C OMPOSITIO M ATHEMATICA
A. J OSEPH
Towards the Jantzen conjecture. II
Compositio Mathematica, tome 40, n
o1 (1980), p. 69-78
<http://www.numdam.org/item?id=CM_1980__40_1_69_0>
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69
TOWARDS THE JANTZEN CONJECTURE II
A.
Joseph*
COMPOSITIO MATHEMATICA, Vol. 40, Fasc. 1, 1980, pag. 69-78
(c) 1980 Sijthoff & Noordhoff International Publishers - Alphen aan den Rijn
Printed in the Netherlands
Abstract
A
recently developed additivity principle
for Goldie rank is com-bined with the results of the first paper of this series to establish a
very
slightly
weaker form of the Jantzenconjecture
for theprimitive
spectrum of acomplex simple
Liealgebra
of typeAn.
Precise in- formation on theprimitive
spectra in othersimple
Liealgebras
and onthe Goldie ranks of the associated
quotient algebras
is also obtained.1. Introduction
Let q
be acomplex semisimple
Liealgebra, U(g)
itsenveloping algebra
and PrimU(g)
the set ofprimitive
ideals ofU(g).
Theclassification of Prim
U(g) for A simple
of typeAn-t (Cartan notation)
for n _ 6
(and
several other low rankcases)
wasgiven by
Borho andJantzen
[2], [3],
and from their results Jantzen[1],
5.9guessed
itssolution for
general
n. In[8], 8.2, 11.8,
wesuggested
what form thisconjecture
should take for anarbitrary semisimple
Liealgebra
andindicated how this should be related to the Goldie ranks of the
quotient algebras U (g)/ 1:
I E PrimU(g).
In the present work we show how the results of[8]
combined with aspecially developed additivity principle
for Goldie rank[9]
lead to aproof
of a veryslightly
weaker form of Jantzen’sconjecture
and also to somequite precise
results in thegeneral
case. A further result which obtains from 5.3 and[8],
7.7 is that forregular
central characters the anni-* This paper was written while the author was a guest of the Institute for Advanced Studies, Hebrew University, Jerusalem and on leave of absence from the Centre Nationale de la Recherche Scientifique.
0010-437X/80/01/0069-10 $00.20/0
hilators of the
simple subquotients
of agiven principal
series module forSL(n,
C) arepairwise disjoint.
The notation is that of[8].
The contents of this paper were
reported
at ameeting
on envelo-ping algebras
at Oberwolfachduring
5-11February
1978.2.
Multiplicities
2.1 Fix a
triangular decomposition g = n (9 b (D n-
for g, set b:= nEt> b
and for each A Et)*,
letM(A):= U(g)@UbCA-p
denote theassociated Verma module
[8],
3.1. Given M afinitely generated
leftU(,g)
module define the Gelfand-Kirillov dimensiond(M) (resp.
multiplicity e(M))
of M as in[8],
2.1. Given leftU(g) modules, M,
N defineHomc(M, N)
as aleft U : = U(g) Q U(g)
module([8], 3.2)
andlet
L(M,
N) denote the U submodule ofad ()
finite elements.(We
recall in
particular
that each X E n - defines alocally nilpotent
deriva-tion ad X of
L(M, N».
Set n = dim n - and let r be the smallestpositive integer
such that(ad n-)r g
= 0.LEMMA: Fix A, JL E b* and let M
(resp. N)
be asubquotient of M(A ) (resp. M(li». Suppose d(L(M, N)) > d(M)
+d(N).
Thenequal- ity
holds andThis is very modest
generalization
of[8],
6.4 and for which theproof
needsonly
thefollowing
trivialchanges. Replace
m -by
n - andVB{Á) (resp. VB’(JL» by any b
stable finite dimensionalgenerating subspace M° (resp. N)
of M(resp. N).
2.2 Relative to the
given triangular decomposition
of g, let R(resp.
R+)
denote the set of all non-zero(resp. positive)
roots and B C R+the set of
simple
roots. Let s denote thelargest
coefficient of asimple
root that can occur in a
positive
root and set t = sn : n = dim n -. Given V alocally finite b module,
letV ,: li e $ *
denote itsweight subspace
of
weight
1£.LEMMA: Let M be a
simple subquotient of
a Verma module and set I = Ann M. ThenThe first assertion is
just [7],
2.7 and the second a refinement of it.71
Let T
(resp. T-, E)
denote theimage
ofn (f) C (resp. n’@C, g e C)
inU(n)/(I
flU(n)) (resp. U(n-)/(I
f1U(n-)), U(g)/I).
