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Submitted on 1 Jan 1993
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Henrik Jensen, Yves Brechet, Benoît Douçot
To cite this version:
Henrik Jensen, Yves Brechet, Benoît Douçot. Instabilities of an elastic chain in a random potential.
Journal de Physique I, EDP Sciences, 1993, 3 (2), pp.611-623. �10.1051/jp1:1993152�. �jpa-00246746�
Classification
Physics
Abstracts46.30P 63.50 63.90
Instabilities of
anelastic chain in
arandom potential
Henrik Jeldtoft
Jensen(~),
YvesBrechet(~)
and BenoitDoucot(~)
(~)Department
of Mathematics, ImperialCollege,
180Queen's Gate,
London SW? 2BZ, U.K.(~)
LTPCM, ENSEEG,
BP 75 Domaine Universitaire deGrenoble,
38402 St. Martind'Heres,
France(~)
CRTBT, CNRS,
BP 166, F-38042 Grenoble Cedex 9, France(Received
lst Septem per 1992,accepted
in final form 23 October1992)
Rdsumd. Nous dtudions un
systbme dlastique
monodimensionnel dans un potentiel aldatoire.La r4ponse de ce milieu
41astique
k un ensemble de centresd'ancrage
denses et al4atoirement r4partisapparait
comme contro14e par des instabilit4s41astiques.
Nous 4tudions le seuild'apparition
de ces instabilit4s ainsi que leurspropr14t4s statistiques.
La distribution des dis- continuit4s endnergie
et le spectre depuissance
de la forced'ancrage
suivent tous deux une loi depuissance.
Nous discutons bribvementl'application
4ventuelle de ce modble k ladescription
de certainesexpdriences
concernant la friction solide.Abstract. We
investigate
a one dimensional elastic system in a randompotential.
The response of the elastic medium to a set ofsharp
and densepinning
centers is shown to be controlled by non linear instabilities. We study the onset of these instabilities and their statistics.Both the distribution of energy discontinuities and the power spectrum of the
pinning
force are found to exhibit a power law behavior. Thepossible
relevance of this model to someexperiments
on solid friction is
briefly
discussed.Introduction.
Many physical systems
consist ofinteracting particles
imbedded in aquenched
disordered pc- tential. For instance flux lines intype
IIsuperconductors, charge density
waves, Bloch walls inferromagnets.
Theunderstanding
of thesesystems
involves at least two mainaspects.
The firstproblem
is to understand theequilibrium configurations resulting
from thecompetition
between theinterparticle
interaction and the interaction with the randompotential.
Generi-cally,
these systems exhibit a verylarge
number ofpossible nearly degenerate
metastable states.A second
aspect
is thecomplex dynamics
of various relaxation processes connected with thislarge
number of available states.It has been
suggested
that the commonimportant
feature of thephysics
of thesesystems
is the presence of "avalanches"by
which thesystem
relaxes from one metastable state to another.These avalanches involve many
degrees
of freedom. A necessary condition for the existence of avalanches is the presence of a finite threshold. As a consequence of thisthreshold,
thecollective
dynamics
exhibitshysteretic
behavior. Theemphasis
on avalanches and thresholdwas
presented
in the paperby Bak, Tang,
and Wiesenfeld.[I]
These authors haveproposed
the name of
self organized criticality
for this class ofphenomena.
Thisviewpoint
hastriggered
an avalanche of recent work on various
systems
such assandpiles [2],
flux lines[3, 4], charge density
waves[5], earthquakes [6],
and many others.In this paper, we
study
a disordered version of the Frenkel-Kontorova model in one dimen- sion. Morespecifically,
we considera
houlogeneous
elastic chainmoving
ina random
potential.
As the chain is
pulled
from oneend, stick-slip
processesinvolving
avalanches ofparticle
dis-placements
occur.Energy jumps
connected to these avalanches are found to exhibit a power law distribution.Moreover,
thesejumps
induce a finitepinning
force. We alsostudy
the fluc- tuations of the force which isrequired
topull
thesystem.
