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C OMPOSITIO M ATHEMATICA

A. J OSEPH

Towards the Jantzen conjecture. II

Compositio Mathematica, tome 40, n

o

1 (1980), p. 69-78

<http://www.numdam.org/item?id=CM_1980__40_1_69_0>

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(2)

69

TOWARDS THE JANTZEN CONJECTURE II

A.

Joseph*

COMPOSITIO MATHEMATICA, Vol. 40, Fasc. 1, 1980, pag. 69-78

(c) 1980 Sijthoff &#x26; Noordhoff International Publishers - Alphen aan den Rijn

Printed in the Netherlands

Abstract

A

recently developed additivity principle

for Goldie rank is com-

bined with the results of the first paper of this series to establish a

very

slightly

weaker form of the Jantzen

conjecture

for the

primitive

spectrum of a

complex simple

Lie

algebra

of type

An.

Precise in- formation on the

primitive

spectra in other

simple

Lie

algebras

and on

the Goldie ranks of the associated

quotient algebras

is also obtained.

1. Introduction

Let q

be a

complex semisimple

Lie

algebra, U(g)

its

enveloping algebra

and Prim

U(g)

the set of

primitive

ideals of

U(g).

The

classification of Prim

U(g) for A simple

of type

An-t (Cartan notation)

for n _ 6

(and

several other low rank

cases)

was

given by

Borho and

Jantzen

[2], [3],

and from their results Jantzen

[1],

5.9

guessed

its

solution for

general

n. In

[8], 8.2, 11.8,

we

suggested

what form this

conjecture

should take for an

arbitrary semisimple

Lie

algebra

and

indicated how this should be related to the Goldie ranks of the

quotient algebras U (g)/ 1:

I E Prim

U(g).

In the present work we show how the results of

[8]

combined with a

specially developed additivity principle

for Goldie rank

[9]

lead to a

proof

of a very

slightly

weaker form of Jantzen’s

conjecture

and also to some

quite precise

results in the

general

case. A further result which obtains from 5.3 and

[8],

7.7 is that for

regular

central characters the anni-

* This paper was written while the author was a guest of the Institute for Advanced Studies, Hebrew University, Jerusalem and on leave of absence from the Centre Nationale de la Recherche Scientifique.

0010-437X/80/01/0069-10 $00.20/0

(3)

hilators of the

simple subquotients

of a

given principal

series module for

SL(n,

C) are

pairwise disjoint.

The notation is that of

[8].

The contents of this paper were

reported

at a

meeting

on envelo-

ping algebras

at Oberwolfach

during

5-11

February

1978.

2.

Multiplicities

2.1 Fix a

triangular decomposition g = n (9 b (D n-

for g, set b:= n

Et&#x3E; b

and for each A Et)

*,

let

M(A):= U(g)@UbCA-p

denote the

associated Verma module

[8],

3.1. Given M a

finitely generated

left

U(,g)

module define the Gelfand-Kirillov dimension

d(M) (resp.

multiplicity e(M))

of M as in

[8],

2.1. Given left

U(g) modules, M,

N define

Homc(M, N)

as a

left U : = U(g) Q U(g)

module

([8], 3.2)

and

let

L(M,

N) denote the U submodule of

ad ()

finite elements.

(We

recall in

particular

that each X E n - defines a

locally nilpotent

deriva-

tion ad X of

L(M, N».

Set n = dim n - and let r be the smallest

positive integer

such that

(ad n-)r g

= 0.

LEMMA: Fix A, JL E b* and let M

(resp. N)

be a

subquotient of M(A ) (resp. M(li». Suppose d(L(M, N)) &#x3E; d(M)

+

d(N).

Then

equal- ity

holds and

This is very modest

generalization

of

[8],

6.4 and for which the

proof

needs

only

the

following

trivial

changes. Replace

m -

by

n - and

VB{Á) (resp. VB’(JL» by any b

stable finite dimensional

generating subspace M° (resp. N)

of M

(resp. N).

2.2 Relative to the

given triangular decomposition

of g, let R

(resp.