Let e denote thecanonical generator of M which we suppose has
weight
À and for all k E N setM"‘ : = T ke = E ke.
Define anordering a
on ZBthrough
IL >
given
IL - v E NB. Foreach k E N, Mk
is a finite direct sum of itsweight subspaces (Mk)A-v
ofweight À - v: v E ZB
and we setQk
=f v
E Z B :(Mk)A-v;;é 01.
Choose a maximalelement IL
Ef2k-
SinceM is a
simple U(g)
module there exists for each m E(Mk)A-p.
anelement a E
U(g)
such that am = e. From thedecomposition U (g) = U(n-) @ U(n)@ U(h)
and the fact thatMO
is a one dimensionalhighest weight
space for M ofweight
À we can suppose that a EU(n),,.
Then for all V Enk B{IL}
we havea(Mk)A-v
CMA+p.-v
= 0 wherethe last step holds because IL - v E N B. Now Mk is b stable so
by
induction on > it followseasily
thatHom(Mk, MO)
C© U(n)vIMk.
vEllk
Conversely
from the relationMk
=T k e,
we obtainHom(M°, Mk) C Tk 1 mo
andFor each v E N B, a E B, let r§ dénote the coefficient of a in v.
Recalling
the définitionof t,
it follows for each vE !Jk
thatOn the other hand if a E
S(n)
ishomogeneous
ofdegree
m and ofweight v,
thenHence
Hom(Mk ,M)C TktlMk
and soHom(Mk, Mk) C T kT k, lfk *C Eko+t)IMk,
whichgives
Yet
by
definitionEquating
powers of kgives (ii).
2.3 Let M be the
subquotient
of a Verma module.By [2], 3.16,
there exists a
positive integer
udepending only
on g such that thelength
of M is less than u. Define n, r, t as in 2.2.PROPOSITION: Let M be a
subquotient of
a Verma module. SetI = Ann M. Then
(i) d( U(4)lI)
=d(L(M, M»
= 2d(M).
(ii) e(L(M, M)) S (4rtu )2n e( U(g)/I).
Since
L(M, M)
containsU(g)/I
as aU(g) submodule,
we obtain(i)
from 2.2(i)
and the first part of 2.1. From the definition of u and say[8],
2.2 we can choose asimple subquotient
L of Msatisfying d(L)
=d(M)
and ud(L) > d(M).
Since I C Ann L, we obtain(ii)
from2.1 and 2.2
(ii).
3. Goldie Rank
3.1 Let B be a
prime (left
andright)
Noetherianring.
Recall thatthe Goldie rank rk B is
just
the maximum number of direct summands of left (orright)
ideals of B. Given K a left ideal of B let rk K denote the maximum number of direct summands of left ideals of B in K.Given e an
idempotent
of B we remark that eBe is aprime
Noetherian
subring
of B and rk eBe = rk Be.3.2 Let AB be
simple
Artinianrings
with H asubring
of 0,8 andcontaining
theidentity
1 of lB. Then z : :=(rk lB)1(rk A)
E N+ (see[5], Prop.
2, p.137).
Given b ElB,
sete(b)
=f a
E A ab =01.
Thefollowing
is a
straightforward
exercise inidempotent manipulations using [5],
Thm. 2, p. 47 and
Prop. 4,
p. 51.LEMMA: There exists a set
(h i,
h2, ...,hz) of pairwise orthogonal idempotents in B satisfying t(hi)
= 0for
all i = 1,2,...,
z.3.3 Let A, B be
prime
Noetherianrings
with A asubring
of B.Assume that the set S of
regular
elements of A is a subset of theregular
elements of B and is an Ore subset for both A and B and such thatS-IA
andS-’B
aresimple,
Artinian.Suppose
further that A and B arefinitely generated
leftU(g)
modules.COROLLARY:
If d(A)
=d(B),
thenApply
3.2 with A =S-’A, e
=S-’B.
Choose s E S such thath;s
EB for all i. Then
Ah1 + Ah2 + ... + Ahz
is a direct sum ofU(g)
submodules of B eachisomorphic
to A.By
say[8],
2.2 thisgives
therequired
assertion.73
4. The
additivity principle
4.1 Let F be a commutative
field, U(a)
theenveloping algebra
of afinite dimensional F-Lie
algebra
a. Let A be aquotient
ofU(a)
andassume that A embeds in a
prime ring
B withidentity
1 E A. Assumethat B is
finitely generated
as a left and aright U(a)
module and that each b E B islocally
ad a finite(c.f. [8], 2.3).