Its powerspectrum
has theI/ f"
form. The
procedure
ofpulling
the chain selectsa small subset of
"physical
states" among theexponentially large
number ofpossible
metastable states.Pushing
the chain back andforth
through
the randompotential
doesn'tgenerate
the same sequence of states. It is worthstressing
that thepresent system
differs in asignificant
way frompreviously
studied cellular automata used as models for selforganized criticality.
These cellular automata are discrete in space andtime,
and a threshold entersexplicitly
in the definition of thedynamics. By
contrast, thepresent
model is continuous in both space andtime,
and threshold is the result of manyparticle
effects.This paper is
organized
as follows. We first define themodel,
and the iterativeprocedure
used togenerate
all thepossible
metastable states. Instabilities are studied in afollowing section,
with
emphasis
on an estimate of the threshold for theirgeneration.
We then define adynamical
process in which a sequence of such metastable states is
selected,
andstudy
the statistics of energy and center of massposition
discontinuities associated to thejumps
from one metastablestate to another. The power spectrum of the
resulting pinning
force is theninvestigated.
Weconclude
by discussing
thepossible
relevance of this model to actualexperiments
on stickslip phenomena.
Model.
We consider a harmonic chain
consisting
of Nparticles
in a randompotential [4].
Thepotential
energy of the
system
is definedby
E =
f
(~ (z;+i
z;~)~
+V(z;)) (I)
I=1
~
Here k is the
spring constant,
which we setequal
tounity,
z; denotes theposition
of theparticles,
a is the latticeparameter,
andV(z;)
is the randompotential
of thefollowing
formV(z)
=-Ap L exP(-I(z vp)/Rpl~) (2)
The
positions
yp of thepinning
centers arerandomly
distributed with a uniformdensity
np.The
strength
and the range of the individualpinning
centers arerespectively Ap
andRp.
The minimization of the
potential
energy isperformed iteratively by solving
theequilibrium
condition0E/0z;
= 0 for all I. Morespecifically,
we have2 CQ X
0
-2 0 2
~~
Xi
4
2 CQ X
0
-2
-2 0 2
~) Xi
Fig.1.
Case of the twoparticle
chain(k
= 1) with a
single pinning
center(Rp
=
0.25): graph
of the
position
z2 of the secondparticle
versus theposition
xi of the first particle, for different values of thepinning strength Ap a) Ap
= 0.06 < Aihri under the threshold for elastic instabilities.b) Ap
= 0.6 > Athri above the threshold for elastic instabilities. xi is a multivalued function of z2
-k(z2
xi~)
+V'(zi)
= 0
k(z2
xia) k(z3
z2a)
+V'(z2)
" 0
(3)
= 0
k(zN-i
zN-2~) k(zN
zN-1~)
+V'(zN-1)
= 0
No
equation
is written for theN'~ particle
sincewe assumed that an additional force
applied
on theN'~ particle
ispulling
thesystem
in such a way that thisN'~ particle always experiences
a zero net force. We
prescribe
theposition
xi of the firstparticle
and express allphysical
quantities
as a function of xi Thephysical
situation in whichparticle
number N is forced to move with constantvelocity (as
in theexperiments
described in Ref.[7])
can be obtainedby
inverting
the relation between xi and zN. Even for weakpotential V(z;)
this relation is found to beextremely
non-monotonousprovided
the chain issufficiently long.
2
E I
«
~-2
-1 3
a) X~
3
E
8
«
-3
-2 0 2 4
b) X~
Fig.2.
Case of the two particle chain(k
= 1) with a
single pinning
center(Rp
=
0.25): graph
of the center of mass position zoom versus the position z2 of the second
particle,
for different valuesof the
pinning strength Ap a) Ap
= 0.06 < Aihr~ under the threshold for elastic instabilities.b) Ap
= 0.6 > Athri above the threshold for elastic instabilities. The dotted linecorresponds
to all the possible metastable states. The full line shows the succession of statesactually
reached uponincreasing
z2. This illustrates the existence of
jumps
in the center ofmass
position.
Generation of instabilities.
In order to
gain
someunderstanding
of thecomplex
behavior of thelarge
Nchain,
it ishelpful
to start with the
simplest
N = 2 case. Infigure I,
we show z2 as a function of xi, for twodifferent values of
Ap.