R+)

denote the set of all non-zero

(resp. positive)

roots and B C R+

the set of

simple

roots. Let s denote the

largest

coefficient of a

simple

root that can occur in a

positive

root and set t = sn : n = dim n -. Given V a

locally finite b module,

let

V ,: li e $ *

denote its

weight subspace

of

weight

1£.

LEMMA: Let M be a

simple subquotient of

a Verma module and set I = Ann M. Then

The first assertion is

just [7],

2.7 and the second a refinement of it.

(4)

71

Let T

(resp. T-, E)

denote the

image

of

n (f) C (resp. n’@C, g e C)

in

U(n)/(I

fl

U(n)) (resp. U(n-)/(I

f1

U(n-)), U(g)/I).

Let e denote the

canonical generator of M which we suppose has

weight

À and for all k E N set

M"‘ : = T ke = E ke.

Define an

ordering a

on ZB

through

IL &#x3E;

given

IL - v E NB. For

each k E N, Mk

is a finite direct sum of its

weight subspaces (Mk)A-v

of

weight À - v: v E ZB

and we set

Qk

=

f v

E Z B :

(Mk)A-v;;é 01.

Choose a maximal

element IL

E

f2k-

Since

M is a

simple U(g)

module there exists for each m E

(Mk)A-p.

an

element a E

U(g)

such that am = e. From the

decomposition U (g) = U(n-) @ U(n)@ U(h)

and the fact that

MO

is a one dimensional

highest weight

space for M of

weight

À we can suppose that a E

U(n),,.

Then for all V E

nk B{IL}

we have

a(Mk)A-v

C

MA+p.-v

= 0 where

the last step holds because IL - v E N B. Now Mk is b stable so

by

induction on &#x3E; it follows

easily

that

Hom(Mk, MO)

C

© U(n)vIMk.

vEllk

Conversely

from the relation

Mk

=

T k e,

we obtain

Hom(M°, Mk) C Tk 1 mo

and

For each v E N B, a E B, let dénote the coefficient of a in v.

Recalling

the définition

of t,

it follows for each v

E !Jk

that

On the other hand if a E

S(n)

is

homogeneous

of

degree

m and of

weight v,

then

Hence

Hom(Mk ,M)C TktlMk

and so

Hom(Mk, Mk) C T kT k, lfk *C Eko+t)IMk,

which

gives

Yet

by

definition

Equating

powers of k

gives (ii).

2.3 Let M be the

subquotient

of a Verma module.

By [2], 3.16,

there exists a

positive integer

u

depending only

on g such that the

length

of M is less than u. Define n, r, t as in 2.2.

(5)

PROPOSITION: Let M be a

subquotient of

a Verma module. Set

I = Ann M. Then

(i) d( U(4)lI)

=

d(L(M, M»

= 2

d(M).

(ii) e(L(M, M)) S (4rtu )2n e( U(g)/I).

Since

L(M, M)

contains

U(g)/I

as a

U(g) submodule,

we obtain

(i)

from 2.2

(i)

and the first part of 2.1. From the definition of u and say

[8],

2.2 we can choose a

simple subquotient

L of M

satisfying d(L)

=

d(M)

and u

d(L) &#x3E; d(M).

Since I C Ann L, we obtain

(ii)

from

2.1 and 2.2

(ii).

3. Goldie Rank

3.1 Let B be a

prime (left

and

right)

Noetherian

ring.

Recall that

the Goldie rank rk B is

just

the maximum number of direct summands of left (or

right)

ideals of B. Given K a left ideal of B let rk K denote the maximum number of direct summands of left ideals of B in K.

Given e an

idempotent

of B we remark that eBe is a

prime

Noetherian

subring

of B and rk eBe = rk Be.

3.2 Let AB be

simple

Artinian

rings

with H a

subring

of 0,8 and

containing

the

identity

1 of lB. Then z : :=

(rk lB)1(rk A)

E N+ (see

[5], Prop.

2, p.

137).