Let{PI,
P2, ...,Pr}
be theset of minimal
primes
of A.By [9],
3.9 there existzf E
N+ such thatHere we obtain further information on the
zA.
4.2 Let S be the set of
regular
elements of A.By [9], 3.5, S
is contained in the set ofregular
elements of B andby [9],
3.7 it is anOre subset in both A and B and sî:=
S-’A
is Artinian and 00 :=S-’B simple
Artinian. Given C asubring
of e and T a subset of 00 we settc(T) = {c E C: eT = O}, rc(T) = {c E C: Tc = O}.
When C = A wedrop
thesubscript.
Given P a minimal
prime
ofA,
then P n S= 0
and soS-’P
=PS-1
is a(minimal) prime
of A(see
forexample [10], 2.5-2.10).
SetBI = tB(P), B2
=rB(BI),
B3 =fb
E B:Blb
CBI}.
These are allU(a)@ U(a)
submodules of B. Also B2B C B2, B 1 B2 = 0, B3::> BIand
so
Bil(Bi
nB2), B31B,
have naturalF-algebra
structures.Again
BBI C BI and soS-IBI
is a left ideal of thesimple
Artinianring 00
and so wemay write
S-IBI =
9Be for someidempotent e
E 00.Again
B3 :) A and A n Bi=,e(P)
and soA/t(P)
embeds inB3/BI.
LEMMA:
(iv) Bii(Bi
nB2) (resp. B31BI)
is aprime
Noetherianring
andFract
Bil(Bi
flB2) (resp. B3/BI)
isnaturally isomorphic
to eee(resp.
( 1- e)@(I- e)).
Inparticular
rkB1/(BI
nB2)
+ rkB3lBl
= rk B.(ii)
is clearfor j
= 1.Again S-IB1
=S-ItB(p) = lB(P) = tOO(PS-I) = tOO(S-lp).
Thisgives (i)
and the inclusionS-IBt:) B,S-1. Conversely given s E S,
b EBi
we canchoose t E S,
c E B such thats-lb
=ct -’ .
Then
ct-’P
=s-’bP
= 0 and so c E B,. This establishes(iii) for j
= 1.Similarly (using (ii) for j
=1)
we obtainS-1B2
=B2S-1= (1 - e)@
andS-IB3
=B3S-1 =
ee +( 1 - e)9B( 1 - e).
Thisgives (ii)
and(iii).
Givenx E
S-IB1 n S-IB2,
thenby
the Ore condition there exists s E S suchthat sx E B n
S-’B,
flS-’B2
= B1 n B2by (ii).
A similarcomputation
on the
right
and(iii) gives S-I(BI
nB2)
=S-’Bi
flS-lB2
=(1- e)9Be
=
Bis-,
nB2S-1 = (B,
nB2)S-’.
Given s E S,
b + (BI n B2) E BI/(BI n B2) (resp. b + BI EE B31BI)
such that sb E Bi fl B2
(resp.
sb EBI)
then b ES-IBI
rlS-IB2
n B =B,
flB2 (resp.
b ES-1B,
fl B =BI).
A similar result holds forright multiplication
and combined with ourprevious
observations establishes(iv).
4.3 Retain the notation and
hypotheses
of 4.1 and 4.2. Take anordering
of the minimalprimes
of A so thate(PI) 0
0(this
ispossible by
say[9], 2.4)
and take P = PI in 4.2. Recall 4.2(iv).
PROPOSITION: :
Let N denote the nilradical of A and recall
([9], 2.7)
that .N’ : =S-I N
is the nilradical of A.Again (c.f. [9], 3.9) (Q;
=5"’P,:
i =1,2,..., rl
is the set of
primes
of the Artinianring
A and FractA/Pi = Al Qi,
up toisomorphism.
Further recall([9], 3.8)
that there exists a set{eh
e2, ...,erl
ofpairwise orthogonal idempotents
for Asatisfying X ei
= 1 and such thatQi = ( 1- ei)si
+ .N’.Taking i
= 1 andapplying
4.2(i)
we obtain e = eel. Thisgives
eei = eele; = 0, for all i =2, 3,...,
r.Now recall that
Ale(Pi)
identifies as asubalgebra
ofB31BI. By
4.2(iv)
we mayapply [9],
3.8(i)
to bothAle(PI)
and A. Thisgives
fori> 1
This
gives (ii). (i)
follows from(11),
4.2(iv)
and[9],
3.8(11).
4.4 Retain the notation and
hypothèses
of 4.3. Let M be a faithful B module. Recall(c.f. [9], 2.4)
that someproduct
of thePi
must vanish and letL(A)
be thelength
of a shortestproduct.
