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A tight-binding calculation of the chemical shift in trigonal selenium and tellurium
M. Bensoussan, M. Lannoo
To cite this version:
M. Bensoussan, M. Lannoo. A tight-binding calculation of the chemical shift in trigonal selenium and tellurium. Journal de Physique, 1977, 38 (8), pp.921-929. �10.1051/jphys:01977003808092100�.
�jpa-00208660�
A TIGHT-BINDING CALCULATION OF THE CHEMICAL SHIFT
IN TRIGONAL SELENIUM AND TELLURIUM
M. BENSOUSSAN
C.N.E.T., 196,
ruede Paris,
92220Bagneux,
Franceand M. LANNOO
Equipe
dePhysique
des Solides du L.A. au C.N.R.S. N°253, I.S.E.N., 3,
rueF.-Bads,
59046 LilleCedex,
France(Reçu
le9 fevrier 1977, accepté
le 4 mai1977)
Résumé. 2014 Nous présentons un calcul détaillé du tenseur de
déplacement chimique
dans lesélénium et le tellure trigonaux. Ce calcul est fondé sur un modèle en liaisons fortes où les interactions,
entre orbitales moléculaires convenablement définies, sont prises en compte par un traitement de
perturbation
au second ordre. La partiediagonale
du tenseur peut être complètementinterprétée
en utilisant des valeurs raisonnables pour lesparamètres.
Les résultats sont en accord avec les spectres optiquesqui
font ressortir unimportant
caractère liant dans la bande de valencesupérieure.
Avec ces valeurs pour les paramètres on ne peut pas rendre compte du signe du terme nondiagonal.
Lesraisons
possibles
de ce désaccord sont discutées.Abstract. 2014 A detailed calculation of the chemical shift tensor in trigonal selenium and tellurium is presented. It is based on a
tight-binding
model where interactions betweensuitably
defined mole- cular orbitals are taken into account by second order perturbation theory. The diagonal part of thetensor can completely be
interpreted
using reasonable values for the parameters. The results are in agreement withoptical
results which show that there is asubstantial
amount of bonding character in the upper valence band. With these values for the parameters the model cannot reproduce the sign ofthe non diagonal term. Possible
reasons
for this discrepancy are discussed.Classification
Physics Abstracts
8.138 - 8.520 - 8.662 - 8.810
1. Introduction. - N.M.R.
spectra
obtained fromtrigonal
tellurium exhibit three distinct lines[ 1 ]
eachshowing
ananisotropic
shift with respect to the orien- tation of themagnetic
field. A similar result is obtained fortrigonal
selenium[2].
From this it follows that thereare three distinct sites in the
primitive
cell of thesecrystals.
In factthey
areequivalent
but aredifferently
oriented relative to the
magnetic field. However, although
the structures of the twocrystals
arethe same,
theanisotropic
behaviour of the N.M.R.lines,
whichis
interpreted
in terms of a chemical shift tensor a, arequite
different. The N.M.R.properties
of anucleus,
characterizedby
a, are related to its local electronicconfiguration.
Theapplied magnetic
fieldpartially dequenches
the orbital momentum of the valence shell which in turn creates on the nuclei anhyperfine
fieldrelated to the local symmetry
[3].
Therefore the che- mical shift is sensitive to anyperturbation
of the che-mical bonds around a
given
atom and itsstudy
pro- vides information on the local electronic distribution.A
possible
theoreticaldescription
of the chemical shift tensor a intrigonal
selenium and tellurium hasbeen
proposed recently [4].
It was obtained with apurely molecular
model based on theassumption
ofperfectly decoupled
bonds. The orientation of the atomichybrids
was deduced from the direction of theprincipal
axes of a,leading
however to orbitals which did notpoint
towards the nearestneighbours.
Such aresult
clearly
shows that the situation cannot beeasily
described
by
asimple a priori
model.Our aim in this work
is
then to undertake such acalculation
using
atight-binding approximation.
Wewant to derive a
simple
modelcapable
ofdescribing
the results in selenium arid tellurium
which
arequite
different from each other. For this we start from the most natural definition of a molecular model in terms of a pure s
band,
a pure pbonding band,
a pure plone-pair
band and then the pantibonding
band. As weshall show this does not
predict
correct results for 6, and it is necessary to gofurther, taking
into accountthe interactions of these molecular states
by
secondorder
perturbation theory.
In a first part we recall the
experimental
resultsconcerning
the chemical shift tensor. We then detail aArticle published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:01977003808092100
922
theoretical formulation in terms of the p character of the electron
population.