Given b E

lB,

set

e(b)

=

f a

E A ab =

01.

The

following

is a

straightforward

exercise in

idempotent manipulations using [5],

Thm. 2, p. 47 and

Prop. 4,

p. 51.

LEMMA: There exists a set

(h i,

h2, ...,

hz) of pairwise orthogonal idempotents in B satisfying t(hi)

= 0

for

all i = 1,

2,...,

z.

3.3 Let A, B be

prime

Noetherian

rings

with A a

subring

of B.

Assume that the set S of

regular

elements of A is a subset of the

regular

elements of B and is an Ore subset for both A and B and such that

S-IA

and

S-’B

are

simple,

Artinian.

Suppose

further that A and B are

finitely generated

left

U(g)

modules.

COROLLARY:

If d(A)

=

d(B),

then

Apply

3.2 with A =

S-’A, e

=

S-’B.

Choose s E S such that

h;s

E

B for all i. Then

Ah1 + Ah2 + ... + Ahz

is a direct sum of

U(g)

submodules of B each

isomorphic

to A.

By

say

[8],

2.2 this

gives

the

required

assertion.

(6)

73

4. The

additivity principle

4.1 Let F be a commutative

field, U(a)

the

enveloping algebra

of a

finite dimensional F-Lie

algebra

a. Let A be a

quotient

of

U(a)

and

assume that A embeds in a

prime ring

B with

identity

1 E A. Assume

that B is

finitely generated

as a left and a

right U(a)

module and that each b E B is

locally

ad a finite

(c.f. [8], 2.3).

Let

{PI,

P2, ...,

Pr}

be the

set of minimal

primes

of A.

By [9],

3.9 there exist

zf E

N+ such that

Here we obtain further information on the

zA.

4.2 Let S be the set of

regular

elements of A.

By [9], 3.5, S

is contained in the set of

regular

elements of B and

by [9],

3.7 it is an

Ore subset in both A and B and sî:=

S-’A

is Artinian and 00 :=

S-’B simple

Artinian. Given C a

subring

of e and T a subset of 00 we set

tc(T) = {c E C: eT = O}, rc(T) = {c E C: Tc = O}.

When C = A we

drop

the

subscript.

Given P a minimal

prime

of

A,

then P n S

= 0

and so

S-’P

=

PS-1

is a

(minimal) prime

of A

(see

for

example [10], 2.5-2.10).

Set

BI = tB(P), B2

=

rB(BI),

B3 =

fb

E B:

Blb

C

BI}.

These are all

U(a)@ U(a)

submodules of B. Also B2B C B2, B 1 B2 = 0, B3::&#x3E; BI

and

so

Bil(Bi

n

B2), B31B,

have natural

F-algebra

structures.

Again

BBI C BI and so

S-IBI

is a left ideal of the

simple

Artinian

ring 00

and so we

may write

S-IBI =

9Be for some

idempotent e

E 00.

Again

B3 :) A and A n Bi

=,e(P)

and so

A/t(P)

embeds in

B3/BI.

LEMMA:

(iv) Bii(Bi

n

B2) (resp. B31BI)

is a

prime

Noetherian

ring

and

Fract

Bil(Bi

fl

B2) (resp. B3/BI)

is

naturally isomorphic

to eee

(resp.

( 1- e)@(I- e)).

In

particular

rk

B1/(BI

n

B2)

+ rk

B3lBl

= rk B.

(ii)

is clear

for j

= 1.

Again S-IB1

=

S-ItB(p) = lB(P) = tOO(PS-I) = tOO(S-lp).

This

gives (i)

and the inclusion

S-IBt:) B,S-1. Conversely given s E S,

b E

Bi

we can

choose t E S,

c E B such that

s-lb

=

ct -’ .

Then

ct-’P

=

s-’bP

= 0 and so c E B,. This establishes

(iii) for j

= 1.

Similarly (using (ii) for j

=

1)

we obtain

S-1B2

=

B2S-1= (1 - e)@

and

S-IB3

=

B3S-1 =

ee +

( 1 - e)9B( 1 - e).