Given P aminimal
prime
of A such thaté(P) # 0,
theniE(A/é(P)) f(A).
Consider M as a
U(a)
module and B as aU(a) 0 U(a)
module.THEOREM: M admits a normal series M =
Aft D M2 D ... D Mi+i =
0 such that
for all
s = 1 , 2, ..., t and all i =1, 2,...,
r(i)
AnnLs,
whereL, :
=MIM,,,, is a
minimalprime of
A.75
(ii)
B admits asubquotient B(s) naturally isomorphic to
aprime
Noetherian
subring of HomF(Ls, Ls).
(iii)
Choose a minimal
prime
P of A such thatt(P) 0
0 and setM2
={m
E M:B 1 m
=0}.
Then M2 D PM and since M is a faithful B module it follows that BI =fb
E M :bM2
=0}.
NowBIB2M
= 0, so B2M C M2 and since M is a faithful B module it follows thatB2 = {b E B: bM c M2}.
HenceB(j): = B il(Bi n B2) (which
is asubquotient
ofB)
identifies with asubring
ofHomF(L1, Ll). By
4.2(iv)
itis
prime
Noetherian.Now
e(P)M2
C BIM2 = 0 and soe(P)
AnnLI
= 0. Sincee(P) 0
0by hypothesis,
it follows from[9],
2.2(ii),
2.6(i),
3.1, 3.6, thatd(A/Ann LI)
=d(A)
=d(A/P).
YetAnn LI :)
P and soby [9],
2.5(i) equality
must hold.Again
since M is a faithful Bmodule,
it follows that B3M2 C M2 and soB31B, (which
is asubquotient
ofB)
identifies with asubring
ofHomF(M2, M2). By
4.2(iv)
it isprime
Noetherianand we recall that it contains
A/t(P)
as asubring.
Hence(i)
and(ii)
obtain
by
induction onL(A)
and then(iii)
follows from 4.3.5. Main theorem
5.1 Let W be the group
generated by
the sa : a E R. Given B’ C B,set R’ = ZB’ n Rand define pa E
S(b)
as in[8],
6.6.(Up
to ascalar,
pB, is the
product
of the roots in R’ n R+ and 2deg
pp = cardR’.)
Let PB, be thesimple
W submodule ofS(H)m generated by
pB,, withm =
deg
pB-(c.f. [8], 8.6)
and letf2R (resp. n’R)
denote the subset ofW
defined
by
the P£t’: B’ C B(resp.
P£t, CS(b)m:
B’ CB).
5.2 Given À E b* define
BA, WA
as in[8],
3.3. Recall that Wx isagain
a
Weyl
group so we may definecorresponding
subsetsf2R,À, n’R,A
ofWA.
LetL(À)
denote theunique simple subquotient
ofM(A)
and set7(A)
= AnnL(À). Set À
=WÀ, Xî
={I (, ): p,
EWk}
and for each m E N, setaeT={IEae).:d(U(g)/I)=cardR-2m}.
Call kregular
if(À, a ) # 0,
for all a E R.THEOREM: Assume À
EE regular
and that there exists w E W such thatwBA
C B. Thenfor
ail m E N one hasBy [6],
4.2 we can assume BA C B without loss ofgenerality.
Then for each B’C B,, let M : =MB,(A)
be the induced module definedby
B’, A and set I =IB,(A) i=
AnnMB,(Á). By [8],
4.3(11), 4.8, 5.10,
it follows thatL(M, M)
is aprime
Noetherianring
oflocally ad g
finiteelements,
isfinitely generated
as a left and as aright U(g)
module and rkL(M, M)
=pB,(A ).
Set m= deg
pB,. Weapply
4.4 with A =U(g)/I,
B =
L(M, M).
LetfPI,
P2,...,Pr)
denote the set of minimalprimes
ofA. We have
Pi E f!£i
andby
2.3(i)
and[9],
3.9(i)
that Pi EXm,
for alli.
By [9],
3.9(ii)
there exist zi E N+ such thatBy
2.3(ii), 3.3,
4.4(iii), [2],
3.16, there exists apositive integer c(g) depending only
on g(in particular independent
of A) such thatzi
c(g).
Thenby [8],
6.5, it follows that the assertion of the theorem holds for at least some À Eb *. By [2],
2.12 it must then hold for all Aregular.
REMARKS : The
inequality
can be strict. Forexample take g simple
of type
D4
with m = 7(see [8], 11.7). Using [2], 2.14,
the technicalassumption
wBA C B can be weakened: forexample
it isenough
thatevery strict subset of B, can be
conjugated
into B.Finally
for Ànon-regular
recall[2],
2.12.5.3 Assume that the
simple
factorsof g are
all of type An.Let l’A
denote the set of involutions of
WA.