This is determined from amodel of the band structure which allows the
popula-
tions in the different bands to be calculated.
Finally
the last part compares the theoretical and
experimen-
tal results and a discussion of
possible
refinements ispresented.
2.
Summary
of theexperimental
results. - Forsimplicity
wesplit
the chemical shift tensor a into anisotropic part
Qo and ananisotropic
partAu,
aobeing
such that the trace of Au is
equal
to zero. Let uscall
A, B,
C the three sites of theprimitive
cell(Fig. 1).
FIG. 1. - Chain structure and definition of the axes in trigonal
selenium and tellurium. a) Unit cell : the Z axis is perpendicular
to the plane XY containing the three atoms A, B, C. b) Right hand variety. c) Left hand variety.
From
symmetry
considerations the tensor Ac cor-responding
to site A can be written :Here the axes
O.,,y,z
are defined onfigure
1 and theplus
or minus
sign correspond respectively
to the left handor
right
handvariety.
If we call u the unit vector
along
the direction of themagnetic
fieldHo,
thechange
in Aualong
this direction isgiven by :
From this it is easy to write down the contributions of the sites
A,
B and C toAu,
for rotations ofHo
aroundthe
Ox, Oy
and Oz axes. A fit of theseexpressions
withthe
experimental
results allows the parameters occur-ring
in eq.(1)
to be determined. Howeveronly H, J,
Kcan be determined
unambiguously from experiment.
The
magnitude
of L can also be determined but itssign
cannot be obtained without
knowledge
of thecrystal-
line
variety
as well as thecrystalline
orientation of theaxes of the
sample
understudy.
This hasproved possible
fortrigonal
tellurium[5]
from a detailedanalysis
of theetchpits (L
is found to benegative),
butnot for
trigonal
selenium[2]
whereonly ! I L is
known.The
experimental
values ofH, J, K,
L aregiven
intable I.
TABLE I
Experimental
valuesof
the elementsof
u xyzFor the
following
theoreticalstudy,
it is useful to associate with each atom a local system of axesOX, OY,
OZ defined infigure
1. In this system the tensorAa(A)
for site A can be written :Here
again
the + or -sign
are associated with theright
and left hand varieties. One can now relateH, J, K,
L to abcdby :
0 is the
angle
between OZ and the c axis. It isequal
to63027’ for selenium and 62017’ for tellurium.
The results are
given
in table II. For selenium thereare two sets of values
corresponding
to the twopossible signs
for L. There is astriking
difference between selenium and tellurium which cannot beexplained
from
geometrical arguments,
the local environmentbeing
the same.TABLE II
Experimental
valuesof
the elementsof
axyz3. Formulation of the chemical shifl - The che- mical shift results from the contribution of several terms.
Usually
the mostimportant
is due to thesecond order interaction of the electron orbital moment with the nuclear
magnetic
moment. It canbe written in the form
[4] :
4/p
are the conduction band states ofenergy Ep, 03C8q
the valence band states of energy
Eq.
Theorigin
for ris taken at the atomic site.
For a
given pair
of narrowbands,
one can use anaverage gap
approximation,
which allows a to be reduced to thesimpler
form :the sum
running
over the different valence and conduc- tion bands of averageenergies Ev
andEc;
k and k’are the wave vectors of the Bloch states within each band. In a
tight-binding
treatment one writes :where
the I i, a >
are pure atomic states, ibeing
thesite
index, a
the orbital index.In the
following
we shallonly
consider intra-atomic contributions to
(6).
Thisconsiderably simpli-
fies the calculation and can be considered as a first step towards a
complete
treatment.Thus,
for atom i,a(i)
reduces to :with
If one details the matrix elements of
L,
one then obtains theexpressions given
in table III where XYZnow
represent
thecorresponding
p atomic orbitals.To go further it is now necessary to have a model for the band structure which allows all
populations
N tobe calculated.
TABLE III
Exprcssion pf a
interm of the populations
avec
4. A band structure model. - We choose the most
simple description, including
all nearestneighbours
interactions as well as some second nearest
neighbours
interactions within a chain. We start from a so-called molecular
approximation
from which the band struc- ture can be mosteasily
discussed.We start from the
following
atomicorbitals s )
and the three p
orbitals ( pX ), py X ! Pz X
XYZbeing
defined infigure
1. However instead ofworking with ) px ) and ! I py >
weprefer
to build their sum and their difference which wedenotes p1 ) and I P2 ) respectively.