There is a critical valueA,hr
ofAp
below which z2 is astrictly increasing
function of xi When
Ap
islarger
thanA,hr,
some parts of the curvecorrespond
to unstableregions.
This leads tojumps
in xi when the control variable z2 issmoothly
increased. Thesejumps
are the one dimensionalequivalent
of thepreviously
studied elastic instabilities[8].
The evolution of the center of massposition,
and the total energy versus z~ areplotted
infigures
2 and 3
respectively,
for values ofAp
smaller orlarger
than the threshold valueA,hr.
The presence of non monotonousregions
in the z~ versus xi leads tomultiple
functions of thecontrol
variable z2. Infigures
2b and3b,
dotted linesrepresent
metastablestates,
and full lines the ones which areactually
reached as z2 is increased.Upon decreasing
z2, a differentpath
inconfiguration
space is followed. Thepattern
offigure
3b isquite generic,
and will bepictorially
referred to as the "cat"instability.
In the case of a
longer chain,
the multivalued nature of the energy and center ofmass
position
fi
LlJ -0.I
-I
a) ~
2
+~O
L1~
-1
-2 0 2 4
b) X~
Fig.3.
Case of the two particle chain(k
=
1)
with asingle pinning
center(Rp
=
0.25): graph
of the total energy Etot versus the position z2 of the second particle, for different values of thepinning strength Ap a) Ap
= 0.06 < Athri under the threshold for elastic instabilities.b) Ap
= 0.6 > Athrs above the threshold for elastic instabilities. The dotted line corresponds to all thepossible
metastablestates. The full line shows the succession of states
actually
reached uponincreasing
z2. This has beenlabelled as the "cat
instability"
because of theshape
of theEtot(z2)
curve.as a function of TN becomes more dramatic with a very
large
number of folds.However,
this intricatepattern
can bedecomposed
in a series of nestedelementary
cat instabilities. Aqualitative understanding
of this behavior comes from the fact that if say xi lies within the range of apinning
center, itgenerates displacements
in zp which growlinearly
with p. Asa
result,
theprobability
forparticle
number p to sweepthrough
apinning
center increases with p. In order tocompensate
thepinning
forceacting
onparticle
number p, zN oscillates with anamplitude proportional
to N p.Furthermore,
thecorresponding displacement
in xirequired
forparticle
number p to sweepthrough
thegiven pinning
center goes asI/p.
Afterinverting
the zN versus xi curve, this leads to small and numerous cat instabilities inducedby particles
close toparticle
numberN, superimposed
onlarger
and lessfrequent
instabilitiesdue to
particles
closer toparticle
number I. Thisphenomenon
is well illustrated onfigure 4,
where zN and total energy areplotted
as as function of xi The oscillations infigures
4a and 4b lead to the multivalued energy functionE(zN)
shown infigure
4c.As shown in
figure 4c,
because of thesejumps
the energy,E,o,,
as function of zN hasalways
an
upward
curvaturelocally. Hence,
a finite average force isrequired
in order to induce aglobal
displacement
of the chain. This is themicroscopic origin
of a finite friction force between the16
z 14
X
12
lo
4 5 6 7
a) xi
0.2
fi
LlJ -0.2
4
b) xi
0.2
fi
~i~
-0.2
lo
c) xt~
igA.
-
Rp
0.25 and Ap =0.05
bovethe nstability threshold thr.
a)
osition of the N~~particle
TNersus of the first xi. b) Total
energy
Etot versus xi. c) Eiot versusTN from
combining
the
two previous graphs.The
rather plicated shape of this curve can beanalyzed as a
superposition of elementary cats".
chain and the disordered substrate. The threshold for onset of these instabilities decreases as
N~~,
where a =3/2
inagreement
with thegeneral argument
as follows. Instabilities occur whendzN/dzi
becomesnegative.
We haveIii
= i +
k~ (
Pv"(zN-P) ~ili~ 14)
~~ °
~
oo -3
~
~j~-5
-3
gio[I/M
Fig-b- Dependence
of the threshold for elastic instabilities Athr on chainlength
N. Parametersare: np = 0.5,
Rp
= 0.25, k= 1. This
log log plot
shows thescaling
Athr~
N~~'~
dzN/dzi
is able tochange sign
when the variance of the second term in theright
hand side ofequation
number 4 isequal
to I. In weakdisorder,
we may assume the derivativesdzN-p/dzi
to be of the order of I.