COROLLARY: For all À E t) *
regular
one hascard
H
= cardE,,.
It suffices to recall that
f2R,À = W"
in this case(c.f. [8], 8.4)
and toapply [4], Prop.
9 to 5.2.REMARKS : Note in
particular
that this establishes[8],
10.3. Thisgives
a naturalpartition
ofH
intodisjoint
subsets(H_):
u EWa
satisfying card(H)u
= dim for Àregular. Again
for Àregular
andeach I e
(Kg)
there existexactly
dim a elements ofW,
such thatI =
I(wÀ): W
EW, (fixing
say -Àdominant).
Thus to establish theJantzen
conjecture [1], 5.9,
it remains to show that for each I E(H),
the zero
variety
of gr I is the closure of theappropriate
Richardsonorbit
[8],
8.2. We remark that this orbit can also be viewed as the77
image
of o- under theSpringer
map (see[8], 11.8).
For this it sufficesto establish
[8],
9.1- that is to show thatgr J
isprimary
for every induced ideal J. So far we haveonly
been able to show that the dimension of the zerovariety
ofgr 1
has theappropriate
value[7],
4.1.
5.4 For type An the lower bound 5.2 on card
:JeT
is in fact its exactvalue. This is very
nearly
true ingeneral
as may be seenby examining
the upper bound
implied by [6],
5.1 and[7],
3.1. Even aside from the combinatorialquestions involving
theWeyl
group, we do not yet haveenough
information togive
ascomplete
a solution as in type An. The maindifficulty
arises from the presence of non-Richardson-like orbits.Nevertheless we can extend the low rank
computations
of Borho andJantzen
(c.f. [7],
Sect. 5 and[8],
Sect.11.8)
to type B4 (or C4). In thiscase the upper and lower bounds for card
ae:
-A EP(R)++,
coincideand
give
cardf
= 50: -A EP(R)++.
In type D4 the upper and lower bounds also coincide for m valuescorresponding
to Richardson orbits and the total number of such ideals is 32. One further obtains cardae1
= 2 or a, cardX’
= 4: -A EP(R)",
where the lattercorresponds
to the almost maximal ideals(c.f. [2],
4.5 and[8], 11.8).
By [3]
the total number of ideals is 36.Finally
we remark that the upper bound on the zi in(*) implies
thatthey
are constant in some Zariski dense subset ofP(R)". Consequently
if the upper and lower bounds coincide for agiven
value of m, thenby (*)
the Goldie ranks of thecorresponding quotient algebras
are defined in this subsetby
a basis of@(P*,:
B’ C B : card R’ =2ml.
This establishes a weak ver-sion of
[8],
11.1.REFERENCES
[1] W. BORHO: Recent advances in the enveloping algebras of semi-simple Lie algebras. Sem. Bourbaki, no. 489, Nov. 1976.
[2] W. BORHO and J.C. JANTZEN: Über primitive Ideale in der Einhüllenden einer halbeinfacher Lie algebra. Invent. Math., 39 (1977) 1-53.
[3] W. BORHO and J.C. JANTZEN: (unpublished).
[4] M. DUFLO: Sur la classification des idéaux primitifs dans l’algèbre enveloppante d’une algèbre de Lie semi-simple. Ann. Math., 105 (1977) pp. 107-130.
[5] N. JACOBSON: Structure of Rings. Amer. Math. Soc. Colloq. Publ., Vol. XXXVII, 1974.
[6] A. JOSEPH: A characteristic variety for the primitive spectrum of a semisimple
Lie algebra, (unpublished). Short version in LN 587 (1977) pp. 102-118.
[7] A. JOSEPH: Gelfand-Kirillov dimension for the annihilators of simple quotients of
Verma modules. J. Lond. Math. Soc., 18 (1978) pp. 50-60.
[8] A. JOSEPH: Towards the Jantzen conjecture. Compositio Math. 40 (1980) 35-67.
[9] A. JOSEPH and L.W. SMALL: An additivity principle for Goldie rank. Israel J.
Math. 31 (1978) 105-114.
[10] W. BORHO, P. GABRIEL and R. RENTSCHLER: Primideale in Einhüllenden auflösbarer Lie-algebren, LN 357, Springer-Verlag, Berlin-Heidelberg-New York,
1973.
(Oblatum 2-IV-1978 & 28-XI-1978) Centre de mathématiques Bâtiment 425
91405 Orsay France