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(1)

C OMPOSITIO M ATHEMATICA

A. J OSEPH

Towards the Jantzen conjecture. III

Compositio Mathematica, tome 42, n

o

1 (1980), p. 23-30

<http://www.numdam.org/item?id=CM_1980__42_1_23_0>

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23

TOWARDS THE JANTZEN CONJECTURE III

A.

Joseph

© 1980 Sijthoff &#x26; Noordhoff International Publishers - Alphen aan den Rijn Printed in the Netherlands

Abstract

A

comparison technique

introduced in the first paper of this series is refined

through

a result of Bernstein

[1].

Combined with recent results of

Borho,

Kraft and Procesi

[5, 8]

it

completes

the

proof

of the

Jantzen

conjecture.

1. Introduction

Let g

be a

complex semisimple

Lie

algebra, U(4)

its

enveloping algebra given

the canonical filtration

([7], 2.3.1)

and Prim

U(g)

the set of

primitive

ideals of

U(g).

Our aim is to determine for each I E Prim

U(g)

the zero

variety V(gr I)

of the associated

graded

ideal gr I.

When g

has

only type An

factors

(Cartan notation)

we show that this

variety

is the Zariski closure of the

appropriate

Richardson orbit. For

arbitrary g

a

slightly

weaker result is obtained for any

primitive

idéal

which is a minimal

prime

ideal

containing

the annihilator of an

induced module. The

proof

is based on a

comparison

theorem and on a

technique

initiated

by

Borho for

computing

these varieties. The notation is that of the first paper in this series

[11],

hereafter referred to as I.

1 should like to thank W.

Borho,

H. Kraft and G.

Lusztig

for

invaluable discussions.

2. The

Comparison

Theorem

2.1 For each

k E N,

set

Uk(g)

= lin

span{X~: X E g,

~ ~

{0,1,2,..., kll.

Given y

E Uk(g), y~ Uk-’(g)

we write

deg

y = k.

0010-437X/81/0102300$00.20/0

(3)

24

2.2

(Notation 1, 3.2).

Let V be a

finitely generated

t-finite U

module. In

particular

V is a left and a

right U(4)

module and for each

subspace

of

V,

we set

~(V0) = {a ~ U(g) : aV0 = 0}, r(V0)=

la

E

U(4) : V°a

=

0}.

The

following

refines

(1, 2.4).

THEOREM:

gr ~(V) = gr r(V).

Let V° be a finite dimensional

generating subspace

for V which we

can assume t-stable without loss of

generality.

Then

V° generates

V

as either a left or as a

right U(4)

module and moreover

Uk(g)

VO =

V0Uk(g),

for all k E N. Thus if we set

Vk

=

Uk(g)V0, Vk

=

Vk/Vk-1,

gr V

= ~ Vk,

it follows

easily

that gr V defined as an

S(4)

module is

independent

as to whether left or

right

action of

U(g)

is considered.

Now in

([1], Prop. 1.4)

it is shown that x

~ gr f( VO)

if and

only

if

there exists y E

~( V°)

with gr y = x such that for some k E N one has

yk ve C V~+k deg y-1

for all e EN. This is

equivalent

to the statement

that

xk

E Ann gr V. Hence

gr ~(V0) =Ann

gr V

=gr r(V0).

Yet

V0U(g)

= V and so

~(V0) = ~(V). Similarly r( V°)

=

r( V)

and thus the conclusion of theorem is obtained.

2.3

(Notation 1, 3.1, 3.3).

Fix

03BB, 03BC ~ b*

dominant with

À - g e P(R). Recalling ([12], 4.6)

assume that w E

WA

is the

unique

maximal

element,

under the Bruhat

ordering,

of

W(03BB)w W(03BC).

Then from 2.2 and

([ 12], 4.12) taking

V =

V(- w03BC, -03BB)

we obtain the

COROLLARY:

V(gr I(w03BC))

=

r(gr I(w-103BB)).

