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HAL Id: jpa-00208660

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A tight-binding calculation of the chemical shift in trigonal selenium and tellurium

M. Bensoussan, M. Lannoo

To cite this version:

M. Bensoussan, M. Lannoo. A tight-binding calculation of the chemical shift in trigonal selenium and tellurium. Journal de Physique, 1977, 38 (8), pp.921-929. �10.1051/jphys:01977003808092100�.

�jpa-00208660�

(2)

A TIGHT-BINDING CALCULATION OF THE CHEMICAL SHIFT

IN TRIGONAL SELENIUM AND TELLURIUM

M. BENSOUSSAN

C.N.E.T., 196,

rue

de Paris,

92220

Bagneux,

France

and M. LANNOO

Equipe

de

Physique

des Solides du L.A. au C.N.R.S.

253, I.S.E.N., 3,

rue

F.-Bads,

59046 Lille

Cedex,

France

(Reçu

le

9 fevrier 1977, accepté

le 4 mai

1977)

Résumé. 2014 Nous présentons un calcul détaillé du tenseur de

déplacement chimique

dans le

sélénium et le tellure trigonaux. Ce calcul est fondé sur un modèle en liaisons fortes où les interactions,

entre orbitales moléculaires convenablement définies, sont prises en compte par un traitement de

perturbation

au second ordre. La partie

diagonale

du tenseur peut être complètement

interprétée

en utilisant des valeurs raisonnables pour les

paramètres.

Les résultats sont en accord avec les spectres optiques

qui

font ressortir un

important

caractère liant dans la bande de valence

supérieure.

Avec ces valeurs pour les paramètres on ne peut pas rendre compte du signe du terme non

diagonal.

Les

raisons

possibles

de ce désaccord sont discutées.

Abstract. 2014 A detailed calculation of the chemical shift tensor in trigonal selenium and tellurium is presented. It is based on a

tight-binding

model where interactions between

suitably

defined mole- cular orbitals are taken into account by second order perturbation theory. The diagonal part of the

tensor can completely be

interpreted

using reasonable values for the parameters. The results are in agreement with

optical

results which show that there is a

substantial

amount of bonding character in the upper valence band. With these values for the parameters the model cannot reproduce the sign of

the non diagonal term. Possible

reasons

for this discrepancy are discussed.

Classification

Physics Abstracts

8.138 - 8.520 - 8.662 - 8.810

1. Introduction. - N.M.R.

spectra

obtained from

trigonal

tellurium exhibit three distinct lines

[ 1 ]

each

showing

an

anisotropic

shift with respect to the orien- tation of the

magnetic

field. A similar result is obtained for

trigonal

selenium

[2].

From this it follows that there

are three distinct sites in the

primitive

cell of these

crystals.

In fact

they

are

equivalent

but are

differently

oriented relative to the

magnetic field. However, although

the structures of the two

crystals

are

the same,

the

anisotropic

behaviour of the N.M.R.

lines,

which

is

interpreted

in terms of a chemical shift tensor a, are

quite

different. The N.M.R.

properties

of a

nucleus,

characterized

by

a, are related to its local electronic

configuration.

The

applied magnetic

field

partially dequenches

the orbital momentum of the valence shell which in turn creates on the nuclei an

hyperfine

field

related to the local symmetry

[3].

Therefore the che- mical shift is sensitive to any

perturbation

of the che-

mical bonds around a

given

atom and its

study

pro- vides information on the local electronic distribution.

A

possible

theoretical

description

of the chemical shift tensor a in

trigonal

selenium and tellurium has

been

proposed recently [4].

It was obtained with a

purely molecular

model based on the

assumption

of

perfectly decoupled

bonds. The orientation of the atomic

hybrids

was deduced from the direction of the

principal

axes of a,

leading

however to orbitals which did not

point

towards the nearest

neighbours.

Such a

result

clearly

shows that the situation cannot be

easily

described

by

a

simple a priori

model.