These have theadvantage
ofpointing approximately
towards the nearestneighbours
in thechain. The molecular
approximation
is definedby
including
thefollowing
matrix elements :924
where h is the
hamiltonian, ( - fl)
the resonance inte-gral
between nearestneighbour hybrids
of the samebond; Es
andEp
are the free atom s and penergies.
All
overlap integrals
areneglected.
Within thismodel,
one ends up with four distinct flat bands : apure s
band,
a pbonding band,
a pure pz band andfinally
a pantibonding
band aspictured
onfigure
2.This model thus
gives
asimplified
but correctpicture
of the electronic structure. The six valence electrons per atom fill the three lowest bands. This is in agree- ment with
photoemission [6]
andpseudopotential
results
[7].
Thebonding
andantibonding
orbitals are :at
energies
In order to
derive
a moreprecise
band structure,one must include additional interactions.
However,
if the molecular model has somemeaning,
their maineffect must be to widen the bands as shown on
figure
2while the
coupling
between different bands must be weak so that it can be treatedby perturbation theory.
In this work we have included all
nearest-neighbour interactions,
within a two centerapproximation [8],
where there are
only
fourindependent
terms i.e. ss, 66,s6, nn in the usual notation. Some details are
given
inappendix
Aconcerning
the interactions in terms of the molecular orbitals. In thisappendix
it is also shownthat fl
ispractically equal
to the au term, while the nn termapproximates
the width of the p bands.We shall not derive here a detailed band structure.
Our aim is instead to calculate the effect of these additional interactions on the chemical shift.
Optical
transitions will also be discussed in a
qualitative
manner.
For,
within the molecularmodel,
there ispractically
no oscillatorstrength
betweenthe I Z >
FIG. 2. - The formation of bands from the molecular model.
band and the
antibonding
band. This is contrary to theexperimental finding
that there is animportant peak
in
82(E) [9]
which mayonly
be attribuable to this transition. This canonly
beunderstood
if there existsa strong
coupling
betweenthe Z )
band and thebonding
or s band.As we shall see
later,
when oneapplies perturbation theory
to calculate thepopulations,
there is a firstorder term
only
when one includes an interaction between second nearestneighbours
within a chain. Weshall
only
retain the mostimportant
one,given by (Fig. 1)
This term,
although small,
cangive
a substantial contributioncompared
tonearest-neighbour
termswhich
only
contribute to second order.5. Second order
perturbation theory.
- Atomicpopulations
Nv and Nc of the valence and conductionbands, respectively,
are calculatedby
second orderperturbation theory
via a Green’s function for- malism[10].
The hamiltonian of the molecular model is h and the total hamiltonian Hequals
h + V. Theresolvent
G = (E - H) -1
can be relatedto g = (E - h)
and
Vby
thefollowing
power seriesexpansion :
Any
matrixelement ( ia ) I G ia ’ )
can beexpanded
in a power series of the
following independent
termsof g :
Here i is a site index. The
origin
of theenergies
is takenat the p atomic
level,
L1being equal
toEp - ES.
ia I G ia’ ) presents simple
andmultiple poles
at E =
0, + fl, -
L1 which are the molecular levels defined above. Themultiple poles
describe thewidening
of these levels into bands. One can calculate thepopulation Nai,ai
in a band derived from the molecular level E =Ev, by
a methodanalogous
tothat used
by Deccarpigny
and Lannoo[11].
Oneobtains :
This
gives
afairly
direct method forevaluating
thepopulations,
with the condition that the power seriesexpansion
is convergent. We shall assume that this is the case and evaluate eq.(14)
to second order. Thecomplete
derivation of allG,.
isgiven
inappendix
B.In the same
appendix,
thepopulations appearing
intable
III areexpressed
in terms of n, a,3S6,
L1 and y(here,
forsimplicity
we call n and a the TTTC and uuinteractions, Psa being
the s-aone).
The formal results for the
populations
of interestare
given
in table IV in terms of two parameters :x =
(n/u)2,
a =[0.31(P;a/uL1) - y/2 a]
for the dia-gonal part
andN y
= + 0.184/x
for thenon-diago-
nal
part (the -
and +signs
are related to theright
and left hand
variety respectively).
Some muchsmaller terms have been
neglected.