2.4 Fix v E

b* regular

and let

Fv

denote the intersection of v +

P (R )

with the upper closure of the facette

containing v(cf. [12], 2.1).

LEMMA: For each v’ E

v

one has

We

apply

2.3 twice. First with IL, À

dominant, regular

and WIL = v

(which

fixes

w).

This

gives ’V(gr I(v)) = r(gr I(w-103BB)).

Second with

IL, À dominant, À regular

and wu = v’

(with w

as

before).

To

apply

2.3

we must

require

that w be maximal in

WW(IL).

This is

exactly (c.f.

[12],4.6)

the

requirement

that

v’ E Fv

and so 2.2

applies giving V(gr I(z,’)) = V(gr I(w-103BB)).

2.5 The above result answers

positively

a

question

of Borho and

(4)

allows us from now on to restrict our attention to the determination of

V(gr I(03BB))

for A

regular.

2.6 Fix 03BB E

b* dominant, regular

and define

àig

as in

(1, 3.4).

In

([13], 5.5)

we gave a

decomposition

of

àig

into

disjoint

subsets

(X)03C3

indexed

by

a certain subset

f2x

of

WA.

We remark that card

(X)03C3=

dim 0", for each u

~ 03A903BB and f2À

=

WA

if and

only

if

R03BB

has

only simple

type

An factors,

so this

generalizes

to

arbitrary 4

the result anti-

cipated by

Jantzen in type

An.

LEMMA: For each or E

nA,

the

variety V(gr I)

is

independent of

the

choice

of

I E

(X)03C3.

To each w E

W,

we associated in

([ 13], 5.2)

a certain element a(w)

of C W03BB. Suppose I(w03BB), I(w’03BB)

E

(X)03C3. By

definition of

(X)03C3 ([13], 5.5)

we have

a(w’)

E

[a(w)C WA ] (notation [ 13], 5.2).

Then

by ([ 13],

5.2

(iii))

we have

a(w’-1) ~[CW03BBa(w-1)]

and

by ([13], 5.3)

we obtain

I(w’-103BB) ~(w-103BB). Taking 03BB = 03BC

in 2.3

gives V(grI(w03BB))=

V(gr I(w-103BB)) ~ °V’(gr I(w’-103BB)) = V(gr I(w’03BB)). Interchanging

w, w’

establishes the reverse inclusion and hence the assertion of the lemma.

2.7

(Notation I, 3.1, 3.3). Take 03BB - 03BC ~ P (R’)++

with

A -JL E P (R ).

LEMMA:

V(gr IB’(03BB))

=

V(gr IB’(03BC)).

Take V =

L(MB’(03BB), MB’(03BC))

in 2.2. The assertion will follow if we03BB can show that

~(V)

=

IB’(03BC), r( V)

=

1B,(À).

The first assertion follows from

(I, 4.8(i))

and

(I,5.5(ii)).

The second from

(I, 4.6)

and

(I, 5.5(i)).

3. The Jantzen

Conjecture

Throughout

this section we fix - À E

b*

dominant and

regular.

3.1 The

importance

of

2.4,

2.6 derive from the fact that it is

possible

to compute

V(gr I(w03BB))

for certain

special

choices of w. The method of

computation

is due to Borho and in fact motivated

[5, 8].

3.2

(Notation 1, 3.1, 3.3).

Let

BA ~ R+03BB

be a

simple

system of roots for

RA.

Fix B’ ~

B,

and define

WB,, wB,

as in

(1, 3.1).

A basic

problem

is to determine

V(gr I(wB’À)).

An

important special

case is when

(5)

26

there exists w E W such that wB’ ~ B.

(This always

holds for exam-

ple when 4

has

only

type

An factors.)

Then

by ([9], 4.1)

we can

assume B’ ~ B without loss of

generality.

Assume this holds and

(cf.