Our aim in this work

is

then to undertake such a

calculation

using

a

tight-binding approximation.

We

want to derive a

simple

model

capable

of

describing

the results in selenium arid tellurium

which

are

quite

different from each other. For this we start from the most natural definition of a molecular model in terms of a pure s

band,

a pure p

bonding band,

a pure p

lone-pair

band and then the p

antibonding

band. As we

shall show this does not

predict

correct results for 6, and it is necessary to go

further, taking

into account

the interactions of these molecular states

by

second

order

perturbation theory.

In a first part we recall the

experimental

results

concerning

the chemical shift tensor. We then detail a

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:01977003808092100

(3)

922

theoretical formulation in terms of the p character of the electron

population.

This is determined from a

model of the band structure which allows the

popula-

tions in the different bands to be calculated.

Finally

the last part compares the theoretical and

experimen-

tal results and a discussion of

possible

refinements is

presented.

2.

Summary

of the

experimental

results. - For

simplicity

we

split

the chemical shift tensor a into an

isotropic part

Qo and an

anisotropic

part

Au,

ao

being

such that the trace of Au is

equal

to zero. Let us

call

A, B,

C the three sites of the

primitive

cell

(Fig. 1).

FIG. 1. - Chain structure and definition of the axes in trigonal

selenium and tellurium. a) Unit cell : the Z axis is perpendicular

to the plane XY containing the three atoms A, B, C. b) Right hand variety. c) Left hand variety.

From

symmetry

considerations the tensor Ac cor-

responding

to site A can be written :

Here the axes

O.,,y,z

are defined on

figure

1 and the

plus

or minus

sign correspond respectively

to the left hand

or

right

hand

variety.

If we call u the unit vector

along

the direction of the

magnetic

field

Ho,

the

change

in Au

along

this direction is

given by :

From this it is easy to write down the contributions of the sites

A,

B and C to

Au,

for rotations of

Ho

around

the

Ox, Oy

and Oz axes. A fit of these

expressions

with

the

experimental

results allows the parameters occur-

ring

in eq.

(1)

to be determined. However

only H, J,

K

can be determined

unambiguously from experiment.

The

magnitude

of L can also be determined but its

sign

cannot be obtained without

knowledge

of the

crystal-

line

variety

as well as the

crystalline

orientation of the

axes of the

sample

under

study.

This has

proved possible

for

trigonal

tellurium

[5]

from a detailed

analysis

of the

etchpits (L

is found to be

negative),

but

not for

trigonal

selenium

[2]

where

only ! I L is

known.

The

experimental

values of

H, J, K,

L are

given

in

table I.

TABLE I

Experimental

values

of

the elements

of

u xyz

For the

following

theoretical

study,

it is useful to associate with each atom a local system of axes

OX, OY,

OZ defined in

figure

1. In this system the tensor

Aa(A)

for site A can be written :

Here

again

the + or -

sign

are associated with the

right

and left hand varieties. One can now relate

H, J, K,

L to abcd

by :

0 is the

angle

between OZ and the c axis. It is

equal

to

63027’ for selenium and 62017’ for tellurium.

The results are

given

in table II. For selenium there

(4)

are two sets of values

corresponding

to the two

possible signs

for L. There is a

striking

difference between selenium and tellurium which cannot be

explained

from

geometrical arguments,

the local environment

being

the same.

TABLE II

Experimental

values

of

the elements

of

axyz

3. Formulation of the chemical shifl - The che- mical shift results from the contribution of several terms.

Usually

the most

important

is due to the

second order interaction of the electron orbital moment with the nuclear

magnetic

moment. It can

be written in the form

[4] :

4/p

are the conduction band states of

energy Ep, 03C8q

the valence band states of energy

Eq.

The

origin

for r

is taken at the atomic site.