Thesign
of oc willdepend
on the ratioBa/yA.,
which is in some respects ameasure of the relative
importance
of thecoupling
between second
nearest-neighbours
within a chain.TABLE IV
Populations
in thedifferent
bands. ForNyz
theupper and lower
signs respectively correspond
to theright
hand andleft
hand varieties.6. Discussion of the chemical shift tensor. - The chemical shift tensor can be obtained
directly
from eq.(8)
and tables III and IV. To first order in x and a, one obtains for the
right
handvariety :
with
Substracting
theisotropic
part :one obtains :
This can be
compared
with theexperimental
valuesof table II. Before
doing
this in detail it is worthmentioning
thefollowing points :
- All terms in x, i.e.
(n/u)2
in thediagonal
part areessentially
due to the interactionsof I Z >
orbitalswith B ) and I A >
orbitals.- The result for the molecular model
(with
x = 0and a = 0 in eq.
( 17))
cannotexplain
the values of thediagonal
terms andgives
zero for the nondiagonal
one. It is thus
completely
unrealistic.Let us now discuss
separately
thediagonal
terms oftellurium and selenium. The
non-diagonal
terms willbe examined afterwards.
a)
TELLURIUM. - Fromphotoemission
spectra[5]
we
take fl -
3 eV. We taketo take account of the contraction of the wave
functions in the solid
compared
to the free atom,as shown for covalent solids
[12].
Fitting
thediagonal
terms thus leads to :From this we deduce a ratio
1t/u equal
to 0.31. This926
is
satisfactory owing
to the fact thatusually 7r/a
is oforder 0.33 to 0.5. This is in
good
agreement with the value 0.27 found elsewhere[7].
From a one can alsodeduce y,
taking
reasonable values for the otherparameters,
i.e. :This set of values leads to y rr 0.22 eV which is
quite
coherent with the values obtained for the nearest-
neighbours’
interactions.A further confirmation of the coherence of this model is
provided by
theisotropic part
Qo of the chemical shiftgiven
in(16)
and which is found toequal -
5 190 p.p.m. This is inextremely good agreement
with the result ofWillig
andSapoval [13]
deduced from a theoretical calculation of the Te che- mical shift in CdTe. Moreover this last value has allowed an
interpretation
for all telluriumcompounds
to be
given.
b)
SELENIUM. - As we do not know thesign
of Lwe shall consider two cases. We
take B~
4 eV[6].
In
analogy
with tellurium we obtain for the two cases :Both cases thus lead to reasonable values.
The essential difference between Se and Te then
comes from the ratio
7c/r (n/a)Te (7r/a)s.).
Thisindicates that the
bonding
character of the upper valence band is much stronger in Se than in Te. In fact this turns out to beexactly equal
to x which we find tobe of the order of 20
%
for Se. This value is in verygood agreement
with the result 25%
of a recent numericalcomputation [14].
For Te we thusexpect
that thisbonding
character is reduced to about 10%.
These results are confirmed
by optical spectra.
In bothmaterials,
theE2(E) spectra
exhibit a broadpeak
at
energies
between E = 1.5 and 2.0 eV for Te and 2.5 and 4.5 eV for Se. The low energypart
of thesepeaks
may
only
be attributed to transitions from the upper valence band to the conduction band. However if onecomputes
the oscillatorstrengths
associated with transitions frompure I Z >
states to the lowest excited states[15] they
are found to be very weak. One then reaches the conclusion that thispeak
must be attri-buted to a non,
negligible bonding
character in the upper valence band.If we now consider the
non-diagonal
term, theagreement
is not sogood.
To obtain the correctsign
inboth cases x should
roughly
be greater than1/3
whichis not coherent with the values obtained from the
diagonal
terms. However if this were the case, per- turbationtheory
would nolonger
be valid. We arethen led to conclude that our model is still too
approxi-
mate and that it is necessary to introduce further refinements. For this we believe that the two most
important
limitations of this work are thefollowing.
We have assumed that the average gaps were all
given by
the molecular model offigure
2 and are thusfixed
by
the value offl.
Inpractice,
detailed results obtained for the band structure[6, 7]
show that the distance between the two upper valence bands is smaller than the distance between the upper valence band and the lower conduction band.Preliminary
calculations
correcting
for this effect show that while itimproves
the value for thenon-diagonal
term, theagreement
is lessgood
for thediagonal
one.Our central
approximation
has been to retainonly
matrix elements
corresponding
to the site for which 6is calculated. While this is
certainly
correct for the termcontaining L/r3,
there is no clear reasonwhy
thisshould also be true for the matrix element of L. Even if one retains
only
intra-atomic matrix elements a moregeneral expression
is obtained for a :This is
evidently
an extension of eq.(8).