1, 8.2)

let

OB’

denote the

corresponding

Richardson orbit. Given any subset S

~ g*

let

I(S)

dénote the ideal in

S(g)

of

polynomial

func-

tions in

4*

which vanish on S. Assume that A has

only

type

An

factors.

THEOREM:

(Borho-Kraft-Procesi). Suppose 2(À, a)/(a, 03B1) = -1, for all a

E B’. Then gr

I(wB’03BB)

=

I(OB’).

By ([2], 2.3a))

we have gr

I(wB’03BB)

C

I(Ce,).

For each

~

and each

g finite module M, let

[M : o-1

denote the number of times the irreducible

representation u

occurs in M. To prove the theorem it is

enough

to show that with respect to

adjoint

action we have

for all u

0E 4.

The left hand side of

(*)

has been

computed by

Conze-Berline and Duflo. Indeed set Il = WB,À. Then

(notation I, 3.2, 4.5) 03BC

E

P(R’)V

and

by ([6], 2.12, 4.7, 5.5, 6.3)

we obtain

U(g)/I(03BC)

=

LB.(IL, li),

up to

isomorphism.

Let

E,

be the

simple 4

module defined

by 0"

and r the reductive part of pB’. Since

2(g, a)/(a, a )

=

1,

for all

a E

B’,

it follows from the above and Frobenius

reciprocity ([7], 5.5.7, 5.5.8)

that

It remains to show that

for all u E

A. (This

formula was

originally conjectured by Dixmier).

Given X E

OB’,

let

Gx

denote its stabilizer in the

adjoint

group G.

By ([5], 1.7, 6.3) (***)

holds whenever

Gx

is connected and the Zariski closure of

Cga

is a normal

variety. When 4

has

only

type

An

factors the former assertion is classical and the latter has been

recently

established

by

Kraft and Procesi

([8], 3.3).

This proves the theorem.

REMARK: Modulo the Kraft-Procesi

normality

theorem this is

([4],

Thm.

2.6)

the

proof being along

the lines of

([3],

Satz

3.5).

(6)

3.3

(Notation 1, 9.2).

Assume g has

only

type

An

factors. Then

W,

is a

product

of

symmetric

groups and so as in

(1.

9.2 or

[10],

Sect.

2)

we have a Robinson

map 03A6: w ~ (A(w), B(w))

of

W,

into

pairs

of

standard tableaux.

Taking B03BB

C B, the columns of

A(w)

define a subset B’ of B and hence a Richardson orbit

03BE(w). (For

this see

1, 8.3).

COROLLARY: For all w E

WA,

one has

V(gr I(w03BB)) = e(w) (Zariski closure).

As in

(1, 9.2)

this follows from

2.4,

2.6 and 3.2.

REMARK 1: We recall

(cf. [10],

Thm.

1)

that

I(w03BB)

=

I(w’À)

if and

only

if

A(w)

=

A(w’)

and so this establishes the

(obvious generalization)

of the Jantzen

conjecture

as stated in

([4], 5.9).

REMARK 2: If g has

only

type

An

factors then

gr I

E

Spec S(g)

for all I E Prim

U(g).

3.4 Three main difficulties arise in

attempting

to compute

gr

I in

general.

The first is that not all orbits are of Richardson type.

Secondly GX(X nilpotent)

need not be connected. For certain Richardson orbits this

difficulty

can be overcome

through ([5], 7.7).

Let X be a

nilpotent

element of 4. We shall say that the G-orbit

generated by

X admits a stable

polarization

p if there exists a

parabolic subgroup Px

of

Gx

which satisfies

Px

=

Gx

and whose Lie

algebra is p. Unfortunately

not all Richardson orbits have this prop-

erty.

For

example

the referee remarked that it fails for the

C2

type orbit in

C3.

The latter condition can

always

be satisfied as follows.

By

the Jacobson-Morozov theorem there exist

H,

F 0E 4 such that

CX~CH~CY

is a

simple subalgebra

of g. Fix a Cartan

subalgebra b

such that H

~ b

and set

Then

Gx

normalizes

P([18],4.16)

and so

Gx = PX. Yet p

is

only

a

polarization

if dim

qx

= dim

gH.