This

gives (ii)

and

(iii).

Given

x E

S-IB1 n S-IB2,

then

by

the Ore condition there exists s E S such

(7)

that sx E B n

S-’B,

fl

S-’B2

= B1 n B2

by (ii).

A similar

computation

on the

right

and

(iii) gives S-I(BI

n

B2)

=

S-’Bi

fl

S-lB2

=

(1- e)9Be

=

Bis-,

n

B2S-1 = (B,

n

B2)S-’.

Given s E S,

b + (BI n B2) E BI/(BI n B2) (resp. b + BI EE B31BI)

such that sb E Bi fl B2

(resp.

sb E

BI)

then b E

S-IBI

rl

S-IB2

n B =

B,

fl

B2 (resp.

b E

S-1B,

fl B =

BI).

A similar result holds for

right multiplication

and combined with our

previous

observations establishes

(iv).

4.3 Retain the notation and

hypotheses

of 4.1 and 4.2. Take an

ordering

of the minimal

primes

of A so that

e(PI) 0

0

(this

is

possible by

say

[9], 2.4)

and take P = PI in 4.2. Recall 4.2

(iv).

PROPOSITION: :

Let N denote the nilradical of A and recall

([9], 2.7)

that .N’ : =

S-I N

is the nilradical of A.

Again (c.f. [9], 3.9) (Q;

=

5"’P,:

i =

1,2,..., rl

is the set of

primes

of the Artinian

ring

A and Fract

A/Pi = Al Qi,

up to

isomorphism.

Further recall

([9], 3.8)

that there exists a set

{eh

e2, ...,

erl

of

pairwise orthogonal idempotents

for A

satisfying X ei

= 1 and such that

Qi = ( 1- ei)si

+ .N’.

Taking i

= 1 and

applying

4.2

(i)

we obtain e = eel. This

gives

eei = eele; = 0, for all i =

2, 3,...,

r.

Now recall that

Ale(Pi)

identifies as a

subalgebra

of

B31BI. By

4.2

(iv)

we may

apply [9],

3.8

(i)

to both

Ale(PI)

and A. This

gives

for

i&#x3E; 1

This

gives (ii). (i)

follows from

(11),

4.2

(iv)

and

[9],

3.8

(11).

4.4 Retain the notation and

hypothèses

of 4.3. Let M be a faithful B module. Recall

(c.f. [9], 2.4)

that some

product

of the

Pi

must vanish and let

L(A)

be the

length

of a shortest

product.

Given P a

minimal

prime

of A such that

é(P) # 0,

then

iE(A/é(P)) f(A).

Consider M as a

U(a)

module and B as a

U(a) 0 U(a)

module.

THEOREM: M admits a normal series M =

Aft D M2 D ... D Mi+i =

0 such that

for all

s = 1 , 2, ..., t and all i =

1, 2,...,

r

(i)

Ann

Ls,

where

L, :

=

MIM,,,, is a

minimal

prime of

A.

(8)

75

(ii)

B admits a

subquotient B(s) naturally isomorphic to

a

prime

Noetherian

subring of HomF(Ls, Ls).

(iii)

Choose a minimal

prime

P of A such that

t(P) 0

0 and set

M2

=

{m

E M:

B 1 m

=

0}.

Then M2 D PM and since M is a faithful B module it follows that BI =

fb

E M :

bM2

=

0}.

Now

BIB2M

= 0, so B2M C M2 and since M is a faithful B module it follows that

B2 = {b E B: bM c M2}.

Hence

B(j): = B il(Bi n B2) (which

is a

subquotient

of

B)

identifies with a

subring

of

HomF(L1, Ll). By

4.2

(iv)

it

is

prime

Noetherian.

Now

e(P)M2

C BIM2 = 0 and so

e(P)

Ann

LI

= 0. Since

e(P) 0

0

by hypothesis,

it follows from

[9],

2.2

(ii),

2.6

(i),

3.1, 3.6, that

d(A/Ann LI)

=

d(A)

=

d(A/P).