Terms withj =
imight
beimportant
for nearestneighbours.
Theirimportance
isproportional
to intersitepopulations.
They
are much morecomplicated
to evaluate and this needs further work.7. Conclusion. - In this work we have
developed
a method of
calculating
the chemical shift tensor intrigonal
selenium andtellurium, using
atight-binding approximation.
Itclearly
appears that a molecular model cannotexplain
the observed features. For this it is necessary to take into account the interactions between molecular states. We have done this to second order inperturbation theory using
an intrasiteapproxi-
mation. We have then shown that it is
quite possible
toexplain
all the resultsconcerning
thediagonal
terms ofthe chemical shift tensor for
quite
reasonable values of the interatomic interactions. Furthermore these resultscan be related in a coherent manner to the relevant
optical properties.
The main conclusion to be drawn is that there is a nonnegligible
amount ofbonding
character in the upper valence band which is of the order of 20
%
for Se and 10%
for Te. ForSe,
this is in fair agreement with the result of OPW calculations.We have also shown that the same values of the
parameters
cannotexplain
thesign
of the non-diagonal
terms.Therefore,
it is necessary to include additional terms in theexpression
of the chemicalshift, going beyond
thepurely
intrasiteapproxima-
tion. This is
presently being
examined.We believe that this work demonstrates that the chemical shift is
extremely
sensitive to any pertur-bation of the chemical bonds around a
given
atom.Any
such
perturbation
canseverely modify
the interbandcoupling
which we have shown to beresponsible
forthe most
important
observedproperties
of the che- mical shift tensor. For this reason, it will beinteresting
to extend this
type
of calculation to selenium and telluriumcompounds
and try to understand their localconfigurations.
Appendix
A : interatomic interactions between nearestneighbours.
- All terms can be reduced to the follow-ing
matrix elements :the
labelling
of the sitesbeing
detailed onfigure
3.FIG. 3. - Local environment along a chain. On each atom i there
are two bonding orbitals Bi, Bi - 1, two antibonding orbitals Ai, Ai - 1 and two free atom orbitals Zi and Si.
We can now express all these elements in terms of a, 7r,
Psa
andPss
which denote here the absolute values of the usual ca, nn, s6 and ss two centerintegrals.
Fromfigure
4 one can show that :928
FIG. 4. - Chain structure and detailed definition of local axes.
TABLE V
Nearest-neighbours’
interactionsalong
a chainIt is a
simple
matter to express allindependent
terms of(A. 1)
in terms of our four distinct parameters. Thecorresponding
results aregiven
in table V. All results areexpressed
as functions of theangles
2 0 and Tapproxi- mately equal
to 1040 and100°, respectively,
in Se as well as in Te.The most
important
termfl
of the molecular model can be calculated as a function of J and n. One finds :Appendix
B : intrasitepopulations.
- As mentioned in the text one has to calculate the matrix elementsGxx, Gyy, Gzz
andGyz at a given site,
to second orderperturbation theory.
For this we use :They
can beexpressed
in terms of(13)
and of the secondnearest-neighbour
interaction y defined in(11).
Thisleads to
We can then calculate the
populations using (14)
and express them as functionsof a,
n,Bso, Pss
and y. The finalresult is
given
in table IV afterneglecting
terms which areclearly
smaller than the others.References
[1]
BENSOUSSAN, M., J. Phys. & Chem. Solids 28 (1967) 1533.[2] KOMA, A., TANAKA, S., Solid State Commun. 10 (1972) 823.
[3] RAMSEY, N. F., Phys. Rev. 78 (1950) 699.
[4] BENSOUSSAN, M., J. Phys. &, Chem. Solids 35 (1974) 1661.
[5] KOMA, A., TAKIMOTO, E., TANAKA, S., Phys. Stat. Sol. 40 (1970) 239.
[6] SHEVCHIK, N. J., CARDONA, M., TEJEDA, J., Phys. Rev. B 8 (1973) 2833.
[7] KRAMER, B., MASCHKE, K., LAUDE, L. D., Phys. Rev. B 8 (1973) 5781.
SCHLÜTER, M., JOANNOPOULOS, J. D., COHEN, M. L., Phys.
Rev. Lett. 33 (1974) 89.
[8] HULIN, M., J. Phys. & Chem. Solids 27 (1966) 441.
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[12] MAUGER, A., LANNOO, M., Phys. Rev. (to be published).
[13] WILLIG, A., SAPOVAL, B., Proc. of the XIII International Conference on the Physics of Semiconductors, Rome (1976).
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