For a

given pair

of narrow

bands,

one can use an

average gap

approximation,

which allows a to be reduced to the

simpler

form :

the sum

running

over the different valence and conduc- tion bands of average

energies Ev

and

Ec;

k and k’

are the wave vectors of the Bloch states within each band. In a

tight-binding

treatment one writes :

where

the I i, a >

are pure atomic states, i

being

the

site

index, a

the orbital index.

In the

following

we shall

only

consider intra-

atomic contributions to

(6).

This

considerably simpli-

fies the calculation and can be considered as a first step towards a

complete

treatment.

Thus,

for atom i,

a(i)

reduces to :

with

If one details the matrix elements of

L,

one then obtains the

expressions given

in table III where XYZ

now

represent

the

corresponding

p atomic orbitals.

To go further it is now necessary to have a model for the band structure which allows all

populations

N to

be calculated.

TABLE III

Exprcssion pf a

in

term of the populations

avec

4. A band structure model. - We choose the most

simple description, including

all nearest

neighbours

interactions as well as some second nearest

neighbours

interactions within a chain. We start from a so-called molecular

approximation

from which the band struc- ture can be most

easily

discussed.

We start from the

following

atomic

orbitals s )

and the three p

orbitals ( pX ), py X ! Pz X

XYZ

being

defined in

figure

1. However instead of

working with ) px ) and ! I py >

we

prefer

to build their sum and their difference which we

denotes p1 ) and I P2 ) respectively.

These have the

advantage

of

pointing approximately

towards the nearest

neighbours

in the

chain. The molecular

approximation

is defined

by

including

the

following

matrix elements :

(5)

924

where h is the

hamiltonian, ( - fl)

the resonance inte-

gral

between nearest

neighbour hybrids

of the same

bond; Es

and

Ep

are the free atom s and p

energies.

All

overlap integrals

are

neglected.

Within this

model,

one ends up with four distinct flat bands : a

pure s

band,

a p

bonding band,

a pure pz band and

finally

a p

antibonding

band as

pictured

on

figure

2.

This model thus

gives

a

simplified

but correct

picture

of the electronic structure. The six valence electrons per atom fill the three lowest bands. This is in agree- ment with

photoemission [6]

and

pseudopotential

results

[7].

The

bonding

and

antibonding

orbitals are :

at

energies

In order to

derive

a more

precise

band structure,

one must include additional interactions.

However,

if the molecular model has some

meaning,

their main

effect must be to widen the bands as shown on

figure

2

while the

coupling

between different bands must be weak so that it can be treated

by perturbation theory.

In this work we have included all

nearest-neighbour interactions,

within a two center

approximation [8],

where there are

only

four

independent

terms i.e. ss, 66,

s6, nn in the usual notation. Some details are

given

in

appendix

A

concerning

the interactions in terms of the molecular orbitals. In this

appendix

it is also shown

that fl

is

practically equal

to the au term, while the nn term

approximates

the width of the p bands.

We shall not derive here a detailed band structure.

Our aim is instead to calculate the effect of these additional interactions on the chemical shift.

Optical

transitions will also be discussed in a

qualitative

manner.

For,

within the molecular

model,

there is

practically

no oscillator

strength

between

the I Z >

FIG. 2. - The formation of bands from the molecular model.

band and the

antibonding

band. This is contrary to the

experimental finding

that there is an

important peak

in

82(E) [9]

which may

only

be attribuable to this transition. This can

only

be

understood

if there exists

a strong

coupling

between

the Z )

band and the

bonding

or s band.

As we shall see

later,

when one

applies perturbation theory

to calculate the

populations,

there is a first

order term

only

when one includes an interaction between second nearest

neighbours

within a chain. We

shall

only

retain the most

important

one,

given by (Fig. 1)

This term,

although small,

can

give

a substantial contribution

compared

to

nearest-neighbour

terms

which

only

contribute to second order.

5. Second order

perturbation theory.

- Atomic

populations

Nv and Nc of the valence and conduction

bands, respectively,

are calculated

by

second order

perturbation theory

via a Green’s function for- malism

[10].