Yet

Ann LI :)

P and so

by [9],

2.5

(i) equality

must hold.

Again

since M is a faithful B

module,

it follows that B3M2 C M2 and so

B31B, (which

is a

subquotient

of

B)

identifies with a

subring

of

HomF(M2, M2). By

4.2

(iv)

it is

prime

Noetherian

and we recall that it contains

A/t(P)

as a

subring.

Hence

(i)

and

(ii)

obtain

by

induction on

L(A)

and then

(iii)

follows from 4.3.

5. Main theorem

5.1 Let W be the group

generated by

the sa : a E R. Given B’ C B,

set R’ = ZB’ n Rand define pa E

S(b)

as in

[8],

6.6.

(Up

to a

scalar,

pB, is the

product

of the roots in R’ n R+ and 2

deg

pp = card

R’.)

Let PB, be the

simple

W submodule of

S(H)m generated by

pB,, with

m =

deg

pB-

(c.f. [8], 8.6)

and let

f2R (resp. n’R)

denote the subset of

W

defined

by

the P£t’: B’ C B

(resp.

P£t, C

S(b)m:

B’ C

B).

5.2 Given À E b* define

BA, WA

as in

[8],

3.3. Recall that Wx is

again

a

Weyl

group so we may define

corresponding

subsets

f2R,À, n’R,A

of

WA.

Let

L(À)

denote the

unique simple subquotient

of

M(A)

and set

7(A)

= Ann

L(À). Set À

=

WÀ, Xî

=

{I (, ): p,

E

Wk}

and for each m E N, set

aeT={IEae).:d(U(g)/I)=cardR-2m}.

Call k

regular

if

(À, a ) # 0,

for all a E R.

THEOREM: Assume À

EE regular

and that there exists w E W such that

wBA

C B. Then

for

ail m E N one has

(9)

By [6],

4.2 we can assume BA C B without loss of

generality.

Then for each B’C B,, let M : =

MB,(A)

be the induced module defined

by

B’, A and set I =

IB,(A) i=

Ann

MB,(Á). By [8],

4.3

(11), 4.8, 5.10,

it follows that

L(M, M)

is a

prime

Noetherian

ring

of

locally ad g

finite

elements,

is

finitely generated

as a left and as a

right U(g)

module and rk

L(M, M)

=

pB,(A ).

Set m

= deg

pB,. We

apply

4.4 with A =

U(g)/I,

B =

L(M, M).

Let

fPI,

P2,...,

Pr)

denote the set of minimal

primes

of

A. We have

Pi E f!£i

and

by

2.3

(i)

and

[9],

3.9

(i)

that Pi E

Xm,

for all

i.

By [9],

3.9

(ii)

there exist zi E N+ such that

By

2.3

(ii), 3.3,

4.4

(iii), [2],

3.16, there exists a

positive integer c(g) depending only

on g

(in particular independent

of A) such that

zi

c(g).

Then

by [8],

6.5, it follows that the assertion of the theorem holds for at least some À E

b *. By [2],

2.12 it must then hold for all A

regular.

REMARKS : The

inequality

can be strict. For

example take g simple

of type

D4

with m = 7

(see [8], 11.7). Using [2], 2.14,

the technical

assumption

wBA C B can be weakened: for

example

it is

enough

that

every strict subset of B, can be

conjugated

into B.

Finally

for À

non-regular

recall

[2],

2.12.

5.3 Assume that the

simple

factors

of g are

all of type An.

Let l’A

denote the set of involutions of

WA.

COROLLARY: For all À E t) *

regular

one has

card

H

= card

E,,.

It suffices to recall that

f2R,À = W"

in this case

(c.f. [8], 8.4)

and to

apply [4], Prop.

9 to 5.2.

REMARKS : Note in

particular

that this establishes

[8],

10.3. This

gives

a natural

partition

of

H

into

disjoint

subsets

(H_):

u E

Wa

satisfying card(H)u

= dim for À

regular. Again

for À

regular

and

each I e

(Kg)

there exist

exactly

dim a elements of

W,

such that

I =

I(wÀ): W

E

W, (fixing

say -À

dominant).