The third

difficulty

is

that 6

need not be

a normal

variety.

This can

happen

even for a Richardson orbit

OB. ([8],

0.5).

Under the

assumption Gx

=

Px (where

P is the

parabolic subgroup

with Lie

algebra pB’) non-normality

is

equivalent

to the strict

inequality

(7)

28

for some u E

g^. In

virtue of

(**)

we must have gr

I(wB’) I(OB’),

so

gr

I(WB’03BB)

can at best be

primary.

Yet

by ([5], 7.2)

both sides of

(*)

admit

multiplicity

functions

(in

the sense of

([3], 2.1))

which are

polynomials

with the same

leading

term

(i.e.

are

quasi-equal

in the

sense of

([3], 2.2)).

In the sense of

([3], 3.5d), B’

is then the

largest

irreducible component of

V(gr I(wB’03BB)).

LEMMA: Fix

B’ ~ B, 03BC

E

P(R’)++. If OB’

admits a stable

polariza- tion,

then

V(gr IB’(03BC))

contains

B’

as its

largest

irreducible com-

ponent.

They

coincide

if

the latter is a normal

variety.

By

2.7 it is

enough

to prove the assertion in the

special

case when

li = wB,À with -03BB E

b* dominant, regular

and

satisfying 2(À, a)/(a, 03B1) = - 1.

Then

IB’(03BC)

=

I(wB’03BB)

and as noted in

([15], 5.7) I(wB’(03BB

+

v))/I(03BB

+

v)

is

independent

of v E B’1- as

long

as

-(À

+

v)

remains dominant and

regular.

Thus we can further assume À E

P(R).

Let p be a stable

polarization

for

OB’.

We can take p to be of the form pB" : B" C B where of course

OB"

=

OB’.

After

Lusztig (cf. I, 8.6)

the latter condition is

equivalent

to

Pc&#x26;,/

=

PB".

Now choose -03BB’ ~

P(R)

dominant and

regular

such that

2(03BB’, 03B1)/(03B1, a) = - 1,

for all a E B". We show that

r(gr I(wB,À))

=

’V(gr I(wB"03BB’)).

Indeed 03BB - 03BB’ ~

P(R)

and if u is the

irreducible

representation

of

W"

defined

by Pga,

one has

I(wB’03BB)

E

(X)03C3, I(wB"03BB’)

E

(X’)03C3.

Thus the assertion follows from

2.4,

2.6.

Finally, V(gr I(wB"À’))

satisfies the conclusion of the

lemma, by

the

hypotheses, ([5], 7.2)

and the remarks

preceeding

the statement of the lemma.

REMARKS: It follows that Borho’s

problem (I,

Sect.

9)

has a

posi-

tive answer

when g

has

only

type

An

factors. In

general

we have

only

a much weaker statement and for

example

as

pointed

out

by

the referee one does not even know whether or not two

nilpotent

orbits

of the same dimension can have

multiplicity

functions of different

degrees.

If this cannot

happen

then the

largest

irreducible component coincides with the closure of the

unique

orbit of maximal dimension.

3.5 The main

application

of 3.4 derives from the

following

lemma.

LEMMA: Let I E Prim

U(g)

be a minimal

prime

ideal

containing

some induced ideal

IB’(03BC) : B’ ~ B, 03BC ~ P(R’)++.

Then

V(gr I) = V(gr IB’(03BC)).

Let

{Ij}nj=1

1 denote the set of minimal

prime

ideals

containing IB’(03BC)

with pi the Goldie

polynomial defining rkU(4)lIi (see [17]).

Let 0" be

(8)

the irreducible

representation

of

W03BB

defined

by

the

simple

module

Pg5. By

2.6, 2.7 it is

enough

to show

that I;

E

(X)03C3

for all

j.