The hamiltonian of the molecular model is h and the total hamiltonian H

equals

h + V. The

resolvent

G = (E - H) -1

can be related

to g = (E - h)

and

Vby

the

following

power series

expansion :

Any

matrix

element ( ia ) I G ia ’ )

can be

expanded

in a power series of the

following independent

terms

of g :

Here i is a site index. The

origin

of the

energies

is taken

at the p atomic

level,

L1

being equal

to

Ep - ES.

ia I G ia’ ) presents simple

and

multiple poles

at E =

0, + fl, -

L1 which are the molecular levels defined above. The

multiple poles

describe the

widening

of these levels into bands. One can calculate the

population Nai,ai

in a band derived from the molecular level E =

Ev, by

a method

analogous

to

that used

by Deccarpigny

and Lannoo

[11].

One

obtains :

(6)

This

gives

a

fairly

direct method for

evaluating

the

populations,

with the condition that the power series

expansion

is convergent. We shall assume that this is the case and evaluate eq.

(14)

to second order. The

complete

derivation of all

G,.

is

given

in

appendix

B.

In the same

appendix,

the

populations appearing

in

table

III are

expressed

in terms of n, a,

3S6,

L1 and y

(here,

for

simplicity

we call n and a the TTTC and uu

interactions, Psa being

the s-a

one).

The formal results for the

populations

of interest

are

given

in table IV in terms of two parameters :

x =

(n/u)2,

a =

[0.31(P;a/uL1) - y/2 a]

for the dia-

gonal part

and

N y

= + 0.184

/x

for the

non-diago-

nal

part (the -

and +

signs

are related to the

right

and left hand

variety respectively).

Some much

smaller terms have been

neglected.

The

sign

of oc will

depend

on the ratio

Ba/yA.,

which is in some respects a

measure of the relative

importance

of the

coupling

between second

nearest-neighbours

within a chain.

TABLE IV

Populations

in the

different

bands. For

Nyz

the

upper and lower

signs respectively correspond

to the

right

hand and

left

hand varieties.

6. Discussion of the chemical shift tensor. - The chemical shift tensor can be obtained

directly

from eq.

(8)

and tables III and IV. To first order in x and a, one obtains for the

right

hand

variety :

with

Substracting

the

isotropic

part :

one obtains :

This can be

compared

with the

experimental

values

of table II. Before

doing

this in detail it is worth

mentioning

the

following points :

- All terms in x, i.e.

(n/u)2

in the

diagonal

part are

essentially

due to the interactions

of I Z >

orbitals

with B ) and I A >

orbitals.

- The result for the molecular model

(with

x = 0

and a = 0 in eq.

( 17))

cannot

explain

the values of the

diagonal

terms and

gives

zero for the non

diagonal

one. It is thus

completely

unrealistic.

Let us now discuss

separately

the

diagonal

terms of

tellurium and selenium. The

non-diagonal

terms will

be examined afterwards.

a)

TELLURIUM. - From

photoemission

spectra

[5]

we

take fl -

3 eV. We take

to take account of the contraction of the wave

functions in the solid

compared

to the free atom,

as shown for covalent solids

[12].

Fitting

the

diagonal

terms thus leads to :

From this we deduce a ratio

1t/u equal

to 0.31. This

(7)

926

is

satisfactory owing

to the fact that

usually 7r/a

is of

order 0.33 to 0.5. This is in

good

agreement with the value 0.27 found elsewhere

[7].

From a one can also

deduce y,

taking

reasonable values for the other

parameters,

i.e. :

This set of values leads to y rr 0.22 eV which is

quite

coherent with the values obtained for the nearest-

neighbours’

interactions.