Thus to establish the

Jantzen

conjecture [1], 5.9,

it remains to show that for each I E

(H),

the zero

variety

of gr I is the closure of the

appropriate

Richardson

orbit

[8],

8.2. We remark that this orbit can also be viewed as the

(10)

77

image

of o- under the

Springer

map (see

[8], 11.8).

For this it suffices

to establish

[8],

9.1- that is to show that

gr J

is

primary

for every induced ideal J. So far we have

only

been able to show that the dimension of the zero

variety

of

gr 1

has the

appropriate

value

[7],

4.1.

5.4 For type An the lower bound 5.2 on card

:JeT

is in fact its exact

value. This is very

nearly

true in

general

as may be seen

by examining

the upper bound

implied by [6],

5.1 and

[7],

3.1. Even aside from the combinatorial

questions involving

the

Weyl

group, we do not yet have

enough

information to

give

as

complete

a solution as in type An. The main

difficulty

arises from the presence of non-Richardson-like orbits.

Nevertheless we can extend the low rank

computations

of Borho and

Jantzen

(c.f. [7],

Sect. 5 and

[8],

Sect.

11.8)

to type B4 (or C4). In this

case the upper and lower bounds for card

ae:

-A E

P(R)++,

coincide

and

give

card

f

= 50: -A E

P(R)++.

In type D4 the upper and lower bounds also coincide for m values

corresponding

to Richardson orbits and the total number of such ideals is 32. One further obtains card

ae1

= 2 or a, card

X’

= 4: -A E

P(R)",

where the latter

corresponds

to the almost maximal ideals

(c.f. [2],

4.5 and

[8], 11.8).

By [3]

the total number of ideals is 36.

Finally

we remark that the upper bound on the zi in

(*) implies

that

they

are constant in some Zariski dense subset of

P(R)". Consequently

if the upper and lower bounds coincide for a

given

value of m, then

by (*)

the Goldie ranks of the

corresponding quotient algebras

are defined in this subset

by

a basis of

@(P*,:

B’ C B : card R’ =

2ml.

This establishes a weak ver-

sion of

[8],

11.1.

REFERENCES

[1] W. BORHO: Recent advances in the enveloping algebras of semi-simple Lie algebras. Sem. Bourbaki, no. 489, Nov. 1976.

[2] W. BORHO and J.C. JANTZEN: Über primitive Ideale in der Einhüllenden einer halbeinfacher Lie algebra. Invent. Math., 39 (1977) 1-53.

[3] W. BORHO and J.C. JANTZEN: (unpublished).

[4] M. DUFLO: Sur la classification des idéaux primitifs dans l’algèbre enveloppante d’une algèbre de Lie semi-simple. Ann. Math., 105 (1977) pp. 107-130.

[5] N. JACOBSON: Structure of Rings. Amer. Math. Soc. Colloq. Publ., Vol. XXXVII, 1974.

[6] A. JOSEPH: A characteristic variety for the primitive spectrum of a semisimple

Lie algebra, (unpublished). Short version in LN 587 (1977) pp. 102-118.

[7] A. JOSEPH: Gelfand-Kirillov dimension for the annihilators of simple quotients of

Verma modules. J. Lond. Math. Soc., 18 (1978) pp. 50-60.

[8] A. JOSEPH: Towards the Jantzen conjecture. Compositio Math. 40 (1980) 35-67.

(11)

[9] A. JOSEPH and L.W. SMALL: An additivity principle for Goldie rank. Israel J.

Math. 31 (1978) 105-114.

[10] W. BORHO, P. GABRIEL and R. RENTSCHLER: Primideale in Einhüllenden auflösbarer Lie-algebren, LN 357, Springer-Verlag, Berlin-Heidelberg-New York,

1973.

(Oblatum 2-IV-1978 &#x26; 28-XI-1978) Centre de mathématiques Bâtiment 425

91405 Orsay France

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