Furthermore,
we assume the differentV"(zp)
to beindependent
random variables for different values of p. This leads to a varianceproportional
toN~npRp~A(k~~
Hence,
A,hr
~-np~'~ Rj'~kN~~'~ 16)
This
scaling
forA,hr
can also be derived from a criterium on themagnitude
of the squaredisplacements
of the individualparticles (see
Ref.[10]). Figure
5 shows anexample
of thisscaling
ofA,hr
with the chainlength
N.Dynmnics.
In this
section,
westudy
the motion of the chain as zN isgradually
increasedby applying
anexternal force on
particle
number N so that the system isalways
inequilibrium.
Theprevious
discussion has shown that the evolution of the
system
cannot bealways
smooth.Jumps
haveto occur,
corresponding
to cusps in the energy as a function of zN.However,
because of thelarge
number of metastable states, an additionalprescription
isrequired
in order to determine the final state after ajump.
Itcertainly depends
on thespecific
choice ofdynamics.
For the sake ofsimplicity,
we wanted to construct adynamics
which can bedirectly
related to theknowledge
of the variousequilibrium
states of thesystem.
Our criterion of selection has been topick
the states which minimize thejump
of the center of massposition.
Thissimple
criterioncorresponds
tochoosing
a situation where the center of massdynamics
is overdamped.
Thisa
priori
is notequivalent
toassuming
that eachparticle
motion is itself overdamped.
It would beinteresting
tostudy
the influence of the chosendynamics
on the behavior of the chain.However,
thisrequires
a full simulation and we would loose thesimplicity
of thepresent approach.
Theimplementation
of our criterion is illustrated infigure
6.Figure
6a shows thecenter of mass
position
zoom as a function of zN Thecorresponding
energy branch isdisplayed
as the full drawn line in
figure 6b,
where the dotted line refers to the full set of metastable states.We observed that the states which are selected
by
thisprocedure
differqualitatively
from thetypical
metastable states. Forinstance,
we have checked that in these selected states zp is anincreasing
function of p. However mosttypical
states do notsatisfy
thisproperty.
Theio
~
9~
O 87
lo 12 14
a)
X~~j~
oo~
-0.2
lo 12 14
b) Xfj
Fig.6.
Selection of states in the overdamped
center of mass dynamics. The parameters are thesame as in
figure
4.a)
Position of the center of mass zoomversus TN- When the system
jumps,
it isassumed to select the closest value for z,om associated to the
same TN
b)
Total energy Eiot versusTN Note that the selected states after a
jump
are neither the closest nor the lowest ones in energy.fact that the states selected in different
dynamics
differ hasalready
been observed in othercomplex systems
such ascharge density
waves[9]. However,
in the workby Tang
etal,
thepreparation
method isquite
different than ours. It would beinteresting
toinvestigate
if our models exhibits thisphenomenon
ofpulse
memory.As
already
stated for the twoparticle
case, the motion of the chain isstrongly hysteretic.
If the control variable zN is
cycled
in a fixed interval around agiven
initialvalue,
thesystem
evolves in thefollowing
way. After the firstcycle,
it does not return ingeneral
to its initialstate.
However,
it afterwards evolvesalong
a closedloop
inconfiguration
space. We show anexample
of this behavior infigure
7. We should also note that theseperiodic cycles depend
onthe minimal and maximal values of zN.
Statistics of discontinuities.
In the
present section,
we discuss the statisticalproperties
of the motion of the chain. Inpartic- ular,
we are concerned with the discontinuities in the total energy and center of massposition
which occur as thesystem jumps
from one metastable state to another. The distribution ofenergy
discontinuities
is shown infigure
8 for different chainlengths.
power law behavior is observed
except
in thehigh
energyregion.