A further confirmation of the coherence of this model is

provided by

the

isotropic part

Qo of the chemical shift

given

in

(16)

and which is found to

equal -

5 190 p.p.m. This is in

extremely good agreement

with the result of

Willig

and

Sapoval [13]

deduced from a theoretical calculation of the Te che- mical shift in CdTe. Moreover this last value has allowed an

interpretation

for all tellurium

compounds

to be

given.

b)

SELENIUM. - As we do not know the

sign

of L

we shall consider two cases. We

take B~

4 eV

[6].

In

analogy

with tellurium we obtain for the two cases :

Both cases thus lead to reasonable values.

The essential difference between Se and Te then

comes from the ratio

7c/r (n/a)Te (7r/a)s.).

This

indicates that the

bonding

character of the upper valence band is much stronger in Se than in Te. In fact this turns out to be

exactly equal

to x which we find to

be of the order of 20

%

for Se. This value is in very

good agreement

with the result 25

%

of a recent numerical

computation [14].

For Te we thus

expect

that this

bonding

character is reduced to about 10

%.

These results are confirmed

by optical spectra.

In both

materials,

the

E2(E) spectra

exhibit a broad

peak

at

energies

between E = 1.5 and 2.0 eV for Te and 2.5 and 4.5 eV for Se. The low energy

part

of these

peaks

may

only

be attributed to transitions from the upper valence band to the conduction band. However if one

computes

the oscillator

strengths

associated with transitions from

pure I Z >

states to the lowest excited states

[15] they

are found to be very weak. One then reaches the conclusion that this

peak

must be attri-

buted to a non,

negligible bonding

character in the upper valence band.

If we now consider the

non-diagonal

term, the

agreement

is not so

good.

To obtain the correct

sign

in

both cases x should

roughly

be greater than

1/3

which

is not coherent with the values obtained from the

diagonal

terms. However if this were the case, per- turbation

theory

would no

longer

be valid. We are

then led to conclude that our model is still too

approxi-

mate and that it is necessary to introduce further refinements. For this we believe that the two most

important

limitations of this work are the

following.

We have assumed that the average gaps were all

given by

the molecular model of

figure

2 and are thus

fixed

by

the value of

fl.

In

practice,

detailed results obtained for the band structure

[6, 7]

show that the distance between the two upper valence bands is smaller than the distance between the upper valence band and the lower conduction band.

Preliminary

calculations

correcting

for this effect show that while it

improves

the value for the

non-diagonal

term, the

agreement

is less

good

for the

diagonal

one.

Our central

approximation

has been to retain

only

matrix elements

corresponding

to the site for which 6

is calculated. While this is

certainly

correct for the term

containing L/r3,

there is no clear reason

why

this

should also be true for the matrix element of L. Even if one retains

only

intra-atomic matrix elements a more

general expression

is obtained for a :

This is

evidently

an extension of eq.

(8).

Terms with

j =

i

might

be

important

for nearest

neighbours.

Their

importance

is

proportional

to intersite

populations.

They

are much more

complicated

to evaluate and this needs further work.

7. Conclusion. - In this work we have

developed

a method of

calculating

the chemical shift tensor in

trigonal

selenium and

tellurium, using

a

tight-binding approximation.

It

clearly

appears that a molecular model cannot

explain

the observed features. For this it is necessary to take into account the interactions between molecular states. We have done this to second order in

perturbation theory using

an intrasite

approxi-

mation. We have then shown that it is

quite possible

to

explain

all the results

concerning

the

diagonal

terms of

the chemical shift tensor for

quite

reasonable values of the interatomic interactions. Furthermore these results

can be related in a coherent manner to the relevant

optical properties.

The main conclusion to be drawn is that there is a non

negligible

amount of

bonding

character in the upper valence band which is of the order of 20

%

for Se and 10

%

for Te. For

Se,

this is in fair agreement with the result of OPW calculations.

(8)

We have also shown that the same values of the

parameters

cannot

explain

the

sign

of the non-

diagonal

terms.

Therefore,

it is necessary to include additional terms in the

expression

of the chemical

shift, going beyond

the

purely

intrasite

approxima-

tion. This is

presently being

examined.