Define pB,

as in

(1, 6.6)

and recall that

pB’(03BC)

= dim

VB’(03BC) (notation 1, 3.1).

Choose w

~ W03BB

such that

wB’w-103BC

is antidominant.

By ([14], 3.9(i))

we have

d(U(g)/Ij)

=

d(U(g)/IB’(03BC))

and so

by ([16], 8.1 (iii»

and

([17], 5.12)

there exist

z’j ~

N+ such that

(Here z’j= zj(qj/pj),

where zj is defined

by

the conclusion of

([16],

8.1

(iii))

and

(qj/pj)

is the

positive integer

defined

through ([17], 5.12)).

Now wpB- E

P9J31,

so

by (*)

and the linear

independence ([13],

Thm.

5.5)

of the Goldie

polynomials

we obtain pj E

PB’. Hence Ij

E

(X)03C3,

as

required.

REFERENCES

[1] I.N. BERNSTEIN: Modules over a ring of differential operators Funct. Anal. i evo priloj., 5 (1970) 89-101.

[2] W. BORHO: Berechnung der Gelfand-Kirillov-Dimension bei induzierten Dar- stellungen. Math. Ann. 225 (1977) 177-194.

[3] W. BORHO: Definition einer Dixmier-Abbildung für sl (n, C). Invent. Math. 40 (1977)

143-169.

[4] W. BORHO: Recent advances in the enveloping algebras of semi-simple Lie algebras.

Sém. Bourbaki. No. 489, Nov. 1976.

[5] W. BORHO and H. KRAFT: Über Bahnen und deren Deformationen bei linearen aktionen reduktiver Gruppen. Comment. Math. Helv., 54 (1979) 61-104.

[6] N. CONZE-BERLINE and M. DUFLO: Sur les representations induites des

groupes semi-simple complexes. Comp. Math., 34 (1977) 307-336.

[7] J. DIXMIER: Algèbres enveloppantes, cahiers scientifiques, XXXVII, Gauthier- Villars, Paris, 1974.

[8] H. KRAFT and C. PROCESI: Closures of conjugacy classes of matrices are

normal. Invent. Math. 53 (1979) 227-247.

[9] A. JOSEPH: Sur la classification des idéaux primitifs dans l’algèbre enveloppante

d’une algèbre de Lie réductive. Comptes Rendus, A 284 (1977) 425-427.

[10] A. JOSEPH: Sur la classification des idéaux primitifs dans l’algèbre enveloppante

de sl (n + 1, C). Comptes Rendus, A 287 (1978) 302-306.

[11] A. JOSEPH: Towards the Jantzen conjecture. Comp. Math., 40 (1980) 35-78.

[12] A. JOSEPH: Dixmier’s problem for Verma and principal series submodules. J.

Lond. Math. Soc., (In the press).

[13] A. JOSEPH: Goldie rank in the enveloping algebra of a semi-simple Lie algebra. II.

Journ. Alg. (In the press).

[14] A. JOSEPH and L.W. SMALL: An additivity principle for Goldie rank. Israel J.

Math., 31 (1978) 105-114.

[15] A. JOSEPH, On the annihilators of the simple subquotients of the principal series, Ann. scient. Ec. Norm. Sup., 10 (1977) 419-440.

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30

[16] A. JOSEPH, Kostant’s problem, Goldie rank and the Gelfand-Kirillov conjecture,

Invent. Math. 56 (1980) 191-213.

[17] A. JOSEPH, Goldie rank in the enveloping algebra of a semi-simple Lie algebra. I, Journ. Alg. (In the press).

[18] T.A. SPRINGER and R. STEINBERG, Conjugacy classes, Lecture Notes in Mathematics, No. 131, Springer-Verlag, Berlin/Heidelberg/New York, 1970.

(Oblatum 18-VII-1979 &#x26; 21-XI-1979) Department of Mathematics Tel Aviv University

Ramat-Aviv Israel

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