Theexponent
of thescaling
14
/
12io
14 16 18 20
Xf~
Fig.?. Hysteretic
behavior. Center of massposition
z~om as a function of TN, with the same parameters as infigure
4. Note that after a firstcycle
in TN, the final state is ingeneral
different from the initial state. However, a second identicalcycle
in TN,starting
from this new state leads to aclosed
hysteresis loop.
region,
b m0.8,
is within the numerical accuracyindependent
ofAp,
np,Rp
and N(see Fig.
8).
The cross over fromscaling
forhigher energies
seems to be related todepinning
eventsinvolving
asingle
or a small number ofpinning
centers. To check thisidea,
we have calculated the distribution ofdisplacements
of individualparticles during jumps.
This shows thathigh
energy events are connected with a broad distribution of
displacements
centered aroundzero
and with a width of order several times a. The low energy discontinuities are connected with
a narrow
displacement
distribution centered around zero.Intuitively, displacements
inducedby
fewpinning
centers canpropagate
far away and growlinearly
with the distance to the relevantpinning
centers. Thiscorresponds
to thehigh
energyevents,
which then resemble to theelementary
cats discussed above.By contrast,
low energy events involve manypinning
centers, so that induced
displacements
cannotpropagate
very far. A moresystematic study
ofthis cross over from
scaling
tohigh
energyregimes
is in progress. Onetrend,
amongothers,
isthe increase in the cross over energy upon
increasing Ap,
as can be seen infigure
8.The
corresponding
distribution of discontinuities in the center of mass,D(Xcom),
isnearly
uniform(over
a range from about10~~~
up to about~/2)
for the events in thescaling region
of
D(AE).
Anexample
of this behavior isgiven
infigure
9. The localpeak
inD(AE)
is connected with apeak
inD(X~om)
at about ~, thuscorresponding
tolarge
energy events.Power
spectrum
ofpinning
force.The actual
pinning
forceFp(zN)
is obtained asN-I
Fp(zN)
"~ V'(z;)
=
-k(zN
zN-1~). (6)
I=I
We have found that
Fp(zN)
exhibits a similar saw-toothed behavior(see Fig. 10)
as wasobserved in the
experiments
on solid friction[7].
It is thenilluminating
to calculate the powerspectrum
as shown infigure
11. This is done with theassumption
that the chain ispulled
at aconstant
velocity,
so that zN isproportional
to time. We find aI/ f~
~ behavior forfrequencies
smaller than the characteristic
frequency, f2,
connected with the duration of thesawtooth,
and$
7~
Q
Q
iii~
I
3
-7 -5 -3 -1
LOgIQ[liEj
Fig.8.
Distribution of energy discontinuities. Parameters are: np= 0.5,
Rp
= o.25, k = 1. Fromtop to bottom: N
= 10,
Ap
= 0.01; N
= 10,
Ap
= 0.05; and N= 20,
Ap
= o.01. The three curves have beenarbitrarily
shiftedvertically
for the sake ofclarity.
Thislog log plot
shows the power lawbehavior in the low energy
region.
_
5
E 8~
~
~
a
03
iii
I
~
-3 -1
Logio[AX~~~]
Fig.9.
Distribution of discontinuities in the center of massposition
zoom. The parameters are thesame as in
figure
8.Again,
the three curves have beenarbitrarily
shiftedvertically
for the sake ofclarity.
larger
than afrequency ii
which decreases as N increases. Theexponent
1.5 in thisscaling regime
appears to beindependent
of thesystem
size N and thepinning strength Ap.
Forf larger
thanf2,
the powerspectrum
follows a power lawdecay,
with anexponent
between 2 and 2.5. This exponent seems to decrease when N isincreased,
and to saturate at the value 2 in thelarge
N limit. Forf
smaller thanii,
we find a whitenoise,
I.e. a power spectrumindependent
off.
It is
tempting
to compare our results for thissimple
model to someexperiments
on solid friction. It is first useful to note that theI/f~
behavior observed athigh frequencies
in our model is asimple
consequence of the fact that thepining
force is a discontinuous function of time.Indeed,
the powerspectrum generated by
asingle
kink is I/ f~,
and athigh frequencies,
wecan
neglect
interferencescoming
from different kinks in the calculation of the powerspectrum.
