has been proposed for the effect of

In addition on dislocation mobilities in GaAs. It is based on a specific shuffle core structure of 30° a partials, made of zig-zag shaped As-In chains, which

can be built by a progressive incorporation of In

atoms in the 30° a core through 30° Ga kinks. This

mechanism is thought to operate at relatively high temperatures and moderate stresses, in order to allow diffusion of In atoms onto interstitial shuffle sites of the 30° a partial. Another type of interaction between dislocations and In obstacles probably oc-

curs at higher stresses, leading to classical solute hardening by fixed impurities, which has been al-

ready predicted in the literature. A relation between the critical stress 03C3c (which separates these two

regimes) and the temperature has been derived, and

is in agreement with the few experimental available

results. From the existence of these two regimes in

which dislocations interact respectively with mobile

or fixed impurities, one can expect a Portevin le Chatelier behaviour of In doped GaAs, if strained with a suitable strain rate. Experimental values of

cc and T taken from [5] have been introduced in the

U c (T) relation, giving an activation energy for In

integration in 30° a cores of about 0.95 eV.

The profile of dislocation density in a CZ grown

crystal as a function of In content has also been

derived, assuming that dislocation sources can oper- ate if the mean free path X of a and screw

dislocations (before being stopped by In integration

in their cores) is larger than Gb / U th where the

thermal stress profile U th has been taken from [10].

This approach accounts for the different types of radial dislocation distributions found when In con-

centration varies from 0.1 to 1 %.

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1224

Appendix.

DETERMINATION OF THE MIGRATION ENERGY OF KINKS FROM DISLOCATION VELOCITY MEASURE- MENTS.

-

The migration energy of kinks Wm can be

derived from dislocation velocity measurements, as

soon as the dependence of velocities on dislocation

lengths is known.

If L is the dislocation length, and X the mean free path of kinks along the dislocation, the dislocation

velocity can be written [8] :

where F(o-) is the nucleation energy of double

kinks, Wm the migration energy of kinks, and a the applied stress.

The mean free path of kinks X (i.e. the average

separation between kinks on the dislocation) can be

written [11] :

where Voo is the velocity of a dislocation of infinite

length (given by (A.2)), and Vo the slope V /L of the V(L) curve for very short dislocations (given by (A.1)). This mean free path can also be related to

A measurement of V /L can therefore allow an

estimation of F (a) + W. through (A.1), while an

estimate of Voo and of Vo

=

V /L gives the value of

F(o-) through (A.3) and (A.4). The difference of these two values give Wm.

The velocity measurements performed by Caillard

et al. [9] give, for screw dislocations at T

=

350 °C,

a

=

50 MPa :

Taking v D =1 O 13 S-1, and b

=

3.98 A :

and therefore

which is an average between the two types of kinks found on a 30° (a or (3) partial.

Acknowledgments.

The author thanks Drs A. Chabli and F. Molva for

helpful discussions.

References

[1] GURUSWAMY, S., HIRTH, J. P. and FARBER, K. T., J. Appl. Phys. 60 (1986) 4136.

[2] YONENAGA, I., TAKEBE, M. and SUMINO, K., Int.

Symposium on structure and properties of dislo-

cations in semi-conductors (Moscow) March

1986.

[3] CHABLI, A., MOLVA, E., GEORGE, A., BERTIN, F., BUNOD, P. and BLETRY, J., Proc. Conf. Adv.

Materials for Telecommunications, Ed. P. A.

Glasow (Strasbourg) 1986, p. 27.

[4] EHRENREICH, H. and HIRTH, J. P., Appl. Phys. Lett.

46 (1985) 668.

[5] BURLE-DURBEC, N., PICHAUD, B. and MINARI, F., Philos. Mag. Lett. 56 (1987) 173.

[6] YONENAGA, I., SUMINO, K. and YAMADA, K., Appl.

Phys. Lett. 48 (1986) 326.

[7] LOUCHET, F. and THIBAULT-DESSEAUX, J., Revue

Phys. Appl. 22 (1987) 207.

[8] HIRTH, J. P. and LOTHE, J., Theory of Dislocations

(McGraw Hill) 1968.

[9] CAILLARD, D., CLÉMENT, N., COURET, A., AN- DROUSSI, Y., LEFEBVRE, A. and VAN- DERSCHAEVE, G., Microscopy of Semi-Conduct-

ing Materials V (Oxford) 1987.

[10] JORDAN, A. S., CARUSO, R. and VON NEIDA, A. R., Bell Syst. Tech. J. 39 (1980) 593.

[11] LOUCHET, F., COCHET-MUCHY, D., BRECHET, Y.

and PELISSIER, J., Philos. Mag. A 57 (1988) 327.

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