We believe that this work demonstrates that the chemical shift is

extremely

sensitive to any pertur-

bation of the chemical bonds around a

given

atom.

Any

such

perturbation

can

severely modify

the interband

coupling

which we have shown to be

responsible

for

the most

important

observed

properties

of the che- mical shift tensor. For this reason, it will be

interesting

to extend this

type

of calculation to selenium and tellurium

compounds

and try to understand their local

configurations.

Appendix

A : interatomic interactions between nearest

neighbours.

- All terms can be reduced to the follow-

ing

matrix elements :

the

labelling

of the sites

being

detailed on

figure

3.

FIG. 3. - Local environment along a chain. On each atom i there

are two bonding orbitals Bi, Bi - 1, two antibonding orbitals Ai, Ai - 1 and two free atom orbitals Zi and Si.

We can now express all these elements in terms of a, 7r,

Psa

and

Pss

which denote here the absolute values of the usual ca, nn, s6 and ss two center

integrals.

From

figure

4 one can show that :

(9)

928

FIG. 4. - Chain structure and detailed definition of local axes.

TABLE V

Nearest-neighbours’

interactions

along

a chain

(10)

It is a

simple

matter to express all

independent

terms of

(A. 1)

in terms of our four distinct parameters. The

corresponding

results are

given

in table V. All results are

expressed

as functions of the

angles

2 0 and T

approxi- mately equal

to 1040 and

100°, respectively,

in Se as well as in Te.

The most

important

term

fl

of the molecular model can be calculated as a function of J and n. One finds :

Appendix

B : intrasite

populations.

- As mentioned in the text one has to calculate the matrix elements

Gxx, Gyy, Gzz

and

Gyz at a given site,

to second order

perturbation theory.

For this we use :

They

can be

expressed

in terms of

(13)

and of the second

nearest-neighbour

interaction y defined in

(11).

This

leads to

We can then calculate the

populations using (14)

and express them as functions

of a,

n,

Bso, Pss

and y. The final

result is

given

in table IV after

neglecting

terms which are

clearly

smaller than the others.

References

[1]

BENSOUSSAN, M., J. Phys. & Chem. Solids 28 (1967) 1533.

[2] KOMA, A., TANAKA, S., Solid State Commun. 10 (1972) 823.

[3] RAMSEY, N. F., Phys. Rev. 78 (1950) 699.

[4] BENSOUSSAN, M., J. Phys. &, Chem. Solids 35 (1974) 1661.

[5] KOMA, A., TAKIMOTO, E., TANAKA, S., Phys. Stat. Sol. 40 (1970) 239.

[6] SHEVCHIK, N. J., CARDONA, M., TEJEDA, J., Phys. Rev. B 8 (1973) 2833.

[7] KRAMER, B., MASCHKE, K., LAUDE, L. D., Phys. Rev. B 8 (1973) 5781.

SCHLÜTER, M., JOANNOPOULOS, J. D., COHEN, M. L., Phys.

Rev. Lett. 33 (1974) 89.

[8] HULIN, M., J. Phys. & Chem. Solids 27 (1966) 441.

[9] WEISER, G., STUKE, J., Phys. Stat. Sol. 35 (1969) 747.

[10] LANNOO, M., J. Physique 34 (1973) 869.

[11] DECARPIGNY, J. N., LANNOO, M., J. Physique 34 (1973) 651.

[12] MAUGER, A., LANNOO, M., Phys. Rev. (to be published).

[13] WILLIG, A., SAPOVAL, B., Proc. of the XIII International Conference on the Physics of Semiconductors, Rome (1976).

[14] KRUSIUS, P., VON BOEHM, J., STUBB, T., Phys. Stat. Sol. 67

(1975) 551.

[15] DECARPIGNY, J. N., LANNOO, M., BENSOUSSAN, M. (to be published).

[16] DECARPIGNY, J. N., LANNOO, M., Phys. Rev. B 14 (1976) 538.

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