In the
experiment
of reference[7],
such aI/ f~
is observed athigh frequencies.
This islikely
to stem from the fact that in the actual
experiment,
thejumps
occur on distances muchlarger
than the substrate
roughness.
We think that observation of a I/ f~
behavior athigh frequencies
/
O.2O-O
20 30 40 50
Xf~
Fig.10.
Sawtooth shape of thepinning
force as zN is increasedgradually.
- 2
i~i iii Q
~2I
-6
-2 0 2
Logio(f)
Fig.
ll. Power spectrum for thepinning
force. The parameters are the same as infigure
8. Thechain is assumed to be
pulled
with a constant velocity, so that thefrequency f
can beinterpreted
asan inverse
length
scale for zN. Thislog-log plot
shows aII f~
~ in an intermediatefrequency
range.for both
our model and the
experiment
is not relevant in order toprobe
the collective nature of solid friction. In the intermediatescaling regime ii
<f
< f2> the power law reflects some correlations between differentavalanches,
due to the fact that the sameimpurity configuration
is at the
origin
of the many metastable statessampled during
thesystem
evolution. This may be observed in a solid frictionexperiment
similar to the one described in reference[7], provided
the force
measuring apparatus
is sensitiveenough
to measure smalljumps
so that the memory of the substrateconfiguration
is not lost after eachjump.
Conclusions.
In
conclusion,
we haveinvestigated
one dimensional elasticsystems
in randompotentials.
We found that the response of an elastic medium toa set of
sharp
and densepinning
centers is controlledby
non-linear instabilities. We studied the statistics of the instabilities in thecase where the
system
is movedthrough
the randompotential.
We found that the energy discontinuitiesobey
a power law distribution. The powerspectrum
is also characterizedby
the presence of a non trivial
scaling regime.
We should stress that these results do not seema
priori
obvious. The existence of instabilities can be rathersimply
establishedanalytically
because of the one dimensional nature of the
system. However,
it is much more difficult to dealanalytically
with thehierarchy
of different metastable states which aregenerated
as thesystem
size or thestrength
of thepinning potential
are increased. Our results indicate the existence of avalanches on alllength
scales in thethermodynamic
limit. It would beinteresting
totry
toextend the
present approach
tohigher
dimensions. A firstpossibility
would be tocouple
severalchains
together. However,
the dimension of theparameter
space becomes muchlarger,
andsome new features are
expected.
Forinstance,
we nolonger expect
thesystem
to be attractedby hysteresis loops
after one onecycle
as is the case for our model.It may be worth
noticing
that thepresent
model isstrongly
reminiscent of thepicture already proposed by
Cou16mb toexplain
solid friction[I I].
The idea was that two random surfaces had toglide
on eachother,
the thresholdbeing
the force needed to unlock theasperities. However,
it is known that for most of metal-metal friction
coefficients,
thispicture
is incorrect. The solid friction then comes from thenecessity
to shear theplastic junctions
betweenasperities [12].
But forstrong
metals with a nonplastic
oxidelayer
aschromium,
or with ceramics[13],
or in the case of hard metals on emery paper
[14],
thepicture proposed by
Coulomb may still be relevant. Our model could bemeaningfully compared
withexperiments consisting
instudying
the friction force and its noise on such frictioncouples,
with nolubricant,
and a low load. It isencouraging
to notice for instance that in the case of friction on emery paper[14],
the
experimental
results are inqualitative agreement
with what our model wouldpredict:
thehigher
the elastic modulus of themetal,
and the smaller thegrain
size of the emery paper, the lower is theresulting
friction force. Thissuggests
that careful noise measurements would beinteresting
toperform.
Acknowledgments.
H.J.J is
grateful
for thehospitality
offeredby
LTPCM and CRTBT in Grenoble. We like to thank NORDITA and The Niels Bohr Institute forhospitality, support
andcomputer
facilities.H-J.J is
supported by
the Danish Natural Science Research Council. Partialsupport
from the Frenchministry
offoreign
affairs isgratefully acknowledged.
We had several
enlightening
discussions with R. Rammal on theseproblems
related topin- ning.
This work owes a lot to his enthusiasm andencouragements.
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